-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mbad2L5A2LbQRbMJRe0aZ4KioC1xoFr/lJmBD+da0RVa4gOLxjNzqoAGvvqjeKi/ oIN6MRKPHyWVjX72IUfYag== 0000930413-02-000141.txt : 20020414 0000930413-02-000141.hdr.sgml : 20020413 ACCESSION NUMBER: 0000930413-02-000141 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALGER FRED MANAGEMENT INC CENTRAL INDEX KEY: 0000003520 IRS NUMBER: 13510833 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00869 FILM NUMBER: 02514702 BUSINESS ADDRESS: STREET 1: 1 WORLD TRADE CENTER STREET 2: SUITE 9333 CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 2128068800 MAIL ADDRESS: STREET 1: 75 MAIDEN LANE CITY: NEW YORK STATE: NY ZIP: 10038 FORMER COMPANY: FORMER CONFORMED NAME: ALGER FRED & CO INC DATE OF NAME CHANGE: 19600201 13F-HR 1 c22889_13fhr-.txt QUARTERLY HOLDINGS Fred Alger Management Inc. FORM 13F FRED ALGER & CO., INC. December 31, 2001
Voting Authority -------------------------- Title Value Shares/ Sh/ Put/ Invstmt Name of Issuer of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D ABBOTT LABORATORIES Common 002824100 92393 1657270 SH Sole 1656225 1045 D ABERCROMBIE & FITCH CO Common 002896207 73775 2780815 SH Sole 2513950 266865 361 13600 SH Defined DB 13600 D ACCENTURE LTD.-CL A Common G1150G111 15646 581200 SH Sole 574100 7100 D ACCREDO HEALTH INC Common 00437V104 11817 297655 SH Sole 297575 80 D ACE LTD Common G0070K103 6898 171800 SH Sole 171800 D ACTION PERFORMANCE COS INC Common 004933107 13280 433850 SH Sole 433750 100 D ACTIVISION INC NEW Common 004930202 4049 155675 SH Sole 155675 D ADOBE SYSTEMS INC. Common 00724F101 14067 453050 SH Sole 443350 9700 D AFC ENTERPRIZES Common 00104Q107 7245 255200 SH Sole 255100 100 D AFFILIATED COMPUTER SVCS INC C Common 008190100 74798 704775 SH Sole 634650 70125 382 3600 SH Defined DB 3600 D AFFILIATED MANAGERS GROUP INC. Common 008252108 10906 154740 SH Sole 154740 D AIRGATE PCS INC Common 009367103 3580 78600 SH Sole 78600 D ALAMOSA HOLDINGS INC Common 011589108 6443 540100 SH Sole 539950 150 D ALKERMES INC. Common 01642T108 6991 265230 SH Sole 265200 30 D ALLERGAN INC. Common 018490102 57798 770130 SH Sole 705000 65130 225 3000 SH Defined DB 3000 D ALPHA INDUSTRIES INC-DEL Common 020753109 7435 341050 SH Sole 341050 D AMAZON COM INC. Common 023135106 21150 1954745 SH Sole 1913750 40995 D AMDOCS LIMITED Common G02602103 52245 1537960 SH Sole 1526000 11960 D AMERICAN ELECTRIC POWER CO INC Common 025537101 1236 28400 SH Sole 28400 D AMERICAN HOME PRODUCTS CORP Common 026609107 202560 3301180 SH Sole 2978470 322710 884 14400 SH Defined DB 14400 D AMERICAN INTERNATIONAL GROUP I Common 026874107 306150 3855789 SH Sole 3569350 286439 893 11250 SH Defined DB 11250 D AMERICAN ITALIAN PASTA CO-CL A Common 027070101 9677 230230 SH Sole 230230 D AMERISOURCEBERGEN CORP Common 03073E105 202012 3178788 SH Sole 2924873 253915 855 13450 SH Defined DB 13450 D AMGEN INC Common 031162100 164908 2921821 SH Sole 2639301 282520 536 9500 SH Defined DB 9500 D AMKOR TECHNOLOGY INC Common 031652100 2013 125600 SH Sole 120150 5450 D ANADARKO PETROLEUM CORP. Common 032511107 