-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A7HCOxOi+sSSYWUZmptNQ7Dk/476l4wJOvntB2x+jcqYx95+l2+vBc5Gz422zaQ2 aX268JzMf2BPluIklqX6CQ== 0000930413-01-500832.txt : 20010712 0000930413-01-500832.hdr.sgml : 20010712 ACCESSION NUMBER: 0000930413-01-500832 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010630 FILED AS OF DATE: 20010711 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALGER FRED MANAGEMENT INC CENTRAL INDEX KEY: 0000003520 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 13510833 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-00869 FILM NUMBER: 1678924 BUSINESS ADDRESS: STREET 1: 1 WORLD TRADE CENTER STREET 2: SUITE 9333 CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 2128068800 MAIL ADDRESS: STREET 1: 75 MAIDEN LANE CITY: NEW YORK STATE: NY ZIP: 10038 FORMER COMPANY: FORMER CONFORMED NAME: ALGER FRED & CO INC DATE OF NAME CHANGE: 19600201 13F-HR 1 c21309_13f-hr.txt QUARTERLY REPORT
Fred Alger Management Inc. FORM 13F FRED ALGER MANAGEMENT June 30, 2001 Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D ABBOTT LABORATORIES Common 002824100 184408 3841837 SH Sole 3431747 410090 581 12100 SH Defined DB 12100 D ABERCROMBIE & FITCH CO Common 002896207 24532 551030 SH Sole 547400 3630 D ACCREDO HEALTH INC Common 00437V104 7154 192362 SH Sole 192062 300 D ADOBE SYSTEMS INC. Common 00724F101 20835 443295 SH Sole 436000 7295 D ADVANCED ENERGY INDUSTRIES Common 007973100 7468 180950 SH Sole 180950 D ADVANCED MICRO DEVICES INC. Common 007903107 5722 198000 SH Sole 189500 8500 D ADVENT SOFTWARE INC. Common 007974108 743 11700 SH Sole 11700 D AFFILIATED COMPUTER SVCS INC C Common 008190100 8025 111600 SH Sole 110200 1400 D AFFILIATED MANAGERS GROUP INC. Common 008252108 12740 207150 SH Sole 206890 260 D AGILE SOFTWARE CORP Common 00846X105 2209 129950 SH Sole 127450 2500 D ALBANY MOLECULAR RESEARCH INC. Common 012423109 9383 246850 SH Sole 246850 D ALLERGAN INC. Common 018490102 43418 516700 SH Sole 432950 83750 252 3000 SH Defined DB 3000 D AMDOCS LIMITED Common G02602103 107510 1996475 SH Sole 1814125 182350 393 7300 SH Defined DB 7300 D AMERICAN EAGLE OUTFITTERS INC. Common 02553E106 8916 253000 SH Sole 252500 500 D AMERICAN ELECTRIC POWER CO INC Common 025537101 1311 28400 SH Sole 28400 D AMERICAN HOME PRODUCTS CORP Common 026609107 310724 5288916 SH Sole 4754335 534581 846 14400 SH Defined DB 14400 D AMERICAN INTERNATIONAL GROUP I Common 026874107 408268 4802591 SH Sole 4308635 493956 1403 16500 SH Defined DB 16500 D AMERISOURCE HEALTH CORP-CL A Common 03071P102 182667 3300223 SH Sole 3011143 289080 567 10250 SH Defined DB 10250 D AMGEN INC Common 031162100 266074 4384875 SH Sole 4012815 372060 631 10400 SH Defined DB 10400 D ANALOG DEVICES INC Common 032654105 1042 24100 SH Sole 24100 D AOL TIME WARNER INC. Common 00184A105 344229 6494887 SH Sole 