The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
Abbvie Inc. Common 00287Y109 461 5,000 SH   DFND 1 0 5,000 0
Acceleron Pharma, Inc. Common 00434H108 758 17,400 SH   DFND 2 17,400 0 0
Affirmed N.V. Common N01045108 50 16,037 SH   DFND 2 16,037 0 0
Aimmune Therapeutics, Inc. Common 00900T107 1,264 52,857 SH   DFND 2 52,857 0 0
Alerian MLP Common 00162Q866 5 600 SH   DFND 1 0 600 0
Alimera Sciences, Inc. Common 016259103 279 387,901 SH   DFND 2 387,901 0 0
AllianceBernstein Holdings LP Unit Ltd. Common 01881G106 41 1,500 SH   DFND 1 1,500 0 0
AllianceBernstein Holdings LP Unit Ltd. Common 01881G106 1,339 49,000 SH   DFND 1 0 49,000 0
Alnylam Pharmaceuticals, Inc. Common 02043Q107 36 500 SH   DFND 2 500 0 0
American Outdoor Brands Corporation Common 02874P103 4,244 330,000 SH   DFND 2 330,000 0 0
Anadarko Petroleum Corporation Common 032511107 388 8,860 SH   DFND 1 8,860 0 0
Anadarko Petroleum Corporation Common 032511107 311 7,100 SH   DFND 1 0 7,100 0
Apollo Global Management LLC Common 037612306 7,919 322,708 SH   DFND 2 322,708 0 0
Apple Inc. Common 037833100 3,786 24,000 SH   DFND 2 24,000 0 0
Apple Inc. Common 037833100 83 525 SH   DFND 1 525 0 0
Apple Inc. Common 037833100 83 525 SH   DFND 1 0 525 0
Arena Pharmaceuticals, Inc. Common 040047607 1,551 39,828 SH   DFND 2 39,828 0 0
AT&T Inc. Common 00206R102 59 2,050 SH   DFND 1 2,050 0 0
AT&T Inc. Common 00206R102 571 20,000 SH   DFND 1 0 20,000 0
Bank Nova Scotia Halifax Common 064149107 20 400 SH   DFND 1 0 400 0
Bellicum Pharmaceuticals, Inc. Common 079481107 325 111,427 SH   DFND 2 111,427 0 0
BioDelivery Sciences International, Inc. Common 09060J106 1,851 500,300 SH   DFND 2 500,300 0 0
Bristol-Myers Squibb Company Common 110122108 116 2,225 SH   DFND 2 2,225 0 0
Calumet Specialty Products Partners, LP Common 131476103 3,390 1,534,031 SH   DFND 2 1,534,031 0 0
Canadian Natural Resources Inc. Common 136385101 449 18,600 SH   DFND 1 18,600 0 0
Canadian Natural Resources Inc. Common 136385101 332 13,750 SH   DFND 1 0 13,750 0
Capitol Federal Financial, Inc. Common 14057J101 8,444 661,250 SH   DFND 2 661,250 0 0
Capitol Federal Financial, Inc. Common 14057J101 74 5,800 SH   DFND 1 5,800 0 0
Capitol Federal Financial, Inc. Common 14057J101 51 4,000 SH   DFND 1 0 4,000 0
Catalyst Pharmaceuticals, Inc. Common 14888U101 1,178 613,447 SH   DFND 2 613,447 0 0
Centerstate Banks Corp Common 15201P109 109 5,162 SH   DFND 1 5,162 0 0
Centerstate Banks Corp Common 15201P109 37 1,780 SH   DFND 1 0 1,780 0
Check Cap Ltd. Common M2361E203 5 2,224 SH   DFND 2 2,224 0 0
Check Cap Ltd. @7.50 Exp. 2/28/20 Common M2361E120 482 64,309 SH   DFND 2 64,309 0 0
Chemours Co. Common 163851108 20 720 SH   DFND 1 720 0 0
Chemours Co. Common 163851108 18 640 SH   DFND 1 0 640 0
Coco Cola Common 191216100 275 5,800 SH   DFND 1 5,800 0 0
Coco Cola Common 191216100 360 7,600 SH   DFND 1 0 7,600 0
Coherus Biosciences, Inc. Common 19249H103 365 40,369 SH   DFND 2 40,369 0 0
Colony Northstar Inc. Common 19625W104 7 1,466 SH   DFND 1 0 1,466 0
Columbia Financial Inc. Common 197641103 357 23,363 SH   DFND 2 23,363 0 0
Community Healthcare Trust Incorporated Common 20369C106 1,730 60,000 SH   DFND 2 60,000 0 0
Conagra Brands Common 205887102 214 10,000 SH   DFND 1 0 10,000 0
