-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DFSQQYcUyJqddysT6SpDrFozKWqr0bgdEgvsGqBlpC+Mi5A9LuQiVLqwnMVyNfZ1 iwU72Ilb9VrYwKprOYnxCQ== 0000919574-99-001314.txt : 19991115 0000919574-99-001314.hdr.sgml : 19991115 ACCESSION NUMBER: 0000919574-99-001314 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KINGDON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001000097 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04575 FILM NUMBER: 99750998 BUSINESS ADDRESS: STREET 1: 157 WEST 57TH STREET 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2123330100 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET 50 FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT CORP DATE OF NAME CHANGE: 19960408 13F-HR 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 1999 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kingdon Capital Management, L.L.C. Address: 152 West 57th Street New York, New York 10019 Form 13F File Number: 028-04575 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter J. Cobos Title: Chief Financial Officer Phone: (212) 333-0100 Signature, Place, and Date of Signing: /s/ Peter J. Cobos New York, New York November 12, 1999 _______________________ _____________________ _________________ [Signature] [City, State] [Date] Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manger(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- 2 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 153 Form 13F Information Table Value Total: $1,190,117,112 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1 28-3498 Mark Kingdon 3 KINGDON CAPITAL MANAGEMENT, LLC. FORM 13F SEPTEMBER 30, 1999
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY TITLE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------- ---------- ----- ------- ------- --- ---- ---------- -------- ---- ------ ---- Abitibi Price Inc. Common Stock 00392410 1,206,250.00 100,00 x Shared-Other 1 x Ace Ltd. Common Stock G0070K10 423,437.00 25,000 x Shared-Other 1 x ADC Telecomm. Common Stock 00088610 461,312.00 11,000 x Shared-Other 1 x American Eagle Outfitters Common Stock 02553E10 10,190,400.00 211,200 x Shared-Other 1 x Agco Corp. Common Stock 00108410 1,820,000.00 140,000 x Shared-Other 1 x Alyn Corp. Common Stock 02261110 8,493,069.00 3,235,455 x Shared-Other 1 x AMR Corp. Common Stock 00176510 9,265,000.00 170,000 x Shared-Other 1 x Amazon.com Inc. Common Stock 02313510 23,981,250.00 300,000 x Shared-Other 1 x Abercrombie & Fitch Common Stock 00289620 3,406,250.00 100,000 x Shared-Other 1 x Ann Taylor Common Stock 03611510 3,065,625.00 75,000 x Shared-Other 1 x America Online Inc. Common Stock 02364J10 15,609,375.00 150,000 x Shared-Other 1 x AppNet Sys. Inc. Common Stock 03831Q10 1,019,150.00 37,400 x Shared-Other 1 x Atlantic Richfield Common Stock 04882510 37,665,625.00 425,000 x Shared-Other 1 x Amsouth Bancorp. Common Stock 03216510 5,859,375.00 250,000 x Shared-Other 1 x Avant Corp. Common Stock 05348710 2,543,625.00 142,800 x Shared-Other 1 x Boeing Company Common Stock 09702310 8,525,000.00 200,000 x Shared-Other 1 x Bankamerica Corp. Common Stock 06050510 11,137,500.00 200,000 x Shared-Other 1 x Baxter Int'l. Common Stock 07181310 6,025,000.00 100,000 x Shared-Other 1 x Bed Bath & Beyond Common Stock 07589610 7,000,000.00 200,000 x Shared-Other 1 x Blockbuster Inc. Common Stock 09367910 7,796,625.00 611,500 x Shared-Other 1 x Bell Atlantic Corp. Common Stock 07785310 