-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KwXzeSaJxHTfp+66/BcOrvfkSQzGZk/U1ocVzSVfJyj6LjkKjVN1UIsNM9mpN2bl wam/rNcj9vUVaSb3/uL9fA== 0000930413-07-006187.txt : 20070725 0000930413-07-006187.hdr.sgml : 20070725 20070725112733 ACCESSION NUMBER: 0000930413-07-006187 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070725 DATE AS OF CHANGE: 20070725 EFFECTIVENESS DATE: 20070725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALGER FRED MANAGEMENT INC CENTRAL INDEX KEY: 0000003520 IRS NUMBER: 132510833 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00869 FILM NUMBER: 07998431 BUSINESS ADDRESS: STREET 1: 111 FIFTH AVENUE STREET 2: 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: 212-806-8800 MAIL ADDRESS: STREET 1: 111 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10003 FORMER COMPANY: FORMER CONFORMED NAME: ALGER FRED & CO INC DATE OF NAME CHANGE: 19600201 13F-HR 1 c49539_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/07 ----------------- Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: FRED ALGER MANAGEMENT, INC. --------------------------- 111 FIFTH AVENUE --------------------------- NEW YORK, NY 10003 --------------------------- Form 13F File Number: 28-00869 ----- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Hal Liebes ------------------------------------------------ Title: Executive Vice President ------------------------------------------------ Phone: 212-806-2966 ------------------------------------------------ Signature, Place, and Date of Signing: /s/ Hal Liebes New York, NY 7/25/07 -------------- ------------------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13 F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13 F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager (s).) [ ] 13 F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager (s).) List of Other Managers reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-_______________ _________________ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------------------------- Form 13F Information Table Entry Total: 549 ----------------------------- Form 13F Information Table Value Total: 10774118 ----------------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column heading and list entries.] No. Form 13F File Number Name 1 ---------------------- [Repeat as necessary.]
Fred Alger Management Inc. FORM 13F FRED ALGER MANAGEMENT INC. June 30, 2007 Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D 3M COMPANY Common 88579Y101 22496 259195 SH Sole 192895 66300 D ABBOTT LABORATORIES Common 002824100 73943 1380826 SH Sole 1361121 19705 329 6150 SH Defined DB 6150 D ACME PACKET INC Common 004764106 15328 1334045 SH Sole 1334045 D ACORDA THERAPEUTICS INC Common 00484M106 1094 64150 SH Sole 64150 D ACTIVISION INC NEW Common 004930202 46218 2475519 SH Sole 2229269 246250 D ACTUANT CORP CL A Common 00508X203 36059 571813 SH Sole 571813 D ADAMS RESPIRATORY THERA INC Common 00635P107 58595 1487554 SH Sole 1475409 12145 198 5015 SH Defined DB 5015 D ADOBE SYSTEMS INC. Common 00724F101 59903 1491972 SH Sole 1460692 31280 139 3450 SH Defined DB 3450 D ADVISORY BOARD CO/THE Common 00762W107 278 5000 SH Sole 5000 D AECOM TECHNOLOGY CORP Common 00766T100 12082 487000 SH Sole 485700 1300 D AEROPOSTALE INC Common 007865108 23775 570423 SH Sole 570423 D AETNA INC NEW Common 00817Y108 2119 42900 SH Sole 42900 