The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 227 | 3,746 | SH | DFND | 2 | 3,746 | 0 | 0 | |
ALCOA CORP | COM | 013872106 | 1,570 | 60,055 | SH | DFND | 2 | 60,055 | 0 | 0 | |
ALTABA INC | COM | 021346101 | 5,787 | 99,658 | SH | DFND | 1 | 99,658 | 0 | 0 | |
ANGLOGOLD ASHANTI LTD | SPONSORED ADR | 035128206 | 130 | 10,461 | SH | DFND | 1 | 10,461 | 0 | 0 | |
APPTIO INC | CL A | 03835C108 | 2,505 | 66,018 | SH | DFND | 66,018 | 0 | 0 | ||
ASML HOLDING N V N Y REGISTRY | SHS | N07059210 | 785 | 5,000 | SH | DFND | 2 | 5,000 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 218 | 7,741 | SH | DFND | 7,741 | 0 | 0 | ||
ATHENAHEALTH INC | COM | 04685W103 | 3,992 | 30,300 | SH | DFND | 30,300 | 0 | 0 | ||
BANCO SANTANDER SA | ADR | 05964H105 | 70 | 15,800 | SH | DFND | 2 | 15,800 | 0 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 142 | 10,713 | SH | DFND | 1 | 10,713 | 0 | 0 | |
BHP BILLITON LTD | SPONSORED ADR | 088606108 | 58,072 | 1,211,856 | SH | DFND | 2 | 1,211,856 | 0 | 0 | |
BHP BILLITON LTD | SPONSORED ADR | 088606108 | 3,487 | 72,775 | SH | DFND | 1 | 72,775 | 0 | 0 | |
BIOSCRIP INC | COM | 09069N108 | 45 | 13,500 | SH | DFND | 2 | 13,500 | 0 | 0 | |
BOEING CO | COM | 097023105 | 209 | 655 | SH | DFND | 2 | 655 | 0 | 0 | |
BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | 562 | 17,600 | SH | DFND | 2 | 17,600 | 0 | 0 | |
BRUNSWICK CORP | COM | 117043109 | 305 | 6,543 | SH | DFND | 2 | 6,543 | 0 | 0 | |
CABOT OIL & GAS CORP | COM | 127097103 | 278 | 12,413 | SH | DFND | 2 | 12,413 | 0 | 0 | |
CDK GLOBAL INC | COM | 12508E101 | 283 | 5,926 | SH | DFND | 2 | 5,926 | 0 | 0 | |
CENTRAL GARDEN & PET CO | CL A NON-VTG | 153527205 | 5,334 | 174,842 | SH | DFND | 1 | 174,842 | 0 | 0 | |
CHICOS FAS INC | COM | 168615102 | 277 | 50,000 | SH | DFND | 2 | 50,000 | 0 | 0 | |
CIGNA CORP NEW | COM | 125523100 | 230 | 1,204 | SH | DFND | 1,204 | 0 | 0 | ||
CME GROUP INC | COM | 12572Q105 | 1,629 | 8,750 | SH | DFND | 8,750 | 0 | 0 | ||
CRESCENT PT ENERGY CORP | COM | 22576C101 | 253 | 84,599 | SH | DFND | 1 | 84,599 | 0 | 0 | |
DELL TECHNOLOGIES INC | CL C | 24703L202 | 3,214 | 70,117 | SH | DFND | 1 | 70,117 | 0 | 0 | |
DISCOVERY COMMUNICATNS NEW | COM SER C | 25470F302 | 1,645 | 72,910 | SH | DFND | 1 | 72,910 | 0 | 0 | |
DUN & BRADSTREET CORP DEL NE | COM | 26483E100 | 4,377 | 30,689 | SH | DFND | 30,689 | 0 | 0 | ||
ENGILITY HLDGS INC NEW | COM | 29286C107 | 3,041 | 109,080 | SH | DFND | 109,080 | 0 | 0 | ||
FORTIS INC | COM | 349553107 | 258 | 7,819 | SH | DFND | 2 | 7,819 | 0 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 3,041 | 300,000 | SH | DFND | 2 | 300,000 | 0 | 0 | |
GOLDCORP INC NEW | COM | 380956409 | 144 | 14,871 | SH | DFND | 1 | 14,871 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 298 | 1,803 | SH | DFND | 2 | 1,803 | 0 | 0 | |
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 384 | 9,300 | SH | DFND | 2 | 9,300 | 0 | 0 | |
IAMGOLD CORP | COM | 450913108 | 37 | 10,342 | SH | DFND | 1 | 10,342 | 0 | 0 | |
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 1,209 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 245 | 2,173 | SH | DFND | 2 | 2,173 | 0 | 0 | |
IQIYI INC | SPONSORED ADS | 46267X108 | 150 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
ISHARES MSCI BRZ | CAP ETF | 464286400 | 1,218 | 31,915 | SH | DFND | 1 | 31,915 | 0 | 0 | |
ISHARES MSCI MEX | CAP ETF | 464286822 | 1,326 | 32,249 | SH | DFND | 1 | 32,249 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 255 | 1,985 | SH | DFND | 2 | 1,985 | 0 | 0 | |
KINROSS GOLD CORP | COM NO PAR | 496902404 | 44 | 13,700 | SH | DFND | 2 | 13,700 | 0 | 0 | |
KIRKLAND LAKE GOLD LTD | COM | 49741E100 | 247 | 9,641 | SH | DFND | 2 | 9,641 | 0 | 0 | |
KKR & CO INC | CL A | 48251W104 | 771 | 40,000 | SH | DFND | 2 | 40,000 | 0 | 0 | |
LIBERTY EXPEDIA HOLDINGS SER A | COM | 53046P109 | 369 | 9,513 | SH | DFND | 9,513 | 0 | 0 | ||