2666 46900 SH Sole 46900 D ANALOG DEVICES INC Common 032654105 43165 972400 SH Sole 970900 1500 D ANHEUSER-BUSCH COS INC Common 035229103 43596 964300 SH Sole 964300 D ANTHEM INC Common 03674B104 25205 509200 SH Sole 505600 3600 D AOL TIME WARNER INC. Common 00184A105 116609 3632692 SH Sole 3325943 306749 331 10300 SH Defined DB 10300 D APPLEBEES INTERNATIONAL INC. Common 037899101 10358 302880 SH Sole 302825 55 D ARQULE INC Common 04269E107 5437 319800 SH Sole 319700 100 D AT&T WIRELESS SERVICES INC. Common 00209A106 242 16819 SH Sole 16819 D B.J. SERVICES CO. Common 055482103 57963 1786240 SH Sole 1699730 86510 D BARNES & NOBLE INC. Common 067774109 84728 2862430 SH Sole 2635055 227375 361 12200 SH Defined DB 12200 D BARR LABORATORIES INC. Common 068306109 3821 48150 SH Sole 48150 D BAXTER INTERNATIONAL INC Common 071813109 204670 3816334 SH Sole 3553004 263330 526 9800 SH Defined DB 9800 D BED BATH & BEYOND INC Common 075896100 44602 1315685 SH Sole 1194300 121385 210 6200 SH Defined DB 6200 D BEST BUY COMPANY INC. Common 086516101 153907 2066422 SH Sole 1849317 217105 618 8300 SH Defined DB 8300 D BIOGEN INC. Common 090597105 37911 661050 SH Sole 602850 58200 172 3000 SH Defined DB 3000 D BISYS GROUP INC. Common 055472104 89043 1391520 SH Sole 1320090 71430 221 3450 SH Defined DB 3450 D BMC SOFTWARE INC. Common 055921100 28978 1770160 SH Sole 1743700 26460 D BORLAND SOFTWARE CORP Common 099849101 10480 669225 SH Sole 669025 200 D BOSTON PRIVATE FINANCIAL HOLDI Common 101119105 4770 216150 SH Sole 216150 D BOSTON SCIENTIFIC CORP Common 101137107 27236 1129180 SH Sole 998375 130805 170 7050 SH Defined DB 7050 D BRINKER INTERNATIONAL INC Common 109641100 96055 3227641 SH Sole 2972446 255195 387 13000 SH Defined DB 13000 D BROCADE COMMUNICATIONS SYS INC Common 111621108 52944 1598550 SH Sole 1414900 183650 328 9900 SH Defined DB 9900 D CAPITAL ONE FINANCIAL CORP. Common 14040H105 88623 1642695 SH Sole 1454810 187885 405 7500 SH Defined DB 7500 D CARDINAL HEALTH INC. Common 14149Y108 167612 2592208 SH Sole 2447397 144811 162 2500 SH Defined DB 2500 D CAREER EDUCATION CORP Common 141665109 22729 663050 SH Sole 663050 D CAREMARK RX INC Common 141705103 39246 2406275 SH Sole 2018825 387450 328 20100 SH Defined DB 20100 D CASTLE CONVERTIBLE FUND INC Common 148443104 10796 446126 SH Sole 446126 65 2700 SH Other ND 2700 D CENDANT CORP Common 151313103 51312 2616600 SH Sole 2411900 204700 D CEPHALON INC Common 156708109 27984 370230 SH Sole 370200 30 D CERUS CORP Common 157085101 4696 102650 SH Sole 102650 D CHARLES RIVER LABORATORIES INT Common 159864107 30455 909650 SH Sole 909550 100 D CHARTER COMMUNICATIONS INC Common 16117M107 4669 284150 SH Sole 270900 13250 D CHECK POINT SOFTWARE TECHNOLOG Common M22465104 9270 232400 SH Sole 226100 6300 D CHEESECAKE FACTORY INC Common 163072101 3833 110250 SH Sole 110250 D CHEVRONTEXACO CORP Common 166764100 59360 662427 SH Sole 622334 40093 9 101 SH Other ND 101 D CHICO'S FASHION INC Common 168615102 26798 675015 SH Sole 595615 79400 167 4200 SH Defined DB 4200 D CHINA MOBILE HONG KONG LTD SPO Common 16941M109 227 13000 SH Sole 13000 D CHOICEPOINT INC. Common 170388102 19650 387650 SH Sole 385550 2100
