-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GALM4A3B7bhnpSEgw/K+tYWC2yb3Mc7bDVLYVFVL9NCP6CTBsU47h+0ndVBGSsWq RzviHfSbOY0m9lZkBTDCsA== 0000930413-02-001204.txt : 20020416 0000930413-02-001204.hdr.sgml : 20020416 ACCESSION NUMBER: 0000930413-02-001204 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020410 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALGER FRED MANAGEMENT INC CENTRAL INDEX KEY: 0000003520 IRS NUMBER: 13510833 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00869 FILM NUMBER: 02607457 BUSINESS ADDRESS: STREET 1: 1 WORLD TRADE CENTER STREET 2: SUITE 9333 CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 2128068800 MAIL ADDRESS: STREET 1: 75 MAIDEN LANE CITY: NEW YORK STATE: NY ZIP: 10038 FORMER COMPANY: FORMER CONFORMED NAME: ALGER FRED & CO INC DATE OF NAME CHANGE: 19600201 13F-HR 1 c24034_13fhr-.txt QUARTERLY HOLDINGS Fred Alger Management Inc. FORM 13F FRED ALGER MANAGEMENT March 31, 2002
Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D ABBOTT LABORATORIES Common 002824100 98127 1865525 SH Sole 1719940 145585 310 5900 SH Defined DB 5900 D ABERCROMBIE & FITCH CO Common 002896207 89556 2907652 SH Sole 2668682 238970 419 13600 SH Defined DB 13600 D ACCREDO HEALTH INC Common 00437V104 16753 292520 SH Sole 292450 70 D ACTION PERFORMANCE COS INC Common 004933107 14440 293190 SH Sole 293090 100 D ACTIVISION INC NEW Common 004930202 25103 841545 SH Sole 841545 D ADMINISTAFF INC Common 007094105 9958 360415 SH Sole 360415 D ADOBE SYSTEMS INC. Common 00724F101 24340 604130 SH Sole 536060 68070 157 3900 SH Defined DB 3900 D ADVANCE AUTO PARTS Common 00751Y106 5400 117400 SH Sole 117400 D AFC ENTERPRIZES Common 00104Q107 7995 239015 SH Sole 238915 100 D AFFILIATED COMPUTER SVCS INC C Common 008190100 82196 1464380 SH Sole 1324380 140000 449 8000 SH Defined DB 8000 D AFFILIATED MANAGERS GROUP INC. Common 008252108 10338 143925 SH Sole 143925 D AGILENT TECHNOLOGIES INC Common 00846U101 48646 1391465 SH Sole 1239370 152095 297 8500 SH Defined DB 8500 D AIR PRODUCTS & CHEMICALS INC Common 009158106 16628 321930 SH Sole 282410 39520 118 2280 SH Defined DB 2280 D ALCON INC Common H01301102 38555 1139000 SH Sole 1139000 D ALKERMES INC. Common 01642T108 3559 136585 SH Sole 136555 30 D ALLERGAN INC. Common 018490102 29807 461050 SH Sole 461050 D ALPHA INDUSTRIES INC-DEL Common 020753109 4874 319605 SH Sole 319605 D ALTERA CORP Common 021441100 44837 2050175 SH Sole 1993025 57150 D AMERICAN ELECTRIC POWER CO INC Common 025537101 1309 28400 SH Sole 28400 D AMERICAN INTERNATIONAL GROUP I Common 026874107 105270 1459240 SH Sole 1391105 68135 148 2050 SH Defined DB 2050 D AMERICAN ITALIAN PASTA CO-CL A Common 027070101 9788 215585 SH Sole 215585 D AMERISOURCEBERGEN CORP Common 03073E105 109741 1606745 SH Sole 1467880 138865 543 7950 SH Defined DB 7950 D AMETEK INC Common 031100100 4279 115000 SH Sole 115000 D AMGEN INC Common 031162100 21020 352210 SH Sole 351915 295 D AMKOR TECHNOLOGY INC Common 031652100 2622 117535 SH Sole 111785 5750 D AMN HEALTHCARE SERVICES INC Common 001744101 4174 155150 SH Sole 155150 D ANADARKO PETROLEUM CORP. Common 032511107 21334 378000 SH Sole 378000 D ANALOG DEVICES INC Common 032654105 22585 501445 SH Sole 501445 D ANHEUSER-BUSCH COS INC Common 035229103 68908 1320075 SH Sole 1226375 93700 D ANN TAYLOR STORES CORP. Common 036115103 4032 93300 SH Sole 93300 D ANTHEM INC Common 03674B104 36425 632705 SH Sole 632705 D AOL TIME WARNER INC. Common 00184A105 41153 1740087 SH Sole 1737023 3064 D APACHE CORP Common 037411105 7650 134500 SH Sole 134500 D APOLLO GROUP INC CL A Common 037604105 29663 553940 SH Sole 494010 59930 187 3500 SH Defined DB 3500 D APPLEBEES INTERNATIONAL INC. Common 037899101 8370 230580 SH Sole 230525 