The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 1,600 | 22,118 | SH | DFND | 0 | 22,118 | 0 | ||
ACCURAY INC | COM | 004397105 | 76 | 22,424 | SH | DFND | 0 | 22,424 | 0 | ||
ACORDA THERAPEUTICS INC | COM | 00484M906 | 326 | 20,900 | SH | Call | DFND | 0 | 20,900 | 0 | |
ACORDA THERAPEUTICS INC | COM | 00484M106 | 204 | 13,101 | SH | DFND | 0 | 13,101 | 0 | ||
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 922 | 1,108,000 | PRN | DFND | 0 | 1,108,000 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 814 | 22,559 | SH | DFND | 0 | 22,559 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 625 | 4,557 | SH | DFND | 0 | 4,557 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 773 | 3,689 | SH | DFND | 0 | 3,689 | 0 | ||
ALLAKOS INC | COM | 01671P100 | 4,304 | 88,079 | SH | DFND | 0 | 88,079 | 0 | ||
ALLENA PHARMACEUTICALS INC | COM | 018119107 | 1,645 | 301,889 | SH | DFND | 0 | 301,889 | 0 | ||
ALLOGENE THERAPEUTICS INC | COM | 019770106 | 135 | 5,007 | SH | DFND | 0 | 5,007 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,730 | 1,656 | SH | DFND | 0 | 1,656 | 0 | ||
AMAZON COM INC | COM | 023135106 | 2,103 | 1,400 | SH | DFND | 0 | 1,400 | 0 | ||
ANAPLAN INC | COM | 03272L108 | 24 | 889 | SH | DFND | 0 | 889 | 0 | ||
ANAPTYSBIO INC | COM | 032724106 | 429 | 6,731 | SH | DFND | 0 | 6,731 | 0 | ||
ANTHEM INC | COM | 036752103 | 2,291 | 8,722 | SH | DFND | 0 | 8,722 | 0 | ||
APTINYX INC | COM | 03836N103 | 973 | 58,840 | SH | DFND | 0 | 58,840 | 0 | ||
ARCUS BIOSCIENCES INC | COM | 03969F109 | 17 | 1,575 | SH | DFND | 0 | 1,575 | 0 | ||
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 1,535 | 39,408 | SH | DFND | 0 | 39,408 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 110 | 1,148 | SH | DFND | 0 | 1,148 | 0 | ||
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 17 | 271 | SH | DFND | 0 | 271 | 0 | ||
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 495 | 23,226 | SH | DFND | 0 | 23,226 | 0 | ||
AVROBIO INC | COM | 05455M100 | 27 | 1,643 | SH | DFND | 0 | 1,643 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 1,712 | 4,358 | SH | DFND | 0 | 4,358 | 0 | ||
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 859 | 15,932 | SH | DFND | 0 | 15,932 | 0 | ||
CARBON BLACK INC | COM | 14081R103 | 83 | 6,163 | SH | DFND | 0 | 6,163 | 0 | ||
CARDIOVASCULAR SYS INC DEL | COM | 141619106 | 415 | 14,574 | SH | DFND | 0 | 14,574 | 0 | ||
CIGNA CORP NEW | COM | 125523900 | 2,032 | 10,700 | SH | Call | DFND | 0 | 10,700 | 0 | |
CIGNA CORP NEW | COM | 125523100 | 744 | 3,918 | SH | DFND | 0 | 3,918 | 0 | ||
CLOVIS ONCOLOGY INC | NOTE 2.500% 9/1 | 189464AB6 | 548 | 652,000 | PRN | DFND | 0 | 652,000 | 0 | ||
CME GROUP INC | COM CL A | 12572Q105 | 1,078 | 5,728 | SH | DFND | 0 | 5,728 | 0 | ||
COUPA SOFTWARE INC | COM | 22266L106 | 476 | 7,575 | SH | DFND | 0 | 7,575 | 0 | ||
DAVITA INC | COM | 23918K108 | 627 | 12,180 | SH | DFND | 0 | 12,180 | 0 | ||
DOCUSIGN INC | COM | 256163106 | 21 | 518 | SH | DFND | 0 | 518 | 0 | ||
DROPBOX INC | CL A | 26210C104 | 795 | 38,899 | SH | DFND | 0 | 38,899 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 1,601 | 10,450 | SH | DFND | 0 | 10,450 | 0 | ||
ELASTIC N V | ORD SHS | N14506104 | 137 | 1,911 | SH | DFND | 0 | 1,911 | 0 | ||
ENDOLOGIX INC | NOTE 3.250%11/0 | 29266SAB2 | 295 | 413,000 | PRN | DFND | 0 | 413,000 | 0 | ||
EQUILLIUM INC | COM | 29446K106 | 64 | 7,879 | SH | DFND | 0 | 7,879 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 1,166 | 25,341 | SH | DFND | 0 | 25,341 | 0 | ||
FATE THERAPEUTICS INC | COM | 31189P102 | 158 | 12,287 | SH | DFND | 0 | 12,287 | 0 | ||
FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAA6 | 19 | 20,600 | PRN | DFND | 0 | 20,600 | 0 | ||
FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAD0 | 325 | 282,000 | PRN | DFND | 0 | 282,000 | 0 | ||
GODADDY INC | CL A | 380237107 | 3,710 | 56,532 | SH | DFND | 0 | 56,532 | 0 | ||
