-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PEC9GMZ1gq+F4RdaEu6LlV679y/poD4hSuWmm71U0qYdHF7aXm0LemcHN+NpdLOa 94ZMovEJQRW3IdUmyHmpgQ== 0000919574-06-004472.txt : 20061114 0000919574-06-004472.hdr.sgml : 20061114 20061113175203 ACCESSION NUMBER: 0000919574-06-004472 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061114 DATE AS OF CHANGE: 20061113 EFFECTIVENESS DATE: 20061114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KINGDON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001000097 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04575 FILM NUMBER: 061210499 BUSINESS ADDRESS: STREET 1: 157 WEST 57TH STREET 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2123330100 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET 50 FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT CORP DATE OF NAME CHANGE: 19960408 13F-HR 1 d718245_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2006 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Kingdon Capital Management, L.L.C. Address: 152 West 57th Street New York, New York 10019 13F File Number: 28-04575 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: William Walsh Title: Chief Financial Officer Phone: (212) 333-0100 Signature, Place and Date of Signing: /s/ William Walsh New York, New York November 14, 2006 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 219 Form 13F Information Table Value Total: $3,591,604 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-10584 Kingdon Associates 2 28-10583 M. Kingdon Offshore Ltd. 3 28-10842 Kingdon Family Partnership, L.P. FORM 13F INFORMATION TABLE September 30, 2006
COLUMN 1 COLUMN 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 MARKET TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE 3M CO COM 88579Y101 39,065 525,000 SH Shared-Other 1,2,3 525,000 ACCESS INTEGRATED TECHNLGS I CL A 004329108 4,248 450,000 SH Shared-Other 1,2,3 450,000 ACTIVIDENTITY CORP COM 00506P103 5,850 1,250,000 SH Shared-Other 1,2,3 1,250,000 ACTIVISION INC NEW COM NEW 004930202 7,540 500,000 SH Shared-Other 1,2,3 500,000 ADOLOR CORP COM 00724X102 17,283 1,247,000 SH Shared-Other 1,2,3 1,247,000 ALBERTO CULVER CO COM 013068101 5,059 100,000 SH Shared-Other 1,2,3 100,000 ALCOA INC COM 013817101 14,020 500,000 CALL Shared-Other 1,2,3 500,000 ALLEGHENY TECHNOLOGIES INC COM 01741R102 15,548 250,000 SH Shared-Other 1,2,3 250,000 ALLIANCE DATA SYSTEMS CORP COM 018581108 11,038 200,000 SH Shared-Other 1,2,3 200,000 ALLIED WRLD ASSUR COM HLDG L SHS G0219G203 6,060 150,000 SH Shared-Other 1,2,3 150,000 ALTIRIS INC COM 02148M100 24,555 1,164,282 SH Shared-Other 1,2,3 1,164,282 ALTRIA GROUP INC COM 02209S103 74,100 968,000 SH Shared-Other 1,2,3 968,000 AMARIN CORP PLC SPONSORED ADR 023111107 5,805 2,250,000 