The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 90,017 | 1,227,060 | SH | DFND | 0 | 1,227,060 | 0 | ||
ACCURAY INC | COM | 004397105 | 17,666 | 3,925,756 | SH | DFND | 0 | 3,925,756 | 0 | ||
ACORDA THERAPEUTICS INC | COM | 00484M106 | 33,387 | 1,699,100 | SH | Call | DFND | 0 | 1,699,100 | 0 | |
ACORDA THERAPEUTICS INC | COM | 00484M106 | 24,512 | 1,247,434 | SH | DFND | 0 | 1,247,434 | 0 | ||
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 81,023 | 95,433,000 | PRN | DFND | 0 | 95,433,000 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 32,472 | 390,334 | SH | DFND | 0 | 390,334 | 0 | ||
ACXIOM HOLDINGS INC | COM | 005125109 | 30,425 | 615,767 | SH | DFND | 0 | 615,767 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 139,007 | 2,258,443 | SH | DFND | 0 | 2,258,443 | 0 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 88,027 | 1,247,899 | SH | DFND | 0 | 1,247,899 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 31,912 | 1,916,664 | SH | DFND | 0 | 1,916,664 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | NOTE 2.500% 2/0 | 014339AA3 | 38,109 | 35,536,000 | PRN | DFND | 0 | 35,536,000 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 32,339 | 196,280 | SH | DFND | 0 | 196,280 | 0 | ||
ALLAKOS INC | COM | 01671P100 | 25,158 | 624,735 | SH | DFND | 0 | 624,735 | 0 | ||
ALLENA PHARMACEUTICALS INC | COM | 018119107 | 18,994 | 1,768,568 | SH | DFND | 0 | 1,768,568 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 131,421 | 689,949 | SH | DFND | 0 | 689,949 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 106,731 | 88,421 | SH | DFND | 0 | 88,421 | 0 | ||
AMAZON COM INC | COM | 023135106 | 64,783 | 32,343 | SH | DFND | 0 | 32,343 | 0 | ||
AMN HEALTHCARE SERVICES INC | COM | 001744101 | 53,994 | 987,100 | SH | Put | DFND | 0 | 987,100 | 0 | |
ANAPTYSBIO INC | COM | 032724106 | 105,194 | 1,054,361 | SH | DFND | 0 | 1,054,361 | 0 | ||
ANTHEM INC | COM | 036752103 | 145,710 | 531,690 | SH | DFND | 0 | 531,690 | 0 | ||
APPLE INC | COM | 037833100 | 63,575 | 281,628 | SH | DFND | 0 | 281,628 | 0 | ||
APTINYX INC | COM | 03836N103 | 49,520 | 1,754,679 | SH | DFND | 0 | 1,754,679 | 0 | ||
ARCUS BIOSCIENCES INC | COM | 03969F109 | 10,090 | 723,834 | SH | DFND | 0 | 723,834 | 0 | ||
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 125,614 | 2,729,555 | SH | DFND | 0 | 2,729,555 | 0 | ||
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 61,528 | 1,554,139 | SH | DFND | 0 | 1,554,139 | 0 | ||
AUTOLUS THERAPEUTICS PLC | SPON ADS | 05280R100 | 6,736 | 219,628 | SH | DFND | 0 | 219,628 | 0 | ||
AVROBIO INC | COM | 05455M100 | 7,726 | 148,949 | SH | DFND | 0 | 148,949 | 0 | ||
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 112,409 | 1,440,038 | SH | DFND | 0 | 1,440,038 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 73,443 | 1,907,622 | SH | DFND | 0 | 1,907,622 | 0 | ||