GREEN DOT CORP | CL A | 39304D102 | 265 | 3,335 | SH | DFND | 0 | 3,335 | 0 | ||
GRITSTONE ONCOLOGY INC | COM | 39868T105 | 171 | 12,951 | SH | DFND | 0 | 12,951 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 944 | 7,588 | SH | DFND | 0 | 7,588 | 0 | ||
HUMANA INC | COM | 444859102 | 2,264 | 7,902 | SH | DFND | 0 | 7,902 | 0 | ||
ICU MED INC | COM | 44930G107 | 527 | 2,297 | SH | DFND | 0 | 2,297 | 0 | ||
INTUIT | COM | 461202103 | 1,256 | 6,380 | SH | DFND | 0 | 6,380 | 0 | ||
IRHYTHM TECHNOLOGIES INC | COM | 450056106 | 325 | 4,681 | SH | DFND | 0 | 4,681 | 0 | ||
ISHARES TR | EMERGING MARKETS | 464287904 | 2,660 | 68,100 | SH | Call | DFND | 0 | 68,100 | 0 | |
KURA ONCOLOGY INC | COM | 50127T109 | 141 | 10,072 | SH | DFND | 0 | 10,072 | 0 | ||
LIVE NATION ENTERTAINMENT IN | COM | 538034109 | 101 | 2,053 | SH | DFND | 0 | 2,053 | 0 | ||
LIVERAMP HLDGS INC | COM | 53815P108 | 223 | 5,763 | SH | DFND | 0 | 5,763 | 0 | ||
MADISON SQUARE GARDEN CO NEW | CL A | 55825T103 | 980 | 3,659 | SH | DFND | 0 | 3,659 | 0 | ||
MARINUS PHARMACEUTICALS INC | COM | 56854Q101 | 9 | 3,137 | SH | DFND | 0 | 3,137 | 0 | ||
MEDICINES CO | NOTE 2.750% 7/1 | 584688AG0 | 816 | 1,075,000 | PRN | DFND | 0 | 1,075,000 | 0 | ||
MERIT MED SYS INC | COM | 589889104 | 533 | 9,549 | SH | DFND | 0 | 9,549 | 0 | ||
MICROCHIP TECHNOLOGY INC | COM | 595017104 | 1,940 | 26,975 | SH | DFND | 0 | 26,975 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,803 | 17,754 | SH | DFND | 0 | 17,754 | 0 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 643 | 5,529 | SH | DFND | 0 | 5,529 | 0 | ||
MYOKARDIA INC | COM | 62857M105 | 812 | 16,623 | SH | DFND | 0 | 16,623 | 0 | ||
NEON THERAPEUTICS INC | COM | 64050Y100 | 4,187 | 832,358 | SH | DFND | 0 | 832,358 | 0 | ||
NEVRO CORP | COM | 64157F103 | 267 | 6,854 | SH | DFND | 0 | 6,854 | 0 | ||
NEW YORK TIMES CO | CL A | 650111107 | 465 | 20,877 | SH | DFND | 0 | 20,877 | 0 | ||
PACIRA PHARMACEUTICALS INC | COM | 695127100 | 265 | 6,151 | SH | DFND | 0 | 6,151 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 2,051 | 24,389 | SH | DFND | 0 | 24,389 | 0 | ||
PENUMBRA INC | COM | 70975L107 | 1,386 | 11,346 | SH | DFND | 0 | 11,346 | 0 | ||
PFIZER INC | COM | 717081103 | 753 | 17,254 | SH | DFND | 0 | 17,254 | 0 | ||
PIVOTAL SOFTWARE INC | COM CL A | 72582H107 | 524 | 32,019 | SH | DFND | 0 | 32,019 | 0 | ||
SAGE THERAPEUTICS INC | COM | 78667J108 | 592 | 6,184 | SH | DFND | 0 | 6,184 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 2,096 | 15,301 | SH | DFND | 0 | 15,301 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 251 | 1,411 | SH | DFND | 0 | 1,411 | 0 | ||
SIENNA BIOPHARMACEUTICALS IN | COM | 82622H108 | 35 | 15,283 | SH | DFND | 0 | 15,283 | 0 | ||
SOLID BIOSCIENCES INC | COM | 83422E105 | 328 | 12,250 | SH | DFND | 0 | 12,250 | 0 | ||
SPARK THERAPEUTICS INC | COM | 84652J103 | 1,036 | 26,477 | SH | DFND | 0 | 26,477 | 0 | ||
SQUARE INC | CL A | 852234103 | 748 | 13,336 | SH | DFND | 0 | 13,336 | 0 | ||
STONECO LTD | COM CL A | G85158106 | 42 | 2,289 | SH | DFND | 0 | 2,289 | 0 | ||
TABLEAU SOFTWARE INC | CL A | 87336U105 | 971 | 8,090 | SH | DFND | 0 | 8,090 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 1,136 | 5,076 | SH | DFND | 0 | 5,076 | 0 | ||
TWILIO INC | CL A | 90138F102 | 343 | 3,842 | SH | DFND | 0 | 3,842 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,159 | 4,654 | SH | DFND | 0 | 4,654 | 0 | ||
UNITY BIOTECHNOLOGY INC | COM | 91381U101 | 5,020 | 308,730 | SH | DFND | 0 | 308,730 | 0 | ||
VIEWRAY INC | COM | 92672L107 | 131 | 21,604 | SH | DFND | 0 | 21,604 | 0 | ||
WRIGHT MED GROUP N V | ORD SHS 0.03 PAR | N96617118 | 459 | 16,853 | SH | DFND | 0 | 16,853 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 1,312 | 12,649 | SH | DFND | 0 | 12,649 | 0 | ||
ZSCALER INC | COM | 98980G102 | 49 | 1,258 | SH | DFND | 0 | 1,258 | 0 |