Concert Pharmaceuticals, Inc. Common 206022105 1,008 80,300 SH   DFND 2 80,300 0 0
CoreCivic, Inc. Common 21871N101 1,337 75,000 SH   DFND 2 75,000 0 0
Cousins Properties Common 222795106 106 13,428 SH   DFND 1 0 13,428 0
Dell Technologies, Inc. Common 24703L202 314 6,426 SH   DFND 2 6,426 0 0
Delta Air Lines, Inc. Common 247361702 2,869 57,500 SH   DFND 2 57,500 0 0
DowDupont Inc. Common 26078J100 240 4,486 SH   DFND 1 4,486 0 0
DowDupont Inc. Common 26078J100 1,773 33,158 SH   DFND 1 0 33,158 0
Eagle Materials Common 26969P108 14 228 SH   DFND 1 0 228 0
Eiger BioPharmaceuticals, Inc. Common 28249U105 1,334 131,333 SH   DFND 2 131,333 0 0
Eli Lilly Inc. Common 532457108 35 300 SH   DFND 1 0 300 0
Entegra Financial Corporation Common 29363J108 150 7,250 SH   DFND 1 7,250 0 0
Entegra Financial Corporation Common 29363J108 62 3,000 SH   DFND 1 0 3,000 0
Essential Properties Realty Trust, Inc. Common 29670E107 554 40,000 SH   DFND 2 40,000 0 0
Foamix Pharmaceuticals Ltd. Common M46135105 740 206,200 SH   DFND 2 206,200 0 0
Ford Motor Company Common 345370860 38 5,000 SH   DFND 1 0 5,000 0
Fortress Trans & Infrastructure Inv. LLC Common 34960P101 8,261 576,064 SH   DFND 2 576,064 0 0
FNB Corporation Common 302520101 88 8,905 SH   DFND 1 0 8,905 0
FS Bancorp Inc. Common 30263Y104 91 2,117 SH   DFND 1 2,117 0 0
FS Bancorp Inc. Common 30263Y104 63 1,460 SH   DFND 1 0 1,460 0
General Electric Common 369604103 26 3,480 SH   DFND 1 3,480 0 0
General Electric Common 369604103 9 1,200 SH   DFND 1 0 1,200 0
General Motors Common 37045V100 167 5,000 SH   DFND 1 0 5,000 0
Global Medical REIT, Inc. Ser A Cum Pfd. Common 37957W203 857 35,000 SH   DFND 2 35,000 0 0
Heritage NOLA Bancorp Inc. Common 42727P108 115 9,000 SH   DFND 1 9,000 0 0
Heritage NOLA Bancorp Inc. Common 42727P108 38 3,000 SH   DFND 1 0 3,000 0
Horizon Pharma Public Limited Company Common G4617B105 1,439 73,640 SH   DFND 2 73,640 0 0
Hospitality Properties Trust Common 44106M102 597 25,000 SH   DFND 1 0 25,000 0
Intec Pharma Ltd. Common M53644106 2,137 283,473 SH   DFND 2 283,473 0 0
International Business Machines Common 459200101 487 4,284 SH   DFND 1 0 4,284 0
Iridium Communications, Inc. Common 46269C102 5,196 281,600 SH   DFND 2 281,600 0 0
JBS S.A. Common 466110103 1,128 190,400 SH   DFND 2 190,400 0 0
Johnson & Johnson Common 478160104 656 5,080 SH   DFND 1 5,080 0 0
Johnson & Johnson Common 478160104 284 2,200 SH   DFND 1 0 2,200 0
JP Morgan & Chase Common 46625H100 1,391 14,250 SH   DFND 1 14,250 0 0
JP Morgan & Chase Common 46625H100 859 8,800 SH   DFND 1 0 8,800 0
Karyopharm Therapeutics, Inc. Common 48576U106 337 36,000 SH   DFND 2 36,000 0 0
Kimberly Clark Corporation Common 494368103 684 6,000 SH   DFND 1 0 6,000 0
Krystal Biotech, Inc. Common 501147102 31 1,502 SH   DFND 2 1,502 0 0
Legacy Housing Corp Common 52472M101 60 5,000 SH   DFND 1 5,000 0 0
Legacy Housing Corp Common 52472M101 48 4,000 SH   DFND 1 0 4,000 0
Ligand Pharmaceuticals Incorporated Common 53220K504 46,436 342,198 SH   DFND 2 342,198 0 0
Ligand Pharmaceuticals Incorporated Common 53220K504 250 1,843 SH   DFND 1 0 1,843 0
LKQ Corporation Common 501889208 6,526 275,000 SH   DFND 2 275,000 0 0
Lowe's Companies Inc. Common 548661107 4,156 45,000 SH   DFND 2 45,000 0 0
