The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 82,796 | 1,144,699 | SH | DFND | 0 | 1,144,699 | 0 | ||
ACCURAY INC | COM | 004397105 | 9,366 | 2,746,636 | SH | DFND | 0 | 2,746,636 | 0 | ||
ACORDA THERAPEUTICS INC | COM | 00484M906 | 27,093 | 1,739,000 | SH | Call | DFND | 0 | 1,739,000 | 0 | |
ACORDA THERAPEUTICS INC | COM | 00484M106 | 17,273 | 1,108,659 | SH | DFND | 0 | 1,108,659 | 0 | ||
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 75,652 | 90,886,000 | PRN | DFND | 0 | 90,886,000 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 197 | 4,226 | SH | DFND | 0 | 4,226 | 0 | ||
ADOBE INC | COM | 00724F101 | 242 | 1,071 | SH | DFND | 0 | 1,071 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 68,371 | 1,893,935 | SH | DFND | 0 | 1,893,935 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 23,889 | 174,284 | SH | DFND | 0 | 174,284 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 49,687 | 237,248 | SH | DFND | 0 | 237,248 | 0 | ||
ALLAKOS INC | COM | 01671P100 | 30,215 | 618,284 | SH | DFND | 0 | 618,284 | 0 | ||
ALLENA PHARMACEUTICALS INC | COM | 018119107 | 9,636 | 1,768,104 | SH | DFND | 0 | 1,768,104 | 0 | ||
ALLOGENE THERAPEUTICS INC | COM | 019770106 | 16,621 | 617,193 | SH | DFND | 0 | 617,193 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 69,062 | 66,091 | SH | DFND | 0 | 66,091 | 0 | ||
AMAZON COM INC | COM | 023135106 | 82,200 | 54,728 | SH | DFND | 0 | 54,728 | 0 | ||
ANAPLAN INC | COM | 03272L108 | 891 | 33,587 | SH | DFND | 0 | 33,587 | 0 | ||
ANAPTYSBIO INC | COM | 032724106 | 38,615 | 605,345 | SH | DFND | 0 | 605,345 | 0 | ||
ANTHEM INC | COM | 036752103 | 118,557 | 451,421 | SH | DFND | 0 | 451,421 | 0 | ||
APTINYX INC | COM | 03836N103 | 30,634 | 1,852,132 | SH | DFND | 0 | 1,852,132 | 0 | ||
ARCUS BIOSCIENCES INC | COM | 03969F109 | 2,380 | 220,976 | SH | DFND | 0 | 220,976 | 0 | ||
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 117,421 | 3,014,672 | SH | DFND | 0 | 3,014,672 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 11,320 | 117,834 | SH | DFND | 0 | 117,834 | 0 | ||
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 1,724 | 27,519 | SH | DFND | 0 | 27,519 | 0 | ||
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 64,413 | 3,021,259 | SH | DFND | 0 | 3,021,259 | 0 | ||
AVROBIO INC | COM | 05455M100 | 4,020 | 241,413 | SH | DFND | 0 | 241,413 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 65,513 | 166,775 | SH | DFND | 0 | 166,775 | 0 | ||
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 79,271 | 1,470,436 | SH | DFND | 0 | 1,470,436 | 0 | ||
CARBON BLACK INC | COM | 14081R103 | 3,104 | 231,286 | SH | DFND | 0 | 231,286 | 0 | ||
CARDIOVASCULAR SYS INC DEL | COM | 141619106 | 45,580 | 1,599,867 | SH | DFND | 0 | 1,599,867 | 0 | ||
CIGNA CORP NEW | COM | 125523900 | 105,273 | 554,300 | SH | Call | DFND | 0 | 554,300 | 0 | |
CIGNA CORP NEW | COM | 125523100 | 38,440 | 202,399 | SH | DFND | 0 | 202,399 | 0 | ||
