-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HTkubh5IWhZvayhOhW2PM2cYIdoOvMvZyjc6EBCNoBPYCFOmLlEzkASYawx8w4lu NIpQeOwB/A4oWKLgV1AZ1Q== 0000921530-08-000115.txt : 20080214 0000921530-08-000115.hdr.sgml : 20080214 20080214164254 ACCESSION NUMBER: 0000921530-08-000115 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080214 EFFECTIVENESS DATE: 20080214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ANGELO GORDON & CO LP/NY CENTRAL INDEX KEY: 0000860662 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02616 FILM NUMBER: 08617852 BUSINESS ADDRESS: STREET 1: 245 PARK AVE 26TH FL CITY: NEW YORK STATE: NY ZIP: 10167 MAIL ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 13F-HR 1 angelogordon_13f-123107.txt 12/3107 ------------------------------- OMB APPROVAL ------------------------------- OMB Number: 3235-0006 Expires: December 31, 2009 Estimated average burden hours per response.........22.6 ------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2007 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Angelo, Gordon & Co., L.P. Address: 245 Park Avenue, 26th Floor New York, New York 10167 Form 13F File Number: 028-02616 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Fred Berger Title: Chief Administrative Officer Phone: 212-692-2000 Signature, Place, and Date of Signing: /s/ Fred Berger New York, New York February 14, 2008 - ------------------- --------------------------- -------------------- [Signature] [City, State] [Date] Report Type (Check only one.):- [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 ------------------ Form 13F Information Table Entry Total: 79 ------------------ Form 13F Information Table Value Total: $1,650,272 ------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name -------- ----------------------- ------------- None.
Angelo, Gordon & Co., L.P. Form 13F Information Table Quarter Ended December 31, 2007 Investment Discretion Voting Authority Fair Market Shares Name Title Value Or Of of Cusip (in Principal SH/ Put/ Shared Shared Other Issuer Class Number thousands) Amount PRN Call Sole Defined Other Managers Sole Shared None - ------ ----- ------ ---------- ------ --- ---- ---- ------- ----- -------- ---- ------ ---- - ------------------------------------------------------------------------------------------------------------------------------------ ACCESS CL A 004329108 $4,963 1,110,355 SH SOLE 1,110,355 INTEGRATED TECHNLGS I - ------------------------------------------------------------------------------------------------------------------------------------ ADVANCED COM 00765H107 $2,599 1,528,662 SH SOLE 1,528,662 LIFE SCIENCES HLDGS - ------------------------------------------------------------------------------------------------------------------------------------ ALCON INC COM H01301102 $4,291 30,000 SH SOLE 30,000 SHS - ------------------------------------------------------------------------------------------------------------------------------------ ALLIANCE DATA COM 018581108 $56,243 750,000 SH SOLE 750,000 SYSTEMS CORP - ------------------------------------------------------------------------------------------------------------------------------------ ALLIANCE DATA COM 018581108 $1,500 20,000 SH Put SOLE 20,000 SYSTEMS CORP - ------------------------------------------------------------------------------------------------------------------------------------ AMYLIN COM 032346108 $2,775 75,000 SH Call SOLE 75,000 PHARMACEU- TICALS INC - ------------------------------------------------------------------------------------------------------------------------------------ ARTHROCARE COM 043136100 $3,844 80,000 SH SOLE 80,000 CORP - ------------------------------------------------------------------------------------------------------------------------------------ ARTHROCARE COM 043136100 $3,844 80,000 SH Put SOLE 80,000 CORP - ------------------------------------------------------------------------------------------------------------------------------------ AUXILIUM COM 05334D107 $2,099 70,000 SH SOLE 70,000 PHARMA- CEUTICALS INC - ------------------------------------------------------------------------------------------------------------------------------------ BCE INC COM 05534B760 $67,642 1,700,000 SH SOLE 1,700,000 - ------------------------------------------------------------------------------------------------------------------------------------ BEA SYS INC COM 073325102 $41,028 2,600,000 SH SOLE 2,600,000 - ------------------------------------------------------------------------------------------------------------------------------------ BECTON COM 075887109 $2,006 24,000 SH SOLE 24,000 DICKINSON & CO - ------------------------------------------------------------------------------------------------------------------------------------ BIOFORM COM 09065G107 $1,366 200,000 SH SOLE 200,000 MEDICAL INC - ------------------------------------------------------------------------------------------------------------------------------------ BIOGEN