The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 93,122 | 10,778,004 | SH | DFND | 8,23 | 10,778,004 | 0 | 0 | |
AC IMMUNE SA | SHS | H00263105 | 24,703 | 2,614,095 | SH | DFND | 12,22,27 | 2,614,095 | 0 | 0 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 60,035 | 616,630 | SH | DFND | 4,12,16 | 616,630 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 3,751,493 | 27,369,175 | SH | DFND | 2,6,19,20,21 | 27,369,175 | 0 | 0 | |
ALTERYX INC | COM CL A | 02156B103 | 651 | 10,939 | SH | DFND | 11,13 | 10,939 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 52,799 | 35,153 | SH | DFND | 2,19,21 | 35,153 | 0 | 0 | |
AMYRIS INC | NOTE 6.500% 5/1 | 03236MAC5 | 9,937 | 10,000,000 | PRN | DFND | 4,12,16 | 10,000,000 | 0 | 0 | |
ANTERO RES CORP | COM | 03674X106 | 51,880 | 5,525,014 | SH | DFND | 9,21 | 5,525,014 | 0 | 0 | |
ASLAN PHARMACEUTICALS LTD | ADS | 04522R101 | 5,121 | 1,422,475 | SH | DFND | 12,22,27 | 1,422,475 | 0 | 0 | |
BEIGENE LTD | SPONSORED ADR | 07725L102 | 318,404 | 2,270,100 | SH | DFND | 12,22,27 | 2,270,100 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 202,036 | 2,372,712 | SH | DFND | 4,12,16,22,27 | 2,372,712 | 0 | 0 | |
BOEING CO | COM | 097023105 | 169,518 | 525,636 | SH | DFND | 9,21 | 525,636 | 0 | 0 | |
BP PLC | SPONSORED ADR | 055622104 | 34,145 | 900,457 | SH | DFND | 9,21 | 900,457 | 0 | 0 | |
CENTURYLINK INC | COM | 156700106 | 1,866,498 | 123,201,207 | SH | DFND | 2,3,7,10,19,21,23 | 123,201,207 | 0 | 0 | |
CHINA BIOLOGIC PRODS HLDGS I | COM | G21515104 | 75,151 | 990,000 | SH | DFND | 12,22,27 | 990,000 | 0 | 0 | |
COGNEX CORP | COM | 192422103 | 5,383 | 139,192 | SH | DFND | 2,19,21 | 139,192 | 0 | 0 | |
COHERUS BIOSCIENCES INC | COM | 19249H103 | 59,333 | 6,556,116 | SH | DFND | 12,22,27 | 6,556,116 | 0 | 0 | |
COUPA SOFTWARE INC | COM | 22266L106 | 3,181 | 50,597 | SH | DFND | 11,13 | 50,597 | 0 | 0 | |
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 196,372 | 7,256,928 | SH | DFND | 2,6,9,19,21 | 7,256,928 | 0 | 0 | |
DELL TECHNOLOGIES INC | CL C | 24703L202 | 888,545 | 18,181,818 | SH | DFND | 17,23,26 | 18,181,818 | 0 | 0 | |
DENALI THERAPEUTICS INC | COM | 24823R105 | 91,120 | 4,410,457 | SH | DFND | 12,22,25,27 | 4,410,457 | 0 | 0 | |
DOWDUPONT INC | COM | 26078J100 | 300,562 | 5,620,090 | SH | DFND | 9,21 | 5,620,090 | 0 | 0 | |
EROS INTL PLC | SHS NEW | G3788M114 | 22,842 | 2,755,310 | SH | DFND | 6,19,21 | 2,755,310 | 0 | 0 | |
EVOQUA WATER TECHNOLOGIES CO | COM | 30057T105 | 57,962 | 6,037,705 | SH | DFND | 11,13 | 6,037,705 | 0 | 0 | |
FARFETCH LTD | ORD SH CL A | 30744W107 | 79,171 | 4,470,415 | SH | DFND | 18,19,21 | 4,470,415 | 0 | 0 | |
FTS INTERNATIONAL INC | COM | 30283W104 | 295,898 | 41,617,144 | SH | DFND | 11,15 | 41,617,144 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 695,920 | 11,125,816 | SH | DFND | 2,12,19,21,22,27 | 11,125,816 | 0 | 0 | |
GLOBAL PMTS INC | COM | 37940X102 | 90,360 | 876,176 | SH | DFND | 12,14 | 876,176 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 141,991 | 2,187,501 | SH | DFND | 9,21 | 2,187,501 | 0 | 0 | |