SH Shared-Other 1,2,3 2,250,000 AMDOCS LTD ORD G02602103 21,780 550,000 SH Shared-Other 1,2,3 550,000 AMERICA MOVIL S A DE C V SPON ADR L SHS 02364W105 19,685 500,000 SH Shared-Other 1,2,3 500,000 AMERIPRISE FINL INC COM 03076C106 11,725 250,000 SH Shared-Other 1,2,3 250,000 AMGEN INC COM 031162100 21,459 300,000 CALL Shared-Other 1,2,3 300,000 AMGEN INC COM 031162100 42,906 600,000 SH Shared-Other 1,2,3 600,000 AMR CORP COM 001765106 25,454 1,100,000 SH Shared-Other 1,2,3 1,100,000 ANHEUSER BUSCH COS INC COM 035229103 9,502 200,000 SH Shared-Other 1,2,3 200,000 ARAMARK CORP CL B 038521100 16,430 500,000 SH Shared-Other 1,2,3 500,000 AT&T INC COM 00206R102 32,560 1,000,000 SH Shared-Other 1,2,3 1,000,000 ATMI INC COM 00207R101 8,721 300,000 PUT Shared-Other 1,2,3 300,000 AUXILIUM PHARMACEUTICALS INC COM 05334D107 3,030 300,000 SH Shared-Other 1,2,3 300,000 AXCELIS TECHNOLOGIES INC COM 054540109 3,631 515,000 SH Shared-Other 1,2,3 515,000 BAIDU COM INC SPON ADR REP A 056752108 31,045 355,000 SH Shared-Other 1,2,3 355,000 BAKER HUGHES INC COM 057224107 22,717 333,100 SH Shared-Other 1,2,3 333,100 BANCO MACRO SA SPON ADR B 05961W105 3,745 175,000 SH Shared-Other 1,2,3 175,000 BANK NEW YORK INC COM 064057102 7,052 200,000 SH Shared-Other 1,2,3 200,000 BEAR STEARNS COS INC COM 073902108 21,015 150,000 SH Shared-Other 1,2,3 150,000 BEARINGPOINT INC COM 074002106 15,720 2,000,000 SH Shared-Other 1,2,3 2,000,000 BJS WHOLESALE CLUB INC COM 05548J106 5,836 200,000 SH Shared-Other 1,2,3 200,000 BLUE COAT SYSTEMS INC COM NEW 09534T508 9,000 500,000 SH Shared-Other 1,2,3 500,000 BORLAND SOFTWARE CORP COM 099849101 7,200 1,258,700 SH Shared-Other 1,2,3 1,258,700 BOSTON SCIENTIFIC CORP COM 101137107 4,437 300,000 CALL Shared-Other 1,2,3 300,000 BROADCOM CORP CL A 111320107 13,653 450,000 PUT Shared-Other 1,2,3 450,000 BROADWING CORP COM 11161E101 1,893 150,000 SH Shared-Other 1,2,3 150,000 BROOKDALE SR LIVING INC COM 112463104 9,284 200,000 SH Shared-Other 1,2,3 200,000 BRUSH ENGINEERED MATLS INC COM 117421107 16,166 650,000 SH Shared-Other 1,2,3 650,000 BUSINESS OBJECTS S A SPONSORED ADR 12328X107 43,086 1,265,000 SH Shared-Other 1,2,3 1,265,000 CALLIDUS SOFTWARE INC COM 13123E500 4,860 1,000,000 SH Shared-Other 1,2,3 1,000,000 CATERPILLAR INC DEL COM 149123101 19,740 300,000 CALL Shared-Other 1,2,3 300,000 CATERPILLAR INC DEL COM 149123101 44,415 675,000 SH Shared-Other 1,2,3 675,000 CDC CORP SHS A G2022L106 15,483 2,750,000 SH Shared-Other 1,2,3 2,750,000 C D W CORP COM 12512N105 24,672 400,000 PUT Shared-Other 1,2,3 400,000 CHARTER COMMUNICATIONS INC D CL A 16117M107 39,145 25,923,800 SH Shared-Other 1,2,3 25,923,800 CHECK POINT SOFTWARE TECH LT ORD M22465104 19,080 1,000,000 CALL Shared-Other 1,2,3 1,000,000 CHECK POINT