CLEMENTIA PHARMACEUTICALS IN | COM | 185575107 | 9,995 | 849,904 | SH | DFND | 0 | 849,904 | 0 | ||
CLOVIS ONCOLOGY INC | NOTE 2.500% 9/1 | 189464AB6 | 54,481 | 64,864,000 | PRN | DFND | 0 | 64,864,000 | 0 | ||
CME GROUP INC | COM CL A | 12572Q105 | 41,237 | 219,204 | SH | DFND | 0 | 219,204 | 0 | ||
COUPA SOFTWARE INC | COM | 22266L106 | 18,834 | 299,615 | SH | DFND | 0 | 299,615 | 0 | ||
DAVITA INC | COM | 23918K108 | 49,517 | 962,234 | SH | DFND | 0 | 962,234 | 0 | ||
DOCUSIGN INC | COM | 256163106 | 769 | 19,199 | SH | DFND | 0 | 19,199 | 0 | ||
DROPBOX INC | CL A | 26210C104 | 31,098 | 1,522,197 | SH | DFND | 0 | 1,522,197 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 82,838 | 540,827 | SH | DFND | 0 | 540,827 | 0 | ||
ELASTIC N V | ORD SHS | N14506104 | 5,157 | 72,151 | SH | DFND | 0 | 72,151 | 0 | ||
ENDOLOGIX INC | NOTE 3.250%11/0 | 29266SAB2 | 33,876 | 47,379,000 | PRN | DFND | 0 | 47,379,000 | 0 | ||
EQUILLIUM INC | COM | 29446K106 | 11,049 | 1,353,987 | SH | DFND | 0 | 1,353,987 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 86,434 | 1,879,003 | SH | DFND | 0 | 1,879,003 | 0 | ||
FATE THERAPEUTICS INC | COM | 31189P102 | 18,873 | 1,471,000 | SH | DFND | 0 | 1,471,000 | 0 | ||
FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAA6 | 1,768 | 1,911,400 | PRN | DFND | 0 | 1,911,400 | 0 | ||
FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAD0 | 34,036 | 29,532,000 | PRN | DFND | 0 | 29,532,000 | 0 | ||
GODADDY INC | CL A | 380237107 | 145,073 | 2,210,808 | SH | DFND | 0 | 2,210,808 | 0 | ||
GREEN DOT CORP | CL A | 39304D102 | 10,145 | 127,577 | SH | DFND | 0 | 127,577 | 0 | ||
GRITSTONE ONCOLOGY INC | COM | 39868T105 | 14,280 | 1,005,613 | SH | DFND | 0 | 1,005,613 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 48,760 | 391,805 | SH | DFND | 0 | 391,805 | 0 | ||
HUMANA INC | COM | 444859102 | 116,910 | 408,093 | SH | DFND | 0 | 408,093 | 0 | ||
ICU MED INC | COM | 44930G107 | 40,359 | 175,758 | SH | DFND | 0 | 175,758 | 0 | ||
INTUIT | COM | 461202103 | 49,052 | 249,183 | SH | DFND | 0 | 249,183 | 0 | ||
IRHYTHM TECHNOLOGIES INC | COM | 450056106 | 28,891 | 415,819 | SH | DFND | 0 | 415,819 | 0 | ||
ISHARES TR | EMERGING MARKETS | 464287904 | 174,634 | 4,470,900 | SH | Call | DFND | 0 | 4,470,900 | 0 | |
KURA ONCOLOGY INC | COM | 50127T109 | 16,061 | 1,143,917 | SH | DFND | 0 | 1,143,917 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM SER C FRMLA | 531229854 | 447 | 14,544 | SH | DFND | 0 | 14,544 | 0 | ||
LIVE NATION ENTERTAINMENT IN | COM | 538034109 | 4,658 | 94,574 | SH | DFND | 0 | 94,574 | 0 | ||
LIVERAMP HLDGS INC | COM | 53815P108 | 9,132 | 236,405 | SH | DFND | 0 | 236,405 | 0 | ||
MADISON SQUARE GARDEN CO NEW | CL A | 55825T103 | 38,353 | 143,267 | SH | DFND | 0 | 143,267 | 0 | ||
MARINUS PHARMACEUTICALS INC | COM | 56854Q101 | 1,506 | 524,663 | SH | DFND | 0 | 524,663 | 0 | ||
MEDICINES CO | NOTE 2.750% 7/1 | 584688AG0 | 68,404 | 90,166,000 | PRN | DFND | 0 | 90,166,000 | 0 | ||