13,462,500.00 200,000 x Shared-Other 1 x Bally Total Fitness Common Stock 05873K10 36,033,187.00 1,179,000 x Shared-Other 1 x Baker Hughes Common Stock 05722410 1,450,000.00 50,000 x Shared-Other 1 x Barnes and Noble Common Stock 06777410 6,500,000.00 250,000 x Shared-Other 1 x RMBS Oct 90 Puts Puts 75091795 1,168,750.00 500 x Shared-Other 1 x Aracruz Celulose ADR Common Stock 03849620 7,306,250.00 350,000 x Shared-Other 1 x Telecom Brasilerias ADR Common Stock 87928730 11,137,500.00 150,000 x Shared-Other 1 x Cemig ADR Common Stock 20440960 3,744,835.00 250,000 x Shared-Other 1 x NOVA Chemicals Corp Common Stock 66977W10 16,282,623.00 757,000 x Shared-Other 1 x Suncor Energy Common Stock 86722910 7,635,670.00 200,000 x Shared-Other 1 x Talisman Energy Common Stock 87425E10 11,223,412.00 375,000 x Shared-Other 1 x Continental Airlines Common Stock 21079530 3,438,750.00 105,000 x Shared-Other 1 x Cooper Cameron Corp. Common Stock 21664010 7,550,000.00 200,000 x Shared-Other 1 x Comdisco Inc. Common Stock 20033610 8,082,281.00 418,500 x Shared-Other 1 x Concord EFS Inc Common Stock 20619710 2,062,500.00 100,000 x Shared-Other 1 x Century Aluminum Common Stock 15643110 4,199,437.00 404,765 x Shared-Other 1 x Corporate Express Common Stock 21988810 9,375,000.00 1,000,000 x Shared-Other 1 x Chase Manhattan Common Stock 16161A10 9,572,625.00 127,000 x Shared-Other 1 x 4 CK Witco Corp. Common Stock 12562C10 10,314,689.00 693,424 x Shared-Other 1 x Columbia Health Common Stock 19767710 4,237,500.00 200,000 x Shared-Other 1 x Cox Comm. Common Stock 22404410 14,696,000.00 352,000 x Shared-Other 1 x Calpine Corp Common Stock 13134710 12,146,925.00 142,800 x Shared-Other 1 x Conceptus Corp. Common Stock 20601610 600,600.00 400,400 x Shared-Other 1 x Compusa Inc. Common Stock 20493210 6,300,600.00 1,050,100 x Shared-Other 1 x CPWR Nov 30 Puts Puts 20563895 256,250.00 500 x Shared-Other 1 x CPWR Nov 35 Puts Puts 20563895 462,500.00 500 x Shared-Other 1 x Cypress Semi. Common Stock 23280610 3,225,000.00 150,000 x Shared-Other 1 x CyberSource Corp Common Stock 23251J10 2,282,175.00 41,400 x Shared-Other 1 x Cytec Industries Common Stock 23282010 9,106,250.00 387,500 x Shared-Other 1 x DoubleClick Inc. Common Stock 25860930 20,901,553.00 175,459 x Shared-Other 1 x DuPont Common Stock 26353410 3,025,000.00 50,000 x Shared-Other 1 x Dayton Hudson Common Stock 23975310 12,012,500.00 200,000 x Shared-Other 1 x DLJDirect Common Stock 25766150 2,287,500.00 150,000 x Shared-Other 1 x Dime Bancorp. Inc. Common Stock 25429Q10 3,851,750.00 220,100 x Shared-Other 1 x Digital Microwave Corp. Common Stock 25385910 7,031,250.00 450,000 x Shared-Other 1 x Dendrite Int'l. Inc. Common Stock 24823910 3,543,750.00 75,000 x Shared-Other 1 x Dura Pharm. Inc. Common Stock 26632S10 350,000.00 25,000 x Shared-Other 1 x Devon Energy Corp. Common Stock 25179M10 8,287,510.00 200,000 x Shared-Other 1 x El Paso Electric Common Stock 28367785 6,371,100.00 707,900 x Shared-Other 1 x E Trade Group Common Stock 26924610 3,525,000.00 150,000 x Shared-Other 1 x Calloway Golf Common Stock 13119310 6,093,750.00 500,000 x Shared-Other 1 x Engage Tech. Common Stock 29282710 7,537,500.00 200,000 x Shared-Other 1 x Enron Oil & Gas Common Stock 26875P10 9,562,500.00 450,000 x Shared-Other 1 x IXNet Inc. Common Stock 46601C10 7,531,250.00 500,000 x Shared-Other 1 x Ford Motor Co. Common Stock 34537010 7,537,500.00 150,000 x Shared-Other 1 