-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AIS4lgSSZoRqD7i6hxywW9NME5NEaUeyxXHaWnHmpoAO9X7I+Ajnzu/yEhxr8QSP +Qtycx7K1kySpTM9kkW5ew== 0001193125-08-178061.txt : 20080814 0001193125-08-178061.hdr.sgml : 20080814 20080814141105 ACCESSION NUMBER: 0001193125-08-178061 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080814 DATE AS OF CHANGE: 20080814 EFFECTIVENESS DATE: 20080814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 081017624 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129741700 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 Check here if Amendment [_]; Amendment Number: This amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sandler O'Neill Asset Management Address: 780 3rd Ave, 5th Floor New York, NY 10017 13 File Number: 28-7148 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: TERRY MALTESE Title: Phone: Signature, Place and Date of Signing: TERRY MALTESE August 13, 2008 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [_] 13F NOTICE. [_] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 113 Form 13F Information Table Value Total: 578208
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D ABINGTON CMNTY BANCO RP INC CO COMMON STOCK 00350L109 5337 585200 SH SOLE 585200 0 0 D AMCORE FINL INC COM STK COMMON STOCK 023912108 4309 761373 SH SOLE 761373 0 0 D AMERICAN PHYSICIANS SVC GROUP COMMON STOCK 028882108 5128 233100 SH SOLE 233100 0 0 D AMERICAN RIVER BANKS HARES COM COMMON STOCK 029326105 99 10000 SH SOLE 10000 0 0 D AON CORP COM STK COMMON STOCK 037389103 16079 350000 SH SOLE 350000 0 0 D ARROW FINANCIAL CORP COMMON STOCK 042744102 2020 111400 SH SOLE 111400 0 0 D ASTORIA FINL CORP COM STK COMMON STOCK 046265104 5580 277900 SH SOLE 277900 0 0 D BANCORPSOUTH INC COM STK COMMON STOCK 059692103 8308 475000 SH SOLE 475000 0 0 D BANCSHARES FLA INC COM STK COMMON STOCK 062128103 2698 372100 SH SOLE 372100 0 0 D BANK HAWAII CORP COM STK COMMON STOCK 062540109 7949 166300 SH SOLE 166300 0 0 D BANK OF THE OZARKS I NC COM ST COMMON STOCK 063904106 1336 89900 SH SOLE 89900 0 0 D BANKUNITED FINANCIAL CORP CL COMMON STOCK 06652B103 528 550000 SH SOLE 550000 0 0 D BAR HARBOR BANKSHARE S COM STK COMMON STOCK 066849100 2537 91000 SH SOLE 91000 0 0 D BB&T CORP COM STK COMMON STOCK 054937107 17105 751200 SH SOLE 751200 0 0 D BCSB BANKCORP INC COM STK COMMON STOCK 055367106 1058 98900 SH SOLE 98900 0 0 D BEACH FIRST NATL BAN CSHARES COMMON STOCK 073334104 249 31900 SH SOLE 31900 0 0 D BK OF MARIN BNCP COMMON STOCK 063425102 634 26000 SH SOLE 26000 0 0 D BOSTON PRIVATE FINL HLDGS INC COMMON STOCK 101119105 1490 262700 SH SOLE 262700 0 0 D CAMDEN NATL CORP COM