D AFFILIATED MANAGERS GROUP INC. Common 008252108 41217 320109 SH Sole 287459 32650 D AFFYMETRIX INC. Common 00826T108 42403 1703622 SH Sole 1656522 47100 D AGRIUM INC. Common 008916108 1492 34095 SH Sole 34095 D AIRTRAN HOLDINGS INC Common 00949P108 25606 2344884 SH Sole 2344884 D AKAMAI TECHNOLOGIES INC Common 00971T101 12560 258225 SH Sole 258225 D ALLERGAN INC. Common 018490102 2381 41300 SH Sole 41300 D ALLIANCE BERNSTEIN HOLDING Common 01881G106 46580 534854 SH Sole 520159 14695 179 2050 SH Defined DB 2050 D ALLIED WASTE INDUSTRIES Common 019589308 45173 3356064 SH Sole 3267959 88105 D ALLSCRIPTS HEALTHCARE SOLUTION Common 01988P108 72014 2826288 SH Sole 2676138 150150 D ALTRIA GROUP INC. Common 02209S103 110339 1573131 SH Sole 1501831 71300 682 9725 SH Defined DB 9725 D AMERICAN INTERNATIONAL GROUP I Common 026874107 64707 923990 SH Sole 856540 67450 242 3450 SH Defined DB 3450 D AMERICAN MOVIL - ADR SERIES L Common 02364W105 25938 418833 SH Sole 410988 7845 200 3230 SH Defined DB 3230 D AMERICAN REPROGRAPHICS CO Common 029263100 31090 1009735 SH Sole 1009735 D AMERICAN STANDARD COMPANY Common 029712106 9575 162350 SH Sole 159300 3050 74 1250 SH Defined DB 1250 D AMERICAN TOWER CORP. Common 029912201 34254 815572 SH Sole 634430 181142 157 3736 SH Defined DB 3736 D AMERISTAR CASINOS Common 03070Q101 29742 856133 SH Sole 856133 D AMETEK INC Common 031100100 1960 49407 SH Sole 49407 D ANHEUSER-BUSCH COS INC Common 035229103 1298 24880 SH Sole 24880 D ANSYS INC Common 03662Q105 32175 1214137 SH Sole 1214137 D APOLLO GROUP INC CL A Common 037604105 28338 484995 SH Sole 467545 17450 D APPLE INC. Common 037833100 135088 1106918 SH Sole 994913 112005 287 2350 SH Defined DB 2350 D ARENA PHARMACEUTICALS INC Common 040047102 503 45800 SH Sole 45800 D ARM HOLDINGS PLS SPONSORED ADR Common 042068106 508 58085 SH Sole 58085 D ASSURANT, INC. Common 04621X108 362 6150 SH Sole 6150 D ASTRAZENECA PLC-SPONS ADR Common 046353108 4332 81000 SH Sole 81000 D AT&T INC. Common 00206R102 8049 193955 SH Sole 87905 106050 D ATHEROS COMMUNICATIONS Common 04743P108 102151 3312300 SH Sole 3267060 45240 192 6210 SH Defined DB 6210 D ATMI INC Common 00207R101 21045 701492 SH Sole 701492 D AUTOBYTEL INC COM Common 05275N106 257 60530 SH Sole 60530 D AUTODESK INC. Common 052769106 17730 376589 SH Sole 370354 6235 122 2600 SH Defined DB 2600 D AUXILIUM PHARMACEUTICALS Common 05334D107 624 39150 SH Sole 39150 D AVON PRODUCTS INC Common 054303102 1017 27670 SH Sole 27670 D BAIDU COM INC SPONSORED ADR RE Common 056752108 886 5274 SH Sole 5274 D BAKER HUGHES INC Common 057224107 13385 159100 SH Sole 154600 4500 D BALCHEM CORP. Common 057665200 256 14100 SH Sole 14100 D BALLY TECHNOLOGIES INC Common 05874B107 91940 3479949 SH Sole 3436999 42950 226 8550 SH Defined DB 8550 D BANK OF AMERICA CORP Common 060505104 19933 407712 SH Sole 401187 6525 132 2710 SH Defined DB 2710 D BARR PHARMACEUTICALS INC Common 068306109 3702 73700 SH Sole 73700 D BAXTER INTERNATIONAL INC Common 071813109 5809 103115 SH Sole 100965 2150 D BAYER AG ADR Common 072730302 2308 30650 SH Sole 30650 D BCE INC Common 05534B760 531 14050 SH Sole 14050 D BE AEROSPACE INC Common 073302101 97835 2368883 SH Sole 2334283 34600 40 970 SH Defined DB 970 D BEAR STEARNS COMPANIES INC. Common 073902108 38122 272302 SH Sole 241042 31260 D BEBE STORES INC Common 075571109 27638 1726309 SH Sole 1726309 