-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q3ewv/dSjvBZGYDMYhuA2on2sBR80hOvNcmzfLuxZXr8l0A9pX88Qt4gnA2nhm9B RcoAXg21OPiLvU+LNH6rqg== 0001193125-08-114124.txt : 20080514 0001193125-08-114124.hdr.sgml : 20080514 20080514104928 ACCESSION NUMBER: 0001193125-08-114124 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080514 DATE AS OF CHANGE: 20080514 EFFECTIVENESS DATE: 20080514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 08830017 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129741700 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 d13fhr.txt FORM 13F - HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sandler O'Neill Asset Management Address: 780 3rd Ave, 5th Floor New York, NY 10017 13 File Number: 28-7148 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: TERRY MALTESE Title: President Phone: (212) 486-7300 Signature, Place and Date of Signing: TERRY MALTESE May 12, 2008 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 106 Form 13F Information Table Value Total: 734736
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - -------------------------------- --------------- --------- -------- -------- --- ---- -------- --------- ------- ------ ---- D ABINGTON CMNTY BANCO RP INC CO COMMON STOCK 00350L109 10103 979000 SH SOLE 979000 0 0 D AMCORE FINL INC COM STK COMMON STOCK 023912108 15425 758000 SH SOLE 758000 0 0 D AMERICAN PHYSICIANS SVC GROUP COMMON STOCK 028882108 4625 233100 SH SOLE 233100 0 0 D AMERICAN RIVER BANKS HARES COM COMMON STOCK 029326105 1102 67800 SH SOLE 67800 0 0 D ANNALY CAPITAL MGMT INC REITS/RICS 035710409 1403 91600 SH SOLE 91600 0 0 D AON CORP COM STK COMMON STOCK 037389103 17021 423400 SH SOLE 423400 0 0 D ARROW FINANCIAL CORP (FORMERL COMMON STOCK 042744102 2400 106700 SH SOLE 106700 0 0 D BANCSHARES FLA INC COM STK COMMON STOCK 062128103 4769 474500 SH SOLE 474500 0 0 D BANK HAWAII CORP COM STK COMMON STOCK 062540109 16147 325800 SH SOLE 325800 0 0 D BANK OF THE OZARKS I NC COM ST COMMON STOCK 063904106 547 22900 SH SOLE 22900 0 0 D BANKUNITED FINANCIAL CORP CL COMMON STOCK 06652B103 2756 550000 SH SOLE 550000 0 0 D BAR HARBOR BANKSHARE S COM STK COMMON STOCK 066849100 2749 89100 SH SOLE 89100 0 0 D BB&T CORP COM STK COMMON STOCK 054937107 22240 693700 SH SOLE 693700 0 0 D BEACH FIRST NATL BAN CSHARES COMMON STOCK 073334104 507 38200 SH SOLE 38200 0 0 D BOK FINANCIAL CORP COM STK COMMON STOCK 05561Q201 3834 73400 SH SOLE 73400 0 0 D BOSTON PRIVATE FINL HLDGS INC COMMON STOCK 101119105 3963 374200 SH SOLE 374200 0 0 D CAMDEN NATL CORP COM STK COMMON STOCK 133034108 6405 190400 SH SOLE 190400 0 0 D CAPE FEAR BANK COMMON STOCK 139380109 1868 186800 SH SOLE 186800 0 0 D CAPITAL BANK CORP COM STK COMMON STOCK 139793103 180 17600 SH SOLE 17600 0 0 D CARDINAL FINL CORP COM STK COMMON STOCK 14149F109 1239 139700 SH SOLE 139700 0 0 D CENTENNIAL BANK HOLD INGS INC COMMON STOCK 151345303 2410 383700 SH SOLE 383700 0 0 D CENTER BANCORP INC COM STK COMMON STOCK 151408101 3966 373400 SH SOLE 373400 0 0 D CENTURY BANCORP INC MASS COM S COMMON STOCK 156432106 7033 349900 SH SOLE 349900 0 0 D CITY NATIONAL CORP CA COM STK COMMON STOCK 178566105 39321 795000 SH SOLE 795000 0 0 D COBIZ FINANCIAL INC COMMON STOCK 190897108 1329 102100 SH SOLE 102100 0 0 D COLONIAL BANCGROUP I NC COM ST COMMON STOCK 195493309 12519 1300000 SH SOLE 1300000 0 0 D COMERICA