-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KP0JF7996axGas5TGSa1d8In/YfvLr7or/Arn2Y3qjpLb9PROxxFcr73Ybc4F9QX oi316wCkSbFE5PNuXFahTw== /in/edgar/work/0000930413-00-001451/0000930413-00-001451.txt : 20001129 0000930413-00-001451.hdr.sgml : 20001129 ACCESSION NUMBER: 0000930413-00-001451 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000930 FILED AS OF DATE: 20001128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALGER FRED MANAGEMENT INC CENTRAL INDEX KEY: 0000003520 STANDARD INDUSTRIAL CLASSIFICATION: [ ] IRS NUMBER: 13510833 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: SEC FILE NUMBER: 028-00869 FILM NUMBER: 778139 BUSINESS ADDRESS: STREET 1: 1 WORLD TRADE CENTER STREET 2: SUITE 9333 CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 2128068800 MAIL ADDRESS: STREET 1: 75 MAIDEN LANE CITY: NEW YORK STATE: NY ZIP: 10038 FORMER COMPANY: FORMER CONFORMED NAME: ALGER FRED & CO INC DATE OF NAME CHANGE: 19600201 13F-HR/A 1 0001.txt QUARTERLY REPORT Fred Alger Management Inc. FORM 13F FRED ALGER & CO., INC. SEPTEMBER 30, 2000
Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Mana- Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn gers Sole Shared None ------------------------------ ---------------- --------- -------- ------------ --- ---- ------- ------ --------- ------ --------- D ABBOTT LABORATORIES Common 002824100 45907 965200 SH Sole 923947 41253 D ACTEL CORP Common 004934105 5046 140415 SH Sole 140215 200 D ACTIVE POWER INC Common 00504W100 16165 260726 SH Sole 260626 100 D ACTUATE CORPORATION Common 00508B102 25421 735830 SH Sole 732930 2900 D ADVANCED FIBRE COMM INC Common 00754A105 6196 163600 SH Sole 163600 D ADVANCED PARADIGM INC Common 007491103 4873 115500 SH Sole 115500 D AFFILIATED MANAGERS GROUP INC Common 008252108 20899 367043 SH Sole 366493 550 D AGILE SOFTWARE CORP Common 00846X105 18446 205100 SH Sole 196900 8200 D AKAMAI TECHNOLOGIES INC Common 00971T101 4839 92150 SH Sole 92150 D ALEXION PHARMACEUTICALS INC Common 015351109 11653 102215 SH Sole 102015 200 D ALLERGAN INC Common 018490102 14961 177180 SH Sole 175200 1980 D ALPHARMA INC-CL A Common 020813101 23688 387536 SH Sole 387036 500 D ALTERA CORP Common 021441100 355143 7437559 SH Sole 7207694 229865 344 7200 SH Defined DB 7200 D ALZA CORP-CL A Common 022615108 146315 1691500 SH Sole 1680250 11250 D AMDOCS LIMITED Common G02602103 93979 1506680 SH Sole 1502300 4380 D AMERICA ONLINE INC Common 02364J104 275372 5123205 SH Sole 4555970 567235 994 18500 SH Defined DB 18500 D AMERICAN ELECTRIC POWER CO INC Common 025537101 1111 28400 SH Sole 28400 D AMERICAN EXPRESS COMPANY Common 025816109 104947 1727520 SH Sole 1433990 293530 620 10200 SH Defined DB 10200 D AMERICAN HOME PRODUCTS CORP Common 026609107 310911 5496765 SH Sole 5005935 490830 837 14800 SH Defined DB 14800 D AMERICAN INTERNATIONAL GROUP I Common 026874107 126144 1318290 SH Sole 1080436 237854 1076 11250 SH Defined DB 11250 D AMERISOURCE HEALTH CORP-CL A Common 03071P102 71309 1517210 SH Sole 1507835 9375 D AMGEN INC Common 031162100 506499 7253515 SH Sole 6534775 718740 1777 25450 SH Defined DB 25450 D ANESTA CORP Common 034603100 15845 688900 SH Sole 687900 1000 D APPLIED MATERIALS INC Common 038222105 271829 4583005 SH Sole 4345980 237025 211 3550 SH Defined DB 3550 D APPLIED MICRO CIRCUITS CORP Common 03822W109 12049 58190 SH Sole 57415 775 D ARENA PHARMACEUTICALS INC Common 040047102 271 6300 SH Sole 6300 D ARIBA INC Common 