55 D APPLIED MATERIALS INC Common 038222105 122694 2260815 SH Sole 2062400 198415 450 8300 SH Defined DB 8300 D ARQULE INC Common 04269E107 3386 268095 SH Sole 267995 100 D ARVINMERITOR INC Common 043353101 11376 398455 SH Sole 353605 44850 74 2600 SH Defined DB 2600 D ASM INTERNATIONAL N.V. Common N07045102 466 17855 SH Sole 17315 540 D AT&T WIRELESS SERVICES INC. Common 00209A106 151 16819 SH Sole 16819 D AUTODESK INC. Common 052769106 24802 531210 SH Sole 471410 59800 163 3500 SH Defined DB 3500 D AUTOZONE INC Common 053332102 30091 437055 SH Sole 399305 37750 148 2150 SH Defined DB 2150 D AVERY DENNISON CORP Common 053611109 40680 666555 SH Sole 630455 36100 128 2100 SH Defined DB 2100 D B.J. SERVICES CO. Common 055482103 53417 1549680 SH Sole 1549680 D BARNES & NOBLE INC. Common 067774109 45668 1473630 SH Sole 1331695 141935 251 8100 SH Defined DB 8100 D BARR LABORATORIES INC. Common 068306109 2943 44720 SH Sole 44720 D BAXTER INTERNATIONAL INC Common 071813109 280361 4710361 SH Sole 4500081 210280 423 7100 SH Defined DB 7100 D BED BATH & BEYOND INC Common 075896100 38368 1136823 SH Sole 1031408 105415 209 6200 SH Defined DB 6200 D BEMIS COMPANY Common 081437105 21259 391150 SH Sole 352600 38550 87 1600 SH Defined DB 1600 D BEST BUY COMPANY INC. Common 086516101 69257 874459 SH Sole 818809 55650 174 2200 SH Defined DB 2200 D BIOGEN INC. Common 090597105 5225 106500 SH Sole 106500 D BISYS GROUP INC. Common 055472104 81740 2318855 SH Sole 2203280 115575 243 6900 SH Defined DB 6900 D BLACK & DECKER CORP. Common 091797100 16841 361860 SH Sole 307160 54700 158 3400 SH Defined DB 3400 D BLOCKBUSTER INC Common 093679108 12255 522150 SH Sole 522150 D BMC SOFTWARE INC. Common 055921100 27699 1424125 SH Sole 1424125 D BOEING CO Common 097023105 44681 926025 SH Sole 869225 56800 D BORLAND SOFTWARE CORP Common 099849101 8324 639810 SH Sole 639360 450 D BOSTON SCIENTIFIC CORP Common 101137107 27585 1099450 SH Sole 979695 119755 177 7050 SH Defined DB 7050 D BRINKER INTERNATIONAL INC Common 109641100 66697 2057928 SH Sole 1891343 166585 308 9500 SH Defined DB 9500 D BROCADE COMMUNICATIONS SYS INC Common 111621108 65365 2420917 SH Sole 2153547 267370 405 15000 SH Defined DB 15000 D CAMINUS CORP Common 133766105 8986 399400 SH Sole 399400 D CAPITAL ONE FINANCIAL CORP. Common 14040H105 128119 2006566 SH Sole 1823186 183380 524 8200 SH Defined DB 8200 D CAREER EDUCATION CORP Common 141665109 20198 510040 SH Sole 510040
1
Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D CARNIVAL CORP Common 143658102 3405 104300 SH Sole 2900 101400 D CASTLE CONVERTIBLE FUND INC Common 148443104 11064 446126 SH Sole 446126 67 2700 SH Other ND 2700 D CENDANT CORP Common 151313103 47273 2462120 SH Sole 2462120 D CEPHALON INC Common 156708109 57482 912420 SH Sole 849660 62760 227 3600 SH Defined DB 3600 D CERUS CORP Common 157085101 5159 96300 SH Sole 96300 D CHARLES RIVER LABORATORIES INT Common 159864107 14363 463310 SH Sole 463210 100 D CHECK POINT SOFTWARE TECHNOLOG Common M22465104 831 27350 SH Sole 25950 1400 D CHEVRONTEXACO CORP Common 166764100 120193 1331479 SH Sole 1331479 9 101 SH Other ND 101 D CHICO'S FASHION INC Common 168615102 41566 1233404 SH Sole 1094194 139210 270 8000 SH Defined DB 8000 D CHINA MOBILE HONG KONG LTD SPO Common 16941M109 162 10500 SH Sole 10500 D CHOICEPOINT INC. Common 170388102 18947 328940 SH Sole 328940 D CHRISTOPHER & BANKS CORP Common 171046105 4307 131125 SH Sole 131125 D CHUBB CORP. Common 171232101 54917 751260 SH Sole 720760 30500 D CHURCH & DWIGHT CO INC. Common 171340102 4824 163750 SH Sole 163600 150 D CIRCUIT CITY STORES CARMAX GRO Common 172737306 7051 272650 SH Sole 272650 D CIRRUS LOGIC INC. Common 172755100 10629 563295 SH Sole 563295 D CISCO SYSTEMS INC