x Fairchild Semi. Common Stock 30372610 11,827,500.00 498,000 x Shared-Other 1 x Fleet Financial Common Stock 33901A10 7,874,375.00 215,000 x Shared-Other 1 x Sprint Corp. Common Stock 85206110 10,850,000.00 200,000 x Shared-Other 1 x FreeShop.com Common Stock 35687310 2,760,000.00 240,000 x Shared-Other 1 x Gilead Sciences Inc. Common Stock 37555810 3,206,250.00 50,000 x Shared-Other 1 x Global Pharm. Common Stock 37892210 8,705,887.00 1,882,354 x Shared-Other 1 x Gap Stores Common Stock 36476010 6,400,000.00 200,000 x Shared-Other 1 x Goldman Sachs Common Stock 38141G10 30,468,750.00 500,000 x Shared-Other 1 x GST Telecomm. Common Stock 36194210 3,675,000.00 525,000 x Shared-Other 1 x HEICO Corp. Class A Class A 42280620 3,346,875.00 175,000 x Shared-Other 1 x Health Mgmt. Common Stock 42193310 7,750,000.00 1,000,000 x Shared-Other 1 x Health Mgmt. Sys. Common Stock 42219M10 2,109,375.00 450,000 x Shared-Other 1 x Hussmann Int'l. Common Stock 44811010 7,650,000.00 450,000 x Shared-Other 1 x Hershey Foods Corp. Common Stock 42786610 5,574,719.00 114,500 x Shared-Other 1 x ICG Comm. Common Stock 44924610 6,200,000.00 400,000 x Shared-Other 1 x IDX Sys. Corp. Common Stock 44949110 1,098,375.00 60,600 x Shared-Other 1 x IXC Comm. Common Stock 45071310 2,154,825.00 54,900 x Shared-Other 1 x Immunex Corp. Common Stock 45252810 8,675,000.00 200,000 x Shared-Other 1 x Icici LTD ADR Common Stock 44926P10 2,612,500.00 220,000 x Shared-Other 1 x Incyte Pharm. Inc. Common Stock 45337C10 5,076,056.00 220,100 x Shared-Other 1 x InSiteVision Common Stock 45766010 1,326,000.00 624,000 x Shared-Other 1 x Jones Apparel Inc. Common Stock 48007410 8,625,000.00 300,000 x Shared-Other 1 x Jones Intercable Common Stock 48020620 14,034,600.00 259,900 x Shared-Other 1 x 5 Kushner-Locke Co. Common Stock 50133740 2,000,000.00 400,000 x Shared-Other 1 x LaBranche & Co. Inc. Common Stock 50544710 4,475,000.00 400,000 x Shared-Other 1 x Lycos Inc. Common Stock 55081810 22,872,037.00 456,300 x Shared-Other 1 x Laser Mortgage Common Stock 51806D10 6,406,706.00 1,627,100 x Shared-Other 1 x Southwest Airlines Common Stock 84474110 7,593,750.00 500,000 x Shared-Other 1 x McLeod Inc. Common Stock 58226610 12,750,000.00 300,000 x Shared-Other 1 x Medtronic Common Stock 58505510 14,225,000.00 400,000 x Shared-Other 1 x Merrill Lynch Common Stock 59018810 10,106,250.00 150,000 x Shared-Other 1 x Mobil Common Stock 60705910 45,337,500.00 450,000 x Shared-Other 1 x Telefono Mexico ADR Common Stock 87940378 8,550,000.00 120,000 x Shared-Other 1 x Nabors Industries Common Stock 62956810 10,012,500.00 400,500 x Shared-Other 1 x Netegrity Common Stock 64110P10 4,999,993.00 242,836 x Shared-Other 1 x Newbridge Network Common Stock 65090110 11,988,750.00 460,000 x Shared-Other 1 x National Oilwell Inc. Common Stock 63707110 6,686,775.00 406,800 x Shared-Other 1 x Pairgain Tech. Common Stock 69593410 8,092,425.00 634,700 x Shared-Other 1 x Priceline.com Inc. Common Stock 74150310 1,464,150.00 22,700 x Shared-Other 1 x P-Com Inc. Common Stock 69326210 10,945,119.00 1,570,600 x Shared-Other 1 x PE Corp. PE Biosystems Common Stock 69332S10 5,418,750.00 75,000 x Shared-Other 1 x Procter & Gamble Common Stock 74271810 14,062,500.00 150,000 x Shared-Other 1 x Progenics Pharm. Inc. Common Stock 74318710 2,213,750.00 115,000 x Shared-Other 1 x Progressive Corp. Common Stock 74331510 2,042,187.00 25,000 x Shared-Other 1 x Phone.com