The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABEONA THERAPEUTICS INC | COM | 00289Y107 | 3,488 | 488,534 | SH | DFND | 1 | 488,534 | 0 | 0 | |
ACCELERON PHARMA INC | COM | 00434H108 | 2,121 | 48,695 | SH | DFND | 1 | 48,695 | 0 | 0 | |
ACLARIS THERAPEUTICS INC | COM | 00461U105 | 3,533 | 478,055 | SH | DFND | 1 | 478,055 | 0 | 0 | |
ALLAKOS INC | COM | 01671P100 | 7,841 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 9,527 | 700,000 | SH | DFND | 1 | 700,000 | 0 | 0 | |
ANAPTYSBIO INC | COM | 032724106 | 70,523 | 1,105,557 | SH | DFND | 1 | 1,105,557 | 0 | 0 | |
APELLIS PHARMACEUTICALS INC | COM | 03753U106 | 59,388 | 4,502,498 | SH | DFND | 1 | 4,502,498 | 0 | 0 | |
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 11,685 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
ARGEN SE | SPONSORED ADR | 04016X101 | 43,232 | 450,000 | SH | DFND | 1 | 450,000 | 0 | 0 | |
ARQULE INC | COM | 04269E107 | 809 | 292,095 | SH | DFND | 1 | 292,095 | 0 | 0 | |
ARRAY BIOPHARMA INC | COM | 04269X105 | 8,276 | 580,756 | SH | DFND | 1 | 580,756 | 0 | 0 | |
ARSANIS INC | COM | 042873109 | 4,319 | 1,861,702 | SH | DFND | 1 | 1,861,702 | 0 | 0 | |
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 21,204 | 338,456 | SH | DFND | 1 | 338,456 | 0 | 0 | |
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 2,597 | 121,797 | SH | DFND | 1 | 121,797 | 0 | 0 | |
AVROBIO INC | COM | 05455M100 | 22,607 | 1,357,784 | SH | DFND | 1 | 1,357,784 | 0 | 0 | |
AXONICS MODULATION TECH INC | COM | 05465P101 | 19,429 | 1,285,828 | SH | DFND | 1 | 1,285,828 | 0 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 24,037 | 650,000 | SH | DFND | 1 | 650,000 | 0 | 0 | |
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 19,480 | 361,351 | SH | DFND | 1 | 361,351 | 0 | 0 | |
CELLECTAR BIOSCIENCES INC | *W EXP 08/20/201 | 15117F120 | 3 | 52,999 | SH | DFND | 1 | 52,999 | 0 | 0 | |
COLLEGIUM PHARMACEUTICAL INC | COM | 19459J104 | 4,213 | 245,370 | SH | DFND | 1 | 245,370 | 0 | 0 | |
CONSTELLATION PHARMACEUTICALS I | COM | 210373106 | 5,099 | 1,271,687 | SH | DFND | 1 | 1,271,687 | 0 | 0 | |
CONTRAFECT CORP | COM | 212326102 | 4,446 | 2,905,638 | SH | DFND | 1 | 2,905,638 | 0 | 0 | |
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 2,857 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 4,480 | 296,712 | SH | DFND | 1 | 296,712 | 0 | 0 | |
DICERNA PHARMACEUTICALS INC | COM | 253031108 | 37,217 | 3,481,471 | SH | DFND | 1 | 3,481,471 | 0 | 0 | |
EIDOS THERAPEUTICS INC | COM | 28249H104 | 5,309 | 385,846 | SH | DFND | 1 | 385,846 | 0 | 0 | |
G1 THERAPEUTICS INC | COM | 3621LQ109 | 19,041 | 994,287 | SH | DFND | 1 | 994,287 | 0 | 0 | |
HERON THERAPEUTICS INC | COM | 427746102 | 4,298 | 165,682 | SH | DFND | 1 | 165,682 | 0 | 0 | |
INCYTE CORP | COM | 45337C102 | 15,982 | 251,335 | SH | DFND | 1 | 251,335 | 0 | 0 | |
INFLARX NV | COM | N44821101 | 53,651 | 1,475,140 | SH | DFND | 1 | 1,475,140 | 0 | 0 | |
INSPIRE MED SYS INC | COM | 457730109 | 12,263 | 290,239 | SH | DFND | 1 | 290,239 | 0 | 0 | |
ITERUM THERAPEUTICS PLC | SHS | G6333L101 | 2,335 | 466,002 | SH | DFND | 1 | 466,002 | 0 | 0 | |
KEZAR LIFE SCIENCES INC | COM | 49372L100 | 33,581 | 1,422,911 | SH | DFND | 1 | 1,422,911 | 0 | 0 | |
KINIKSA PHARMACEUTICALS LTD | COM CL A | G5269C101 | 23,343 | 831,000 | SH | DFND | 1 | 831,000 | 0 | 0 | |
KURA ONCOLOGY INC | COM | 50127T109 | 7,722 | 550,000 | SH | DFND | 1 | 550,000 | 0 | 0 | |