Common 17275R102 23221 1371615 SH Sole 1366415 5200 235 13860 SH Other ND 13860 D CITIGROUP INC. Common 172967101 198711 4012733 SH Sole 3927183 85550 168 3400 SH Defined DB 3400 D CITRIX SYSTEMS INC Common 177376100 1013 58600 SH Sole 55800 2800 D CLEAR CHANNEL COMMUNICATIONS I Common 184502102 58390 1135775 SH Sole 1009075 126700 375 7300 SH Defined DB 7300 D COACH INC Common 189754104 9044 178355 SH Sole 178295 60 D COMMERCE BANCORP INC./NJ Common 200519106 31254 696086 SH Sole 621126 74960 198 4400 SH Defined DB 4400 D COMPAQ COMPUTER CORP Common 204493100 1104 105600 SH Sole 99900 5700 0 36 SH Other ND 36 D COMPUTER NETWORK TECHNOLOGY CO Common 204925101 3656 276550 SH Sole 276550 D CONCORD EFS INC. Common 206197105 120819 3633651 SH Sole 3388369 245282 330 9912 SH Defined DB 9912 D CONEXANT SYSTEMS Common 207142100 22681 1882200 SH Sole 1877350 4850 D CONSTELLATION BRANDS INC-A Common 21036P108 11616 211360 SH Sole 211360 D CONTINENTAL AIRLINES INC-CL B Common 210795308 12557 443400 SH Sole 443400 D COOPER CAMERON CORP. Common 216640102 58997 1154310 SH Sole 1073810 80500 235 4600 SH Defined DB 4600 D COPART INC. Common 217204106 2081 116000 SH Sole 116000 D CORINTHIAN COLLEGES INC. Common 218868107 11080 219195 SH Sole 219150 45 D CORPORATE EXECUTIVE BOARD CO. Common 21988R102 4412 117615 SH Sole 117615 D COVANCE INC Common 222816100 12399 611395 SH Sole 611195 200 D CROMPTON CORPORATION Common 227116100 8892 720025 SH Sole 720025 D CROSS COUNTRY INC Common 22748P105 5490 203350 SH Sole 203350 D CUMULUS MEDIA INC CL-A Common 231082108 11033 616370 SH Sole 616220 150 D CYTYC CORP Common 232946103 3779 140375 SH Sole 140275 100 D D.R. HORTON INC Common 23331A109 49144 1303559 SH Sole 1192749 110810 260 6900 SH Defined DB 6900 D DANAHER CORP Common 235851102 36962 520450 SH Sole 482100 38350 156 2200 SH Defined DB 2200 D DEAN FOODS CO NEW Common 242370104 24246 320205 SH Sole 284205 36000 159 2100 SH Defined DB 2100 D DEERE & CO. Common 244199105 1544 33900 SH Sole 900 33000 D DELL COMPUTER CORP. Common 247025109 118867 4552560 SH Sole 4452260 100300 D DIGENE CORP. Common 253752109 3230 90350 SH Sole 90310 40 D DORAL FINANCIAL CORP Common 25811P100 6653 195950 SH Sole 195950 D DUANE READE INC Common 263578106 9836 289475 SH Sole 289415 60 D DUKE ENERGY CORP Common 264399106 68333 1807750 SH Sole 1713650 94100 D DYNEGY INC CL A Common 26816Q101 21405 738100 SH Sole 655300 82800 139 4800 SH Defined DB 4800 D E. I. DU PONT DE NEMOURS RESTD Common 9DD905100 212 4500 SH Sole 4500 D EBAY INC Common 278642103 245134 4327927 SH Sole 4156582 171345 379 6700 SH Defined DB 6700 D ECLIPSYS CORP. Common 278856109 11480 699575 SH Sole 692865 6710 D ECOLAB INC Common 278865100 25709 562310 SH Sole 499210 63100 169 3700 SH Defined DB 3700 D EDO CORP. Common 281347104 6563 243000 SH Sole 243000 D EDUCATION MANAGEMENT CORP Common 28139T101 7422 176000 SH Sole 176000 D ELECTRONICS BOUTIQUE HOLDINGS Common 286045109 6657 192800 SH Sole 192800 D EMC CORP. Common 268648102 2022 169600 SH Sole 161600 8000 D EMULEX CORP NEW Common 292475209 41043 1246386 SH Sole 1108691 137695 260 7900 SH Defined DB 7900 D ENTERCOM COMMUNICATIONS CORP. Common 293639100 28749 523950 SH Sole 523950 D EQUIFAX INC Common 294429105 22724 760015 SH Sole 673715 86300 149 5000 SH Defined DB 5000 D EXELIXIS INC Common 30161Q104 3247 235435 SH Sole 235385 50 D EXPEDIA INC CL-A Common 302125109 62676 897425 SH Sole 825910 71515 286 4100 SH Defined DB 4100 D EXPRESS SCRIPTS INC Common 302182100 31686 550200 SH Sole 550200 D EXXON MOBIL CORP Common 30231G102 508 11590 SH Sole 11590 D FAIR ISAAC & COMPANY INC Common 303250104 28748 453510 SH Sole 451555 1955 D FAIRCHILD SEMICONDUCTOR INTL - Common 303726103 15556 543900 SH Sole 