SEC FORM 3

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Giuffre Randall Michael

(Last)

(First)

(Middle)

2 CARLSON PARKWAY

SUITE 260

(Street)

MINNEAPOLIS

55447

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
12/06/2018

3. Issuer Name and Ticker or Trading Symbol
DiaMedica Therapeutics Inc. [ DMAC ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Voting Common Shares, no par value per share	74,554⁽¹⁾	D
Voting Common Shares, no par value per share	5,165	I	See footnote⁽²⁾
Voting Common Shares, no par value per share	21,070	I	By Spouse
Voting Common Shares, no par value per share	54,186	I	By Children

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Stock Option (right to buy)	⁽³⁾	10/06/2021	Voting Common Shares	1,250	$17.31⁽⁴⁾	D
Stock Option (right to buy)	⁽⁵⁾	05/09/2022	Voting Common Shares	1,250	$25.58⁽⁴⁾	D
Stock Option (right to buy)	⁽⁶⁾	10/31/2022	Voting Common Shares	1,250	$24.98⁽⁴⁾	D
Stock Option (right to buy)	⁽⁷⁾	06/25/2023	Voting Common Shares	1,250	$16.1⁽⁴⁾	D
Stock Option (right to buy)	⁽⁸⁾	11/06/2023	Voting Common Shares	1,250	$12.94⁽⁴⁾	D
Stock Option (right to buy)	⁽⁹⁾	12/01/2025	Voting Common Shares	12,000	$2.26⁽⁴⁾	D
Stock Option (right to buy)	⁽¹⁰⁾	11/28/2026	Voting Common Shares	5,000	$3.91⁽⁴⁾	D
Stock Option (right to buy)	⁽¹¹⁾	06/19/2027	Voting Common Shares	5,000	$4.82⁽⁴⁾	D
Stock Option (right to buy)	⁽¹²⁾	04/17/2028	Voting Common Shares	3,000	$8.43⁽⁴⁾	D
Warrant	⁽¹³⁾	03/28/2020	Voting Common Shares	11,225	$7	D

Explanation of Responses:

1. Includes 4,146 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan, 36,498 voting common shares held by Michael Giuffre and his wife jointly and 33,910 voting common shares held by Michael Giuffre individually.

2. These voting common shares held by 424822 Albert Ltd, of which Michael Giuffre has sole voting and dispositive power.

3. This stock option vests in 12 equal quarterly installments over three years starting on January 6, 2012.

4. Represents the conversion of the exercise price from CAD$ to US$ on November 30, 2018.

5. This stock option vests in 12 equal quarterly installments over three years starting on August 9, 2012.

6. This stock option vests in 12 equal quarterly installments over three years starting on January 31, 2013

7. This stock option vests in 12 equal quarterly installments over three years starting on September 25, 2013.

8. This stock option vests in 12 equal quarterly installments over three years starting on February 6, 2014.

9. This stock option vests in 12 equal quarterly installments over three years starting on March 1, 2016.

10. This stock option vests in 12 equal quarterly installments over three years starting on February 28, 2017.

11. This stock option vests in 12 equal quarterly installments over three years starting on September 19, 2017.

12. This stock option vests in 12 equal quarterly installments over three years starting on July 17, 2018.

13. This warrant is fully vested.

	/s/ Amy Culbert, attorney-in-fact	12/06/2018
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
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