SOFTWARE TECH LT ORD M22465104 31,725 1,663,599 SH Shared-Other 1,2,3 1,663,599 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 4,920 204,500 SH Shared-Other 1,2,3 204,500 CHUNGHWA TELECOM CO LTD SPONSORED ADR 17133Q205 6,059 350,000 SH Shared-Other 1,2,3 350,000 CITIGROUP INC COM 172967101 24,835 500,000 SH Shared-Other 1,2,3 500,000 CLEAR CHANNEL OUTDOOR HLDGS CL A 18451C109 6,077 297,900 SH Shared-Other 1,2,3 297,900 CLOROX CO DEL COM 189054109 12,600 200,000 SH Shared-Other 1,2,3 200,000 COCA COLA CO COM 191216100 44,680 1,000,000 SH Shared-Other 1,2,3 1,000,000 COMCAST CORP NEW CL A 20030N101 36,850 1,000,000 SH Shared-Other 1,2,3 1,000,000 COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 5,360 250,000 SH Shared-Other 1,2,3 250,000 CONTINENTAL AIRLS INC CL B 210795308 15,287 540,000 SH Shared-Other 1,2,3 540,000 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 5,454 126,100 SH Shared-Other 1,2,3 126,100 XTO ENERGY INC COM 98385X106 22,118 525,000 SH Shared-Other 1,2,3 525,000 DARWIN PROFESSIONAL UNDERWRI COM 237502109 1,954 88,000 SH Shared-Other 1,2,3 88,000 DAVITA INC COM 23918K108 19,696 340,350 SH Shared-Other 1,2,3 340,350 DELL INC COM 24702R101 15,988 700,000 PUT Shared-Other 1,2,3 700,000 DEPOMED INC COM 249908104 6,509 1,599,054 SH Shared-Other 1,2,3 1,599,054 DEVON ENERGY CORP NEW COM 25179M103 19,766 313,000 SH Shared-Other 1,2,3 313,000 DIGITAL RIV INC COM 25388B104 30,672 600,000 SH Shared-Other 1,2,3 600,000 DOLLAR GEN CORP COM 256669102 9,541 700,000 SH Shared-Other 1,2,3 700,000 DU PONT E I DE NEMOURS & CO COM 263534109 22,491 525,000 SH Shared-Other 1,2,3 525,000 ECTEL LTD ORD M29925100 4,539 1,026,897 SH Shared-Other 1,2,3 1,026,897 EFUNDS CORP COM 28224R101 24,978 1,033,000 SH Shared-Other 1,2,3 1,033,000 ELECTRONIC ARTS INC COM 285512109 22,288 400,000 SH Shared-Other 1,2,3 400,000 EMAGEON INC COM 29076V109 10,885 700,000 SH Shared-Other 1,2,3 700,000 EMCORE CORP COM 290846104 6,087 1,030,000 SH Shared-Other 1,2,3 1,030,000 EMULEX CORP COM NEW 292475209 3,180 175,000 SH Shared-Other 1,2,3 175,000 ENERGY CONVERSION DEVICES IN COM 292659109 11,103 300,000 SH Shared-Other 1,2,3 300,000 ENZON PHARMACEUTICALS INC COM 293904108 13,703 1,665,000 SH Shared-Other 1,2,3 1,665,000 EVERGREEN SOLAR INC COM 30033R108 4,968 600,000 SH Shared-Other 1,2,3 600,000 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 9,350 500,000 PUT Shared-Other 1,2,3 500,000 FEDEX CORP COM 31428X106 32,604 300,000 SH Shared-Other 1,2,3 300,000 FIRST AMERN CORP CALIF COM 318522307 16,936 400,000 SH Shared-Other 1,2,3 400,000 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 21,482 221,600 SH Shared-Other 1,2,3 221,600 FOREST LABS INC COM 345838106 25,305 500,000 SH Shared-Other 1,2,3 500,000 FOSTER