CARBON BLACK INC | COM | 14081R103 | 4,899 | 231,286 | SH | DFND | 0 | 231,286 | 0 | ||
CARDIOVASCULAR SYS INC DEL | COM | 141619106 | 39,841 | 1,017,917 | SH | DFND | 0 | 1,017,917 | 0 | ||
CIGNA CORPORATION | COM | 125509109 | 294,091 | 1,412,200 | SH | Call | DFND | 0 | 1,412,200 | 0 | |
CIGNA CORPORATION | COM | 125509109 | 18,191 | 87,351 | SH | DFND | 0 | 87,351 | 0 | ||
CIRRUS LOGIC INC | COM | 172755100 | 43,438 | 1,125,349 | SH | DFND | 0 | 1,125,349 | 0 | ||
CLEMENTIA PHARMACEUTICALS IN | COM | 185575107 | 3,598 | 322,732 | SH | DFND | 0 | 322,732 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 22,033 | 750,200 | SH | Call | DFND | 0 | 750,200 | 0 | |
CLOVIS ONCOLOGY INC | COM | 189464100 | 56,623 | 1,927,928 | SH | DFND | 0 | 1,927,928 | 0 | ||
CLOVIS ONCOLOGY INC | NOTE 1.250% 5/0 | 189464AC4 | 44,730 | 57,632,000 | PRN | DFND | 0 | 57,632,000 | 0 | ||
CME GROUP INC | COM CL A | 12572Q105 | 21,262 | 124,918 | SH | DFND | 0 | 124,918 | 0 | ||
COUPA SOFTWARE INC | COM | 22266L106 | 37,963 | 479,934 | SH | DFND | 0 | 479,934 | 0 | ||
DAVITA INC | COM | 23918K108 | 106,859 | 1,491,826 | SH | DFND | 0 | 1,491,826 | 0 | ||
DEXCOM INC | COM | 252131107 | 43,671 | 305,304 | SH | DFND | 0 | 305,304 | 0 | ||
DOCUSIGN INC | COM | 256163106 | 1,009 | 19,199 | SH | DFND | 0 | 19,199 | 0 | ||
DROPBOX INC | CL A | 26210C104 | 76,969 | 2,868,767 | SH | DFND | 0 | 2,868,767 | 0 | ||
EBAY INC | COM | 278642103 | 21,002 | 636,024 | SH | DFND | 0 | 636,024 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 90,997 | 522,672 | SH | DFND | 0 | 522,672 | 0 | ||
ELANCO ANIMAL HEALTH INC | COM | 28414H103 | 28,320 | 811,700 | SH | DFND | 0 | 811,700 | 0 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 22,484 | 186,604 | SH | DFND | 0 | 186,604 | 0 | ||
ENDOCYTE INC | COM | 29269A102 | 4,163 | 234,378 | SH | DFND | 0 | 234,378 | 0 | ||
ENDOLOGIX INC | COM | 29266S106 | 14,150 | 7,408,585 | SH | DFND | 0 | 7,408,585 | 0 | ||
ENDOLOGIX INC | NOTE 3.250%11/0 | 29266SAB2 | 33,103 | 47,379,000 | PRN | DFND | 0 | 47,379,000 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 87,415 | 1,970,134 | SH | DFND | 0 | 1,970,134 | 0 | ||
EVENTBRITE INC | COM CL A | 29975E109 | 2,219 | 58,441 | SH | DFND | 0 | 58,441 | 0 | ||
FATE THERAPEUTICS INC | COM | 31189P102 | 24,455 | 1,501,258 | SH | DFND | 0 | 1,501,258 | 0 | ||
FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAA6 | 1,660 | 1,911,400 | PRN | DFND | 0 | 1,911,400 | 0 | ||
FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAD0 | 30,829 | 29,532,000 | PRN | DFND | 0 | 29,532,000 | 0 | ||
GODADDY INC | CL A | 380237107 | 92,997 | 1,115,201 | SH | DFND | 0 | 1,115,201 | 0 | ||
GREENSKY INC | CL A | 39572G100 | 36,687 | 2,038,160 | SH | DFND | 0 | 2,038,160 | 0 | ||