MERIT MED SYS INC | COM | 589889104 | 39,195 | 702,293 | SH | DFND | 0 | 702,293 | 0 | ||
MICROCHIP TECHNOLOGY INC | COM | 595017104 | 74,257 | 1,032,492 | SH | DFND | 0 | 1,032,492 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 70,517 | 694,274 | SH | DFND | 0 | 694,274 | 0 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 40,579 | 349,159 | SH | DFND | 0 | 349,159 | 0 | ||
MYOKARDIA INC | COM | 62857M105 | 75,153 | 1,538,131 | SH | DFND | 0 | 1,538,131 | 0 | ||
NEON THERAPEUTICS INC | COM | 64050Y100 | 4,924 | 979,002 | SH | DFND | 0 | 979,002 | 0 | ||
NEURONETICS INC | COM | 64131A105 | 444 | 22,937 | SH | DFND | 0 | 22,937 | 0 | ||
NEVRO CORP | COM | 64157F103 | 21,627 | 556,095 | SH | DFND | 0 | 556,095 | 0 | ||
NEW YORK TIMES CO | CL A | 650111107 | 18,048 | 809,701 | SH | DFND | 0 | 809,701 | 0 | ||
NUCANA PLC | SPONSORED ADR | 67022C106 | 6,488 | 447,420 | SH | DFND | 0 | 447,420 | 0 | ||
PACIRA PHARMACEUTICALS INC | COM | 695127100 | 22,521 | 523,497 | SH | DFND | 0 | 523,497 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 80,187 | 953,584 | SH | DFND | 0 | 953,584 | 0 | ||
PENUMBRA INC | COM | 70975L107 | 110,334 | 902,898 | SH | DFND | 0 | 902,898 | 0 | ||
PFIZER INC | COM | 717081103 | 40,747 | 933,486 | SH | DFND | 0 | 933,486 | 0 | ||
PIVOTAL SOFTWARE INC | COM CL A | 72582H107 | 20,026 | 1,224,809 | SH | DFND | 0 | 1,224,809 | 0 | ||
SAGE THERAPEUTICS INC | COM | 78667J108 | 48,448 | 505,776 | SH | DFND | 0 | 505,776 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 82,415 | 601,699 | SH | DFND | 0 | 601,699 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 9,613 | 53,991 | SH | DFND | 0 | 53,991 | 0 | ||
SIENNA BIOPHARMACEUTICALS IN | COM | 82622H108 | 3,658 | 1,576,619 | SH | DFND | 0 | 1,576,619 | 0 | ||
SOLID BIOSCIENCES INC | COM | 83422E105 | 35,780 | 1,335,080 | SH | DFND | 0 | 1,335,080 | 0 | ||
SPARK THERAPEUTICS INC | COM | 84652J103 | 85,458 | 2,183,393 | SH | DFND | 0 | 2,183,393 | 0 | ||
SQUARE INC | CL A | 852234103 | 29,674 | 529,040 | SH | DFND | 0 | 529,040 | 0 | ||
STONECO LTD | COM CL A | G85158106 | 1,594 | 86,453 | SH | DFND | 0 | 86,453 | 0 | ||
TABLEAU SOFTWARE INC | CL A | 87336U105 | 37,135 | 309,456 | SH | DFND | 0 | 309,456 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 58,657 | 262,107 | SH | DFND | 0 | 262,107 | 0 | ||
TWILIO INC | CL A | 90138F102 | 13,649 | 152,841 | SH | DFND | 0 | 152,841 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 60,009 | 240,885 | SH | DFND | 0 | 240,885 | 0 | ||
UNITY BIOTECHNOLOGY INC | COM | 91381U101 | 13,496 | 830,015 | SH | DFND | 0 | 830,015 | 0 | ||
VIEWRAY INC | COM | 92672L107 | 12,834 | 2,114,316 | SH | DFND | 0 | 2,114,316 | 0 | ||
WRIGHT MED GROUP N V | ORD SHS 0.03 PAR | N96617118 | 37,678 | 1,384,206 | SH | DFND | 0 | 1,384,206 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 70,356 | 678,328 | SH | DFND | 0 | 678,328 | 0 | ||
ZSCALER INC | COM | 98980G102 | 1,836 | 46,814 | SH | DFND | 0 | 46,814 | 0 |