5862310 632577 896 16900 SH Defined DB 16900 D APPLEBEES INTERNATIONAL INC. Common 037899101 4812 150375 SH Sole 149775 600 D AQUILA INC Common 03840J106 4861 197200 SH Sole 197200 D ARCH COAL INC. Common 039380100 6416 247990 SH Sole 247200 790 D ASM LITHOGRAPHY HOLDING NV Common N07059111 601 27000 SH Sole 27000 D AT&T WIRELESS GROUP Common 001957406 275 16819 SH Sole 16819 D AUDIOCODES LTD ORD Common M15342104 167 23600 SH Sole 23600 D AVIRON Common 053762100 12701 222820 SH Sole 222220 600 D AVOCENT CORP Common 053893103 2491 109475 SH Sole 109475 D B.J. SERVICES CO. Common 055482103 73373 2530120 SH Sole 2413910 116210 D BANK OF NEW YORK CO. INC. Common 064057102 103325 2152595 SH Sole 1831665 320930 686 14300 SH Defined DB 14300 D BARR LABORATORIES INC. Common 068306109 10871 157100 SH Sole 156800 300 D BAXTER INTERNATIONAL INC Common 071813109 341571 6763790 SH Sole 6181270 582520 722 14300 SH Defined DB 14300 D BECTON DICKINSON & CO Common 075887109 13111 366345 SH Sole 362300 4045 D BED BATH & BEYOND INC Common 075896100 15859 508305 SH Sole 503500 4805 D BEST BUY COMPANY INC. Common 086516101 199173 3135595 SH Sole 2859280 276315 476 7500 SH Defined DB 7500 D BIOGEN INC. Common 090597105 15009 276105 SH Sole 274000 2105 D BISYS GROUP INC. Common 055472104 38862 658685 SH Sole 625685 33000 D BLYTH INDUSTRIES INC. Common 09643P108 6018 234075 SH Sole 233450 625 D BMC SOFTWARE INC. Common 055921100 20495 909265 SH Sole 887300 21965 D BOSTON PRIVATE FINANCIAL HOLDI Common 101119105 4639 207100 SH Sole 207100 D BRINKER INTERNATIONAL INC Common 109641100 68043 2632240 SH Sole 2272150 360090 336 13000 SH Defined DB 13000 D BROOKS AUTOMATION INC Common 11434A100 5134 111360 SH Sole 110900 460 D CABOT OIL & GAS CORP-CL A Common 127097103 2928 120000 SH Sole 120000 D CALIFORNIA PIZZA KITCHEN INC. Common 13054D109 7780 334605 SH Sole 333490 1115 D CALPINE CORP. Common 131347106 270930 7167460 SH Sole 6943615 223845 D CARDINAL HEALTH INC. Common 14149Y108 291900 4230435 SH Sole 3858583 371852 721 10450 SH Defined DB 10450 D CAREER EDUCATION CORP Common 141665109 16248 271255 SH Sole 270600 655 D CAREMARK RX INC Common 141705103 20983 1275580 SH Sole 1262550 13030 D CASTLE CONVERTIBLE FUND INC Common 148443104 10885 446126 SH Sole 446126 66 2700 SH Other ND 2700 D CEC ENTERTAINMENT, INC. Common 125137109 11639 235850 SH Sole 235400 450 D CELGENE CORP Common 151020104 1459 50585 SH Sole 50500 85 D CEPHALON INC Common 156708109 19802 280875 SH Sole 274995 5880 D CERAGON NETWORKS LTD. Common M22013102 169 54550 SH Sole 54550 D CERNER CORP. Common 156782104 4198 99950 SH Sole 99950 D CHARLES RIVER LABORATORIES INT Common 159864107 6113 179800 SH Sole 179800 D CHARLES SCHWAB CORP Common 808513105 74104 4705030 SH Sole 4234920 470110 287 18200 SH Defined DB 18200 D CHARTER COMMUNICATIONS INC Common 16117M107 