1
Voting Authority -------------------------- Title Value Shares/ Sh/ Put/ Invstmt Name of Issuer of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D CHUBB CORP. Common 171232101 56276 815600 SH Sole 813300 2300 D CHURCH & DWIGHT CO INC. Common 171340102 8858 332650 SH Sole 332500 150 D CIRCUIT CITY STORES CARMAX GRO Common 172737306 9253 406900 SH Sole 406900 D CIRRUS LOGIC INC. Common 172755100 4109 310850 SH Sole 310850 D CISCO SYSTEMS INC Common 17275R102 4118 227390 SH Sole 227390 251 13860 SH Other ND 13860 D CITIGROUP INC. Common 172967101 405562 8034114 SH Sole 7272862 761252 1524 30200 SH Defined DB 30200 D CITRIX SYSTEMS INC Common 177376100 2339 103200 SH Sole 98800 4400 D COACH INC Common 189754104 15855 406750 SH Sole 405600 1150 D COMCAST CORP-SPECIAL CL A Common 200300200 2937 81570 SH Sole 20850 60720 D COMMERCE BANCORP INC./NJ Common 200519106 35748 908690 SH Sole 824500 84190 173 4400 SH Defined DB 4400 D COMPUTER NETWORK TECHNOLOGY CO Common 204925101 5253 295300 SH Sole 295300 D CONCORD EFS INC. Common 206197105 99756 3043183 SH Sole 2709589 333594 404 12312 SH Defined DB 12312 D CONEXANT SYSTEMS Common 207142100 20198 1406550 SH Sole 1392475 14075 D CONSTELLATION BRANDS INC-A Common 21036P108 12382 288970 SH Sole 288970 D CONTINENTAL AIRLINES INC-CL B Common 210795308 15522 592200 SH Sole 589200 3000 D COOPER CAMERON CORP. Common 216640102 14332 355100 SH Sole 348700 6400 D COVANCE INC Common 222816100 10339 455450 SH Sole 455250 200 D CROSS COUNTRY INC Common 22748P105 3175 119800 SH Sole 119800 D CUBIST PHARMACEUTICALS INC Common 229678107 7474 207850 SH Sole 207750 100 D CUMULUS MEDIA INC CL-A Common 231082108 9370 579100 SH Sole 578950 150 D CYTYC CORP Common 232946103 8336 319400 SH Sole 319300 100 D D.R. HORTON INC Common 23331A109 32821 1011130 SH Sole 891020 120110 224 6900 SH Defined DB 6900 D DAL-TILE INTERNATIONAL INC. Common 23426R108 7116 306060 SH Sole 306000 60 D DELL COMPUTER CORP. Common 247025109 148633 5468470 SH Sole 5197250 271220 D DIGENE CORP. Common 253752109 3712 125840 SH Sole 125800 40 D DORAL FINANCIAL CORP Common 25811P100 6520 208900 SH Sole 208900 D DOUBLECLICK INC. Common 258609304 779 68700 SH Sole 65700 3000 D DUANE READE INC Common 263578106 18147 597925 SH Sole 597865 60 D DUPONT PHOTOMASKS INC Common 26613X101 1369 31500 SH Sole 31500 D EBAY INC Common 278642103 447001 6681630 SH Sole 6227260 454370 1124 16800 SH Defined DB 16800 D ECLIPSYS CORP. Common 278856109 12099 722310 SH Sole 715600 6710 D EDO CORP. Common 281347104 1857 70200 SH Sole 70200 D EDUCATION MANAGEMENT CORP Common 28139T101 5760 158900 SH Sole 158900 D ELECTRONICS BOUTIQUE HOLDINGS Common 286045109 8224 205900 SH Sole 205900 D EMC CORP. Common 268648102 9802 729350 SH Sole 729350 D EMULEX CORP NEW Common 292475209 51330 1299170 SH Sole 1139170 160000 340 8600 SH Defined DB 8600 D EXELIXIS INC Common 30161Q104 4176 251250 SH Sole 251200 50 D EXULT INC Common 302284104 10819 674105 SH Sole 674065 40 D EXXON MOBIL CORP Common 