GRITSTONE ONCOLOGY INC | COM | 39868T105 | 14,257 | 1,065,313 | SH | DFND | 0 | 1,065,313 | 0 | ||
GRUBHUB INC | COM | 400110102 | 15,309 | 110,436 | SH | DFND | 0 | 110,436 | 0 | ||
GUIDEWIRE SOFTWARE INC | COM | 40171V100 | 41,250 | 408,373 | SH | DFND | 0 | 408,373 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 72,225 | 519,159 | SH | DFND | 0 | 519,159 | 0 | ||
HUMANA INC | COM | 444859102 | 115,439 | 341,010 | SH | DFND | 0 | 341,010 | 0 | ||
ICON PLC | SHS | G4705A100 | 45,977 | 299,037 | SH | DFND | 0 | 299,037 | 0 | ||
INOGEN INC | COM | 45780L104 | 35,062 | 143,625 | SH | DFND | 0 | 143,625 | 0 | ||
INTUIT | COM | 461202103 | 91,777 | 403,592 | SH | DFND | 0 | 403,592 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 49,420 | 86,098 | SH | DFND | 0 | 86,098 | 0 | ||
INVUITY INC | COM NEW | 46187J205 | 10,066 | 1,360,334 | SH | DFND | 0 | 1,360,334 | 0 | ||
IRHYTHM TECHNOLOGIES INC | COM | 450056106 | 22,334 | 235,941 | SH | DFND | 0 | 235,941 | 0 | ||
ISHARES TR | RUSSELL 2000 | 464287655 | 230,037 | 1,364,800 | SH | Put | DFND | 0 | 1,364,800 | 0 | |
ISHARES TR | MEDICAL DEVICES | 464288810 | 280,483 | 1,233,000 | SH | Put | DFND | 0 | 1,233,000 | 0 | |
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 161,073 | 958,025 | SH | DFND | 0 | 958,025 | 0 | ||
KURA ONCOLOGY INC | COM | 50127T109 | 19,314 | 1,103,656 | SH | DFND | 0 | 1,103,656 | 0 | ||
LKQ CORP | COM | 501889208 | 43,719 | 1,380,466 | SH | DFND | 0 | 1,380,466 | 0 | ||
MADISON SQUARE GARDEN CO NEW | CL A | 55825T103 | 69,674 | 220,963 | SH | DFND | 0 | 220,963 | 0 | ||
MARINUS PHARMACEUTICALS INC | COM | 56854Q101 | 17,741 | 1,774,094 | SH | DFND | 0 | 1,774,094 | 0 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 41,523 | 186,526 | SH | DFND | 0 | 186,526 | 0 | ||
MEDICINES CO | COM | 584688105 | 76,619 | 2,561,640 | SH | DFND | 0 | 2,561,640 | 0 | ||
MEDICINES CO | NOTE 2.750% 7/1 | 584688AG0 | 83,675 | 91,758,000 | PRN | DFND | 0 | 91,758,000 | 0 | ||
MERIT MED SYS INC | COM | 589889104 | 82,771 | 1,346,963 | SH | DFND | 0 | 1,346,963 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 39,813 | 348,110 | SH | DFND | 0 | 348,110 | 0 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 84,993 | 571,571 | SH | DFND | 0 | 571,571 | 0 | ||
MONGODB INC | CL A | 60937P106 | 5,083 | 62,326 | SH | DFND | 0 | 62,326 | 0 | ||
MYLAN N V | SHS EURO | N59465109 | 171,763 | 4,692,968 | SH | DFND | 0 | 4,692,968 | 0 | ||
MYOKARDIA INC | COM | 62857M105 | 122,505 | 1,878,909 | SH | DFND | 0 | 1,878,909 | 0 | ||
NEON THERAPEUTICS INC | COM | 64050Y100 | 7,344 | 978,837 | SH | DFND | 0 | 978,837 | 0 | ||
NETFLIX INC | COM | 64110L106 | 28,977 | 77,452 | SH | DFND | 0 | 77,452 | 0 | ||