D BIOMET INC. Common 090613100 798 17444 SH Sole 8464 8980 D BLACKBOARD INC Common 091935502 341 8100 SH Sole 8100 D BOEING CO Common 097023105 38617 401590 SH Sole 355290 46300 77 800 SH Defined DB 800 D BOSTON PRIVATE FINANCIAL HOLDI Common 101119105 53792 2001923 SH Sole 1975473 26450 D BREAKWATER RESOURCES LTD Common 106902307 29223 11370709 SH Sole 11370709 D BRISTOL MYERS SQUIBB CO Common 110122108 5214 165220 SH Sole 159320 5900 D BROADCOM CORP. Common 111320107 13257 453243 SH Sole 453243 D BROOKDALE SENIOR LIVING INC. Common 112463104 28941 635086 SH Sole 551086 84000 D BUCYRUS INTERNATIONAL INC NEW Common 118759109 59185 836186 SH Sole 827736 8450 D CADENCE PHARMACEUTICALS INC Common 12738T100 2648 218288 SH Sole 218288 D CAMECO CORP. Common 13321L108 34840 686642 SH Sole 674392 12250 299 5900 SH Defined DB 5900 D CAMERON INTERNATIONAL CORP. Common 13342B105 42290 591723 SH Sole 534423 57300 D CARDINAL HEALTH INC. Common 14149Y108 34010 481457 SH Sole 472717 8740 223 3150 SH Defined DB 3150 D CARMIKE CINEMAS INC Common 143436400 256 11650 SH Sole 11650 D CARRIZO OIL & GAS Common 144577103 30926 745753 SH Sole 745753 D CARTER'S INC Common 146229109 26959 1039282 SH Sole 1039282 D CASTLE CONVERTIBLE FUND INC Common 148443104 11665 445226 SH Sole 445226 D CATHAY GENERAL BANCORP Common 149150104 351 10475 SH Sole 10475 D CELGENE CORP Common 151020104 2130 37150 SH Sole 37150 D CELLCOM ISRAEL LTD Common M2196U109 438 16550 SH Sole 16550 D CEPHALON INC Common 156708109 2500 31100 SH Sole 31100 D CERNER CORP. Common 156782104 1894 34150 SH Sole 34150 D CHARLES SCHWAB CORP Common 808513105 209 10190 SH Sole 10190 D CHATTEM INC Common 162456107 339 5345 SH Sole 5345 D CHEESECAKE FACTORY INC Common 163072101 7845 319950 SH Sole 306000 13950 D CHEROKEE INC. Common 16444H102 234 6400 SH Sole 6400 D CHEVRONTEXACO CORP Common 166764100 451 5350 SH Sole 5350 17 202 SH Other ND 202 D CHICAGO BRIDGE & IRON -NY SHR Common 167250109 31713 840291 SH Sole 817141 23150 D CIA VALE DO RIO DOCE ADR Common 204412209 2013 45185 SH Sole 45185 D CINEMARK HOLDINGS INC Common 17243V102 5420 302960 SH Sole 297560 5400 72 4050 SH Defined DB 4050 D CIRRUS LOGIC INC. Common 172755100 16961 2043535 SH Sole 2043535 D CISCO SYSTEMS INC Common 17275R102 184286 6617100 SH Sole 6231385 385715 934 33540 SH Defined DB 33540 D CITIGROUP INC. Common 172967101 15239 297115 SH Sole 297115 D CITIZENS COMMUNICATIONS CO Common 17453B101 542 35500 SH Sole 35500 D CKX INC Common 12562M106 1616 116900 SH Sole 116900 D CLARCOR INC Common 179895107 265 7085 SH Sole 7085 D CME GROUP INC Common 12572Q105 101657 190241 SH Sole 179286 10955 321 600 SH Defined DB 600 D CNET NETWORKS INC. Common 12613R104 357 43600 SH Sole 43600 D COCA COLA CO. Common 191216100 1031 19705 SH Sole 19705 D COGNIZANT TECH SOLUTIONS CRP Common 192446102 21981 293080 SH Sole 288730 4350 D COHEN & STEERS INC Common 19247A100 20973 482682 SH Sole 482682 D COLDWATER CREEK INC. Common 193068103 37360 1608284 SH Sole 1603979 4305 43 1850 SH Defined DB 1850 D COLLAGENEX PHARMACEUTICALS Common 19419B100 1293 104250 SH Sole 104250 D COMCAST CORP-NEW SPECIAL CL A Common 20030N200 34853 1246532 SH Sole 1063982 182550 D COMSCORE INC Common 20564W105 299 12915 SH Sole 12615 300 D CONOCOPHILLIPS Common 20825C104 785 10000 SH Sole 10000 D COOPER COS INC Common 216648402 2186 41000 SH Sole 41000 D CORNING INC