WHEELER LTD SHS NEW G36535139 14,291 369,935 SH Shared-Other 1,2,3 369,935 GAMESTOP CORP NEW CL A 36467W109 19,438 420,000 SH Shared-Other 1,2,3 420,000 GENERAL MTRS CORP COM 370442105 33,260 1,000,000 PUT Shared-Other 1,2,3 1,000,000 GENZYME CORP COM 372917104 43,849 650,000 SH Shared-Other 1,2,3 650,000 GIGAMEDIA LTD ORD Y2711Y104 6,714 600,000 SH Shared-Other 1,2,3 600,000 GILEAD SCIENCES INC COM 375558103 13,744 200,000 SH Shared-Other 1,2,3 200,000 GLOBAL CROSSING LTD SHS NEW G3921A175 4,469 218,021 SH Shared-Other 1,2,3 218,021 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 8,072 235,000 SH Shared-Other 1,2,3 235,000 GOODYEAR TIRE & RUBR CO COM 382550101 14,500 1,000,000 SH Shared-Other 1,2,3 1,000,000 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 8,504 400,000 SH Shared-Other 1,2,3 400,000 HALLIBURTON CO COM 406216101 27,028 950,000 SH Shared-Other 1,2,3 950,000 HARMONIC INC COM 413160102 7,454 1,014,200 SH Shared-Other 1,2,3 1,014,200 INTERNATIONAL BUSINESS MACHS COM 459200101 86,037 1,050,000 PUT Shared-Other 1,2,3 1,050,000 INFRASOURCE SVCS INC COM 45684P102 14,895 848,700 SH Shared-Other 1,2,3 848,700 INSPIRE PHARMACEUTICALS INC COM 457733103 10,100 2,000,000 SH Shared-Other 1,2,3 2,000,000 INTEGRATED DEVICE TECHNOLOGY COM 458118106 17,644 1,100,000 SH Shared-Other 1,2,3 1,100,000 INTERMUNE INC COM 45884X103 6,568 400,000 CALL Shared-Other 1,2,3 400,000 INTERMUNE INC COM 45884X103 19,003 1,159,400 SH Shared-Other 1,2,3 1,159,400 INTERVOICE INC NEW COM 461142101 6,373 1,010,000 SH Shared-Other 1,2,3 1,010,000 INTERNATIONAL GAME TECHNOLOG COM 459902102 14,940 360,000 SH Shared-Other 1,2,3 360,000 IPCS INC COM NEW 44980Y305 23,991 448,437 SH Shared-Other 1,2,3 448,437 IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 450047204 5,064 400,000 SH Shared-Other 1,2,3 400,000 HUNT J B TRANS SVCS INC COM 445658107 7,785 375,000 SH Shared-Other 1,2,3 375,000 J CREW GROUP INC COM 46612H402 9,021 300,000 SH Shared-Other 1,2,3 300,000 JUNIPER NETWORKS INC COM 48203R104 12,096 700,000 PUT Shared-Other 1,2,3 700,000 KERYX BIOPHARMACEUTICALS INC COM 492515101 2,366 200,000 CALL Shared-Other 1,2,3 200,000 KIMBERLY CLARK CORP COM 494368103 8,039 123,000 SH Shared-Other 1,2,3 123,000 KOOKMIN BK NEW SPONSORED ADR 50049M109 1,436 18,400 SH Shared-Other 1,2,3 18,400 KRONOS INC COM 501052104 9,361 275,000 SH Shared-Other 1,2,3 275,000 LG PHILLIP LCD CO LTD SPONS ADR REP 50186V102 2,651 159,820 SH Shared-Other 1,2,3 159,820 LAIDLAW INTL INC COM 50730R102 9,566 350,000 SH Shared-Other 1,2,3 350,000 LAS VEGAS SANDS CORP COM 517834107 20,505 300,000 SH Shared-Other 1,2,3 300,000 LEHMAN BROS HLDGS INC COM 524908100 11,079 150,000 SH Shared-Other 1,2,3 150,000 LEUCADIA NATL CORP COM 527288104 24,207 925,000 SH