INC COM STK COMMON STOCK 200340107 1284 36600 SH SOLE 36600 0 0 D COMMERCE BANCSHARES INC COM ST COMMON STOCK 200525103 7755 184500 SH SOLE 184500 0 0 D COMMUNITY BANCORP NE V COM STK COMMON STOCK 20343T100 1501 110700 SH SOLE 110700 0 0 D CONNECTICUT BK & TR CO HARTFO COMMON STOCK 207546102 1562 260400 SH SOLE 260400 0 0 D DANVERS BANCORP COMMON STOCK 236442109 1455 144800 SH SOLE 144800 0 0 D DIME BANCORP INC WTS EXP 1/01/ WARRANTS 25429Q110 70 200000 SH SOLE 200000 0 0 D EAST-WEST BANCORP IN C COM STK COMMON STOCK 27579R104 3942 222100 SH SOLE 222100 0 0 D ESSA BANCORP COMMON STOCK 29667D104 5158 439000 SH SOLE 439000 0 0 D EUROBANCSHARES INC COM STK COMMON STOCK 298716101 4845 910783 SH SOLE 910783 0 0 D FIRST FINANCIAL BANC ORP OHIO COMMON STOCK 320209109 9159 681000 SH SOLE 681000 0 0 D FIRST FINANCIAL HOLD INGS INC COMMON STOCK 320239106 3519 150000 SH SOLE 150000 0 0 D FIRST FINL BANKSHARE S INC COM COMMON STOCK 32020R109 1910 46600 SH SOLE 46600 0 0 D FIRST FNL NW INC COMMON STOCK 32022K102 1415 150500 SH SOLE 150500 0 0 D FIRST M & F CORPORAT ION COM S COMMON STOCK 320744105 3470 239300 SH SOLE 239300 0 0 D FIRST MIDWEST BANCOR P INC DEL COMMON STOCK 320867104 21105 760000 SH SOLE 760000 0 0 D FIRST PACTRUST BANCO RP INC CO COMMON STOCK 33589V101 2564 157600 SH SOLE 157600 0 0 D FIRST SECURITYGROUP INC COMMON STOCK 336312103 5639 621000 SH SOLE 621000 0 0 D FIRST SOUTH BANCORP INC VA COM COMMON STOCK 33646W100 8507 378100 SH SOLE 378100 0 0 D FIRSTFED FINANCIAL C ORP (DEL) COMMON STOCK 337907109 7559 278400 SH SOLE 278400 0 0 D FLAGSTAR BANCORP INC COM STK COMMON STOCK 337930101 722 100000 SH SOLE 100000 0 0 D FRANKLIN RESOURCES I NC. COM S COMMON STOCK 354613101 3812 39300 SH SOLE 39300 0 0 D GOLDMAN SACHS GROUP INC MEDIUM COMMON STOCK 38141G104 7674 46400 SH SOLE 46400 0 0 D HAWTHORN BANCSHARES INC COM S COMMON STOCK 420476103 2490 90400 SH SOLE 90400 0 0 D HERITAGE OAKS BANCOR P COM STK COMMON STOCK 42724R107 2725 213700 SH SOLE 213700 0 0 D HINGHAM INSTITUTION SAVINGS CO COMMON STOCK 433323102 3214 113000 SH SOLE 113000 0 0 D HOME FEDERAL BANCORP COM STK COMMON STOCK 436926109 3300 150000 SH SOLE 150000 0 0 D IBERIABANK CORP COM STK COMMON STOCK 450828108 12421 280700 SH SOLE 280700 0 0 D INTEGRA BK CORP COM STK COMMON STOCK 45814P105 13302 821100 SH SOLE 821100 0 0 D INTERNATIONAL BANCSH ARES CORP COMMON STOCK 459044103 11730 519500 SH SOLE 519500 0 0 D INVESCO LTD COM STK COMMON STOCK G491BT108 1009 41400 SH SOLE 41400 0 0 D JPMORGAN CHASE & CO COM COMMON STOCK 46625H100 22549 525000 SH SOLE 525000 0 0 D KBW INC COMMON STOCK 482423100 2106 95500 SH SOLE 95500 0 0 D KEYCORP NY COM STK COMMON STOCK 493267108 9878 450000 SH SOLE 450000 0 0 D LAKELAND FINL CORP COM STK COMMON STOCK 511656100 9010 397800 SH SOLE 397800 0 0 D LEGACY BANCORP INC COM STK COMMON STOCK 52463G105 1113 79700 SH SOLE 79700 0 0 D LEGG MASON INC COM STK COMMON STOCK 524901105 4719 84300 SH SOLE 84300 0 0 D LOUISIANA BANCORP INC COM COMMON STOCK 54619P104 4967 432300 SH SOLE 432300 0 0 D M & T BK CORP COM STK COMMON STOCK 55261F104 6382 79300 SH SOLE 79300 0 0 D MB FINANCIAL INC COMMON STOCK 55264U108 30011 975000 SH SOLE 975000 0 0 D MERCANTILE BANK CORP MI COM COMMON STOCK 587376104 1197 116000 SH SOLE 116000 0 0 D MERCHANTS BANCSHARES INC COM COMMON STOCK 588448100 3910 170900 SH SOLE 170900 0 0 D NATIONAL CITY