LIBERTY EXPEDIA HOLDINGS SER A | COM | 53046P109 | 329 | 8,483 | SH | DFND | 1 | 8,483 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM A SIRIUSXM | 531229409 | 11,568 | 319,550 | SH | DFND | 1 | 319,550 | 0 | 0 | |
LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | 2,122 | 792,987 | SH | DFND | 2 | 792,987 | 0 | 0 | |
MINDBODY INC | COM CL A | 60255W105 | 585 | 16,130 | SH | DFND | 16,130 | 0 | 0 | ||
MOTUS GI HLDGS INC | COM | 62014P108 | 167 | 60,177 | SH | DFND | 60,177 | 0 | 0 | ||
NATIONAL GRID PLC | SPONSORED ADR NE | 636274409 | 490 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
NATIONAL OILWELL VARCO INC | COM | 637071101 | 248 | 9,799 | SH | DFND | 2 | 9,799 | 0 | 0 | |
NEUBERGER BERMAN MLP INE | COM | 64129H104 | 2,103 | 325,998 | SH | DFND | 1 | 325,998 | 0 | 0 | |
NEVSUN RES LTD | COM | 64156L101 | 56 | 12,800 | SH | DFND | 2 | 12,800 | 0 | 0 | |
NEWFIELD EXPL CO | COM | 651290108 | 4,568 | 314,831 | SH | DFND | 314,831 | 0 | 0 | ||
NIO INC | SPON ADS | 62914V106 | 250 | 40,000 | SH | DFND | 2 | 40,000 | 0 | 0 | |
NVIDIA CORP | COM | 67066G104 | 213 | 1,604 | SH | DFND | 2 | 1,604 | 0 | 0 | |
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 464 | 63,600 | SH | DFND | 63,600 | 0 | 0 | ||
PANDORA MEDIA INC | COM | 698354107 | 1,218 | 152,305 | SH | DFND | 152,305 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 298 | 4,499 | SH | DFND | 2 | 4,499 | 0 | 0 | |
PINDUODUO INC | SPONSORED ADS | 722304102 | 428 | 19,337 | SH | DFND | 2 | 19,337 | 0 | 0 | |
PVH CORP | COM | 693656100 | 301 | 3,255 | SH | DFND | 2 | 3,255 | 0 | 0 | |
RAYMOND JAMES FINANCIAL INC | COM | 754730109 | 226 | 3,068 | SH | DFND | 2 | 3,068 | 0 | 0 | |
RED HAT INC | COM | 756577102 | 3,467 | 19,826 | SH | DFND | 19,826 | 0 | 0 | ||
RED HAT INC | COM | 756577102 | 13,059 | 74,670 | SH | DFND | 1 | 74,670 | 0 | 0 | |
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 286 | 4,876 | SH | DFND | 2 | 4,876 | 0 | 0 | |
ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | 969 | 16,000 | SH | DFND | 2 | 16,000 | 0 | 0 | |
SENTINEL ENERGY SVCS INC | CL A | 81728P105 | 501 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
SENTINEL ENERGY SVCS INC | UNIT 11/02/2022 | 81728P204 | 515 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
SOHU COM LTD | SPONSORED ADS | 83410S108 | 2,048 | 116,045 | SH | DFND | 1 | 116,045 | 0 | 0 | |
SUNTRUST BKS INC | COM | 867914103 | 302 | 6,056 | SH | DFND | 2 | 6,056 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 383 | 8,000 | SH | DFND | 8,000 | 0 | 0 | ||
TWO HBRS INVT CORP | COM NEW | 90187B408 | 298 | 23,200 | SH | DFND | 2 | 23,200 | 0 | 0 | |
TYLER TECHNOLOGIES INC | COM | 902252105 | 228 | 1,242 | SH | DFND | 2 | 1,242 | 0 | 0 | |
U S G CORP | COM NEW | 903293405 | 257 | 6,000 | SH | DFND | 6,000 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 301 | 2,848 | SH | DFND | 2 | 2,848 | 0 | 0 | |
VALE S A | ADR | 91912E105 | 2,640 | 200,000 | SH | DFND | 2 | 200,000 | 0 | 0 | |
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 493 | 16,500 | SH | DFND | 2 | 16,500 | 0 | 0 | |
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 303 | 10,150 | SH | DFND | 1 | 10,150 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 339 | 7,000 | SH | DFND | 1 | 7,000 | 0 | 0 | |
VERIZON MUNICATIONS INC | COM | 92343V104 | 299 | 5,428 | SH | DFND | 2 | 5,428 | 0 | 0 | |
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 671 | 33,897 | SH | DFND | 2 | 33,897 | 0 | 0 | |
WILDHORSE RESOURCE DEV CORP | COM | 96812T102 | 488 | 35,006 | SH | DFND | 35,006 | 0 | 0 | ||
WYNN RESORTS LTD | COM | 983134107 | 3,909 | 40,107 | SH | DFND | 1 | 40,107 | 0 | 0 | |
YAMANA GOLD INC | COM | 98462Y100 | 100 | 43,216 | SH | DFND | 1 | 43,216 | 0 | 0 | |
ZTO EXPRESS CAYMAN INC | SPONSORED ADR | 98980A105 | 1,963 | 125,000 | SH | DFND | 2 | 125,000 | 0 | 0 |