30231G102 2925 74440 SH Sole 11890 62550 D FAIR ISAAC & COMPANY INC Common 303250104 22359 354795 SH Sole 349900 4895 D FAMILY DOLLAR STORES INC Common 307000109 27990 933630 SH Sole 833300 100330 156 5200 SH Defined DB 5200 D FEDERAL NATIONAL MORTGAGE ASSN Common 313586109 10367 130400 SH Sole 102300 28100 D FINISAR CORP Common 31787A101 13533 1330725 SH Sole 1330400 325 D FIRST DATA CORP. Common 319963104 304664 3883539 SH Sole 3652359 231180 643 8200 SH Defined DB 8200 D FIRSTENERGY CORP Common 337932107 696 19902 SH Sole 19902 D FISERV INC. Common 337738108 1603 37877 SH Sole 34950 2927 D FLEXTRONICS INTERNATIONAL LTD. Common Y2573F102 46627 1943600 SH Sole 1932600 11000 D FLOWSERVE CORPORATION Common 34354P105 4758 178800 SH Sole 178700 100 D FOREST LABORATORIES INC Common 345838106 65592 800390 SH Sole 737100 63290 D FREDDIE MAC Common 313400301 57418 877950 SH Sole 828300 49650 D FREEMARKETS Common 356602102 23210 968300 SH Sole 959500 8800 D FRNKLIN RESOURCES INC Common 354613101 21970 622900 SH Sole 615000 7900 D GENENTECH INC COM NEW Common 368710406 66718 1229820 SH Sole 1005120 224700 472 8700 SH Defined DB 8700 D GENERAL DYNAMICS CORP Common 369550108 47615 597880 SH Sole 596700 1180 D GENERAL ELECTRIC COMPANY Common 369604103 128431 3204372 SH Sole 3016363 188009 D GENZYME CORP-GENERAL DIVISION Common 372917104 164222 2743430 SH Sole 2732250 11180 D GILEAD SCIENCES INC Common 375558103 28039 426650 SH Sole 421000 5650 D GLOBALSANTAFE CORP Common G3930E101 9275 325200 SH Sole 320200 5000 D GRUPO TELEVISA SA DE CV-GDS Common 40049J206 322 7450 SH Sole 7450 D GUIDANT CORP. Common 401698105 106026 2129035 SH Sole 1782480 346555 662 13300 SH Defined DB 13300 D HCC INSURANCE HOLDINGS INC Common 404132102 6727 244160 SH Sole 244100 60 D HEALTH MANAGEMENT ASSOCIATES Common 421933102 6026 327512 SH Sole 323522 3990 D HOME DEPOT INC Common 437076102 254817 4995440 SH Sole 4455370 540070 1247 24450 SH Defined DB 24450 D HOMESTORE COM INC Common 437852106 2243 623065 SH Sole 611200 11865 D ICOS CORPORATION Common 449295104 37167 647050 SH Sole 593100 53950 161 2800 SH Defined DB 2800 D IDEC PHARMACEUTICALS CORP Common 449370105 86141 1249690 SH Sole 1082465 167225 558 8100 SH Defined DB 8100 D IMMUNEX CORP NEW Common 452528102 157763 5693360 SH Sole 5086560 606800 648 23400 SH Defined DB 23400 D INDYMAC BANCORP INC Common 456607100 15474 661850 SH Sole 661700 150 D INFORMATICA CORP Common 45666Q102 1601 110325 SH Sole 105475 4850 D INTEGRATED CIRCUIT SYSTEMS INC Common 45811K208 6426 284450 SH Sole 284450 D INTEGRATED DEVICE TECHNOLOGY Common 458118106 2087 78500 SH Sole 74200 4300 D INTEL CORP. Common 458140100 60551 1925310 SH Sole 1917240 8070 260 8256 SH Other ND 8256 D INTERCEPT GROUP INC. Common 45845L107 5513 134780 SH Sole 134720 60 D INTERMUNE INC Common 45884X103 18152 368500 SH Sole 261050 107450 281 5700 SH Defined DB 5700 D INTERNATIONAL RECTIFIER CORP Common 460254105 4053 116200 SH Sole 116200 D INTERSIL HLDG CORP CL-A Common 46069S109 35077 1087670 SH Sole 1086420 1250 D INTL BUSINESS MACHINES CORP Common 459200101 1981 16375 SH Sole 16375 D INTL GAME TECHNOLOGY Common 459902102 22187 324850 SH Sole 320950 3900 D INTUIT INC. Common 461202103 224029 5236759 SH Sole 4778844 457915 826 19300 SH Defined DB 19300 D INVESTORS FINANCIAL SERVICES Common 461915100 7232 109235 SH Sole 109190 45 D J P MORGAN CHASE & CO. Common 46625H100 128826 3544050 SH Sole 3544050 D JDS UNIPHASE CORP Common 46612J101 12665 1459100 SH Sole 1341700 117400
