The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABEONA THERAPEUTICS INC | COM | 00289Y107 | 4,313 | 336,939 | SH | DFND | 1,2 | 336,939 | 0 | 0 | |
AC IMMUNE SA | SHS | H00263105 | 4,029 | 503,563 | SH | DFND | 1,2 | 503,563 | 0 | 0 | |
ADVANCE AUTO PARTS INC | COM | 00751Y106 | 898 | 5,336 | SH | DFND | 5,336 | 0 | 0 | ||
ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 | 454 | 75,000 | SH | DFND | 1,2 | 75,000 | 0 | 0 | |
AEGLEA BIOTHERAPEUTICS INC | COM | 00773J103 | 6,250 | 653,112 | SH | DFND | 1,2 | 653,112 | 0 | 0 | |
AERPIO PHARMACEUTICALS INC | COM | 00810B105 | 3,497 | 1,131,819 | SH | DFND | 1,2 | 1,131,819 | 0 | 0 | |
ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 15,761 | 1,142,089 | SH | DFND | 1,2 | 1,142,089 | 0 | 0 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 19,698 | 141,700 | SH | DFND | 1,2 | 141,700 | 0 | 0 | |
ALLENA PHARMACEUTICALS INC | COM | 018119107 | 3,170 | 295,199 | SH | DFND | 1,2 | 295,199 | 0 | 0 | |
ALLOT COMMUNICATIONS LTD | SHS | M0854Q105 | 2,326 | 376,451 | SH | DFND | 376,451 | 0 | 0 | ||
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 3,501 | 40,000 | SH | DFND | 1,2 | 40,000 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 3,946 | 3,269 | SH | DFND | 3,269 | 0 | 0 | ||
AMICUS THERAPEUTICS INC | COM | 03152W109 | 21,617 | 1,787,994 | SH | DFND | 1,2 | 1,787,994 | 0 | 0 | |
APELLIS PHARMACEUTICALS INC | COM | 03753U106 | 3,778 | 212,470 | SH | DFND | 1,2 | 212,470 | 0 | 0 | |
AQUESTIVE THERAPEUTICS INC | COM | 03843E104 | 1,669 | 95,300 | SH | DFND | 1,2 | 95,300 | 0 | 0 | |
ARBUTUS BIOPHARMA CORP | COM | 03879J100 | 378 | 40,000 | SH | DFND | 1,2 | 40,000 | 0 | 0 | |
ARGENX SE | SPONSORED ADR | 04016X101 | 10,343 | 136,381 | SH | DFND | 1,2 | 136,381 | 0 | 0 | |
ARQULE INC | COM | 04269E107 | 11,350 | 2,005,243 | SH | DFND | 1,2 | 2,005,243 | 0 | 0 | |
ARRAY BIOPHARMA INC | COM | 04269X105 | 6,004 | 395,000 | SH | DFND | 1,2 | 395,000 | 0 | 0 | |
ARVINAS INC | COM | 04335A105 | 4,049 | 240,000 | SH | DFND | 1,2 | 240,000 | 0 | 0 | |
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 6,567 | 92,673 | SH | DFND | 1,2 | 92,673 | 0 | 0 | |
ASSEMBLY BIOSCIENCES INC | COM | 045396108 | 3,730 | 100,431 | SH | DFND | 1,2 | 100,431 | 0 | 0 | |
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 4,751 | 120,000 | SH | DFND | 1,2 | 120,000 | 0 | 0 | |
AUDIOCODES LTD | ORD | M15342104 | 596 | 59,226 | SH | DFND | 59,226 | 0 | 0 | ||
AUTOLUS THERAPEUTICS PLC | SPON ADS | 05280R100 | 8,935 | 296,251 | SH | DFND | 1,2 | 296,251 | 0 | 0 | |