Macquarie Infrastructure Corporation Common 55608B105 5,981 163,600 SH   DFND 2 163,600 0 0
Macquarie Infrastructure Corporation Common 55608B105 121 3,300 SH   DFND 1 3,300 0 0
Macquarie Infrastructure Corporation Common 55608B105 329 9,000 SH   DFND 1 0 9,000 0
Medtronics Inc. Common G5960L103 96 1,050 SH   DFND 1 0 1,050 0
MEI Pharma, Inc. Common 55279B202 102 38,590 SH   DFND 2 38,590 0 0
Merck & Co. Inc. Common 58993Y105 61 800 SH   DFND 1 800 0 0
Merck & Co. Inc. Common 58993Y105 38 500 SH   DFND 1 0 500 0
Microsoft Corporation Common 594918104 41 400 SH   DFND 1 400 0 0
Microsoft Corporation Common 594918104 102 1,000 SH   DFND 1 0 1,000 0
Mondelez Int'l Inc. Common 609207105 116 2,900 SH   DFND 1 2,900 0 0
Mondelez Int'l Inc. Common 609207105 520 13,000 SH   DFND 1 0 13,000 0
MPLX LP Common 55336V100 9,380 309,558 SH   DFND 2 309,558 0 0
Noble Energy, Inc. Common 655044105 1,801 96,000 SH   DFND 2 96,000 0 0
Novartis AG Common 06698V109 257 3,000 SH   DFND 2 3,000 0 0
Novelion Therapeutics, Inc. Common 67001K202 92 109,135 SH   DFND 2 109,135 0 0
Och-Ziff Capital Management Group Common 67551U105 2 2,000 SH   DFND 1 2,000 0 0
Oracle Corporation Common 68389X105 6,773 150,000 SH   DFND 2 150,000 0 0
Oritani Financial Corp Common 68633D103 30 2,000 SH   DFND 1 0 2,000 0
Oritani Financial Corp Common 68633D103 86 5,800 SH   DFND 1 5,800 0 0
Peoples United Financial Common 712704015 22 1,500 SH   DFND 1 0 1,500 0
Pfizer Inc. Common 717081103 9,550 218,778 SH   DFND 2 218,778 0 0
Pfizer Inc. Common 717081103 1,921 44,000 SH   DFND 1 44,000 0 0
Pfizer Inc. Common 717081103 4,409 101,000 SH   DFND 1 0 101,000 0
Quotient Limited Common G73268107 1,022 167,000 SH   DFND 2 167,000 0 0
RMR Group Inc. Common 74967R106 1 16 SH   DFND 1 0 16 0
Radius Health Inc. Common 750469207 1,274 77,269 SH   DFND 2 77,269 0 0
Ryman Hospitality Ppty Inc. Common 78377T107 27 400 SH   DFND 1 400 0 0
Ryman Hospitality Ppty Inc. Common 78377T107 800 12,000 SH   DFND 1 0 12,000 0
Starwood Ppty Common 85571B105 8 400 SH   DFND 1 400 0 0
Stemline Therapeutics, Inc. Common 85858C107 1,480 155,795 SH   DFND 2 155,795 0 0
The Howard Hughes Corporation Common 44267D107 2,528 25,900 SH   DFND 2 25,900 0 0
The Kraft Heinz Company Common 500754106 131 3,035 SH   DFND 1 3,035 0 0
The Kraft Heinz Company Common 500754106 252 5,865 SH   DFND 1 0 5,865 0
The Michaels Companies, Inc. Common 59408Q106 5,822 430,000 SH   DFND 2 430,000 0 0
The Star Group, Inc. Common 85570W100 3,997 241,920 SH   DFND 2 241,920 0 0
Total SA Common 89151E109 123 2,360 SH   DFND 1 2,360 0 0
Total SA Common 89151E109 151 2,900 SH   DFND 1 0 2,900 0
Upland Software, Inc. Common 91544A109 11,416 420,000 SH   DFND 2 420,000 0 0
Verizon Communications Inc. Common 92343V104 74 1,320 SH   DFND 1 1,320 0 0
Verizon Communications Inc. Common 92343V104 955 16,991 SH   DFND 1 0 16,991 0
Viking Therapeutics, Inc. Common 92686J106 1,821 238,102 SH   DFND 2 238,102 0 0
Viveve Medical, Inc. Common 92852W204 67 63,449 SH   DFND 2 63,449 0 0
Wheeler Real Estate Investment Trust, Inc. Common 963025606 160 16,642 SH   DFND 2 16,642 0 0
WP Carey Common 92936U109 392 6,000 SH   DFND 1 0 6,000 0
Xenon Pharmaceuticals Inc. Common 98420N105 1,094 173,390 SH   DFND 2 173,390 0 0
Zogenix, Inc. Common 98978L204 949 26,039 SH   DFND 2 26,039 0 0