3715 159100 SH Sole 155600 3500 D CHECK POINT SOFTWARE TECHNOLOG Common M22465104 536 10600 SH Sole 10600 D CHEESECAKE FACTORY INC Common 163072101 19004 671522 SH Sole 670637 885 D CHINA MOBILE HONG KONG LTD SPO Common 16941M109 750 28000 SH Sole 28000 D CHOICEPOINT INC. Common 170388102 7594 180600 SH Sole 178500 2100 D CHURCH & DWIGHT CO INC. Common 171340102 9698 381075 SH Sole 380400 675 D CIRRUS LOGIC INC. Common 172755100 5951 258400 SH Sole 258400 D CISCO SYSTEMS INC Common 17275R102 217410 11945615 SH Sole 10883907 1061708 535 29400 SH Defined DB 29400 252 13860 SH Other ND 13860 D CITIGROUP INC. Common 172967101 483245 9145443 SH Sole 8165261 980182 1749 33100 SH Defined DB 33100 D COACH INC Common 189754104 11136 292660 SH Sole 292100 560 D COMCAST CORP-SPECIAL CL A Common 200300200 185141 4265916 SH Sole 3811866 454050 838 19300 SH Defined DB 19300 D CONCORD EFS INC. Common 206197105 42828 823465 SH Sole 813500 9965 D CONSTELLATION BRANDS INC-A Common 21036P108 9897 241400 SH Sole 241400 D CONTINENTAL AIRLINES INC-CL B Common 210795308 6225 126400 SH Sole 124400 2000 D COOPER CAMERON CORP. Common 216640102 46531 833880 SH Sole 823850 10030 D CORINTHIAN COLLEGES INC. Common 218868107 19238 408700 SH Sole 407750 950 D CORPORATE EXECUTIVE BOARD CO. Common 21988R102 16262 387180 SH Sole 386485 695 D CROSSWAVE COMMUNICATIONS INC A Common 227686102 214 95000 SH Sole 95000 D CV THERAPEUTICS INC. Common 126667104 2850 50000 SH Sole 50000 D CYTYC CORP Common 232946103 12500 542300 SH Sole 541300 1000 D D.R. 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LTD - Common 881624209 38807 622900 SH Sole 610850 12050 D TEXACO INC Common 881694103 50796 762010 SH Sole 719350 42660 9 132 SH Other ND 132 D TMP WORLDWIDE INC. Common 872941109 54150 902495 SH Sole 887850 14645 D TOLL BROTHERS INC. Common 889478103 6856 174400 SH Sole 174400 D TOYS R US INC Common 892335100 50340 2033925 SH Sole 1682175 351750 337 13600 SH Defined DB 13600 D TRANSOCEAN SEDCO FOREX INC Common G90078109 225653 5470371 SH Sole 5099697 370674 299 7250 SH Defined DB 7250 D TWEETER HOME & ENTERTAINMENT G Common 901167106 6320 179045 SH Sole 179000 45 D TYCO INTERNATIONAL LTD NEW Common 902124106 405076 7431215 SH Sole 6909574 521641 771 14150 SH Defined DB 14150 D UCBH HOLDINGS INC Common 90262T308 6034 198800 SH Sole 198100 700 D UNILAB CORPORATION Common 904763208 756 30000 SH Sole 30000 D UNITED PAN-EUROPE CL A - ADR Common 911300200 50 20000 SH Sole 20000 D UNITED TECHNOLOGIES CORP. 