-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SbghipJDZf4Vr1+4XupPV+dDgokw+LGRVwTK85O4GhTHCIS7EznACGBJYpVU5Au7 77rK+OOObw4JCaJ03EPRJA== 0001193125-08-031186.txt : 20080214 0001193125-08-031186.hdr.sgml : 20080214 20080214145817 ACCESSION NUMBER: 0001193125-08-031186 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080214 EFFECTIVENESS DATE: 20080214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 08613912 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129741700 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 d13fhr.txt HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2007 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sandler O'Neill Asset Management Address: 780 3rd Ave, 5th Floor New York, NY 10017 13 File Number: 28-7148 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: TERRY MALTESE Title: President Phone: Signature, Place and Date of Signing: TERRY MALTESE February 14, 2008 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 104 Form 13F Information Table Value Total: 767691
FORM 13F INFORMATION TABLE VOTING AUTHORITY -------------------------------------------- ------------------- VALUE SHARES/ SH/ PUT/ INVSTMT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - -------------- --------------- --------- -------- ------- --- ---- --------- -------- ------- ------ ---- D ABINGTON CMNTY BANCO RP INC CO COMMON STOCK 00350L109 9353 995000 SH SOLE 995000 0 0 D AMCOMP INC NEW COM STK COMMON STOCK 02342J101 213 22800 SH SOLE 22800 0 0 D AMCORE FINL INC COM STK COMMON STOCK 023912108 17633 776800 SH SOLE 776800 0 0 D AMERICAN COMMUNITY B ANC SHARES COMMON STOCK 02520W106 347 36200 SH SOLE 36200 0 0 D AMERICAN PHYSICIANS SVC GROUP COMMON STOCK 028882108 277 13800 SH SOLE 13800 0 0 D AMERICAN RIVER BANK SHARES COM COMMON STOCK 029326105 1618 94400 SH SOLE 94400 0 0 D ANNALY CAPITAL MGMT INC REITS/RICS 035710409 5579 306900 SH SOLE 306900 0 0 D ANWORTH MTG ASSET CO RP COM ST REITS/RICS 037347101 4697 568600 SH SOLE 568600 0 0 D AON CORP COM STK COMMON STOCK 037389103 5575 116900 SH SOLE 116900 0 0 D BANCORPSOUTH INC COM STK COMMON STOCK 059692103 4528 191800 SH SOLE 191800 0 0 D BANCSHARES FLA INC COM STK COMMON STOCK 062128103 5517 479700 SH SOLE 479700 0 0 D BANK HAWAII CORP COM STK COMMON STOCK 062540109 12719 248700 SH SOLE 248700 0 0 D BANKATLANTIC BANCORP INC CL A OPTIONS - CALLS 99O9N1XY0 197 48100 SH CALL SOLE 48100 0 0 D BANKUNITED FINANCIAL CORP CL COMMON STOCK 06652B103 4247 615500 SH SOLE 615500 0 0 D BAR HARBOR BANKSHARE S COM STK COMMON STOCK 066849100 1884 60000 SH SOLE 60000 0 0 D BB&T CORP COM STK COMMON STOCK 054937107 20055 653900 SH SOLE 653900 0 0 D BEACH FIRST NATL BAN CSHARES COMMON STOCK 073334104 1575 100000 SH SOLE 100000 0 0 D CADENCE FINL CORP COM STK COMMON STOCK 12738A101 449 30800 SH SOLE 30800 0 0 D CAMDEN NATL CORP COM STK COMMON STOCK 133034108 8179 288100 SH SOLE 288100 0 0 D CAPE FEAR BANK COMMON STOCK 139380109 1660 146500 SH SOLE 146500 0 0 D CARDINAL FINL CORP COM STK COMMON STOCK 14149F109 1486 159400 SH SOLE 159400 0 0 D CENTENNIAL BANK HOLD INGS INC COMMON STOCK 151345303 492 85100 SH SOLE 85100 0 0 D CENTER BANCORP INC COM STK COMMON STOCK 151408101 4130 373400 SH SOLE 373400 0 0 D CENTURY BANCORP INC MASS COM S COMMON STOCK 156432106 7080 351000 SH SOLE 351000 0 0 D CITY NATIONAL CORP CA COM STK COMMON STOCK 178566105 46151 