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Voting Authority -------------------------- Title Value Shares/ Sh/ Put/ Invstmt Name of Issuer of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D JOHNSON & JOHNSON Common 478160104 244462 4136420 SH Sole 3904320 232100 485 8200 SH Defined DB 8200 D KEYNOTE SYS INC Common 493308100 210 22500 SH Sole 10500 12000 D KING PHARMACEUTICALS Common 495582108 169208 4016339 SH Sole 3773528 242811 451 10700 SH Defined DB 10700 D KOPIN CORP Common 500600101 5263 375960 SH Sole 371200 4760 D L-3 COMMUNICATIONS HOLDINGS IN Common 502424104 29097 323295 SH Sole 318150 5145 D LABORATORY CORP AMER HLDGS Common 50540R409 77572 959460 SH Sole 871645 87815 331 4100 SH Defined DB 4100 D LABRANCHE & CO INC Common 505447102 8060 233900 SH Sole 229300 4600 D LAWSON SOFTWARE Common 520780107 2484 157700 SH Sole 157700 D LEGG MASON INC. Common 524901105 5803 116100 SH Sole 114500 1600 D LENNAR CORP Common 526057104 38666 825850 SH Sole 737150 88700 222 4750 SH Defined DB 4750 D LIFEPOINT HOSPITALS INC Common 53219L109 4414 129685 SH Sole 129620 65 D LINEAR TECHNOLOGY CORP. Common 535678106 36795 942500 SH Sole 902700 39800 D LOWES COMPANIES INC. Common 548661107 180375 3886560 SH Sole 3429910 456650 817 17600 SH Defined DB 17600 D MANOR CARE INC Common 564055101 22103 932220 SH Sole 923200 9020 D MANUGISTICS GROUP INC Common 565011103 6892 326950 SH Sole 323050 3900 D MARSH & McLENNAN COMPANIES INC Common 571748102 26109 242990 SH Sole 231125 11865 D MARVELL TECHNOLOGY GROUP LTD Common G5876H105 32500 907315 SH Sole 805360 101955 190 5300 SH Defined DB 5300 D MATTEL INC Common 577081102 42953 2497250 SH Sole 2183330 313920 287 16700 SH Defined DB 16700 D MAXIM INTEGRATED PRODUCTS INC Common 57772K101 26639 507310 SH Sole 424960 82350 163 3100 SH Defined DB 3100 131 2498 SH Other ND 2498 D MCDATA CORP CL A Common 580031201 16546 675353 SH Sole 670700 4653 D MCKESSON HBOC INC Common 58155Q103 33230 888500 SH Sole 713050 175450 234 6250 SH Defined DB 6250 D MEDIMMUNE INC. Common 584699102 32440 699900 SH Sole 697950 1950 D MEDTRONIC INC. Common 585055106 78920 1541110 SH Sole 1458460 82650 D MERCK & CO INC Common 589331107 105578 1795550 SH Sole 1795550 153 2600 SH Other ND 2600 D MERCURY COMPUTER SYSTEMS INC Common 589378108 5896 150750 SH Sole 150650 100 D MERRILL LYNCH & CO. INC Common 590188108 265573 5095420 SH Sole 4661830 433590 917 17600 SH Defined DB 17600 D MICHAELS STORES INC Common 594087108 87495 2655400 SH Sole 2430800 224600 389 11800 SH Defined DB 11800 D MICROCHIP TECHNOLOGY INC. Common 595017104 39437 1017989 SH Sole 1000350 17639 D MICRON TECHNOLOGY INC. Common 595112103 133718 4313495 SH Sole 3878300 435195 518 16700 SH Defined DB 16700 D MICROSEMI CORP Common 595137100 3955 133170 SH Sole 133170 D MICROSOFT CORP Common 594918104 418293 6313858 SH Sole 5895173 418685 1080 16300 SH Defined DB 16300 D MIRANT CORP Common 604675108 32040 2000000 SH Sole 2000000 D MOHAWK INDUSTRIES INC. 