04033V104 260627 1819185 SH Sole 1498150 321035 1905 13300 SH Defined DB 13300 D ARM HOLDINGS PLS SPONSORED ADR Common 042068106 487 14800 SH Sole 14800 D ARTESYN TECHNOLOGIES INC Common 043127109 7480 256835 SH Sole 256835 D ASIAINFO HOLDINGS INC Common 04518A104 833 44000 SH Sole 44000 D ASM LITHOGRAPHY HOLDING NV Common N07059111 14998 464140 SH Sole 382900 81240 D ASPEN TECHNOLOGY INC Common 045327103 13641 302300 SH Sole 301900 400 D AT&T CORP LIBERTY MEDIA GROUP Common 001957208 148336 8240900 SH Sole 7352930 887970 893 49600 SH Defined DB 49600 D AT&T CORP Common 001957109 420 14302 SH Sole 14302 D ATMI INC Common 00207R101 10409 445300 SH Sole 445300 D AUDIOCODES LTD ORD Common M15342104 451 5300 SH Sole 5300 D AURORA BIOSCIENCES CORP Common 051920106 38629 568080 SH Sole 567480 600 D AVANTGO INC Common 05349M100 1500 75000 SH Sole 75000 D AVIRON Common 053762100 7395 126820 SH Sole 126720 100 D AVOCENT CORP Common 053893103 16407 297625 SH Sole 297225 400 D B.J. 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I. DU PONT DE NEMOURS RESTD Common 9DD905100 211 5100 SH Sole 5100 D EBAY INC Common 278642103 654452 9527970 SH Sole 8892730 635240 1491 21700 SH Defined DB 21700 D EDEN BIOSCIENCE CORP Common 279445100 990 30000 SH Sole 30000 D EFFICIENT NETWORKS INC Common 282056100 15717 421225 SH Sole 417300 3925 D EGL INC Common 268484102 1096 36220 SH Sole 36220 D ELANTEC SEMICONDUCTOR INC Common 284155108 27866 279710 SH Sole 276910 2800 D ELASTIC NETWORKS INC Common 284159100 697 50000 SH Sole 50000 D ELI LILLY & CO Common 532457108 26545 327210 SH Sole 179960 147250 560 6900 SH Defined DB 6900 D EMC CORP Common 268648102 132785 1339568 SH Sole 1234251 105317 327 3300 SH Defined DB 3300 D ENTRAVISION COMMUNICATIONS COR Common 29382R107 13999 805670 SH Sole 799800 5870 D ENZON INC Common 293904108 24097 365110 SH Sole 364610 500 D EOG RES INC Common 26875P101 26413 679425 SH Sole 673450 5975 D EVOLVE SOFTWARE INC Common 30049P104 9774 407235 SH Sole 406635 600 D EXAR CORP Common 300645108 9947 82210 SH Sole 82010 200 D EXODUS COMMUNICATIONS INC Common 302088109 179054 3626403 SH Sole 3211915 414488 696 14100 SH Defined DB 14100 D EXPRESS SCRIPTS INC - CL A Common 302182100 27800 384775 SH Sole 380700 4075 D EXULT INC Common 302284104 12139 878865 SH Sole 873765 5100 D EXXON MOBIL CORP Common 30231G102 289972 3253547 SH Sole 2987390 266157 561 6300 SH Defined DB 6300 D FACTSET RESEARCH SYSTEMS INC Common 303075105 32374 861008 SH Sole 861008 D FEDERATED INVESTORS INC (PA.) 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NY Common 780257804 336 5600 SH Sole 1600 4000 D SAFEWAY INC Common 786514208 239520 5130275 SH Sole 4608700 521575 878 18800 SH Defined DB 18800 D SANMINA CORP Common 800907107 39031 416890 SH Sole 414680 2210 D SANTA FE INTERNATIONAL CORP Common G7805C108 25693 570160 SH Sole 565000 5160 D SAP AG-SPONSORED ADR Common 803054204 646 10500 SH Sole 10500 D SDL INC Common 784076101 97482 315158 SH Sole 312775 2383 D SEPRACOR INC Common 817315104 37530 305900 SH Sole 303500 2400 D SHAW GROUP INC Common 820280105 15914 225735 SH Sole 225335 400 D SIGNALSOFT CORP Common 82668M102 2146 52815 SH Sole 52615 200 D SILICON IMAGE INC Common 82705T102 3090 124520 SH Sole 124320 200 D SKYWEST INC Common 830879102 9072 177020 SH Sole 176720 300 D SMARTFORCE PUB LTD CO SPONSORE Common 83170A206 242 5100 SH Sole 5100 D SMITH INTERNATIONAL INC Common 832110100 33985 416680 SH Sole 