Shared-Other 1,2,3 925,000 LEXMARK INTL NEW CL A 529771107 11,532 200,000 PUT Shared-Other 1,2,3 200,000 LIFE TIME FITNESS INC COM 53217R207 18,039 389,700 SH Shared-Other 1,2,3 389,700 LIPMAN ELECTRONIC ENGINEERIN ORD M6772H101 22,723 807,500 SH Shared-Other 1,2,3 807,500 MACROVISION CORP COM 555904101 11,840 500,000 SH Shared-Other 1,2,3 500,000 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 15,845 500,000 SH Shared-Other 1,2,3 500,000 MATRIX SVC CO COM 576853105 11,386 869,800 SH Shared-Other 1,2,3 869,800 MAXWELL TECHNOLOGIES INC COM 577767106 18,844 927,360 SH Shared-Other 1,2,3 927,360 MCAFEE INC COM 579064106 44,028 1,800,000 SH Shared-Other 1,2,3 1,800,000 MGI PHARMA INC COM 552880106 4,308 250,300 CALL Shared-Other 1,2,3 250,300 MGI PHARMA INC COM 552880106 46,413 2,700,000 SH Shared-Other 1,2,3 2,700,000 MGM MIRAGE COM 552953101 8,463 214,300 SH Shared-Other 1,2,3 214,300 MICRON TECHNOLOGY INC COM 595112103 69,600 4,000,000 SH Shared-Other 1,2,3 4,000,000 MOTOROLA INC COM 620076109 15,000 600,000 PUT Shared-Other 1,2,3 600,000 MYLAN LABS INC COM 628530107 20,130 1,000,000 PUT Shared-Other 1,2,3 1,000,000 NASDAQ STOCK MARKET INC COM 631103108 6,042 200,000 SH Shared-Other 1,2,3 200,000 NATIONAL LAMPOON INC NEW COM 636637100 806 530,555 SH Shared-Other 1,2,3 530,555 NETWORK APPLIANCE INC COM 64120L104 22,206 600,000 PUT Shared-Other 1,2,3 600,000 NEWELL RUBBERMAID INC COM 651229106 15,907 561,700 SH Shared-Other 1,2,3 561,700 NII HLDGS INC CL B NEW 62913F201 35,275 567,582 SH Shared-Other 1,2,3 567,582 NORFOLK SOUTHERN CORP COM 655844108 22,038 500,300 SH Shared-Other 1,2,3 500,300 NUTRI SYS INC NEW COM 67069D108 24,916 400,000 SH Shared-Other 1,2,3 400,000 NUVELO INC COM NEW 67072M301 9,576 525,000 SH Shared-Other 1,2,3 525,000 NVIDIA CORP COM 67066G104 11,836 400,000 PUT Shared-Other 1,2,3 400,000 ONLINE RES CORP COM 68273G101 5,231 428,397 SH Shared-Other 1,2,3 428,397 OPENTV CORP CL A G67543101 12,690 4,500,000 SH Shared-Other 1,2,3 4,500,000 OPENWAVE SYS INC COM NEW 683718308 4,680 500,000 CALL Shared-Other 1,2,3 500,000 OPTIBASE LTD ORD M7524R108 940 325,200 SH Shared-Other 1,2,3 325,200 OVERLAND STORAGE INC COM 690310107 4,232 655,100 SH Shared-Other 1,2,3 655,100 OWENS ILL INC COM NEW 690768403 6,168 400,000 SH Shared-Other 1,2,3 400,000 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V101 5,613 75,000 SH Shared-Other 1,2,3 75,000 PDL BIOPHARMA INC COM 69329Y104 24,921 1,300,000 SH Shared-Other 1,2,3 1,300,000 PEABODY ENERGY CORP COM 704549104 25,746 700,000 SH Shared-Other 1,2,3 700,000 PEPSICO INC COM 713448108 9,789 150,000 SH Shared-Other 1,2,3 150,000 PHELPS DODGE CORP COM 717265102 38,242 451,500 SH Shared-Other 1,2,3 451,500 PIKE ELEC CORP COM 721283109 2,430 163,100 SH Shared-Other 