Inc. Common Stock 71920Q10 3,956,822.00 26,150 x Shared-Other 1 x Children's Place Retail Common Stock 16890510 5,325,000.00 200,000 x Shared-Other 1 x Parametric Tech. Common Stock 69917310 2,687,500.00 200,000 x Shared-Other 1 x Park Place Ent. Common Stock 70069010 15,000,000.00 1,200,000 x Shared-Other 1 x Psinet Common Stock 74437C10 7,383,600.00 205,100 x Shared-Other 1 x Physician Sales Common Stock 69366A10 10,805,953.00 1,213,300 x Shared-Other 1 x Powertel Inc. Common Stock 73936C10 11,012,500.00 200,000 x Shared-Other 1 x BVSN Oct 90 Puts Puts 11141295 9,375.00 500 x Shared-Other 1 x Reynolds Metals Common Stock 76176310 24,150,000.00 400,000 x Shared-Other 1 x Ross Stores Common Stock 77829610 7,973,525.00 396,200 x Shared-Other 1 x Lukoil 'ADR' Common Stock 67786210 945,803.00 35,000 x Shared-Other 1 x Sangstat Medical Common Stock 80100310 9,031,250.00 425,000 x Shared-Other 1 x Saville Sys. Common Stock 80517410 6,714,337.00 459,100 x Shared-Other 1 x Symbol Tech. Common Stock 87150810 7,165,487.00 213,100 x Shared-Other 1 x Stolt Comex Seaway Common Stock L8873E10 6,607,631.00 584,100 x Shared-Other 1 x Santa Fe Int'l. Corp. Common Stock G7805C10 10,781,250.00 500,000 x Shared-Other 1 x Santa Fe Snyder Corp. Common Stock 80218K10 7,042,500.00 782,500 x Shared-Other 1 x Schering Plough Common Stock 80660510 8,725,000.00 200,000 x Shared-Other 1 x Spectrian Corp. Common Stock 84760810 11,057,812.00 525,000 x Shared-Other 1 x US SEARCH.com Inc. Common Stock 90340410 3,193,969.00 325,500 x Shared-Other 1 x ARV Assisted Living Common Stock 00204C10 1,929,250.00 771,700 x Shared-Other 1 x Smurfit Stone Common Stock 83272710 8,650,000.00 400,000 x Shared-Other 1 x SYK Oct 60 Puts Puts 86366710 680,000.00 800 x Shared-Other 1 x 24-7 Media Inc Common Stock 90131410 9,245,156.00 244,500 x Shared-Other 1 x Teligent Inc Common Stock 87959Y10 3,726,562.00 75,000 x Shared-Other 1 x Tivo Common Stock 88870610 1,526,812.00 51,000 x Shared-Other 1 x Talbots Inc. Common Stock 87416110 6,645,031.00 148,700 x Shared-Other 1 x Ticketmaster Online Common Stock 88633P20 9,675,000.00 400,000 x Shared-Other 1 x Topps Company Inc. Common Stock 89078610 5,844,000.00 779,200 x Shared-Other 1 x 6 Tosco Corp. Common Stock 89149030 6,312,500.00 250,000 x Shared-Other 1 x Toys R Us Common Stock 89233510 4,800,000.00 320,000 x Shared-Other 1 x Trident Microsystems Common Stock 89591910 5,321,875.00 655,000 x Shared-Other 1 x Total Renal Care Common Stock 89151A10 2,975,000.00 400,000 x Shared-Other 1 x uBID Common Stock 90346910 4,615,625.00 175,000 x Shared-Other 1 x UnitedGlobal Com 'A' Class A 91324750 5,229,062.00 72,500 x Shared-Other 1 x Union Carbide Common Stock 90558110 14,203,125.00 250,000 x Shared-Other 1 x United Rentals Common Stock 91136310 4,350,000.00 200,000 x Shared-Other 1 x VerticalNet Inc Common Stock 92532L10 7,619,219.00 201,500 x Shared-Other 1 x Visible Genetics Inc. Common Stock 92829S10 7,511,000.00 406,000 x Shared-Other 1 x Seagram Co. Common Stock 81185010 10,237,500.00 225,000 x Shared-Other 1 x Verio Inc Common Stock 92343310 8,337,175.00 268,400 x Shared-Other 1 x Whirlpool Common Stock 96332010 13,062,500.00 200,000 x Shared-Other 1 x Impala Platinum ADR Common Stock 45255320 9,134,887.00 265,000 x Shared-Other 1 x Zi Corp. Common Stock 98891810 5,875,200.00 734,400 x Shared-Other 1 x Grand Total 1,190,117,112
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