775000 SH SOLE 775000 0 0 D COLONIAL BANCGROUP I NC COM ST COMMON STOCK 195493309 20695 1528400 SH SOLE 1528400 0 0 D COMMERCE BANCSHARES INC COM ST COMMON STOCK 200525103 14645 326467 SH SOLE 326467 0 0 D COMMUNITY BANCORP NE V COM STK COMMON STOCK 20343T100 1409 81100 SH SOLE 81100 0 0 D COMMUNITY TR BANCORP INC COM COMMON STOCK 204149108 4083 148300 SH SOLE 148300 0 0 D CONNECTICUT BK & TR CO HARTFO COMMON STOCK 207546102 1539 270900 SH SOLE 270900 0 0 D DIME BANCORP INC WTS EXP 1/01/ WARRANTS 25429Q110 32 200000 SH SOLE 200000 0 0 D DOWNEY FINL CORP COM STK COMMON STOCK 261018105 1244 40000 SH SOLE 40000 0 0 D EAST-WEST BANCORP IN C COM STK COMMON STOCK 27579R104 10298 425000 SH SOLE 425000 0 0 D ESSA BANCORP COMMON STOCK 29667D104 5309 471900 SH SOLE 471900 0 0 D EUROBANCSHARES INC COM STK COMMON STOCK 298716101 3518 879600 SH SOLE 879600 0 0 D FIFTH THIRD BANCORP COM STK COMMON STOCK 316773100 2980 118600 SH SOLE 118600 0 0 D FIRST FINANCIAL BANC ORP OHIO COMMON STOCK 320209109 10285 902200 SH SOLE 902200 0 0 D FIRST FINANCIAL HOLD INGS INC COMMON STOCK 320239106 5306 193500 SH SOLE 193500 0 0 D FIRST FINL BANKSHARE S INC COM COMMON STOCK 32020R109 3170 84200 SH SOLE 84200 0 0 D FIRST FNL NW INC COMMON STOCK 32022K102 1235 125500 SH SOLE 125500 0 0 D FIRST HORIZON NATL CORP COMMON STOCK 320517105 2601 143300 SH SOLE 143300 0 0 D FIRST M & F CORPORAT ION COM S COMMON STOCK 320744105 3918 248000 SH SOLE 248000 0 0 D FIRST MIDWEST BANCOR P INC DEL COMMON STOCK 320867104 19890 650000 SH SOLE 650000 0 0 D FIRST PACTRUST BANCO RP INC CO COMMON STOCK 33589V101 3092 169800 SH SOLE 169800 0 0 D FIRST SECURITYGROUP INC COMMON STOCK 336312103 4996 556400 SH SOLE 556400 0 0 D FIRST SOUTH BANCORP INC VA COM COMMON STOCK 33646W100 9653 435000 SH SOLE 435000 0 0 D FIRSTFED FINANCIAL C ORP (DEL) COMMON STOCK 337907109 8597 240000 SH SOLE 240000 0 0 D FRANKLIN RESOURCES I NC. COM S COMMON STOCK 354613101 4840 42300 SH SOLE 42300 0 0 D HAWTHORN BANCSHARES INC COM S COMMON STOCK 420476103 2260 90400 SH SOLE 90400 0 0 D HERITAGE OAKS BANCOR P COM STK COMMON STOCK 42724R107 2563 203400 SH SOLE 203400 0 0 D HINGHAM INSTITUTION SAVINGS CO COMMON STOCK 433323102 3346 112900 SH SOLE 112900 0 0 D HOME FEDERAL BANCORP COM STK COMMON STOCK 436926109 3441 150000 SH SOLE 150000 0 0 D IBERIABANK CORP COM STK COMMON STOCK 450828108 8850 189300 SH SOLE 189300 0 0 D INTEGRA BK CORP COM STK COMMON STOCK 45814P105 11289 800100 SH SOLE 800100 0 0 D INTERNATIONAL BANCSH ARES CORP COMMON STOCK 459044103 11930 569700 SH SOLE 569700 0 0 D JPMORGAN CHASE & CO COM COMMON STOCK 46625H100 16377 375200 SH SOLE 375200 0 0 D KEYCORP NY COM STK COMMON STOCK 493267108 3285 140100 SH SOLE 140100 0 0 D LAKELAND FINL CORP COM STK COMMON STOCK 511656100 12237 585500 SH SOLE 585500 0 0 D LEGACY BANCORP INC COM STK COMMON STOCK 52463G105 1106 83400 SH SOLE 83400 0 0 D LEGG MASON INC COM STK COMMON STOCK 524901105 7432 101600 SH SOLE 101600 0 0 D LOUISIANA BANCORP INC COM COMMON STOCK 54619P104 4599 438400 SH SOLE 438400 0 0 D M & T BK CORP COM STK COMMON STOCK 55261F104 7594 93100 SH SOLE 93100 0 0 D MB FINANCIAL INC COMMON STOCK 55264U108 40079 1300000 SH SOLE 1300000 0 0 D MERCANTILE BANK CORP MI COM COMMON STOCK 587376104 6667 430100 SH SOLE 430100 0 0 D MERCHANTS BANCSHARES INC COM COMMON STOCK 588448100 4242 180500 SH SOLE 180500 0 0 D MFA MTG INVTS