CORP COM STK COMMON STOCK 635405103 7711 775000 SH SOLE 775000 0 0 D NATIONAL FINANCIAL P ARTNERS C COMMON STOCK 63607P208 1685 75000 SH SOLE 75000 0 0 D NORTH VALLEY BANCORP COM STK COMMON STOCK 66304M105 702 59000 SH SOLE 59000 0 0 D NORTHERN TRUST CORP COM STK COMMON STOCK 665859104 1662 25000 SH SOLE 25000 0 0 D OMNI FINANCIAL SERVI CES INC COMMON STOCK 68214U102 155 119500 SH SOLE 119500 0 0 D PACIFIC CONTINENTAL CORP COM S COMMON STOCK 69412V108 1606 116200 SH SOLE 116200 0 0 D PACIFIC ST BANCORP COM STK COMMON STOCK 694864109 1824 134800 SH SOLE 134800 0 0 D PNC FINANCIAL SERVIC ES GROUP COMMON STOCK 693475105 21310 325000 SH SOLE 325000 0 0 D PREFERRED BANK COM STK COMMON STOCK 740367107 7511 450000 SH SOLE 450000 0 0 D PROSPERITY BANCSHARE S INC COM COMMON STOCK 743606105 7956 277600 SH SOLE 277600 0 0 D REDDING BANCORP COM STK COMMON STOCK 06424J103 223 27900 SH SOLE 27900 0 0 D RODMAN & RENSHAW CAP GROUP INC COMMON STOCK 77487R100 2438 1460000 SH SOLE 1460000 0 0 D SAVANNAH BANCORP INC COM STK COMMON STOCK 804748101 5959 340500 SH SOLE 340500 0 0 D SLM CORP COM STK COMMON STOCK 78442P106 384 25000 SH SOLE 25000 0 0 D SOUTH FINL GROUP INC COM STK COMMON STOCK 837841105 13537 911000 SH SOLE 911000 0 0 D SOUTHCOAST FINANCIAL CORP COM COMMON STOCK 84129R100 2959 202000 SH SOLE 202000 0 0 D SOUTHERN NATL BANCOR OF VA COMMON STOCK 843395104 850 100000 SH SOLE 100000 0 0 D SOUTHWEST BANCORP IN C OKLA CO COMMON STOCK 844767103 4159 237500 SH SOLE 237500 0 0 D STATE BANCORP INC N Y COM STK COMMON STOCK 855716106 4974 421500 SH SOLE 421500 0 0 D STERLING FINANCIAL C ORP (WASH COMMON STOCK 859319105 3620 231900 SH SOLE 231900 0 0 D SUPERIOR BANCORP COM COMMON STOCK 86806M106 7604 1530000 SH SOLE 1530000 0 0 D SYNOVUS FINL CORP COM COMMON STOCK 87161C105 19355 1750000 SH SOLE 1750000 0 0 D TCF FINL CORP COM STK COMMON STOCK 872275102 37901 2115000 SH SOLE 2115000 0 0 D TEXAS CAP BANCSHARES INC COM COMMON STOCK 88224Q107 12861 761900 SH SOLE 761900 0 0 D TRUSTMARK CORP COM STK COMMON STOCK 898402102 14807 664600 SH SOLE 664600 0 0 D UNITED COMMUNITY BAN KS INC CO COMMON STOCK 90984P105 15282 900000 SH SOLE 900000 0 0 D UNITED WESTN BANCORP COM STK COMMON STOCK 913201109 4656 260100 SH SOLE 260100 0 0 D US BANCORP COM COMMON STOCK 902973304 8575 265000 SH SOLE 265000 0 0 D VALLEY NATIONAL BANC ORP COM S COMMON STOCK 919794107 2882 150000 SH SOLE 150000 0 0 D VIRGINIA COMM BANCOR P INC COM COMMON STOCK 92778Q109 4236 369000 SH SOLE 369000 0 0 D WACHOVIA CORP COM STK COMMON STOCK 929903102 4290 158900 SH SOLE 158900 0 0 D WASHINGTON TRUST BAN CORP COM COMMON STOCK 940610108 4463 179800 SH SOLE 179800 0 0 D WELLS FARGO COMPANY COMMON STOCK 949746101 32010 1100000 SH SOLE 1100000 0 0 D WHITE RIVER CAPT COMMON STOCK 96445P105 955 59300 SH SOLE 59300 0 0 D WILLIS LEASE FINANCE CORP COM COMMON STOCK 970646105 2369 188500 SH SOLE 188500 0 0 D WILLOW GROVE BANCORP INC COM COMMON STOCK 97111W101 648 87700 SH SOLE 87700 0 0 D WINTRUST FINL CORP COM STK COMMON STOCK 97650W108 32210 921600 SH SOLE 921600 0 0 D YADKIN VY BK & TR CO ELKIN N COMMON STOCK 984314104 292 23100 SH SOLE 23100 0 0 D ZIONS BANCORPORATION COM STK COMMON STOCK 989701107 1594 35000 SH SOLE 35000 0 0 S REPORT SUMMARY 106 DATA RECORDS 734736 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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