The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABEONA THERAPEUTICS INC | COM | 00289Y107 | 6,400 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
ACCELERON PHARMA INC | COM | 00434H108 | 2,862 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
ACLARIS THERAPEUTICS INC | COM | 00461U105 | 7,260 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
AKCEA THERAPEUTICS INC | COM | 00972L107 | 3,502 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 8,135 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
ANAPTYSBIO INC | COM | 032724106 | 113,239 | 1,135,000 | SH | DFND | 1 | 1,135,000 | 0 | 0 | |
APELLIS PHARMACEUTICALS INC | COM | 03753U106 | 74,187 | 4,172,498 | SH | DFND | 1 | 4,172,498 | 0 | 0 | |
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 18,868 | 410,000 | SH | DFND | 1 | 410,000 | 0 | 0 | |
ARGEN SE | SPONSORED ADR | 04016X101 | 14,410 | 190,000 | SH | DFND | 1 | 190,000 | 0 | 0 | |
ARQULE INC | COM | 04269E107 | 1,698 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
ARRAY BIOPHARMA INC | COM | 04269X105 | 9,120 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 24,801 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | |
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 4,949 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
AUTOLUS THERAPEUTICS PLC | SPON ADS | 05280R100 | 40,673 | 1,326,136 | SH | DFND | 1 | 1,326,136 | 0 | 0 | |
AVROBIO INC | COM | 05455M100 | 77,431 | 1,492,784 | SH | DFND | 1 | 1,492,784 | 0 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 9,763 | 260,000 | SH | DFND | 1 | 260,000 | 0 | 0 | |
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 29,663 | 380,000 | SH | DFND | 1 | 380,000 | 0 | 0 | |
CELLECTAR BIOSCIENCES-CW19 | *W EXP 08/20/201 | 15117F120 | 4 | 52,999 | SH | DFND | 1 | 52,999 | 0 | 0 | |
CLEARSIDE BIOMEDICAL INC | COM | 185063104 | 2,460 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
COLLEGIUM PHARMACEUTICAL INC | COM | 19459J104 | 3,685 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
CONSTELLATION PHARMCETICLS I | COM | 210373106 | 8,558 | 1,271,687 | SH | DFND | 1 | 1,271,687 | 0 | 0 | |
CONTRAFECT CORP | COM | 212326102 | 6,210 | 3,000,000 | SH | DFND | 1 | 3,000,000 | 0 | 0 | |
DICERNA PHARMACEUTICALS INC | COM | 253031108 | 54,275 | 3,556,669 | SH | DFND | 1 | 3,556,669 | 0 | 0 | |
EIDOS THERAPEUTICS INC | COM | 28249H104 | 3,851 | 385,846 | SH | DFND | 1 | 385,846 | 0 | 0 | |
G1 THERAPEUTICS INC | COM | 3621LQ109 | 33,491 | 640,481 | SH | DFND | 1 | 640,481 | 0 | 0 | |
HERON THERAPEUTICS INC | COM | 427746102 | 5,381 | 170,000 | SH | DFND | 1 | 170,000 | 0 | 0 | |
INCYTE CORP | COM | 45337C102 | 17,961 | 260,000 | SH | DFND | 1 | 260,000 | 0 | 0 | |
INFLARX NV | COM | N44821101 | 46,042 | 1,341,540 | SH | DFND | 1 | 1,341,540 | 0 | 0 | |
INSPIRE MED SYS INC | COM | 457730109 | 12,624 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
ITERUM THERAPEUTICS PLC | SHS | G6333L101 | 3,196 | 476,968 | SH | DFND | 1 | 476,968 | 0 | 0 | |
KEZAR LIFE SCIENCES INC | COM | 49372L100 | 33,248 | 1,552,911 | SH | DFND | 1 | 1,552,911 | 0 | 0 | |
KINIKSA PHARMACEUTICALS LTD | COM CL A | G5269C101 | 21,191 | 831,000 | SH | DFND | 1 | 831,000 | 0 | 0 | |