GUARDANT HEALTH INC | COM | 40131M109 | 60,633 | 1,613,007 | SH | DFND | 12,22,25 | 1,613,007 | 0 | 0 | |
HDFC BANK LTD | ADR REPS 3 SHS | 40415F101 | 104,757 | 1,011,265 | SH | DFND | 9,21 | 1,011,265 | 0 | 0 | |
HOMOLOGY MEDICINES INC | COM | 438083107 | 72,006 | 3,220,293 | SH | DFND | 12,22,25,27 | 3,220,293 | 0 | 0 | |
ICICI BK LTD | ADR | 45104G104 | 88,904 | 8,639,819 | SH | DFND | 4,9,12,21 | 8,639,819 | 0 | 0 | |
IHS MARKIT LTD | SHS | G47567105 | 643,553 | 13,415,742 | SH | DFND | 8,23 | 13,415,742 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 16,632 | 55,452 | SH | DFND | 2,19,21 | 55,452 | 0 | 0 | |
INTELLIA THERAPEUTICS INC | COM | 45826J105 | 10,791 | 790,527 | SH | DFND | 9,12,21,22,25 | 790,527 | 0 | 0 | |
KKR REAL ESTATE FIN TR INC | COM | 48251K100 | 46,707 | 2,439,024 | SH | DFND | 2,19,21 | 2,439,024 | 0 | 0 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 271,791 | 1,440,714 | SH | DFND | 2,12,14,19,21 | 1,440,714 | 0 | 0 | |
NEWFIELD EXPL CO | COM | 651290108 | 60,291 | 4,112,635 | SH | DFND | 2,19,21 | 4,112,635 | 0 | 0 | |
NIO INC | SPON ADS | 62914V106 | 264,017 | 41,446,985 | SH | DFND | 1,23,24 | 41,446,985 | 0 | 0 | |
OKTA INC | CL A | 679295105 | 450 | 7,046 | SH | DFND | 11,13 | 7,046 | 0 | 0 | |
ORCHARD THERAPEUTICS PLC | ADS | 68570P101 | 15,730 | 1,000,000 | SH | DFND | 12,22,27 | 1,000,000 | 0 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 528,634 | 6,286,524 | SH | DFND | 6,12,14,19,21 | 6,286,524 | 0 | 0 | |
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 101,000 | 5,174,168 | SH | DFND | 2,4,12,16,19,21,22,27 | 5,174,168 | 0 | 0 | |
PPG INDS INC | COM | 693506107 | 176,617 | 1,727,645 | SH | DFND | 2,19,21 | 1,727,645 | 0 | 0 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 47,192 | 126,351 | SH | DFND | 12,22,27 | 126,351 | 0 | 0 | |
ROCKWELL AUTOMATION INC | COM | 773903109 | 6,683 | 44,409 | SH | DFND | 2,19,21 | 44,409 | 0 | 0 | |
ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | 217,884 | 3,635,028 | SH | DFND | 9,21 | 3,635,028 | 0 | 0 | |
TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034P109 | 32,753 | 2,477,516 | SH | DFND | 8,23 | 2,477,516 | 0 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 336,376 | 1,503,087 | SH | DFND | 4,12,16 | 1,503,087 | 0 | 0 | |
TOTAL S A | SPONSORED ADR | 89151E109 | 24,049 | 460,885 | SH | DFND | 9,21 | 460,885 | 0 | 0 | |
TUNIU CORP | SPONSORED ADS CL | 89977P106 | 39,825 | 8,194,444 | SH | DFND | 8,23 | 8,194,444 | 0 | 0 | |
TURQUOISE HILL RES LTD | COM | 900435108 | 84,086 | 50,960,943 | SH | DFND | 5,23,24 | 50,960,943 | 0 | 0 | |
UNIVAR INC | COM | 91336L107 | 249,744 | 14,078,012 | SH | DFND | 5,23,24 | 14,078,012 | 0 | 0 | |
VIRTU FINL INC | CL A | 928254101 | 434,842 | 16,880,503 | SH | DFND | 2,11,13,19,21 | 16,880,503 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 567,473 | 4,300,992 | SH | DFND | 2,12,14,19,21 | 4,300,992 | 0 | 0 | |
WORLDPAY INC | CL A | 981558109 | 185,433 | 2,426,186 | SH | DFND | 2,12,14,19,21 | 2,426,186 | 0 | 0 | |
ZTO EXPRESS CAYMAN INC | SPONSORED ADR | 98980A105 | 192,758 | 12,176,750 | SH | DFND | 2,19,21 | 12,176,750 | 0 | 0 |