543900 D FAMILY DOLLAR STORES INC Common 307000109 10482 312800 SH Sole 312800 D FASTENAL CO. Common 311900104 8707 115595 SH Sole 83895 31700 136 1800 SH Defined DB 1800 D FEDERAL NATIONAL MORTGAGE ASSN Common 313586109 10488 131300 SH Sole 103100 28200 D FEDEX CORP. Common 31428X106 2426 41750 SH Sole 1200 40550 D FIFTH THIRD BANCORP Common 316773100 2642 39150 SH Sole 1400 37750 D FINISAR CORP Common 31787A101 11063 1436690 SH Sole 1426015 10675 D FIRST DATA CORP. Common 319963104 324198 3715738 SH Sole 3491003 224735 715 8200 SH Defined DB 8200 D FIRSTENERGY CORP Common 337932107 1106 31990 SH Sole 31990 D FLEXTRONICS INTERNATIONAL LTD. Common Y2573F102 1225 67150 SH Sole 63750 3400 D FLOWSERVE CORPORATION Common 34354P105 9320 291160 SH Sole 291060 100 D FOREST LABORATORIES INC Common 345838106 14110 172700 SH Sole 172700 D FREDDIE MAC Common 313400301 44460 701600 SH Sole 610250 91350 152 2400 SH Defined DB 2400
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Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D FREEMARKETS Common 356602102 8693 378450 SH Sole 375150 3300 D FRNKLIN RESOURCES INC Common 354613101 21972 524150 SH Sole 524150 D GENENTECH INC COM NEW Common 368710406 60387 1196975 SH Sole 1004025 192950 439 8700 SH Defined DB 8700 D GENERAL DYNAMICS CORP Common 369550108 36881 392555 SH Sole 392555 D GENERAL ELECTRIC COMPANY Common 369604103 201764 5387567 SH Sole 5112525 275042 281 7500 SH Defined DB 7500 D GENERAL MOTORS CORP. Common 370442105 35399 585590 SH Sole 526190 59400 D GENZYME CORP-GENERAL DIVISION Common 372917104 54317 1243805 SH Sole 1189305 54500 D GILEAD SCIENCES INC Common 375558103 91875 2552790 SH Sole 2305920 246870 511 14200 SH Defined DB 14200 D GILLETTE CO. Common 375766102 2343 68900 SH Sole 1900 67000 D GRUPO TELEVISA SA DE CV-GDS Common 40049J206 240 4950 SH Sole 4950 D GUIDANT CORP. Common 401698105 111549 2575002 SH Sole 2237217 337785 706 16300 SH Defined DB 16300 D H & R BLOCK INC. Common 093671105 19994 449810 SH Sole 398985 50825 131 2950 SH Defined DB 2950 D HCC INSURANCE HOLDINGS INC Common 404132102 8167 292190 SH Sole 292130 60 D HILTON HOTELS CORP. Common 432848109 8043 562450 SH Sole 562450 D HOLLYWOOD ENTERTAINMENT CORP. Common 436141105 4437 264100 SH Sole 264050 50 D HOME DEPOT INC Common 437076102 114106 2347381 SH Sole 2164046 183335 241 4950 SH Defined DB 4950 D HUMANA INC Common 444859102 589 43530 SH Sole 42980 550 D IDEC PHARMACEUTICALS CORP Common 449370105 157499 2449433 SH Sole 2165978 283455 887 13800 SH Defined DB 13800 D IMMUNEX CORP NEW Common 452528102 165232 5460410 SH Sole 4881710 578700 708 23400 SH Defined DB 23400 D INDYMAC BANCORP INC Common 456607100 6308 255390 SH Sole 255240 150 D INTEGRA LIFESCIENCES HOLDING C Common 457985208 4221 150050 SH Sole 150050 D INTEGRATED CIRCUIT SYSTEMS INC Common 45811K208 8046 394410 SH Sole 394410 D INTEL CORP. Common 458140100 154459 5079215 SH Sole 4687555 391660 417 13700 SH Defined DB 13700 251 8256 SH Other ND 8256 D INTERCEPT INC. Common 45845L107 3382 93310 SH Sole 93250 60 D INTERMUNE INC Common 45884X103 8654 287810 SH Sole 187760 100050 171 5700 SH Defined DB 5700 D INTERNATIONAL RECTIFIER CORP Common 460254105 6857 151010 SH Sole 151010 D INTERSIL HLDG CORP CL-A Common 46069S109 51894 1830475 SH Sole 1628530 201945 320 11300 SH Defined DB 11300 D INTL BUSINESS MACHINES CORP Common 459200101 5213 50125 SH Sole 48425 1700 D INTL GAME TECHNOLOGY Common 459902102 29838 478780 SH Sole 478780 D INTUIT INC. Common 461202103 51557 1344025 SH Sole 1341225 2800 D INVESTORS FINANCIAL SERVICES Common 461915100 6360 83635 SH Sole 83590 45 D J D EDWARDS & CO Common 281667105 6743 373800 SH Sole 373800 D J P MORGAN CHASE & CO. Common 46625H100 122938 3448465 SH