1,2,3 163,100 PIONEER COS INC COM NEW 723643300 14,724 600,000 SH Shared-Other 1,2,3 600,000 POLYMEDICA CORP COM 731738100 7,485 175,000 SH Shared-Other 1,2,3 175,000 PORTALPLAYER INC COM 736187204 3,381 300,000 SH Shared-Other 1,2,3 300,000 PRIMUS TELECOMMUNICATIONS GR COM 741929103 3,034 6,190,977 SH Shared-Other 1,2,3 6,190,977 PROCTER & GAMBLE CO COM 742718109 12,396 200,000 SH Shared-Other 1,2,3 200,000 QUANTA SVCS INC COM 74762E102 10,961 650,100 SH Shared-Other 1,2,3 650,100 RAE SYS INC COM 75061P102 4,873 1,597,600 SH Shared-Other 1,2,3 1,597,600 REALNETWORKS INC COM 75605L104 7,420 700,000 SH Shared-Other 1,2,3 700,000 REDBACK NETWORKS INC COM NEW 757209507 4,164 300,000 PUT Shared-Other 1,2,3 300,000 RENOVIS INC COM 759885106 7,566 549,900 CALL Shared-Other 1,2,3 549,900 RENOVIS INC COM 759885106 11,842 860,000 SH Shared-Other 1,2,3 860,000 RESEARCH IN MOTION LTD COM 760975102 20,530 200,000 PUT Shared-Other 1,2,3 200,000 ROGERS COMMUNICATIONS INC CL B 775109200 19,732 360,256 SH Shared-Other 1,2,3 360,256 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 11,643 300,000 SH Shared-Other 1,2,3 300,000 RURAL CELLULAR CORP CLA 781904107 5,650 589,796 SH Shared-Other 1,2,3 589,796 SBA COMMUNICATIONS CORP COM 78388J106 17,639 725,000 SH Shared-Other 1,2,3 725,000 SCHLUMBERGER LTD COM 806857108 29,464 475,000 SH Shared-Other 1,2,3 475,000 SCIENTIFIC GAMES CORP CL A 80874P109 4,294 135,000 SH Shared-Other 1,2,3 135,000 SEPRACOR INC COM 817315104 38,752 800,000 PUT Shared-Other 1,2,3 800,000 SHANDA INTERACTIVE ENTMT LTD SPONSORED ADR 81941Q203 6,746 450,000 SH Shared-Other 1,2,3 450,000 SILICON LABORATORIES INC COM 826919102 9,306 300,000 PUT Shared-Other 1,2,3 300,000 SINA CORP ORD G81477104 27,269 1,086,000 SH Shared-Other 1,2,3 1,086,000 SKYLINE CORP COM 830830105 6,186 161,900 SH Shared-Other 1,2,3 161,900 SOHU COM INC COM 83408W103 9,659 439,055 SH Shared-Other 1,2,3 439,055 SONOSITE INC COM 83568G104 15,620 550,000 CALL Shared-Other 1,2,3 550,000 SONOSITE INC COM 83568G104 11,348 400,000 SH Shared-Other 1,2,3 400,000 SOVEREIGN BANCORP INC COM 845905108 16,133 750,000 SH Shared-Other 1,2,3 750,000 SPIRE CORP COM 848565107 2,100 300,000 SH Shared-Other 1,2,3 300,000 ST JUDE MED INC COM 790849103 38,819 1,100,000 SH Shared-Other 1,2,3 1,100,000 STAPLES INC COM 855030102 18,255 750,000 SH Shared-Other 1,2,3 750,000 STATE STR CORP COM 857477103 18,720 300,000 SH Shared-Other 1,2,3 300,000 STRYKER CORP COM 863667101 49,590 1,000,000 SH Shared-Other 1,2,3 1,000,000 SUPPORTSOFT INC COM 868587106 2,409 553,900 SH Shared-Other 1,2,3 553,900 SYNOPSYS INC COM 871607107 19,907 1,010,000 SH Shared-Other 1,2,3 1,010,000 TAM SA SP ADR REP PFD 87484D103 15,950 500,000 SH Shared-Other 1,2,3 500,000 TECK COMINCO LTD CL B 