INC COM STK REITS/RICS 55272X102 6890 744900 SH SOLE 744900 0 0 D MIDWESTONE FINL GROU P INC COM COMMON STOCK 598510105 850 50000 SH SOLE 50000 0 0 D NATIONAL PENN BANCSH ARES INC COMMON STOCK 637138108 1086 71700 SH SOLE 71700 0 0 D NORTH VALLEY BANCORP COM STK COMMON STOCK 66304M105 3469 265000 SH SOLE 265000 0 0 D OCEANFIRST FINL CORP COM STK COMMON STOCK 675234108 582 36800 SH SOLE 36800 0 0 D OLD NATIONAL BANCORP EVANSVIL COMMON STOCK 680033107 11219 749900 SH SOLE 749900 0 0 D OMNI FINANCIAL SERVI CES INC COMMON STOCK 68214U102 1266 297800 SH SOLE 297800 0 0 D PACIFIC CONTINENTAL CORP COM S COMMON STOCK 69412V108 1814 144900 SH SOLE 144900 0 0 D PACIFIC ST BANCORP COM STK COMMON STOCK 694864109 1682 133800 SH SOLE 133800 0 0 D PREFERRED BANK COM STK COMMON STOCK 740367107 5855 225000 SH SOLE 225000 0 0 D REDDING BANCORP COM STK COMMON STOCK 06424J103 263 30000 SH SOLE 30000 0 0 D RENASANT CORP COM STK COMMON STOCK 75970E107 393 18200 SH SOLE 18200 0 0 D RODMAN & RENSHAW CAP GROUP INC COMMON STOCK 77487R100 4453 1370200 SH SOLE 1370200 0 0 D SAVANNAH BANCORP INC COM STK COMMON STOCK 804748101 5867 342400 SH SOLE 342400 0 0 D SOUTH FINL GROUP INC COM STK COMMON STOCK 837841105 6394 409100 SH SOLE 409100 0 0 D SOUTHCOAST FINANCIAL CORP COM COMMON STOCK 84129R100 1016 71300 SH SOLE 71300 0 0 D SOUTHERN NATL BANCOR OF VA COMMON STOCK 843395104 836 92900 SH SOLE 92900 0 0 D SOUTHWEST BANCORP IN C OKLA CO COMMON STOCK 844767103 3708 202300 SH SOLE 202300 0 0 D STATE BANCORP INC N Y COM STK COMMON STOCK 855716106 5980 460000 SH SOLE 460000 0 0 D STERLING FINANCIAL C ORP (WASH COMMON STOCK 859319105 2759 164300 SH SOLE 164300 0 0 D SUNTRUST BKS INC COM STK COMMON STOCK 867914103 8180 130900 SH SOLE 130900 0 0 D SUPERIOR BANCORP COM COMMON STOCK 86806M106 8216 1530000 SH SOLE 1530000 0 0 D SYNOVUS FINL CORP COM COMMON STOCK 87161C105 31906 1325000 SH SOLE 1325000 0 0 D TCF FINL CORP COM STK COMMON STOCK 872275102 33171 1850000 SH SOLE 1850000 0 0 D TEXAS CAP BANCSHARES INC COM COMMON STOCK 88224Q107 3234 177200 SH SOLE 177200 0 0 D TRUSTMARK CORP COM STK COMMON STOCK 898402102 10885 429200 SH SOLE 429200 0 0 D UNITED COMMUNITY BAN KS INC CO COMMON STOCK 90984P105 15800 1000000 SH SOLE 1000000 0 0 D UNITED WESTN BANCORP COM STK COMMON STOCK 913201109 3360 168000 SH SOLE 168000 0 0 D US BANCORP COM COMMON STOCK 902973304 20631 650000 SH SOLE 650000 0 0 D VALLEY NATIONAL BANC ORP COM S COMMON STOCK 919794107 14295 750000 SH SOLE 750000 0 0 D VIRGINIA COMM BANCOR P INC COM COMMON STOCK 92778Q109 6444 549400 SH SOLE 549400 0 0 D WELLS FARGO COMPANY COMMON STOCK 949746101 46103 1527100 SH SOLE 1527100 0 0 D WEST COAST BANCORP O RE NEW CO COMMON STOCK 952145100 3985 215400 SH SOLE 215400 0 0 D WHITE RIVER CAPT COMMON STOCK 96445P105 1085 59300 SH SOLE 59300 0 0 D WILLIS GROUP HOLDING S LTD BE COMMON STOCK G96655108 888 23400 SH SOLE 23400 0 0 D WILLIS LEASE FINANCE CORP COM COMMON STOCK 970646105 2380 189800 SH SOLE 189800 0 0 D WINTRUST FINL CORP COM STK COMMON STOCK 97650W108 31474 950000 SH SOLE 950000 0 0 D YADKIN VY BK & TR CO ELKIN N COMMON STOCK 984314104 1906 124800 SH SOLE 124800 0 0 D ZIONS BANCORPORATION COM STK COMMON STOCK 989701107 1093 23400 SH SOLE 23400 0 0 S REPORT SUMMARY 104 DATA RECORDS 767691 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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