Sole 3348660 99805 D JOHNSON & JOHNSON Common 478160104 283120 4359042 SH Sole 4053722 305320 695 10700 SH Defined DB 10700 D JONES APPAREL GROUP INC Common 480074103 6592 188600 SH Sole 188600 D KEYNOTE SYS INC Common 493308100 213 22000 SH Sole 10000 12000 D KING PHARMACEUTICALS Common 495582108 42175 1204668 SH Sole 1204668 D KLA-TENCOR CORP. Common 482480100 9416 141600 SH Sole 141600 D KOPIN CORP Common 500600101 5088 558560 SH Sole 558420 140 D KOS PHARMACEUTICALS INC Common 500648100 3327 119520 SH Sole 119470 50 D L-3 COMMUNICATIONS HOLDINGS IN Common 502424104 30005 267900 SH Sole 267900 D LABRANCHE & CO INC Common 505447102 20401 657050 SH Sole 657050 D LAM RESEARCH CORP. Common 512807108 17910 610850 SH Sole 606700 4150 D LAMAR ADVERTISING CO-CL A Common 512815101 9133 224850 SH Sole 224850 D LAWSON SOFTWARE Common 520780107 6744 562010 SH Sole 561860 150 D LEAR CORPORATION Common 521865105 11715 246105 SH Sole 218455 27650 76 1600 SH Defined DB 1600 D LEGG MASON INC. Common 524901105 6930 130550 SH Sole 130550 D LENNAR CORP Common 526057104 36730 696175 SH Sole 643825 52350 156 2950 SH Defined DB 2950 D LIGAND PHARMACEUTICALS - CL B Common 53220K207 4784 242600 SH Sole 242600 D LINEAR TECHNOLOGY CORP. Common 535678106 40847 923730 SH Sole 891430 32300 D LOCKHEED MARTIN CORP. Common 539830109 43902 762460 SH Sole 719360 43100 D LOWES COMPANIES INC. Common 548661107 148899 3423764 SH Sole 3163009 260755 452 10400 SH Defined DB 10400 D MANUGISTICS GROUP INC Common 565011103 10156 472830 SH Sole 472830 D MARVELL TECHNOLOGY GROUP LTD Common G5876H105 43663 996874 SH Sole 862499 134375 350 8000 SH Defined DB 8000 D MASCO CORP. 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INC Common 590188108 53184 960340 SH Sole 875375 84965 188 3400 SH Defined DB 3400 D MGM MIRAGE Common 552953101 59429 1640320 SH Sole 1640320 D MICHAELS STORES INC Common 594087108 85075 2250667 SH Sole 2063867 186800 416 11000 SH Defined DB 11000 D MICROCHIP TECHNOLOGY INC. Common 595017104 33282 795650 SH Sole 791350 4300 D MICRON TECHNOLOGY INC. Common 595112103 76686 2330870 SH Sole 1991630 339240 470 14300 SH Defined DB 14300 D MICROSEMI CORP Common 595137100 3219 197260 SH Sole 197260 D MICROSOFT CORP Common 594918104 345276 5725013 SH Sole 5373438 351575 844 14000 SH Defined DB 14000 D MICROTUNE INC Common 59514P109 6326 440215 SH Sole 440215 D MILLENNIUM PHARMACEUTICALS INC Common 599902103 37470 1679520 SH Sole 1539950 139570 178 8000 SH Defined DB 8000
3
Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D MKS INSTRUMENTS INC Common 55306N104 8064 235500 SH Sole 235500 D MOHAWK INDUSTRIES INC. Common 608190104 9482 157790 SH Sole 157756 33 D MORGAN STANLEY DEAN WITTER & C Common 617446448 28800 502532 SH Sole 447607 54925 183 3200 SH Defined DB 3200 D NABORS INDUSTRIES INC Common 629568106 28863 683140 SH Sole 628740 54400 D NANCY LEE MINES Common 630004109 0 11000 SH Sole 11000 D NATIONAL SEMI CONDUCTOR CORP Common 637640103 35430 1051650 SH Sole 1048350 3300 D NETEGRITY INC. Common 64110P107 5951 402365 SH Sole 402165 200 D NETIQ CORP Common 64115P102 7154 328035 SH Sole 326785 1250 D NEUBERGER BERMAN INC Common 641234109 9888 211050 SH Sole 211050 D NEUROCRINE BIOSCIENCES INC. Common 64125C109 4871 120000 SH Sole 120000 D NIKE INC CL B Common 654106103 55911 931700 SH Sole 855330 76370 131 2175 SH Defined DB 2175 D NOKIA CORP.