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Voting Authority -------------------------- Title Value Shares/ Sh/ Put/ Invstmt Name of Issuer of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D SANMINA-SCI CORPORATION Common 800907107 14475 727408 SH Sole 724760 2648 D SCIOS INC Common 808905103 5493 231100 SH Sole 231100 D SERVICE CORP INTERNATIONAL Common 817565104 9733 1950450 SH Sole 1949950 500 D SHAW GROUP INC Common 820280105 2849 121220 SH Sole 121150 70 D SIEBEL SYSTEMS INC. 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Common 87967E107 309 49650 SH Sole 48750 900 D TENET HEALTHCARE CORP Common 88033G100 192139 3272123 SH Sole 3013613 258510 617 10500 SH Defined DB 10500 D TERADYNE INC. Common 880770102 1504 49900 SH Sole 47600 2300 D TEVA PHARMACEUTICAL IND. LTD - Common 881624209 7692 124815 SH Sole 122450 2365 D TEXAS INSTRUMENTS INC. Common 882508104 26711 953955 SH Sole 913595 40360 D THQ INC NEW Common 872443403 53225 1098095 SH Sole 990220 107875 276 5700 SH Defined DB 5700 D TIER TECHNOLOGIES INC Common 88650Q100 3435 159300 SH Sole 159300 D TMP WORLDWIDE INC. Common 872941109 8705 202920 SH Sole 176260 26660 56 1300 SH Defined DB 1300 D TOYS R US INC Common 892335100 47429 2286840 SH Sole 2117750 169090 168 8100 SH Defined DB 8100 D TRANSOCEAN SEDCO FOREX INC Common G90078109 36519 1079818 SH Sole 991548 88270 D TRIMERIS INC Common 896263100 6138 136490 SH Sole 136450 40 D TRIQUINT SEMICONDUCTOR INC. Common 89674K103 4501 367100 SH Sole 366900 200 D TYCO INTERNATIONAL LTD NEW Common 902124106 441869 7502022 SH Sole 7003971 498051 972 16500 SH Defined DB 16500 D UCBH HOLDINGS INC Common 90262T308 14253 501150 SH Sole 500975 175 D UNILAB CORPORATION Common 904763208 7137 284350 SH Sole 284350 D UNIVERSAL HEALTH SERVICES INC Common 913903100 18684 436735 SH Sole 427875 8860 D UROLOGIX INC Common 917273104 3693 184200 SH Sole 184200 D UTSTARCOM INC Common 918076100 59401 2084230 SH Sole 1878730 205500 311 10900 SH Defined DB 10900 D VERISIGN INC. Common 92343E102 28558 750740 SH Sole 742300 8440 D VERITAS SOFTWARE CORP Common 923436109 7881 175800 SH Sole 175800 D VIACOM INC-CL B Common 925524308 65512 1483860 SH Sole 1385500 98360 163 3700 SH Defined DB 3700 D WAL-MART STORES INC Common 931142103 372179 6467055 SH Sole 5925450 541605 1321 22950 SH Defined DB 22950 D WASHINGTON MUTUAL INC Common 939322103 1400 42800 SH Sole 900 41900 D WATERS CORP. Common 941848103 26861 693195 SH Sole 659400 33795 105 2700 SH Defined DB 2700 D WELLS FARGO & CO NEW Common 949746101 513 11800 SH Sole 11800 D WESTERGAARD.COM INC Common 957556103 0 10000 SH Other ND 10000 D XCEL ENERGY INC Common 98389B100 1247 44950 SH Sole 44950 D YANKEE CANDLE COMPANY INC Common 984757104 12866 567800 SH Sole 567700 100 D ZIMMER HOLDINGS INC Common 