MEIRAGTX HOLDGIN PLC | COM | G59665102 | 2,300 | 238,579 | SH | DFND | 1 | 238,579 | 0 | 0 | |
MINERVA NEUROSCIENCES INC | COM | 603380106 | 4,097 | 607,903 | SH | DFND | 1 | 607,903 | 0 | 0 | |
MIRATI THERAPEUTICS INC | COM | 60468T105 | 74,307 | 1,751,699 | SH | DFND | 1 | 1,751,699 | 0 | 0 | |
MYOKARDIA INC | COM | 62857M105 | 33,100 | 677,451 | SH | DFND | 1 | 677,451 | 0 | 0 | |
NEKTAR THERAPEUTICS | COM | 640268108 | 17,980 | 547,000 | SH | DFND | 1 | 547,000 | 0 | 0 | |
NEKTAR THERAPEUTICS | COM | 640268108 | 8,218 | 250,000 | SH | Call | DFND | 1 | 250,000 | 0 | 0 |
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 15,583 | 218,222 | SH | DFND | 1 | 218,222 | 0 | 0 | |
OMEROS CORP | COM | 682143102 | 2,024 | 181,700 | SH | Call | DFND | 1 | 181,700 | 0 | 0 |
ORCHARD THERAPEUTICS PLC | ADS | 68570P101 | 5,899 | 375,000 | SH | DFND | 1 | 375,000 | 0 | 0 | |
OUTLOOK THERAPEUTICS INC | *W EXP 02/18/201 | 69012T115 | 64 | 416,666 | SH | DFND | 1 | 416,666 | 0 | 0 | |
PHASEBIO PHARMACEUTICALS INC | COM | 717224109 | 3,393 | 1,097,926 | SH | DFND | 1 | 1,097,926 | 0 | 0 | |
PRINCIPIA BIOPHARMA INC | COM | 74257L108 | 40,383 | 1,474,362 | SH | DFND | 1 | 1,474,362 | 0 | 0 | |
QUANTERIX CORP | COM | 74766Q101 | 1,006 | 54,945 | SH | DFND | 1 | 54,945 | 0 | 0 | |
QUOTIENT LTD | SHS | G73268107 | 29,148 | 4,762,772 | SH | DFND | 1 | 4,762,772 | 0 | 0 | |
RA PHARMACEUTICALS INC | COM | 74933V108 | 8,026 | 441,000 | SH | DFND | 1 | 441,000 | 0 | 0 | |
REATA PHARMACEUTICALS INC | CL A | 75615P103 | 37,825 | 674,251 | SH | DFND | 1 | 674,251 | 0 | 0 | |
REPLIMUNE GROUP INC | COM | 76029N106 | 4,678 | 467,792 | SH | DFND | 1 | 467,792 | 0 | 0 | |
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 28,835 | 1,945,659 | SH | DFND | 1 | 1,945,659 | 0 | 0 | |
RUBIUS THERAPEUTICS INC | COM | 78116T103 | 5,803 | 360,910 | SH | DFND | 1 | 360,910 | 0 | 0 | |
SAGE THERAPEUTICS INC | COM | 78667J108 | 17,600 | 183,732 | SH | DFND | 1 | 183,732 | 0 | 0 | |
SAGE THERAPEUTICS INC | COM | 78667J108 | 17,626 | 184,000 | SH | Put | DFND | 1 | 184,000 | 0 | 0 |
SANGAMO THERAPEUTICS INC | COM | 800677106 | 2,230 | 194,274 | SH | DFND | 1 | 194,274 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 9,822 | 90,000 | SH | DFND | 1 | 90,000 | 0 | 0 | |
SCHOLAR ROCK HLDG CORP | COM | 80706P103 | 4,825 | 210,078 | SH | DFND | 1 | 210,078 | 0 | 0 | |
SOLID BIOSCIENCES INC | COM | 83422E105 | 17,500 | 652,987 | SH | DFND | 1 | 652,987 | 0 | 0 | |
TESARO INC | COM | 881569107 | 66,825 | 900,000 | SH | DFND | 1 | 900,000 | 0 | 0 | |
TESARO INC | COM | 881569107 | 93,057 | 1,253,300 | SH | Call | DFND | 1 | 1,253,300 | 0 | 0 |
THERAVANCE BIOPHARMA INC | COM | G8807B106 | 22,645 | 884,916 | SH | DFND | 1 | 884,916 | 0 | 0 | |
TRANSLATE BIO INC | COM | 89374L104 | 3,409 | 454,550 | SH | DFND | 1 | 454,550 | 0 | 0 | |
TRICIDA INC | COM | 89610F101 | 17,252 | 731,621 | SH | DFND | 1 | 731,621 | 0 | 0 | |
TWIST BIOSCIENCE CORP | COM | 90184D100 | 16,303 | 706,064 | SH | DFND | 1 | 706,064 | 0 | 0 | |
Y MABS THERAPEUTICS INC | COM | 984241109 | 3,961 | 194,768 | SH | DFND | 1 | 194,768 | 0 | 0 | |
ZAI LAB LTD | ADR | 98887Q104 | 18,284 | 787,426 | SH | DFND | 1 | 787,426 | 0 | 0 | |
ZOGENIX INC | COM NEW | 98978L204 | 18,645 | 511,395 | SH | DFND | 1 | 511,395 | 0 | 0 | |
ZOGENIX INC | COM NEW | 98978L204 | 9,115 | 250,000 | SH | Call | DFND | 1 | 250,000 | 0 | 0 |