-SPONSORED ADR Common 654902204 100088 4825835 SH Sole 4766110 59725 D NORTH FORK BANCORPORATION INC Common 659424105 14318 402650 SH Sole 402650 D NORTHERN TRUST CORP Common 665859104 20227 336500 SH Sole 336500 D NOVELLUS SYSTEMS INC. Common 670008101 35635 658200 SH Sole 656600 1600 D NPS PHARMACUTICALS Common 62936P103 11424 350115 SH Sole 350050 65 D OFFICE DEPOT INC. Common 676220106 73656 3710627 SH Sole 3363137 347490 403 20300 SH Defined DB 20300 D OGE ENERGY CORP. Common 670837103 1198 50000 SH Sole 50000 D OMNICOM GROUP INC Common 681919106 2440 25850 SH Sole 700 25150 D ORACLE CORP. Common 68389X105 3424 267500 SH Sole 80200 187300 D OSI PHARMACEUTICALS INC Common 671040103 5722 146160 SH Sole 146100 60 D OUTBACK STEAKHOUSE INC. Common 689899102 14360 401450 SH Sole 401450 D OVERTURE SERVCIES INC. Common 69039R100 8562 306660 SH Sole 306660 D OWENS ILLINOIS INC NEW Common 690768403 13493 793715 SH Sole 707315 86400 85 5000 SH Defined DB 5000 D OXFORD HEALTH PLANS INC Common 691471106 15097 361250 SH Sole 361250 D PANERA BREAD COMPANY Common 69840W108 8944 140380 SH Sole 140380 D PARAMETRIC TECHNOLOGY CORP Common 699173100 4221 698915 SH Sole 690115 8800 D PAYCHEX INC. Common 704326107 4536 114250 SH Sole 114250 D PENTAIR INC Common 709631105 8477 188510 SH Sole 188390 120 D PEPSICO INC Common 713448108 31562 612850 SH Sole 612850 D PEREGRINE SYSTEMS INC. Common 71366Q101 4542 477100 SH Sole 471100 6000 D PFIZER INC Common 717081103 180071 4531216 SH Sole 4223651 307565 314 7900 SH Defined DB 7900 D PHARMACIA CORP. Common 71713U102 137091 3041055 SH Sole 2915705 125350 D PHOTRONICS INC Common 719405102 8329 246940 SH Sole 246850 90 D PIER 1 IMPORTS INC Common 720279108 17054 828260 SH Sole 676110 152150 183 8900 SH Defined DB 8900 D PLEXUS CORP Common 729132100 3105 131575 SH Sole 131575 D PNC FINANCIAL SERVICES GROUP Common 693475105 16993 276360 SH Sole 276360 D POLYCOM INC Common 73172K104 65431 2659805 SH Sole 2482955 176850 244 9900 SH Defined DB 9900 D POWER INTERGRATIONS INC Common 739276103 6109 320705 SH Sole 320705 D POWERWAVE TECHNOLOGIES INC Common 739363109 5290 411010 SH Sole 407110 3900 D PROCTER & GAMBLE CO Common 742718109 143637 1594375 SH Sole 1475075 119300 351 3900 SH Defined DB 3900 D PROTEIN DESIGN LABS INC Common 74369L103 13975 815845 SH Sole 814715 1130 D PROVINCE HEALTHCARE CO Common 743977100 6259 197005 SH Sole 196895 110 D Q CARS TECHNOLOGY Common QCAR 0 16000 SH Sole 16000 D RADIO ONE INC Common 75040P108 5876 270050 SH Sole 270000 50 D RATIONAL SOFTWARE CORP Common 75409P202 7416 468450 SH Sole 468450 D REGENERON PHARMACEUTICALS Common 75886F107 5252 210180 SH Sole 210100 80 D RENAISSANCERE HOLDINGS LTD Common G7496G103 28517 276860 SH Sole 276860 D RF MICRO DEVICES INC. Common 749941100 1253 70000 SH Sole 66700 3300 D ROYAL CARIBBEAN CRUISES LTD. Common V7780T103 9452 419150 SH Sole 419150 D SABRE GROUP HLDGS INC CL A Common 785905100 31335 670835 SH Sole 554160 116675 313 6700 SH Defined DB 6700 D SCHERING PLOUGH CORP Common 806605101 39507 1262200 SH Sole 1192000 70200 D SCHLUMBERGER LTD Common 806857108 2059 35000 SH Sole 1200 33800 D SERONO SA SPONSORED ADR Common 81752M101 264 11800 SH Sole 11800 D SIEBEL SYSTEMS INC. Common 826170102 98805 3029910 SH Sole 2743910 286000 385 11800 SH Defined DB 11800 D SMITH INTERNATIONAL INC Common 832110100 30005 442880 SH Sole 442840 40 D SOLECTRON CORP. Common 834182107 971 124450 SH Sole 118200 6250 D SOUTHWEST AIRLINES CO. Common 844741108 2208 114100 SH Sole 3200 110900 D SPEECHWORKS INTL INC Common 84764M101 5164 658625 SH Sole 644395 14230 D SPINNAKER EXPL CO Common 84855W109 10099 242470 SH Sole 242470 D SPRINT CORP PCS SER 1 Common 852061506 157 15300 SH Sole 15300 D SPX CORP. Common 784635104 16409 115900 SH Sole 115900 D ST JUDE MEDICAL INC Common 790849103 89606 1161453 SH Sole 1078323 83130 370 4800 SH Defined DB 4800 D STANLEY WORKS Common 854616109 21377 462205 SH Sole 410105 52100 139 3000 SH Defined DB 3000 D STARWOOD HOTELS & RESORTS WORL Common 85590A203 64014 1702060 SH Sole 1553470 148590 323 8600 SH Defined DB 8600 D STMICROELECTRONICS N V NY REG Common 861012102 248 7300 SH Sole 7300 D SUN MICROSYSTEMS INC Common 866810104 112767 12785385 SH Sole 12209735 575650 D SUNGARD DATA SYSTEMS INC Common 867363103 49924 1514225 SH Sole 1422010 92215 175 5300 SH Defined DB 5300 D SWIFT TRANSPORTATION CO INC Common 870756103 16820 767345 SH Sole 767300 45 D SYMANTEC CORP. Common 871503108 11261 273250 SH Sole 273250 D SYMBOL TECHNOLOGIES INC. Common 871508107 13007 1157250 SH Sole 1153250 4000 D SYNAPTICS INC Common 87157D109 5680 329265 SH Sole 329165 100
4
Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D SYNOPSYS INC Common 871607107 33637 609800 SH Sole 609780 20 D TAIWAN SEMICONDUCTOR MFG CORP Common 874039100 139297 6713090 SH Sole 6460890 252200 D TARGET CORP Common 87612E106 133633 3099092 SH Sole 3045622 53470 D TENET HEALTHCARE CORP Common 88033G100 82778 1235125 SH Sole 1214915 20210 D TERADYNE INC. Common 880770102 57485 1457895 SH Sole 1298410 159485 355 9000 SH Defined DB 9000 D TEXAS INSTRUMENTS INC. Common 882508104 154109 4655850 SH Sole 4319710 336140 311 9400 SH Defined DB 9400 D THQ INC NEW Common 872443403 32574 663417 SH Sole 603492 59925 167 3400 SH Defined DB 3400 D TICKETMASTER ONLINE-CITYSEARCH Common 88633P203 17333 585960 SH Sole 519960 66000 112 3800 SH Defined DB 3800 D TIER TECHNOLOGIES INC Common 88650Q100 8403 476115 SH Sole 476115 D TIFFANY & CO-NEW Common 886547108 8269 232600 SH Sole 232600 D TMP WORLDWIDE INC. Common 872941109 29228 847925 SH Sole 752715 95210 190 5500 SH Defined DB 5500 D TRAVELERS PROPERTY CASUALTY CO Common 89420G109 20000 1000000 SH Sole 1000000 D TRIBUNE CO NEW Common 896047107 36157 795360 SH Sole 672110 123250 225 4950 SH Defined DB 4950 D TRIMERIS INC Common 896263100 4004 92690 SH Sole 92650 40 D TXU CORPORATION Common 873168108 1363 25000 SH Sole 25000 D TYCO INTERNATIONAL LTD NEW Common 902124106 65249 2018840 SH Sole 2018840 D UCBH HOLDINGS INC Common 90262T308 11640 323520 SH Sole 323475 45 D UNILAB CORPORATION Common 904763208 8771 356680 SH Sole 356680 D UNITEDHEALTH GROUP INC Common 91324P102 23155 303000 SH Sole 303000 D UNIVERSAL HEALTH SERVICES INC Common 913903100 26104 632825 SH Sole 632825 D UNIVISION COMMUNICATIONS INC Common 914906102 17959 427600 SH Sole 427600 D UROLOGIX INC Common 917273104 4031 221850 SH Sole 221800 50 D USA EDUCATION INC. Common 90390U102 53369 545692 SH Sole 461282 84410 333 3400 SH Defined DB 3400 D UTSTARCOM INC Common 918076100 68738 2620600 SH Sole 2365330 255270 386 14700 SH Defined DB 14700 D VALASSIS COMMUNICATIONS INC Common 918866104 14021 362955 SH Sole 322205 40750 93 2400 SH Defined DB 2400 D VERISIGN INC. Common 92343E102 15985 592050 SH Sole 587800 4250 D VERITAS SOFTWARE CORP Common 923436109 8924 203600 SH Sole 202200 1400 D VIACOM INC-CL B Common 925524308 156283 3230981 SH Sole 2970281 260700 387 8000 SH Defined DB 8000 D WAL-MART STORES INC Common 931142103 233792 3813905 SH Sole 3483820 330085 818 13350 SH Defined DB 13350 D WALGREEN CO. Common 931422109 74383 1898010 SH Sole 1667960 230050 321 8200 SH Defined DB 8200 D WALT DISNEY CO. Common 254687106 2294 99400 SH Sole 2800 96600 D WELLS FARGO & CO NEW Common 949746101 3171 64200 SH Sole 13300 50900 D WESTERGAARD.COM INC Common 957556103 0 10000 SH Other ND 10000 D WR BERKLEY CORP Common 084423102 20184 351150 SH Sole 351150 D WRIGHT MEDICAL GROUP INC Common 98235T107 4865 242150 SH Sole 242150 D WYETH CORPORATION Common 983024100 138957 2116635 SH Sole 1853705 262930 643 9800 SH Defined DB 9800 D XCEL ENERGY INC Common 98389B100 1139 44950 SH Sole 44950 D XILINX INC Common 983919101 42457 1065150 SH Sole 1007700 57450 D XL CAPITAL LTD Common G98255105 62400 668455 SH Sole 599305 69150 233 2500 SH Defined DB 2500 D YAHOO INC. Common 