413300 3380 D SMTC CORPORATION Common 832682108 4317 200800 SH Sole 200800 D SOFTWARE.COM INC Common 83402P104 49603 273390 SH Sole 268750 4640 D SOLECTRON CORP Common 834182107 207012 4488070 SH Sole 4090300 397770 814 17650 SH Defined DB 17650 D SONY CORP-ADR NEW Common 835699307 505 5000 SH Sole 5000 D SOUTHERN ENERGY Common 842816100 3137 100000 SH Sole 100000 D SPECRASITE HOLDINGS INC Common 84760T100 21357 1150540 SH Sole 1140000 10540 D SPEECHWORKS INTL INC Common 84764M101 14207 229150 SH Sole 228650 500 D SPX CORP Common 784635104 38318 269965 SH Sole 267925 2040 D STARBUCKS CORP Common 855244109 69115 1725170 SH Sole 1709700 15470 D STILWELL FINANCIAL INC Common 860831106 186725 4292530 SH Sole 4244400 48130 D STMICROELECTRONICS N V NY REG Common 861012102 381 8000 SH Sole 8000 D SUN MICROSYSTEMS INC Common 866810104 404943 3468463 SH Sole 3056330 412133 1868 16000 SH Defined DB 16000 D SYCAMORE NETWORKS INC COM Common 871206108 10508 97300 SH Sole 93400 3900 D TAIWAN SEMICONDUCTOR MFG CORP Common 874039100 595 29200 SH Sole 29200 D TELECOMMUNICATIONS SYSTEMS INC Common 87929J103 7486 391400 SH Sole 391000 400 D TERADYNE INC Common 880770102 123884 3539535 SH Sole 3293050 246485 227 6500 SH Defined DB 6500 D TEXAS INSTRUMENTS INC Common 882508104 139550 2957352 SH Sole 2625335 332017 399 8450 SH Defined DB 8450 D TICKETMASTER ONLINE-CITYSEARCH Common 88633P203 8374 494410 SH Sole 493810 600 D TIME WARNER INC Common 887315109 125921 1609218 SH Sole 1604500 4718 D TITAN PHARMACEUTICALS INC-DEL Common 888314101 3383 52050 SH Sole 51800 250 D TTM TECHNOLOGIES INC Common 87305R109 1762 75000 SH Sole 75000 D TUMBLEWEED COMMUNICATIONS CORP Common 899690101 6309 123710 SH Sole 123710 D TUT SYSTEMS Common 901103101 8151 94435 SH Sole 94310 125 D TYCO INTERNATIONAL LTD NEW Common 902124106 270185 5208380 SH Sole 4811030 397350 519 10000 SH Defined DB 10000 D UNITED TECHNOLOGIES CORP Common 913017109 246874 3564965 SH Sole 3457820 107145 D UNITED THERAPEUTICS CORP Common 91307C102 10197 116700 SH Sole 116700 D VA LINUX SYS INC Common 91819B105 440 9515 SH Sole 9415 100 D VARIAGENICS INC Common 922196100 3708 165730 SH Sole 165530 200 D VARIAN SEMICONDUCTOR EQUIPMENT Common 922207105 7159 191225 SH Sole 190925 300 D VEECO INSTRUMENTS INC-DEL Common 922417100 9649 90800 SH Sole 90700 100 D VERISIGN INC Common 92343E102 70040 345770 SH Sole 342235 3535 D VIACOM INC-CL B Common 925524308 109657 1874479 SH Sole 1778175 96304 D VIGNETTE CORP Common 926734104 65695 2198985 SH Sole 2175585 23400 D VINA TECHNOLOGIES INC Common 92719D100 308 22100 SH Sole 22100 D VIRATA CORP Common 927646109 20261 306400 SH Sole 304800 1600 D VISHAY INTERTECHNOLOGY INC Common 928298108 10378 337500 SH Sole 337500 D VITESSE SEMICONDUCTOR CORP Common 928497106 95554 1074400 SH Sole 1074400 D VITRIA TECHNOLOGY INC COM Common 92849Q104 13725 294360 SH Sole 294300 60 D WAL-MART STORES INC Common 931142103 400962 8331668 SH Sole 7553780 777888 1364 28350 SH Defined DB 28350 D WALGREEN CO Common 931422109 58372 1538637 SH Sole 1304675 233962 298 7850 SH Defined DB 7850 D WASHINGTON MUTUAL INC Common 939322103 48869 1227470 SH Sole 1168170 59300 D WATERS CORP Common 941848103 79988 898740 SH Sole 888300 10440 D WELLS FARGO & CO NEW Common 949746101 5201 113225 SH Sole 112800 425 D WESTERGAARD ONLINE SYSTEMS,INC Common 957565104 2 10000 SH Other ND 10000 D WILLIAMS SONOMA INC Common 969904101 13683 393750 SH Sole 389000 4750 D WJ COMMUNICATIONS INC Common 929284107 10168 274815 SH Sole 269115 5700 D XCEL ENERGY INC Common 98389B100 1236 44950 SH Sole 44950 D XILINX INC Common 983919101 5009 58498 SH Sole 57698 800 D YAHOO INC Common 984332106 85852 943427 SH Sole 846977 96450 305 3350 SH Defined DB 3350 D YOUNG & RUBICAM INC Common 987425105 32022 646910 SH Sole 646700 210 D ZALE CORP NEW Common 988858106 7441 229400 SH Sole 229050 350 D APACHE CORP DEPOSITORY SHARES Conv Pref. 037411600 1026 20000 SH Sole 20000 D CALPINE CAPITAL III 5.00% CONV Conv Pref. 13134R201 1347 20000 SH Sole 20000 D CANADIAN NATL RWY CO PFD CONV Conv Pref. 136375409 1383 31000 SH Sole 31000 D CNB CAPITAL TRUST I Conv Pref. 12613G207 2402 63000 SH Sole 63000 D COLTEC CAPITAL TRUST PFD CONV Conv Pref. 196878409 1536 32000 SH Sole 32000 D COX COMMUNICATIONS INC NEW INC Conv Pref. 224044305 802 15000 SH Sole 15000 D COX COMMUNICATIONS PRIZES Conv Pref. 224044503 730 10000 SH Sole 10000 D DOLLAR GENERAL STRYPES TRUST Conv Pref. 256678103 775 25000 SH Sole 25000 D EL PASO ENERGY CAPITAL TRUST I Conv Pref. 283678209 2891 37000 SH Sole 37000 D ENRON CORP EXCHANGEABLE NOTES Conv Pref. 293561882 2134 60000 SH Sole 60000 D ENTERCOM COMMUNICATIONS CAP TR Conv Pref. 29363P104 807 20000 SH Sole 20000 D HANNOVER COMPRESSOR CAP TRUST Conv Pref. 41076M203 1483 15000 SH Sole 15000 D INTERNATIONAL PAPER CAPITAL TS Conv Pref. 460137300 1174 30000 SH Sole 30000 D MCLEODUSA INC PFD CONV SER A Conv Pref. 582266201 558 1800 SH Sole 1800 D NEWFIELD FINANCIAL TRUST I 6.5 Conv Pref. 651291205 1827 26100 SH Sole 26100 D PROLOGIS TRUST PFD CONV SH BEN Conv Pref. 743410300 1230 40000 SH Sole 40000 D TXI CAPITAL TRUST I PFD SECS Conv Pref. 873119200 1074 35000 SH Sole 35000 D UNION PACIFIC CAPITAL TRUST TE Conv Pref. 907824403 1252 31000 SH Sole 31000 D UNOCAL CAPITAL TRUST-6.25% Conv Pref. 91528T207 1925 40000 SH Sole 40000 D WEATHERFORD - EVI INC 5% CONV Conv Pref. 268939402 1667 35000 SH Sole 35000 D WENDY'S FINANCING I-$2.50 TERM Conv Pref. 950588202 1734 36500 SH Sole 36500 D ALGER FUND LARGECAP GROWTH CL Mutual Funds 015565856 5602 375966.988 SH Other ND 375966.988 D ALGER SMALL CAP PORTFOLIO CL A Mutual Funds 015565872 3319 347930.470 SH Other ND 347930.470 D SPECTRA FUND INC CL N Mutual Funds 847561107 341 28665.614 SH Sole 28665.614 862 72459.861 SH Other ND 72459.861 D THE ALGER FUND CAPITAL APPREC Mutual Funds 015565849 220 14618.189 SH Other ND 14618.189 D THE ALGER AMERICAN ASSET GROWT Mutual Funds 985109999 7522 225079.388 SH Other ND 225079.388 D THE ALGER AMERICAN FUND GROWTH Mutual Funds 015544505 2338 42195.147 SH Other ND 42195.147 D THE ALGER AMERICAN FUND SMALL Mutual Funds 015544406 1373 46891.033 SH Other ND 46891.033 D THE ALGER FUND LARGECAP GROWTH Mutual Funds 015565609 807 56225.618 SH Other ND 56225.618 D THE ALGER FUND SMALL CAP CL B Mutual Funds 015565500 404 43764.378 SH Other ND 43764.378 D LEGEND HOLDINGS Common 6218089 480 506000 SH Sole 506000 D NTT DOCOMO INC Common 6129277 1033 36 SH Sole 36 D ORACLE CORP JAPAN JPY50 Common 6141680 414 1800 SH Sole 1800 D SOFTBANK CORP Common 6770620 449 4800 SH Sole 4800 D TOKYO ELECTRON LTD Common 6895675 453 5000 SH Sole 5000 D YAHOO JAPAN CORP COM STK JPY50 Common 6084848 496 4 SH Sole 4 D ADVA OPTICAL NETWORKING AD VPV Common 5653487 1243 13100 SH Sole 13100 S REPORT SUMMARY 411 DATA RECORDS 19174776 2 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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