NUCANA PLC | SPONSORED ADR | 67022C106 | 9,703 | 389,358 | SH | DFND | 0 | 389,358 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 31,967 | 113,753 | SH | DFND | 0 | 113,753 | 0 | ||
PACIRA PHARMACEUTICALS INC | COM | 695127100 | 137,501 | 2,797,574 | SH | DFND | 0 | 2,797,574 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 45,581 | 518,904 | SH | DFND | 0 | 518,904 | 0 | ||
PENUMBRA INC | COM | 70975L107 | 108,593 | 725,401 | SH | DFND | 0 | 725,401 | 0 | ||
PERKINELMER INC | COM | 714046109 | 67,485 | 693,791 | SH | DFND | 0 | 693,791 | 0 | ||
PIVOTAL SOFTWARE INC | COM CL A | 72582H107 | 16,757 | 855,797 | SH | DFND | 0 | 855,797 | 0 | ||
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 122,521 | 4,600,847 | SH | DFND | 0 | 4,600,847 | 0 | ||
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 84,898 | 1,851,638 | SH | DFND | 0 | 1,851,638 | 0 | ||
RED HAT INC | COM | 756577102 | 52,932 | 388,407 | SH | DFND | 0 | 388,407 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 87,099 | 547,686 | SH | DFND | 0 | 547,686 | 0 | ||
SAREPTA THERAPEUTICS INC | COM | 803607100 | 19,783 | 122,490 | SH | DFND | 0 | 122,490 | 0 | ||
SIENNA BIOPHARMACEUTICALS IN | COM | 82622H108 | 23,361 | 1,576,311 | SH | DFND | 0 | 1,576,311 | 0 | ||
SOLID BIOSCIENCES INC | COM | 83422E105 | 37,733 | 799,777 | SH | DFND | 0 | 799,777 | 0 | ||
SPARK THERAPEUTICS INC | COM | 84652J103 | 46,885 | 859,480 | SH | DFND | 0 | 859,480 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 62,191 | 648,700 | SH | Put | DFND | 0 | 648,700 | 0 | |
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 73,447 | 406,165 | SH | DFND | 0 | 406,165 | 0 | ||
SQUARE INC | CL A | 852234103 | 52,059 | 525,793 | SH | DFND | 0 | 525,793 | 0 | ||
SQUARE INC | NOTE 0.375% 3/0 | 852234AB9 | 73,880 | 17,068,000 | PRN | DFND | 0 | 17,068,000 | 0 | ||
TABLEAU SOFTWARE INC | CL A | 87336U105 | 73,428 | 657,129 | SH | DFND | 0 | 657,129 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 63,469 | 1,437,247 | SH | DFND | 0 | 1,437,247 | 0 | ||
TENABLE HLDGS INC | COM | 88025T102 | 5,414 | 139,242 | SH | DFND | 0 | 139,242 | 0 | ||
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 96,059 | 3,375,241 | SH | DFND | 0 | 3,375,241 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 60,070 | 225,793 | SH | DFND | 0 | 225,793 | 0 | ||
UNITY BIOTECHNOLOGY INC | COM | 91381U101 | 12,572 | 829,868 | SH | DFND | 0 | 829,868 | 0 | ||
VIEWRAY INC | COM | 92672L107 | 8,232 | 879,446 | SH | DFND | 0 | 879,446 | 0 | ||
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 38,880 | 121,313 | SH | DFND | 0 | 121,313 | 0 | ||
WRIGHT MED GROUP N V | ORD SHS 0.03 PAR | N96617118 | 23,338 | 804,187 | SH | DFND | 0 | 804,187 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 100,171 | 761,934 | SH | DFND | 0 | 761,934 | 0 | ||
ZSCALER INC | COM | 98980G102 | 1,909 | 46,814 | SH | DFND | 0 | 46,814 | 0 |