STK COMMON STOCK 133034108 4197 180300 SH SOLE 180300 0 0 D CAPE FEAR BANK COMMON STOCK 139380109 2160 287963 SH SOLE 287963 0 0 D CAPITAL BANK CORP COM STK COMMON STOCK 139793103 498 56300 SH SOLE 56300 0 0 D CARDINAL FINL CORP COM STK COMMON STOCK 14149F109 1315 210000 SH SOLE 210000 0 0 D CENTER BANCORP INC COM STK COMMON STOCK 151408101 1416 161800 SH SOLE 161800 0 0 D CENTURY BANCORP INC MASS COM S COMMON STOCK 156432106 6209 349800 SH SOLE 349800 0 0 D CITY NATIONAL CORP CA COM STK COMMON STOCK 178566105 37909 901100 SH SOLE 901100 0 0 D COBIZ FINANCIAL INC COMMON STOCK 190897108 354 53800 SH SOLE 53800 0 0 D COLONIAL BANCGROUP I NC COM ST COMMON STOCK 195493309 6805 1539700 SH SOLE 1539700 0 0 D COMMERCE BANCSHARES INC COM ST COMMON STOCK 200525103 7460 188100 SH SOLE 188100 0 0 D COMMUNITY BANCORP NE V COM STK COMMON STOCK 20343T100 592 118200 SH SOLE 118200 0 0 D CONNECTICUT BK & TR CO HARTFO COMMON STOCK 207546102 1463 258900 SH SOLE 258900 0 0 D CULLEN FROST BANKER INC COMMON STOCK 229899109 4477 89800 SH SOLE 89800 0 0 D DANVERS BANCORP COMMON STOCK 236442109 1902 172900 SH SOLE 172900 0 0 D DIME BANCORP INC WTS EXP 1/01/ WARRANTS 25429Q110 59 200000 SH SOLE 200000 0 0 D ESSA BANCORP COMMON STOCK 29667D104 5133 410000 SH SOLE 410000 0 0 D EUROBANCSHARES INC COM STK COMMON STOCK 298716101 3310 922083 SH SOLE 922083 0 0 D FIRST DEFIANCE FINAN CIAL CORP COMMON STOCK 32006W106 2161 135000 SH SOLE 135000 0 0 D FIRST FINANCIAL BANC ORP OHIO COMMON STOCK 320209109 7059 767300 SH SOLE 767300 0 0 D FIRST FINANCIAL HOLD INGS INC COMMON STOCK 320239106 3522 205000 SH SOLE 205000 0 0 D FIRST FNL NW INC COMMON STOCK 32022K102 1188 119600 SH SOLE 119600 0 0 D FIRST HORIZON NATL CORP COMMON STOCK 320517105 9473 1275000 SH SOLE 1275000 0 0 D FIRST M & F CORPORAT ION COM S COMMON STOCK 320744105 2934 233800 SH SOLE 233800 0 0 D FIRST MIDWEST BANCOR P INC DEL COMMON STOCK 320867104 21821 1170000 SH SOLE 1170000 0 0 D FIRST PACTRUST BANCO RP INC CO COMMON STOCK 33589V101 1899 147200 SH SOLE 147200 0 0 D FIRST SECURITYGROUP INC COMMON STOCK 336312103 3635 651400 SH SOLE 651400 0 0 D FIRST SOUTH BANCORP INC VA COM COMMON STOCK 33646W100 4378 339900 SH SOLE 339900 0 0 D FIRSTFED FINANCIAL C ORP (DEL) COMMON STOCK 337907109 1897 236000 SH SOLE 236000 0 0 D FIRSTMERIT CORP COM STK COMMON STOCK 337915102 2701 165600 SH SOLE 165600 0 0 D FRANKLIN RESOURCES I NC. COM S COMMON STOCK 354613101 6562 71600 SH SOLE 71600 0 0 D GUARANTY BANCORP COM STK COMMON STOCK 40075T102 1278 355000 SH SOLE 355000 0 0 D HAMPDEN BANCORP INC COM STK COMMON STOCK 40867E107 1002 100000 SH SOLE 100000 0 0 D HAWTHORN BANCSHARES INC COM S COMMON