878742204 15,657 250000 SH Shared-Other 1,2,3 250000 TESSERA TECHNOLOGIES INC COM 88164L100 6,948 200,000 SH Shared-Other 1,2,3 200,000 TEXAS INSTRS INC COM 882508104 23,275 700,000 PUT Shared-Other 1,2,3 700,000 THERMO ELECTRON CORP COM 883556102 13,766 350,000 SH Shared-Other 1,2,3 350,000 TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 13,892 498,800 SH Shared-Other 1,2,3 498,800 TIME WARNER TELECOM INC CL A 887319101 3,788 200,000 SH Shared-Other 1,2,3 200,000 TITANIUM METALS CORP COM NEW 888339207 18,328 725,000 SH Shared-Other 1,2,3 725,000 TRIAD HOSPITALS INC COM 89579K109 25,317 575,000 SH Shared-Other 1,2,3 575,000 UNITED STATES STL CORP NEW COM 912909108 27,975 485,000 SH Shared-Other 1,2,3 485,000 UAL CORP COM NEW 902549807 17,915 675,000 SH Shared-Other 1,2,3 675,000 UNITEDHEALTH GROUP INC COM 91324P102 9,840 200,000 CALL Shared-Other 1,2,3 200,000 UNITEDHEALTH GROUP INC COM 91324P102 9,840 200,000 SH Shared-Other 1,2,3 200,000 UQM TECHNOLOGIES INC COM 903213106 411 150,000 SH Shared-Other 1,2,3 150,000 U S AIRWAYS GROUP INC COM 90341W108 21,101 476,000 SH Shared-Other 1,2,3 476,000 U S G CORP COM NEW 903293405 18,816 400,000 SH Shared-Other 1,2,3 400,000 VALERO ENERGY CORP NEW COM 91913Y100 39,889 775,000 SH Shared-Other 1,2,3 775,000 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 18,350 500,000 PUT Shared-Other 1,2,3 500,000 VERIFONE HLDGS INC COM 92342Y109 16,274 570,000 SH Shared-Other 1,2,3 570,000 VIACOM INC NEW CL B 92553P201 22,308 600,000 SH Shared-Other 1,2,3 600,000 VIRAGE LOGIC CORP COM 92763R104 2,724 300,000 SH Shared-Other 1,2,3 300,000 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 6,858 300,000 SH Shared-Other 1,2,3 300,000 WAL MART STORES INC COM 931142103 78,912 1,600,000 SH Shared-Other 1,2,3 1,600,000 WASHINGTON GROUP INTL INC COM NEW 938862208 13,569 230,524 SH Shared-Other 1,2,3 230,524 WENDYS INTL INC COM 950590109 10,452 156,000 SH Shared-Other 1,2,3 156,000 WEYERHAEUSER CO COM 962166104 13,844 225,000 SH Shared-Other 1,2,3 225,000 WHIRLPOOL CORP COM 963320106 29,439 350,000 PUT Shared-Other 1,2,3 350,000 WILLIAMS COS INC DEL COM 969457100 19,096 800,000 SH Shared-Other 1,2,3 800,000 BERKLEY W R CORP COM 084423102 10,617 300,000 SH Shared-Other 1,2,3 300,000 WYNN RESORTS LTD COM 983134107 16,310 240,000 SH Shared-Other 1,2,3 240,000 ZHONE TECHNOLOGIES INC NEW COM 98950P108 560 523,255 SH Shared-Other 1,2,3 523,255 ZIMMER HLDGS INC COM 98956P102 40,500 600,000 SH Shared-Other 1,2,3 600,000 ZOLTEK COS INC COM 98975W104 4,468 175,000 SH Shared-Other 1,2,3 175,000 ZYMOGENETICS INC COM 98985T109 5,061 300,000 CALL Shared-Other 1,2,3 300,000 ZYMOGENETICS INC COM 98985T109 4,164 247,000 SH Shared-Other 1,2,3 247,000
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