984332106 2527 136800 SH Sole 129600 7200 D YANKEE CANDLE COMPANY INC Common 984757104 7099 306925 SH Sole 306825 100 D ZIMMER HOLDINGS INC Common 98956P102 37145 1090885 SH Sole 958385 132500 259 7600 SH Defined DB 7600 D ZORAN CORP. Common 98975F101 8718 199580 SH Sole 199580 D ACE LTD 8.25% INCOME PRIDES DU Conv Pref. 004408209 623 7500 SH Sole 7500 D AMEREN 9.75% CONV PFD 5/15/05 Conv Pref. 023608201 813 30000 SH Sole 30000 D ANTHEM INC 6.0% 11/15/04 SERIE Conv Pref. 03674B203 728 10000 SH Sole 10000 D APACHE CORP PFD $2.02 (6.50%) Conv Pref. 037411600 1039 20000 SH Sole 20000 D BOISE CASCADE $3.50 (7.5 %) P Conv Pref. 097383855 1390 25000 SH Sole 25000 D CALPINE CAP TRUST III $2.50(5. Conv Pref. 13134R300 443 18000 SH Sole 18000 D CANADIAN NATL RWY $2.625 (5.25 Conv Pref. 136375409 2054 31000 SH Sole 31000 D CINERGY CORP $4.75 (9.50 %) PE Conv Pref. 172474207 708 12300 SH Sole 12300 D DOMINION RESOURCES $4.75 (9.50 Conv Pref. 25746U208 921 15000 SH Sole 15000 D EL PASO ENERGY PFD TRUST I 4.7 Conv Pref. 283678209 932 16500 SH Sole 16500 D ENTERCOM COMM. $3.125 (6.25%) Conv Pref. 29363P104 1295 20000 SH Sole 20000 D FORD MTR CO CAP TR II PFD 6.5 Conv Pref. 345395206 596 10600 SH Sole 10600 D GEN MTR CORP 5.25% CONV SR DEB Conv Pref. 370442733 579 21200 SH Sole 21200 D HANNOVER COMPRESSOR (7.25%) 14 Conv Pref. 41076M302 552 10000 SH Sole 10000 D LUCENT PFD I 7.75% 144A 3/15/0 Conv Pref. 549462208 240 250 SH Sole 250 D METLIFE INC $4.00 (8.00%) ACES Conv Pref. 59156R207 978 10000 SH Sole 10000 D MOTOROLA INC $3.50 (7.00%) PEP Conv Pref. 620076208 444 10000 SH Sole 10000 D NEW YORK LIFE (ESRX)$4.83 (7.0 Conv Pref. 302181201 505 5000 SH Sole 5000 D NORTHROP GRUMMAN CORP 7.25% 11 Conv Pref. 666807409 672 5500 SH Sole 5500 D RAYTHEON CO $4.125 (8.25%) PEP Conv Pref. 755111606 510 7500 SH Sole 7500 D SOLECTRON CORP $1.81 (7.25%) P Conv Pref. 834182206 874 40000 SH Sole 40000 D TECO ENERGY INC. $2.375 (9.50% Conv Pref. 872375209 833 30000 SH Sole 30000 D TEXAS INDUSTRIES $2.75 (5.50%) Conv Pref. 873119200 1185 30000 SH Sole 30000 D TRAVELERS JR SUB NT CONV 4.5% Conv Pref. 89420G307 848 32000 SH Sole 32000 D UNION PACIFIC $3.125 (6.25%) T Conv Pref. 907824403 1985 40000 SH Sole 40000 D UNITED RENTALS TRUST (6.50%) 8 Conv Pref. 91136H306 514 12500 SH Sole 12500 D UNOCAL CAP TRUST $3.125 (6.25% Conv Pref. 91528T207 1020 20000 SH Sole 20000 D VALERO ENERGY $1.94 (7.75%) PE Conv Pref. 91821D107 1332 35000 SH Sole 35000 D WASHINGTON MUTUAL $2.68 (5.375 Conv Pref. 939322848 484 10000 SH Sole 10000 D WEATHERFORD INTL $2.50 (5.00%) Conv Pref. 268939402 913 18000 SH Sole 18000 D WENDY'S FIN I-$2.50 (5.00%)SER Conv Pref. 950588202 1780 26500 SH Sole 26500 D WILLIAMS CO INC $2.25 (9.0%) P Conv Pref. 969457886 1025 40000 SH Sole 40000 D XEROX CAP PFD SECS CONV 144A Conv Pref. 98411F202 695 10000 SH Sole 10000 D ALGER FUND LARGECAP GROWTH CL Mutual Funds 015565856 2828 283376.436SH Other ND 283376.436 D ALGER MIDCAP GROWTH PORT. CL A Mutual Funds 015565864 401 54253.617SH Other ND 54253.617 D SPECTRA FUND INC CL N Mutual Funds 847561107 204 30761.952SH Sole 30761.952 582 87661.191SH Other ND 87661.191 D THE ALGER FUND CAPITAL APPREC Mutual Funds 015565849 1245 143881.883SH Other ND 143881.883 D THE ALGER AMERICAN ASSET GROWT Mutual Funds 985109999 8769 450849.300SH Other ND 450849.300 D THE ALGER AMERICAN FUND GROWTH Mutual Funds 015544505 1677 47201.295SH Other ND 47201.295 D THE ALGER AMERICAN FUND SMALL Mutual Funds 015544406 767 46290.405SH Other ND 46290.405 D THE ALGER FUND CAPITAL APPREC. Mutual Funds 015565880 101 12234.898SH Other ND 12234.898 S REPORT SUMMARY 474 DATA RECORDS 12012217 2 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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