BENITEC BIOPHARMA LTD | SPONS ADR NEW | 082053307 | 294 | 120,000 | SH | DFND | 1,2 | 120,000 | 0 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 5,840 | 155,515 | SH | DFND | 1,2 | 155,515 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 8,533 | 88,000 | SH | DFND | 1,2 | 88,000 | 0 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 11,446 | 78,396 | SH | DFND | 1,2 | 78,396 | 0 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 33,523 | 540,000 | SH | DFND | 1,2 | 540,000 | 0 | 0 | |
CAESARSTONE LTD | ORD SHS | M20598104 | 10,412 | 561,311 | SH | DFND | 561,311 | 0 | 0 | ||
CARA THERAPEUTICS INC | COM | 140755109 | 6,130 | 255,930 | SH | DFND | 1,2 | 255,930 | 0 | 0 | |
CELLECTAR BIOSCIENCES INC | COM PAR | 15117F500 | 263 | 87,500 | SH | DFND | 1,2 | 87,500 | 0 | 0 | |
CELLECTIS S A | SPONSORED ADS | 15117K103 | 12,642 | 447,970 | SH | DFND | 1,2 | 447,970 | 0 | 0 | |
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 462 | 1,419 | SH | DFND | 1,419 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 4,865 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
CISION LTD | SHS | G1992S109 | 252 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
CLEARSIDE BIOMEDICAL INC | COM | 185063104 | 7,101 | 1,154,690 | SH | DFND | 1,2 | 1,154,690 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 212 | 5,993 | SH | DFND | 5,993 | 0 | 0 | ||
CORVUS PHARMACEUTICALS INC | COM | 221015100 | 2,758 | 321,430 | SH | DFND | 1,2 | 321,430 | 0 | 0 | |
CUE BIOPHARMA INC | COM | 22978P106 | 181 | 20,000 | SH | DFND | 1,2 | 20,000 | 0 | 0 | |
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 4,313 | 233,151 | SH | DFND | 1,2 | 233,151 | 0 | 0 | |
DECIPHERA PHARMACEUTICALS IN | COM | 24344T101 | 4,260 | 110,033 | SH | DFND | 1,2 | 110,033 | 0 | 0 | |
DOVA PHARMACEUTICALS INC | COM | 25985T102 | 2,516 | 120,000 | SH | DFND | 1,2 | 120,000 | 0 | 0 | |
EIDOS THERAPEUTICS INC | COM | 28249H104 | 315 | 31,522 | SH | DFND | 1,2 | 31,522 | 0 | 0 | |
EPIZYME INC | COM | 29428V104 | 4,235 | 399,502 | SH | DFND | 1,2 | 399,502 | 0 | 0 | |
ERYTECH PHARMA | SPONSORED ADR | 29604W108 | 1,046 | 120,000 | SH | DFND | 1,2 | 120,000 | 0 | 0 | |
EVOKE PHARMA INC | COM | 30049G104 | 4,205 | 1,410,946 | SH | DFND | 1,2 | 1,410,946 | 0 | 0 | |
FLEX LTD | ORD | Y2573F102 | 2,093 | 159,549 | SH | DFND | 159,549 | 0 | 0 | ||
FORESCOUT TECHNOLOGIES INC | COM | 34553D101 | 4,700 | 124,463 | SH | DFND | 124,463 | 0 | 0 | ||
GILAT SATELLITE NETWORKS LTD | SHS NEW | M51474118 | 1,398 | 163,367 | SH | DFND | 163,367 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 32,428 | 420,000 | SH | DFND | 1,2 | 420,000 | 0 | 0 | |
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 34,747 | 865,000 | SH | DFND | 1,2 | 865,000 | 0 | 0 | |
GLYCOMIMETICS INC | COM | 38000Q102 | 3,615 | 251,013 | SH | DFND | 1,2 | 251,013 | 0 | 0 | |
HOMOLOGY MEDICINES INC | COM | 438083107 | 5,603 | 245,104 | SH | DFND | 1,2 | 245,104 | 0 | 0 | |
IDERA PHARMACEUTICALS INC | COM NEW | 45168K306 | 3,970 | 445,558 | SH | DFND | 1,2 | 445,558 | 0 | 0 | |