IDEC COM 09062X103 $3,415 60,000 SH SOLE 60,000 INC - ------------------------------------------------------------------------------------------------------------------------------------ BIOGEN IDEC COM 09062X103 $3,415 60,000 SH Put SOLE 60,000 INC - ------------------------------------------------------------------------------------------------------------------------------------ BIOMARIN COM 09061G101 $2,478 70,000 SH Put SOLE 70,000 PHARMA- CEUTICAL INC - ------------------------------------------------------------------------------------------------------------------------------------ BROOKDALE COM 112463104 $5,057 178,000 SH SOLE 178,000 SR LIVING INC - ------------------------------------------------------------------------------------------------------------------------------------ CARDINAL COM 14149Y108 $4,043 70,000 SH SOLE 70,000 HEALTH INC - ------------------------------------------------------------------------------------------------------------------------------------ CELGENE CORP COM 151020104 $7,394 160,000 SH SOLE 160,000 - ------------------------------------------------------------------------------------------------------------------------------------ CELGENE CORP COM 151020104 $7,394 160,000 SH Put SOLE 160,000 - ------------------------------------------------------------------------------------------------------------------------------------
Angelo, Gordon & Co., L.P. Form 13F Information Table Quarter Ended December 31, 2007 Investment Discretion Voting Authority Fair Market Shares Name Title Value Or Of of Cusip (in Principal SH/ Put/ Shared Shared Other Issuer Class Number thousands) Amount PRN Call Sole Defined Other Managers Sole Shared None - ------ ----- ------ ---------- ------ --- ---- ---- ------- ----- -------- ---- ------ ---- - ------------------------------------------------------------------------------------------------------------------------------------ CENTERPLATE UNIT 15200E204 $370 41,001 SH SOLE 41,001 INC 99/99/9999 - ------------------------------------------------------------------------------------------------------------------------------------ CNX GAS CORP COM 12618H309 $7,988 250,000 SH SOLE 250,000 - ------------------------------------------------------------------------------------------------------------------------------------ COMMERCE COM 200519106 $37,282 977,500 SH SOLE 977,500 BANCORP INC NJ - ------------------------------------------------------------------------------------------------------------------------------------ COOPER COS COM 216648402 $5,700 150,000 SH SOLE 150,000 INC NEW - ------------------------------------------------------------------------------------------------------------------------------------ COOPER COS COM 216648402 $2,850 75,000 SH Put SOLE 75,000 INC NEW - ------------------------------------------------------------------------------------------------------------------------------------ COVENTRY COM 222862104 $6,518 110,000 SH SOLE 110,000 HEALTH CARE INC - ------------------------------------------------------------------------------------------------------------------------------------ CYCLACEL PFD 23254L207 $931 196,000 SH SOLE 196,000 PHARMA- CONV CEUTICALS EX 6% INC - ------------------------------------------------------------------------------------------------------------------------------------ DAVITA INC COM 23918K108 $4,790 85,000 SH SOLE 85,000 - ------------------------------------------------------------------------------------------------------------------------------------ FOREST LABS COM 345838106 $5,468 150,000 SH SOLE 150,000 INC - ------------------------------------------------------------------------------------------------------------------------------------ GASTAR EXPL COM 367299104 $3,239 2,590,827 SH SOLE 2,590,827 LTD - ------------------------------------------------------------------------------------------------------------------------------------ GENENTECH INC COM 368710406 $6,707 100,000 SH SOLE 100,000 NEW - ------------------------------------------------------------------------------------------------------------------------------------ GENLYTE GROUP COM 372302109 $47,782 501,911 SH SOLE 501,911 NC - ------------------------------------------------------------------------------------------------------------------------------------ GEN-PROBE INC COM 36866T103 $3,650 58,000 SH Call SOLE 58,000 NEW - ------------------------------------------------------------------------------------------------------------------------------------ GEOMET INC DEL COM 37250U201 $2,080 400,000 SH SOLE 400,000 - ------------------------------------------------------------------------------------------------------------------------------------ HANSEN MEDICAL COM 411307101 $3,593 120,000 SH SOLE 120,000 INC - ------------------------------------------------------------------------------------------------------------------------------------ HANSEN MEDICAL COM 411307101 $1,796 60,000 SH Put SOLE 60,000 INC - ------------------------------------------------------------------------------------------------------------------------------------ HARRAHS ENTMT COM 413619107 $119,813 1,350,000 SH SOLE 1,350,000 INC - ------------------------------------------------------------------------------------------------------------------------------------ HOLOGIC INC COM 436440101 $1,030 15,000 SH SOLE 15,000 - ------------------------------------------------------------------------------------------------------------------------------------ HUMANA INC COM 444859102 $1,883 25,000 SH SOLE 25,000 - ------------------------------------------------------------------------------------------------------------------------------------ HUNTSMAN CORP COM 447011107 $95,090 3,700,000 SH SOLE 3,700,000 - ------------------------------------------------------------------------------------------------------------------------------------ INDEVUS COM 454072109 $1,460 210,000 SH SOLE 210,000 PHARMA- CEUTICALS INC - ------------------------------------------------------------------------------------------------------------------------------------ INSULET CORP COM 45784P101 $2,371 101,000 SH SOLE 101,000 - ------------------------------------------------------------------------------------------------------------------------------------ INTERNATIONAL COM 459200101 $10,810 100,000 SH SOLE 100,000 BUSINESS MACHS - ------------------------------------------------------------------------------------------------------------------------------------
Angelo, Gordon & Co., L.P. Form 13F Information Table Quarter Ended December 31, 2007 Investment Discretion Voting Authority Fair Market Shares Name Title Value Or Of of Cusip (in Principal SH/ Put/ Shared Shared Other Issuer Class Number thousands) Amount PRN Call Sole Defined Other Managers Sole Shared None - ------ ----- ------ ---------- ------ --- ---- ---- ------- ----- -------- ---- ------ ---- - ------------------------------------------------------------------------------------------------------------------------------------ INVERNESS MED COM 46126P106 $3,708 106,000 SH SOLE 106,000 INNOVATIONS IN - ------------------------------------------------------------------------------------------------------------------------------------ LIBERTY UNIT 53015Y206 $38,150 3,500,000 SH SOLE 3,500,000 ACQUISITION 99/99/9999 HLDGS CO - ------------------------------------------------------------------------------------------------------------------------------------ MCMORAN NOTE 582411AE4 $4,339 4,000,000 PRN SOLE 4,000,000 EXPLORATION 5.250% CO 10/0 - ------------------------------------------------------------------------------------------------------------------------------------ MGI PHARMA INC COM 552880106 $40,530 1,000,000 SH SOLE 1,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ MILLENNIUM COM 599902103 $5,243 350,000 SH SOLE 350,000 PHARMA- CETICALS I - ------------------------------------------------------------------------------------------------------------------------------------ MYLAN INC COM 628530107 $4,218 300,000 SH SOLE 300,000 - ------------------------------------------------------------------------------------------------------------------------------------ NAVTEQ CORP COM 63936L100 $52,920 700,000 SH SOLE 700,000 - ------------------------------------------------------------------------------------------------------------------------------------ NORTHSTAR COM 66704V101 $3,441 370,000 SH SOLE 370,000 NEUROSCIENCE INC - ------------------------------------------------------------------------------------------------------------------------------------ NORTHWESTERN COM 668074305 $35,400 1,200,000 SH SOLE 1,200,000 CORP NEW - ------------------------------------------------------------------------------------------------------------------------------------ NUVASIVE INC COM 670704105 $3,557 90,000 SH SOLE 90,000 - ------------------------------------------------------------------------------------------------------------------------------------ OCWEN FINL CORP COM 675746309 $11,911 2,150,000 SH SOLE 2,150,000 NEW - ------------------------------------------------------------------------------------------------------------------------------------ ORIGEN FINL INC COM 68619E208 $1,170 292,400 SH SOLE 292,400 - ------------------------------------------------------------------------------------------------------------------------------------ OSI PHARMA- COM 671040103 $2,668 55,000 SH Call SOLE 55,000 CEUTICALS INC - ------------------------------------------------------------------------------------------------------------------------------------ PATTERSON COM 703395103 $1,698 50,000 SH SOLE 50,000 COMPANIES INC - ------------------------------------------------------------------------------------------------------------------------------------ PEDIATRIX MED COM 705324101 $682 10,000 SH SOLE 10,000 GROUP - ------------------------------------------------------------------------------------------------------------------------------------ PHH CORP COM 693320202 $47,628 2,700,000 SH SOLE 2,700,000 NEW - ------------------------------------------------------------------------------------------------------------------------------------ PROGENICS COM 743187106 $2,982 165,000 SH SOLE 165,000 PHARMACEU- TICALS IN - ------------------------------------------------------------------------------------------------------------------------------------ PROSHARES TR ULTSHT 74347R834 $3,517 50,000 SH SOLE 50,000 RUS2000 - ------------------------------------------------------------------------------------------------------------------------------------ PROSHARES TR ULTSHT 74347R883 $13,545 250,000 SH SOLE 250,000 SP500 - ------------------------------------------------------------------------------------------------------------------------------------ PSYCHIATRIC COM 74439H108 $3,575 110,000 SH SOLE 110,000 SOLUTIONS INC - ------------------------------------------------------------------------------------------------------------------------------------ QUANTA CAPITAL SHS G7313F106 $765 300,000 SH SOLE 300,000 HLDGS LTD - ------------------------------------------------------------------------------------------------------------------------------------ QUEST COM 74834L100 $3,809 72,000 SH SOLE 72,000 DIAGNOSTIC INC - ------------------------------------------------------------------------------------------------------------------------------------
Angelo, Gordon & Co., L.P. Form 13F Information Table Quarter Ended December 31, 2007 Investment Discretion Voting Authority Fair Market Shares Name Title Value Or Of of Cusip (in Principal SH/ Put/ Shared Shared Other Issuer Class Number thousands) Amount PRN Call Sole Defined Other Managers Sole Shared None - ------ ----- ------ ---------- ------ --- ---- ---- ------- ----- -------- ---- ------ ---- - ------------------------------------------------------------------------------------------------------------------------------------ QUEST COM 748349305 $3,585 500,000 SH SOLE 500,000 RESOURCE NEW CORP - ------------------------------------------------------------------------------------------------------------------------------------ RESMED INC COM 761152107 $1,261 24,000 SH Put SOLE 24,000 - ------------------------------------------------------------------------------------------------------------------------------------ SALIX PHARMA- COM 795435106 $1,072 136,100 SH Call SOLE 136,100 CEUTICALS INC - ------------------------------------------------------------------------------------------------------------------------------------ SANDRIDGE COM 80007P307 $18,832 525,156 SH SOLE 525,156 ENERGY INC - ------------------------------------------------------------------------------------------------------------------------------------ SCHERING COM 806605101 $3,730 140,000 SH SOLE 140,000 PLOUGH CORP - ------------------------------------------------------------------------------------------------------------------------------------ SIERRA HEALTH COM 826322109 $40,723 970,513 SH SOLE 970,513 SVCS INC - ------------------------------------------------------------------------------------------------------------------------------------ SLM CORP COM 78442P106 $1,007 50,000 SH Call SOLE 50,000 - ------------------------------------------------------------------------------------------------------------------------------------ SOMAXON PHARMA- COM 834453102 $782 150,000 SH SOLE 150,000 CEUTICALS INC - ------------------------------------------------------------------------------------------------------------------------------------ SPDR TR UNIT 78462F103 $624,317 4,270,000 SH Put SOLE 4,270,000 SER 1 - ------------------------------------------------------------------------------------------------------------------------------------ ST JUDE MED COM 790849103 $5,486 135,000 SH SOLE 135,000 INC - ------------------------------------------------------------------------------------------------------------------------------------ ST JUDE MED COM 790849103 $4,064 100,000 SH Put SOLE 100,000 INC - ------------------------------------------------------------------------------------------------------------------------------------ THERMADYNE COM 883435307 $51,710 4,496,555 SH SOLE 4,496,555 HLDGS CORP PAR NEW $0.01 ADDED - ------------------------------------------------------------------------------------------------------------------------------------ VOLCANO COM 928645100 $3,253 260,000 SH SOLE 260,000 CORPORATION - ------------------------------------------------------------------------------------------------------------------------------------ WCI CMNTYS NOTE 4.000% 92923CAK0 $4,406 6,250,000 PRN SOLE 6,250,000 INC 8/1 - ------------------------------------------------------------------------------------------------------------------------------------
Total $1,650,272 -----END PRIVACY-ENHANCED MESSAGE-----