SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Roby Anne K

(Last) (First) (Middle)
C/O LINDE PLC
THE PRIESTLEY CENTRE, 10 PRIESTLEY ROAD

(Street)
GUILDFORD, SURREY X0 06810

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/31/2018
3. Issuer Name and Ticker or Trading Symbol
LINDE PLC [ LIN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Head of Global Functions Group
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares 1,328.5434 I 401(k)
Ordinary Shares 26,747.951 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) (1) Ordinary Shares 3,885 $0(1) D
Restricted Stock Units (2) (2) Ordinary Shares 3,510 $0(2) D
Restricted Stock Units (3) (3) Ordinary Shares 4,328 $0(3) D
Restricted Stock Units (2) (2) Ordinary Shares 3,588 $0(2) D
Restricted Stock Units (3) (3) Ordinary Shares 2,960 $0(3) D
Stock Option (right to buy) (4) 02/22/2021 Ordinary Shares 13,195 $97.84 D
Stock Option (right to buy) (4) 02/28/2022 Ordinary Shares 18,430 $109.68 D
Stock Option (right to buy) (4) 02/26/2023 Ordinary Shares 15,790 $110.58 D
Stock Option (right to buy) (4) 02/25/2024 Ordinary Shares 19,900 $128.8 D
Stock Option (right to buy) (4) 02/24/2025 Ordinary Shares 26,490 $128.38 D
Stock Option (right to buy) (5) 02/23/2026 Ordinary Shares 49,405 $102.22 D
Stock Option (right to buy) (6) 02/28/2027 Ordinary Shares 39,585 $118.71 D
Stock Option (right to buy) (7) 02/27/2028 Ordinary Shares 32,335 $154 D
Explanation of Responses:
1. Restricted Stock Units that will vest in full and payout on February 27, 2021 in Linde plc Ordinary Shares on a one-for-one basis.
2. Restricted Stock Units that will vest in full and payout on February 23, 2019 in Linde plc Ordinary Shares on a one-for-one basis.
3. Restricted Stock Units that will vest in full and payout on February 28, 2020 in Linde plc Ordinary Shaes on a one-for-one basis.
4. This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
5. This options vests over three years in three consecutive equal annual installments beginning on February 23, 2017.
6. This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
7. This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
Remarks:
Anthony M. Pepper, Attorney-in-Fact 10/31/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.