The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 361 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ABEONA THERAPEUTICS INC | COM | 00289Y107 | 134 | 18,721 | SH | SOLE | 18,721 | 0 | 0 | ||
ACER THERAPEUTICS INC | COM | 00444P108 | 402 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ACTINIUM PHARMACEUTICALS INC | COM | 00507W107 | 31 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
ADMA BIOLOGICS INC | COM | 000899104 | 120 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ADOBE INC | COM | 00724F101 | 14,140 | 62,500 | SH | SOLE | 62,500 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 1,014 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
AETERNA ZENTARIS INC | COM PAR | 007975402 | 74 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ALBIREO PHARMA INC | COM | 01345P106 | 248 | 10,100 | SH | SOLE | 10,100 | 0 | 0 | ||
ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 432 | 52,100 | SH | SOLE | 52,100 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 1,051 | 700 | SH | SOLE | 700 | 0 | 0 | ||
AMICUS THERAPEUTICS INC | COM | 03152W109 | 2,060 | 215,000 | SH | SOLE | 215,000 | 0 | 0 | ||
AMYRIS INC | COM NEW | 03236M200 | 4,641 | 1,389,500 | SH | SOLE | 1,389,500 | 0 | 0 | ||
AMYRIS INC | COM NEW | 03236M200 | 19 | 5,700 | SH | Call | SOLE | 5,700 | 0 | 0 | |
ANTHEM INC | COM | 036752103 | 16,020 | 61,000 | SH | SOLE | 61,000 | 0 | 0 | ||
APOLLO ENDOSURGERY INC | COM | 03767D108 | 167 | 48,377 | SH | SOLE | 48,377 | 0 | 0 | ||
APRICUS BIOSCIENCES INC | COM NEW | 03832V307 | 29 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
AQUAVENTURE HLDGS LTD | SHS | G0443N107 | 10,904 | 580,291 | SH | SOLE | 580,291 | 0 | 0 | ||
ATLANTICA YIELD PLC | SHS | G0751N103 | 20,825 | 1,062,516 | SH | SOLE | 1,062,516 | 0 | 0 | ||
ATRICURE INC | COM | 04963C209 | 459 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
AZURE PWR GLOBAL LTD | SHS | V0393H103 | 253 | 27,500 | SH | SOLE | 27,500 | 0 | 0 | ||
AZURRX BIOPHARMA INC | COM | 05502L105 | 182 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 563 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
BIOSCRIP INC | COM | 09069N108 | 357 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 707 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CAPSTONE TURBINE CORP | COM NEW | 14067D409 | 75 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 3,205 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 9,931 | 155,000 | SH | SOLE | 155,000 | 0 | 0 | ||
CERUS CORP | COM | 157085101 | 406 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
CIGNA CORP NEW | COM | 125523100 | 1,140 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
CLEARWAY ENERGY INC | CL A | 18539C105 | 7,162 | 423,048 | SH | SOLE | 423,048 | 0 | 0 | ||
COHERUS BIOSCIENCES INC | COM | 19249H103 | 136 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
CONTRAFECT CORP | COM | 212326102 | 23 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
COUPA SOFTWARE INC | COM | 22266L106 | 629 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 12,763 | 195,000 | SH | SOLE | 195,000 | 0 | 0 | ||
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 315 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
DARLING INGREDIENTS INC | COM | 237266101 | 962 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 1,630 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
DROPBOX INC | CL A | 26210C104 | 286 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
ENCOMPASS HEALTH CORP | COM | 29261A100 | 309 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ENVIVA PARTNERS LP | COM UNIT | 29414J107 | 16,269 | 586,703 | SH | SOLE | 586,703 | 0 | 0 | ||
EVOQUA WATER TECHNOLOGIES CO | COM | 30057T105 | 7,552 | 787,500 | SH | SOLE | 787,500 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 655 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
FERROGLOBE PLC | SHS | G33856108 | 127 | 80,000 | PRN | Call | SOLE | 80,000 | 0 | 0 | |
FLOOR & DECOR HLDGS INC | CL A | 339750101 | 7,249 | 280,000 | SH | SOLE | 280,000 | 0 | 0 | ||
FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 21,500 | 1,500,314 | SH | SOLE | 1,500,314 | 0 | 0 | ||
GDS HLDGS LTD | SPONSORED ADR | 36165L108 | 577 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 7,570 | 1,000,000 | SH | Call | SOLE | 1,000,000 | 0 | 0 | |
GLOBAL WTR RES INC | COM | 379463102 | 1,186 | 117,000 | SH | SOLE | 117,000 | 0 | 0 | ||
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 2,176 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,668 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 292 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 497 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