MARINUS PHARMACEUTICALS INC | COM | 56854Q101 | 3,000 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
MEIRAGTX HOLDINGS PLC | COM | G59665102 | 3,245 | 238,579 | SH | DFND | 1 | 238,579 | 0 | 0 | |
MINERVA NEUROSCIENCES INC | COM | 603380106 | 7,629 | 607,903 | SH | DFND | 1 | 607,903 | 0 | 0 | |
MIRATI THERAPEUTICS INC | COM | 60468T105 | 85,251 | 1,810,000 | SH | DFND | 1 | 1,810,000 | 0 | 0 | |
MYOKARDIA INC | COM | 62857M105 | 45,640 | 700,000 | SH | DFND | 1 | 700,000 | 0 | 0 | |
NEKTAR THERAPEUTICS | COM | 640268108 | 83,515 | 1,370,000 | SH | DFND | 1 | 1,370,000 | 0 | 0 | |
NEKTAR THERAPEUTICS | COM | 640268108 | 80,979 | 1,328,400 | SH | Call | DFND | 1 | 132,840 | 0 | 0 |
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 21,516 | 175,000 | SH | DFND | 1 | 175,000 | 0 | 0 | |
OMEROS CORP | COM | 682143102 | 24,410 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
OMEROS CORP | COM | 682143102 | 27,752 | 1,136,900 | SH | Call | DFND | 1 | 1,136,900 | 0 | 0 |
ONCOBIOLOGICS INC - CW17 -A | *W EXP 02/18/201 | 68235M113 | 9 | 416,666 | SH | DFND | 1 | 416,666 | 0 | 0 | |
PRINCIPIA BIOPHARMA INC | COM | 74257L108 | 43,447 | 1,486,898 | SH | DFND | 1 | 1,486,898 | 0 | 0 | |
QUANTERIX CORP | COM | 74766Q101 | 1,177 | 54,945 | SH | DFND | 1 | 54,945 | 0 | 0 | |
QUOTIENT LTD | SHS | G73268107 | 36,618 | 4,850,000 | SH | DFND | 1 | 4,850,000 | 0 | 0 | |
REATA PHARMACEUTICALS INC | CL A | 75615P103 | 53,962 | 660,000 | SH | DFND | 1 | 660,000 | 0 | 0 | |
REPLIMUNE GROUP INC | COM | 76029N106 | 7,531 | 467,792 | SH | DFND | 1 | 467,792 | 0 | 0 | |
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 36,946 | 1,500,659 | SH | DFND | 1 | 1,500,659 | 0 | 0 | |
RUBIUS THERAPEUTICS INC | COM | 78116T103 | 8,749 | 364,559 | SH | DFND | 1 | 364,559 | 0 | 0 | |
SAGE THERAPEUTICS INC | COM | 78667J108 | 26,838 | 190,000 | SH | DFND | 1 | 190,000 | 0 | 0 | |
SANGAMO BIOSCIENCES INC | COM | 800677106 | 3,390 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
SCHOLAR ROCK HLDG CORP | COM | 80706P103 | 5,410 | 210,078 | SH | DFND | 1 | 210,078 | 0 | 0 | |
SOLID BIOSCIENCES INC | COM | 83422E105 | 31,635 | 670,513 | SH | DFND | 1 | 670,513 | 0 | 0 | |
SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 8,400 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
TESARO INC | COM | 881569107 | 48,763 | 1,250,000 | SH | DFND | 1 | 1,250,000 | 0 | 0 | |
TESARO INC | COM | 881569107 | 19,505 | 500,000 | SH | Call | DFND | 1 | 500,000 | 0 | 0 |
THERAVANCE BIOPHARMA INC | COM | G8807B106 | 35,937 | 1,100,000 | SH | DFND | 1 | 1,100,000 | 0 | 0 | |
TRANSLATE BIO, INC | COM | 89374L104 | 4,546 | 454,550 | SH | DFND | 1 | 454,550 | 0 | 0 | |
TRICIDA INC | COM | 89610F101 | 22,442 | 734,588 | SH | DFND | 1 | 734,588 | 0 | 0 | |
TRILLIUM THERAPEUTICS INC | COM NEW | 89620X506 | 2,900 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
Y MABS THERAPEUTICS INC | COM | 984241109 | 5,312 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
ZAI LAB LTD | ADR | 98887Q104 | 15,743 | 808,166 | SH | DFND | 1 | 808,166 | 0 | 0 | |
ZOGENIX INC | COM NEW | 98978L204 | 24,800 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
ZOGENIX INC | COM NEW | 98978L204 | 12,400 | 250,000 | SH | Call | DFND | 1 | 250,000 | 0 | 0 |