The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| COSTAR GROUP INC | COM | 22160N109 | 57,837 | 137,432 | SH | SOLE | 137,432 | 0 | 0 | ||
| LPL FINANCIAL HOLDINGS INC | COM | 50212V100 | 13,444 | 208,401 | SH | SOLE | 208,401 | 0 | 0 | ||
| NANTKWEST INC | COM | 63016Q102 | 2,059 | 556,453 | SH | SOLE | 556,453 | 0 | 0 | ||
| SORRENTO THERAPEUTICS INC | COM NEW | 83587F202 | 1,829 | 415,765 | SH | SOLE | 415,765 | 0 | 0 | ||
| SABINE ROYALTY TRUST | UNIT BEN INT | 785688102 | 12,236 | 289,963 | SH | SOLE | 289,963 | 0 | 0 | ||
| PLAYA HOTELS & RESORTS NV | SHS | N70544106 | 2,889 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| ALTERYX INC - CLASS A | COM CL A | 02156B103 | 250 | 4,376 | SH | SOLE | 4,376 | 0 | 0 | ||
| APPFOLIO INC - A | COM CL A | 03783C100 | 468 | 5,972 | SH | SOLE | 5,972 | 0 | 0 | ||
| EDITAS MEDICINE INC | COM | 28106W103 | 5,908 | 185,668 | SH | SOLE | 185,668 | 0 | 0 | ||
| COUPA SOFTWARE INC | COM | 22266L106 | 1,693 | 21,408 | SH | SOLE | 21,408 | 0 | 0 | ||
| SIENNA BIOPHARMACEUTICALS IN | COM | 82622H108 | 4,381 | 295,613 | SH | SOLE | 295,613 | 0 | 0 | ||
| UROGEN PHARMA LTD | COM | M96088105 | 11,754 | 248,874 | SH | SOLE | 248,874 | 0 | 0 | ||
| NANTHEALTH INC | COM | 630104107 | 186 | 118,503 | SH | SOLE | 118,503 | 0 | 0 | ||
| UROGEN PHARMA LTD | COM | M96088105 | 5,980 | 126,605 | SH | DFND | 126,605 | 0 | 0 | ||
| NANTHEALTH INC | COM | 630104107 | 129 | 81,870 | SH | DFND | 81,870 | 0 | 0 | ||
| VANECK VECTORS GOLD MINERS E | GOLD MINERS ETF | 92189F106 | 278 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
| October 18 Puts on GDX US | PUT | 92189F956 | 7 | 688,800 | SH | Put | DFND | 688,800 | 0 | 0 | |
| October 18 Calls on EEM US | CALL | 464287904 | 1 | 271,700 | SH | Call | DFND | 271,700 | 0 | 0 | |
| October 18 Puts on VXX US | PUT | 06746L952 | 2 | 116,100 | SH | Put | DFND | 116,100 | 0 | 0 | |
| MAGNOLIA OIL & GAS CORP | CL A | 559663109 | 5,524 | 368,000 | SH | SOLE | 368,000 | 0 | 0 | ||
| GRITSTONE ONCOLOGY INC | COM | 39868T105 | 2,770 | 194,500 | SH | SOLE | 194,500 | 0 | 0 | ||