98956P102 388 12695 SH Sole 12695 D ZORAN CORP. Common 98975F101 10758 329600 SH Sole 329600 D ANTHEM INC 6.0% 11/15/04 SERIE Conv Pref. 03674B203 1280 20000 SH Sole 20000 D APACHE CORP DEPOSITORY SHARES Conv Pref. 037411600 918 20000 SH Sole 20000 D CALPINE CAP TRUST III CONV PFD Conv Pref. 13134R300 607 18000 SH Sole 18000 D CANADIAN NATL RWY CO PFD CONV Conv Pref. 136375409 2030 31000 SH Sole 31000 D CENDANT CORP 7.75% CONV PFD Conv Pref. 151313889 1061 22000 SH Sole 22000 D COLTEC CAPITAL TRUST PFD CONV Conv Pref. 196878409 1507 42000 SH Sole 42000 D DOMINION RESOURCES 9.5% PREMIU Conv Pref. 25746U208 896 15000 SH Sole 15000 D DUKE ENERGY CORP. (PRFD) Conv Pref. 264399585 975 37000 SH Sole 37000 D ENTERCOM COMMUNICATIONS CAP TR Conv Pref. 29363P104 1235 20000 SH Sole 20000 D EXPRESS SCRIPTS AUTOMATIC EXCH Conv Pref. 302181201 450 5000 SH Sole 5000 D HANNOVER COMPRESSOR CAP TRUST Conv Pref. 41076M203 761 10000 SH Sole 10000 D NEWFIELD FINANCIAL TRUST I 6.5 Conv Pref. 651291205 1961 36100 SH Sole 36100 D NORTHROP GRUMMAN CORP Conv Pref. 666807409 446 4000 SH Sole 4000 D NRG ENERGY INC 6.5% 05/18/04 S Conv Pref. 629377201 915 52000 SH Sole 52000 D PRUDENTIAL FINANCIAL INC 6.75% Conv Pref. 744320201 873 15000 SH Sole 15000 D RATHEON CO EQUITY SEC UNITS Conv Pref. 755111606 836 15000 SH Sole 15000 D SOLECTRON CORP 7.25% CONV PFD Conv Pref. 834182206 1146 40000 SH Sole 40000 D TXI CAPITAL TRUST I PFD SECS Conv Pref. 873119200 1091 30000 SH Sole 30000 D UNION PACIFIC CAPITAL TRUST TE Conv Pref. 907824403 1900 40000 SH Sole 40000 D UNOCAL CAPITAL TRUST-6.25% Conv Pref. 91528T207 995 20000 SH Sole 20000 D WASHINGTON MUTUAL INC 5.375% C Conv Pref. 939322848 476 10000 SH Sole 10000 D WEATHERFORD - EVI INC 5% CONV Conv Pref. 268939402 1614 35000 SH Sole 35000 D WENDY'S FINANCING I-$2.50 TERM Conv Pref. 950588202 2126 36500 SH Sole 36500 D XEROX CAP PFD SECS CONV 144A Conv Pref. 98411F202 702 10000 SH Sole 10000 D ALGER FUND LARGECAP GROWTH CL Mutual Funds 015565856 3539 342576.436SH Other ND 342576.436 D ALGER MIDCAP GROWTH PORT. CL A Mutual Funds 015565864 418 54253.617SH Other ND 54253.617 D ALGER SMALL CAP PORTFOLIO CL A Mutual Funds 015565872 702 178672.993SH Other ND 178672.993 D SPECTRA FUND INC CL N Mutual Funds 847561107 215 30761.952SH Sole 30761.952 612 87661.191SH Other ND 87661.191 D THE ALGER FUND CAPITAL APPREC Mutual Funds 015565849 1304 143881.883SH Other ND 143881.883 D THE ALGER AMERICAN ASSET GROWT Mutual Funds 985109999 4643 225079.388SH Other ND 225079.388 D THE ALGER AMERICAN FUND GROWTH Mutual Funds 015544505 1740 47308.031SH Other ND 47308.031 D THE ALGER AMERICAN FUND SMALL Mutual Funds 015544406 768 46395.104SH Other ND 46395.104 D THE ALGER FUND CAPITAL APPREC. Mutual Funds 015565880 106 12234.898SH Other ND 12234.898 D LEGEND HOLDINGS Common 6218089 232 456000 SH Sole 456000 D NINTENDO CO. LTD. Common 6639550 228 1300 SH Sole 1300 D NTT DOCOMO INC Common 6129277 294 25 SH Sole 25 S REPORT SUMMARY 381 DATA RECORDS 12355906 2 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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