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Common 941848103 42744 1548120 SH Sole 1430150 117970 124 4500 SH Defined DB 4500 D WELLS FARGO & CO NEW Common 949746101 562 12100 SH Sole 12100 D WESTERGAARD.COM INC Common 957556103 0 10000 SH Other ND 10000 D XCEL ENERGY INC Common 98389B100 1279 44950 SH Sole 44950 D YANKEE CANDLE COMPANY INC Common 984757104 3168 166800 SH Sole 166200 600 D APACHE CORP DEPOSITORY SHARES Conv Pref. 037411600 876 20000 SH Sole 20000 D CALPINE CAPITAL III 5.00% CONV Conv Pref. 13134R201 1394 25000 SH Sole 25000 D CANADIAN NATL RWY CO PFD CONV Conv Pref. 136375409 1745 31000 SH Sole 31000 D COLTEC CAPITAL TRUST PFD CONV Conv Pref. 196878409 1801 42000 SH Sole 42000 D CONTINENTAL AIRLINES CAP TR PF Conv Pref. 210796207 1237 25000 SH Sole 25000 D COX COMMUNICATIONS INC NEW INC Conv Pref. 224044305 870 15000 SH Sole 15000 D COX COMMUNICATIONS PRIZES Conv Pref. 224044503 881 15000 SH Sole 15000 D DOMINION RESOURCES 9.5% PREMIU Conv Pref. 25746U208 863 15000 SH Sole 15000 D EL PASO ENERGY CAPITAL TRUST I Conv Pref. 283678209 1085 16500 SH Sole 16500 D EMMIS BROADCASTING CORP PFD CO Conv Pref. 291525202 1151 24000 SH Sole 24000 D ENTERCOM COMMUNICATIONS CAP TR Conv Pref. 29363P104 1332 20000 SH Sole 20000 D EXPRESS SCRIPTS AUTOMATIC EXCH Conv Pref. 302181201 513 5000 SH Sole 5000 D HANNOVER COMPRESSOR CAP TRUST Conv Pref. 41076M203 992 10000 SH Sole 10000 D MIRANT TRUST I-6.25% Conv Pref. 60467Q102 864 12000 SH Sole 12000 D NEWFIELD FINANCIAL TRUST I 6.5 Conv Pref. 651291205 1931 36100 SH Sole 36100 D TIMET CAPITAL TRUST I CONV PFR Conv Pref. 887381408 612 25000 SH Sole 25000 D UNION PACIFIC CAPITAL TRUST TE Conv Pref. 907824403 1658 35000 SH Sole 35000 D UNOCAL CAPITAL TRUST-6.25% Conv Pref. 91528T207 1915 40000 SH Sole 40000 D WEATHERFORD - EVI INC 5% CONV Conv Pref. 268939402 1711 35000 SH Sole 35000 D WENDY'S FINANCING I-$2.50 TERM Conv Pref. 950588202 1934 36500 SH Sole 36500 D ALGER FUND LARGECAP GROWTH CL Mutual Funds 015565856 4528 405327.261SH Other ND 405327.261 D ALGER SMALL CAP PORTFOLIO CL A Mutual Funds 015565872 1634 366413.332SH Other ND 366413.332 D SPECTRA FUND INC CL N Mutual Funds 847561107 229 30761.952SH Sole 30761.952 560 75416.521SH Other ND 75416.521 D THE ALGER FUND CAPITAL APPREC Mutual Funds 015565849 142 14618.189SH Other ND 14618.189 D THE ALGER AMERICAN ASSET GROWT Mutual Funds 985109999 4983 225079.388SH Other ND 225079.388 D THE ALGER AMERICAN FUND GROWTH Mutual Funds 015544505 1884 47501.457SH Other ND 47501.457 D THE ALGER AMERICAN FUND SMALL Mutual Funds 015544406 863 46584.861SH Other ND 46584.861 D THE ALGER FUND LARGECAP GROWTH Mutual Funds 015565609 274 25632.929SH Other ND 25632.929 D THE ALGER FUND SMALL CAP CL B Mutual Funds 015565500 104 24503.952SH Other ND 24503.952 D DIGITAL CHINA HOLDINGS LTD Common 635186 26 50600 SH Sole 50600 D LEGEND HOLDINGS Common 6218089 284 506000 SH Sole 506000 D NTT DOCOMO INC Common 6129277 609 35 SH Sole 35 D ADVA OPTICAL NETWORKING AD VPV Common 5653487 58 13100 SH Sole 13100 S REPORT SUMMARY 351 DATA RECORDS 14178228 2 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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