STOCK 420476103 2062 81600 SH SOLE 81600 0 0 D HERITAGE OAKS BANCOR P COM STK COMMON STOCK 42724R107 2215 243400 SH SOLE 243400 0 0 D HINGHAM INSTITUTION SAVINGS CO COMMON STOCK 433323102 3116 106500 SH SOLE 106500 0 0 D HUNTINGTON BANCSHARE INC PFC PRFD STK (CONVRT 446150401 10500 15000 SH SOLE 15000 0 0 D IBERIABANK CORP COM STK COMMON STOCK 450828108 5247 117989 SH SOLE 117989 0 0 D INDIANA CMNTY BANCOR P COM STK COMMON STOCK 454674102 2481 150000 SH SOLE 150000 0 0 D INTEGRA BK CORP COM STK COMMON STOCK 45814P105 4894 625000 SH SOLE 625000 0 0
D INTERNATIONAL BANCSH ARES CORP COMMON STOCK 459044103 11565 541200 SH SOLE 541200 0 0 D INVESCO LTD COM STK COMMON STOCK G491BT108 3822 159400 SH SOLE 159400 0 0 D ISB FINL CORP IOWA COM STK COMMON STOCK 598511103 600 46710 SH SOLE 46710 0 0 D JPMORGAN CHASE & CO COM COMMON STOCK 46625H100 23948 698000 SH SOLE 698000 0 0 D KEYCORP NY COM STK COMMON STOCK 493267108 11385 1036900 SH SOLE 1036900 0 0 D LAKELAND FINL CORP COM STK COMMON STOCK 511656100 1629 85400 SH SOLE 85400 0 0 D LEGACY BANCORP INC COM STK COMMON STOCK 52463G105 304 26400 SH SOLE 26400 0 0 D LEGG MASON INC COM STK COMMON STOCK 524901105 3050 70000 SH SOLE 70000 0 0 D LOUISIANA BANCORP INC COM COMMON STOCK 54619P104 5323 412600 SH SOLE 412600 0 0 D M & T BK CORP COM STK COMMON STOCK 55261F104 1764 25000 SH SOLE 25000 0 0 D MB FINANCIAL INC COMMON STOCK 55264U108 14801 658700 SH SOLE 658700 0 0 D MERCHANTS BANCSHARES INC COM COMMON STOCK 588448100 4043 180000 SH SOLE 180000 0 0 D NATIONAL CITY CORP COM STK COMMON STOCK 635405103 2667 559100 SH SOLE 559100 0 0 D NATIONAL FINANCIAL P ARTNERS C COMMON STOCK 63607P208 1209 61000 SH SOLE 61000 0 0 D NATL CITY CORP SR UNS CONV 4% CONVRT BONDS 635405AW3 1630 2000000 SH SOLE 2000000 0 0 D NORTHERN TRUST CORP COM STK COMMON STOCK 665859104 1618 23600 SH SOLE 23600 0 0 D OLD NATIONAL BANCORP EVANSVIL COMMON STOCK 680033107 5348 375000 SH SOLE 375000 0 0 D PACIFIC CONTINENTAL CORP COM S COMMON STOCK 69412V108 879 80000 SH SOLE 80000 0 0 D PACIFIC ST BANCORP COM STK COMMON STOCK 694864109 1037 127500 SH SOLE 127500 0 0 D PACWEST BANCORP COM STK COMMON STOCK 695263103 1658 111400 SH SOLE 111400 0 0 D PNC FINANCIAL SERVIC ES GROUP COMMON STOCK 693475105 25695 450000 SH SOLE 450000 0 0 D PREFERRED BANK COM STK COMMON STOCK 740367107 2590 500000 SH SOLE 500000 0 0 D PROSPERITY BANCSHARE S INC COM COMMON STOCK 743606105 5803 217100 SH SOLE 217100 0 0 D REDDING BANCORP COM STK COMMON STOCK 06424J103 168 27900 SH SOLE 27900 0 0 D RENASANT CORP COM STK COMMON STOCK 75970E107 328 22300 SH SOLE 22300 0 0 D RODMAN & RENSHAW CAP GROUP INC COMMON STOCK 77487R100 2313 1257300 