IMMUNOMEDICS INC | COM | 452907108 | 14,561 | 699,039 | SH | DFND | 1,2 | 699,039 | 0 | 0 | |
INTERNATIONAL FLAVORS&FRAGRA | COM | 459506101 | 5,071 | 36,450 | SH | DFND | 36,450 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 44,905 | 325,000 | SH | DFND | 1,2 | 325,000 | 0 | 0 | |
KADMON HLDGS INC | COM | 48283N106 | 4,977 | 1,490,000 | SH | DFND | 1,2 | 1,490,000 | 0 | 0 | |
KEZAR LIFE SCIENCES INC | COM | 49372L100 | 4,539 | 212,000 | SH | DFND | 1,2 | 212,000 | 0 | 0 | |
LEAP THERAPEUTICS INC | COM | 52187K101 | 2,590 | 332,525 | SH | DFND | 1,2 | 332,525 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 287 | 2,500 | SH | DFND | 2,500 | 0 | 0 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 5,067 | 22,760 | SH | DFND | 22,760 | 0 | 0 | ||
MELINTA THERAPEUTICS INC | COM | 58549G100 | 6,387 | 1,616,867 | SH | DFND | 1,2 | 1,616,867 | 0 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 3,679 | 50,093 | SH | DFND | 50,093 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 55,333 | 780,000 | SH | DFND | 1,2 | 780,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 7,967 | 69,656 | SH | DFND | 69,656 | 0 | 0 | ||
MINERVA NEUROSCIENCES INC | COM | 603380106 | 10,572 | 842,391 | SH | DFND | 1,2 | 842,391 | 0 | 0 | |
MIRATI THERAPEUTICS INC | COM | 60468T105 | 5,318 | 112,908 | SH | DFND | 1,2 | 112,908 | 0 | 0 | |
MOLECULAR TEMPLATES INC | COM | 608550109 | 2,156 | 400,000 | SH | DFND | 1,2 | 400,000 | 0 | 0 | |
MYLAN N V | SHS EURO | N59465109 | 48,495 | 1,325,000 | SH | DFND | 1,2 | 1,325,000 | 0 | 0 | |
NEOS THERAPEUTICS INC | COM | 64052L106 | 4,034 | 831,697 | SH | DFND | 1,2 | 831,697 | 0 | 0 | |
NICE SYS INC | NOTE 1.250% 1/1 | 65366HAB9 | 359 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
O REILLY AUTOMOTIVE INC NEW | COM | 67103H107 | 3,766 | 10,844 | SH | DFND | 10,844 | 0 | 0 | ||
OBSEVA SA | COM | H5861P103 | 4,393 | 243,669 | SH | DFND | 1,2 | 243,669 | 0 | 0 | |
PIERIS PHARMACEUTICALS INC | COM | 720795103 | 5,066 | 904,686 | SH | DFND | 1,2 | 904,686 | 0 | 0 | |
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 3,915 | 147,000 | SH | DFND | 1,2 | 147,000 | 0 | 0 | |
PROQR THRAPEUTICS N V | SHS EURO | N71542109 | 7,716 | 398,749 | SH | DFND | 1,2 | 398,749 | 0 | 0 | |
PTC THERAPEUTICS INC | COM | 69366J200 | 9,870 | 210,000 | SH | DFND | 1,2 | 210,000 | 0 | 0 | |
RADWARE LTD | ORD | M81873107 | 464 | 17,527 | SH | DFND | 17,527 | 0 | 0 | ||
REATA PHARMACEUTICALS INC | CL A | 75615P103 | 7,581 | 92,719 | SH | DFND | 1,2 | 92,719 | 0 | 0 | |
RETROPHIN INC | COM | 761299106 | 9,357 | 325,678 | SH | DFND | 1,2 | 325,678 | 0 | 0 | |
SAGE THERAPEUTICS INC | COM | 78667J108 | 8,475 | 60,000 | SH | DFND | 1,2 | 60,000 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 12,293 | 76,116 | SH | DFND | 1,2 | 76,116 | 0 | 0 | |