HTG MOLECULAR DIAGNOSTICS IN | COM | 40434H104 | 89 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
I D SYSTEMS INC | COM | 449489103 | 2,734 | 489,088 | SH | SOLE | 489,088 | 0 | 0 | ||
IMMUNOMEDICS INC | COM | 452907108 | 4,067 | 285,000 | SH | SOLE | 285,000 | 0 | 0 | ||
IMPRIMIS PHARMACEUTICALS INC | COM NEW | 45323A201 | 427 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 1,157 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 13,636 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
JUST ENERGY GROUP INC | COM | 48213W101 | 5,907 | 1,790,000 | SH | SOLE | 1,790,000 | 0 | 0 | ||
LUMENTUM HLDGS INC | COM | 55024U109 | 336 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
MARRONE BIO INNOVATIONS INC | COM | 57165B106 | 13,215 | 10,323,247 | SH | SOLE | 10,323,247 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 954 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
MEI PHARMA INC | COM NEW | 55279B202 | 85 | 32,063 | SH | SOLE | 32,063 | 0 | 0 | ||
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 462 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 458 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 14,990 | 147,000 | SH | SOLE | 147,000 | 0 | 0 | ||
NEPTUNE WELLNESS SOLUTIONS I | COM | 64079L105 | 64 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 601 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
NUVECTRA CORP | COM | 67075N108 | 410 | 25,095 | SH | SOLE | 25,095 | 0 | 0 | ||
OKTA INC | CL A | 679295105 | 5,423 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
PIVOTAL SOFTWARE INC | COM CL A | 72582H107 | 5,803 | 354,900 | SH | SOLE | 354,900 | 0 | 0 | ||
POLARITYTE INC | COM | 731094108 | 12,246 | 907,811 | SH | SOLE | 907,811 | 0 | 0 | ||
PROGENICS PHARMACEUTICALS IN | COM | 743187106 | 2,214 | 527,100 | SH | SOLE | 527,100 | 0 | 0 | ||
PROGENICS PHARMACEUTICALS IN | COM | 743187106 | 2,100 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
QUOTIENT LTD | SHS | G73268107 | 673 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
RAPID7 INC | COM | 753422104 | 717 | 23,000 | SH | SOLE | 23,000 | 0 | 0 | ||
RESIDEO TECHNOLOGIES INC | COM | 76118Y104 | 308 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
RUBICON PROJ INC | COM | 78112V102 | 242 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 7,650 | 43,000 | SH | SOLE | 43,000 | 0 | 0 | ||
SKYLINE CHAMPION CORPORATION | COM | 830830105 | 3,158 | 215,000 | SH | SOLE | 215,000 | 0 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 323 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 8,969 | 125,000 | SH | Call | SOLE | 125,000 | 0 | 0 | |
SPS COMM INC | COM | 78463M107 | 741 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
STRYKER CORP | COM | 863667101 | 706 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
SUNOPTA INC | COM | 8676EP108 | 19,785 | 5,112,430 | SH | SOLE | 5,112,430 | 0 | 0 | ||
SUNOPTA INC | COM | 8676EP108 | 443 | 114,500 | SH | Call | SOLE | 114,500 | 0 | 0 | |
SUNRUN INC | COM | 86771W105 | 24,938 | 2,290,000 | SH | SOLE | 2,290,000 | 0 | 0 | ||
T2 BIOSYSTEMS INC | COM | 89853L104 | 2,134 | 709,100 | SH | SOLE | 709,100 | 0 | 0 | ||
TALEND S A | ADS | 874224207 | 7,496 | 202,150 | SH | SOLE | 202,150 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 345 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
ULTIMATE SOFTWARE GROUP INC | COM | 90385D107 | 979 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
UNITED RENTALS INC | COM | 911363109 | 1,539 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,495 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
UPLAND SOFTWARE INC | COM | 91544A109 | 11,144 | 410,000 | SH | SOLE | 410,000 | 0 | 0 | ||
USA TECHNOLOGIES INC | COM NO PAR | 90328S500 | 9,336 | 2,400,000 | SH | SOLE | 2,400,000 | 0 | 0 | ||
VALERO ENERGY CORP NEW | COM | 91913Y100 | 4,869 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
VERTEX ENERGY INC | COM | 92534K107 | 499 | 492,306 | SH | SOLE | 492,306 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 331 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
VIAVI SOLUTIONS INC | COM | 925550105 | 452 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 9,538 | 112,000 | SH | SOLE | 112,000 | 0 | 0 | ||
ZENDESK INC | COM | 98936J101 | 8,898 | 152,500 | SH | SOLE | 152,500 | 0 | 0 | ||
ZSCALER INC | COM | 98980G102 | 471 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
ZUORA INC | COM CL A | 98983V106 | 816 | 45,000 | SH | SOLE | 45,000 | 0 | 0 |