SH SOLE 1257300 0 0 D S & T BANCORP INC COM STK COMMON STOCK 783859101 506 17400 SH SOLE 17400 0 0 D SAVANNAH BANCORP INC COM STK COMMON STOCK 804748101 4476 344300 SH SOLE 344300 0 0 D SHORE BANCSHARES INC COM STK COMMON STOCK 825107105 490 26200 SH SOLE 26200 0 0 D SOMERSET HILLS BANCO RP BERNA COMMON STOCK 834728107 812 89250 SH SOLE 89250 0 0 D SOUTH FINL GROUP INC COM STK COMMON STOCK 837841105 1073 273600 SH SOLE 273600 0 0 D SOUTHCOAST FINANCIAL CORP COM COMMON STOCK 84129R100 3078 225300 SH SOLE 225300 0 0 D SOUTHERN NATL BANCOR OF VA COMMON STOCK 843395104 1386 173200 SH SOLE 173200 0 0 D SOUTHWEST BANCORP IN C OKLA CO COMMON STOCK 844767103 1915 166500 SH SOLE 166500 0 0 D SOVEREIGN BANCORP IN C COM STK COMMON STOCK 845905108 4968 675000 SH SOLE 675000 0 0 D STATE BANCORP INC N Y COM STK COMMON STOCK 855716106 5329 426300 SH SOLE 426300 0 0 D STATE STR CORP COM STK COMMON STOCK 857477103 1510 23600 SH SOLE 23600 0 0 D STERLING BANCSHARES INC COM ST COMMON STOCK 858907108 4318 475000 SH SOLE 475000 0 0 D STERLING FINANCIAL C ORP (WASH COMMON STOCK 859319105 1656 400000 SH SOLE 400000 0 0 D SUN BANCORP INC NEW JERSEY C COMMON STOCK 86663B102 967 95300 SH SOLE 95300 0 0 D SUNTRUST BKS INC COM STK COMMON STOCK 867914103 4528 125000 SH SOLE 125000 0 0 D SUPERIOR BANCORP COM STK COMMON STOCK 86806M205 3560 419350 SH SOLE 419350 0 0 D SYNOVUS FINL CORP COM COMMON STOCK 87161C105 14944 1711800 SH SOLE 1711800 0 0 D TCF FINL CORP COM STK COMMON STOCK 872275102 24977 2076200 SH SOLE 2076200 0 0 D TEXAS CAP BANCSHARES INC COM COMMON STOCK 88224Q107 13408 838000 SH SOLE 838000 0 0 D TRUSTMARK CORP COM STK COMMON STOCK 898402102 9266 525000 SH SOLE 525000 0 0 D UNITED COMMUNITY BAN KS INC CO COMMON STOCK 90984P105 6047 708900 SH SOLE 708900 0 0 D UNITED WESTN BANCORP COM STK COMMON STOCK 913201109 3454 275000 SH SOLE 275000 0 0 D US BANCORP COM COMMON STOCK 902973304 4184 150000 SH SOLE 150000 0 0 D VIRGINIA COMM BANCOR P INC COM COMMON STOCK 92778Q109 1557 300000 SH SOLE 300000 0 0 D WASHINGTON TRUST BAN CORP COM COMMON STOCK 940610108 2855 144900 SH SOLE 144900 0 0 D WELLS FARGO COMPANY COMMON STOCK 949746101 19000 800000 SH SOLE 800000 0 0 D WHITE RIVER CAPT COMMON STOCK 96445P105 907 59300 SH SOLE 59300 0 0 D WILLIS LEASE FINANCE CORP COM COMMON STOCK 970646105 1887 176700 SH SOLE 176700 0 0 D WINTRUST FINL CORP COM STK COMMON STOCK 97650W108 25333 1062200 SH SOLE 1062200 0 0 D ZIONS BANCORPORATION COM STK COMMON STOCK 989701107 4912 156000 SH SOLE 156000 0 0 S REPORT SUMMARY 113 DATA RECORDS 578208 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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