SAVARA INC | COM | 805111101 | 2,339 | 209,596 | SH | DFND | 1,2 | 209,596 | 0 | 0 | |
SCHOLAR ROCK HLDG CORP | COM | 80706P103 | 7,644 | 296,856 | SH | DFND | 1,2 | 296,856 | 0 | 0 | |
SERVICEMASTER GLOBAL HLDGS I | COM | 81761R109 | 395 | 9,500 | SH | DFND | 9,500 | 0 | 0 | ||
SESEN BIO INC | COM | 817763105 | 1,355 | 630,000 | SH | DFND | 1,2 | 630,000 | 0 | 0 | |
SIERRA ONCOLOGY INC | COM | 82640U107 | 1,739 | 1,022,759 | SH | DFND | 1,2 | 1,022,759 | 0 | 0 | |
SITEONE LANDSCAPE SUPPLY INC | COM | 82982L103 | 226 | 3,000 | SH | DFND | 3,000 | 0 | 0 | ||
SNAP ON INC | COM | 833034101 | 3,978 | 21,666 | SH | DFND | 21,666 | 0 | 0 | ||
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 5,678 | 150,817 | SH | DFND | 150,817 | 0 | 0 | ||
SPDR SERIES TRUST | PUT | 78464A870 | 105,457 | 1,100,000 | SH | Put | DFND | 1,2 | 1,100,000 | 0 | 0 |
STRONGBRIDGE BIOPHARMA PLC | SHS USD | G85347105 | 5,718 | 1,179,010 | SH | DFND | 1,2 | 1,179,010 | 0 | 0 | |
SUTRO BIOPHARMA INC | COM | 869367102 | 4,125 | 275,000 | SH | DFND | 1,2 | 275,000 | 0 | 0 | |
TEVA PHARMACEUTICAL FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | 862 | 2,135 | SH | DFND | 2,135 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADR | 881624209 | 4,308 | 200,000 | SH | DFND | 1,2 | 200,000 | 0 | 0 | |
TRANSLATE BIO INC | COM | 89374L104 | 2,766 | 276,639 | SH | DFND | 1,2 | 276,639 | 0 | 0 | |
ULTIMATE SOFTWARE GROUP INC | COM | 90385D107 | 258 | 800 | SH | DFND | 800 | 0 | 0 | ||
UNIQURE NV | SHS | N90064101 | 6,472 | 177,849 | SH | DFND | 1,2 | 177,849 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 532 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
UROVANT SCIENCES LTD | SHS | G9381B108 | 1,968 | 164,030 | SH | DFND | 1,2 | 164,030 | 0 | 0 | |
VERINT SYS INC | COM | 92343X100 | 7,521 | 150,126 | SH | DFND | 150,126 | 0 | 0 | ||
VERRICA PHARMACEUTICALS INC | COM | 92511W108 | 1,901 | 117,000 | SH | DFND | 1,2 | 117,000 | 0 | 0 | |
VIKING THERAPEUTICS INC | CALL | 92686J106 | 416 | 23,900 | SH | Call | DFND | 1,2 | 0 | 0 | 0 |
VIKING THERAPEUTICS INC | COM | 92686J106 | 14,976 | 859,727 | SH | DFND | 1,2 | 859,727 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 6,064 | 40,401 | SH | DFND | 40,401 | 0 | 0 | ||
VISTAGEN THERAPEUTICS INC | COM NEW | 92840H202 | 2,427 | 1,673,918 | SH | DFND | 1,2 | 1,673,918 | 0 | 0 | |
WABTEC CORP | COM | 929740108 | 5,571 | 53,114 | SH | DFND | 53,114 | 0 | 0 | ||
XENON PHARMACEUTICALS INC | COM | 98420N105 | 5,009 | 379,484 | SH | DFND | 1,2 | 379,484 | 0 | 0 | |
ZAFGEN INC | COM | 98885E103 | 5,027 | 430,000 | SH | DFND | 1,2 | 430,000 | 0 | 0 | |
ZYMEWORKS INC | COM | 98985W102 | 1,159 | 73,800 | SH | DFND | 1,2 | 73,800 | 0 | 0 |