Common 219350105 16303 638070 SH Sole 396270 241800 D COSTCO WHOLESALE CORP NEW Common 22160K105 6861 117250 SH Sole 55300 61950 D CTRIP.COM INTERNATIONAL ADR Common 22943F100 954 12127 SH Sole 12127 D CULLEN FROST BANKERS INC Common 229899109 591 11050 SH Sole 11050 D CV THERAPEUTICS INC. Common 126667104 3075 232800 SH Sole 232800 D CVS CAREMARK CORP Common 126650100 39675 1088468 SH Sole 1069103 19365 256 7015 SH Defined DB 7015 D CYPRESS SEMICONDUCTOR CORP Common 232806109 8951 384318 SH Sole 384318 D CYTYC CORP Common 232946103 19003 440812 SH Sole 432535 8277 149 3450 SH Defined DB 3450 D DADE BEHRING HOLDINGS INC Common 23342J206 1540 29000 SH Sole 29000 D DATA DOMAIN INC Common 23767P109 765 33250 SH Sole 32300 950 D DEALERTRACK HLDGS INC Common 242309102 91556 2485239 SH Sole 2452555 32684 216 5860 SH Defined DB 5860 D DECKERS OUTDOOR CORP Common 243537107 29631 293670 SH Sole 293670 D DELL INC. Common 24702R101 26035 911904 SH Sole 842504 69400 D DENBURY RESOURCES INC Common 247916208 3716 99100 SH Sole 99100 D DENDREON Common 24823Q107 548 77750 SH Sole 77750 D DEXCOM INC. Common 252131107 15544 1897896 SH Sole 1897896 D DIAMOND OFFSHORE DRILLING INC. Common 25271C102 34912 343758 SH Sole 281633 62125 213 2100 SH Defined DB 2100 D DIGITAL RIVER INC Common 25388B104 40271 889972 SH Sole 882847 7125 133 2950 SH Defined DB 2950 D DOBSON COMMUNICATIONS CORP Common 256069105 39633 3567350 SH Sole 3567350 D DOLBY LABORATORIES INC CL A Common 25659T107 31371 885933 SH Sole 870353 15580 230 6500 SH Defined DB 6500 D DOLLAR FINANCIAL CORP Common 256664103 15966 560226 SH Sole 548971 11255 130 4550 SH Defined DB 4550 D DREAMWORKS ANIMATION SKG-A Common 26153C103 48777 1691299 SH Sole 1489784 201515 159 5500 SH Defined DB 5500 D DRIL-QUIP INC Common 262037104 30154 670843 SH Sole 670843 D DSW INC CL A Common 23334L102 19413 557537 SH Sole 557537 D EBAY INC Common 278642103 83468 2593771 SH Sole 2402761 191010 362 11245 SH Defined DB 11245 D ELI LILLY & CO Common 532457108 2266 40550 SH Sole 40550 D ELONG INC-SPONSORED ADR Common 290138205 134 13250 SH Sole 13250 D EMC CORP. Common 268648102 2569 141920 SH Sole 133020 8900 D EMERSON ELECTRIC CO. Common 291011104 17985 384296 SH Sole 380646 3650 D ENDEAVOR ACQUISITION CORP Common 292577103 25416 2153878 SH Sole 2115178 38700 189 16000 SH Defined DB 16000 D ENTERGY CORP Common 29364G103 1525 14205 SH Sole 14205 D EOG RES INC Common 26875P101 15881 217374 SH Sole 213924 3450 D ESTERLINE TECHNOLOGIES Common 297425100 30958 640819 SH Sole 640819 D EXELON CORP Common 30161N101 1064 14660 SH Sole 14660 D EXPEDIA INC DEL Common 30212P105 40645 1387675 SH Sole 1218425 169250 D EXPEDITORS INTL OF WASHINGTON Common 302130109 1151 27875 SH Sole 27875 D EXXON MOBIL CORP Common 30231G102 2093 24950 SH Sole 24950 D FEDEX CORP. Common 31428X106 20830 187710 SH Sole 186360 1350 D FIRST MERCURY FINANCIAL CORP Common 320841109 33251 1585640 SH Sole 1585640 D FIRST MIDWEST BANCORP Common 320867104 31593 889694 SH Sole 889694 D FIRSTFED FINANCIAL CORP Common 337907109 17629 310755 SH Sole 310755 D FOCUS MEDIA HOLDING - ADR Common 34415V109 9848 195069 SH Sole 190834 4235 89 1770 SH Defined DB 1770 D FORMFACTOR INC Common 346375108 43574 1137711 SH Sole 1132051 5660 90 2350 SH Defined DB 2350 D FORTRESS INVESTMENT GROUP CL A Common 34958B106 345 14500 SH Sole 14500 D FOUNDRY NETWORKS INC Common 35063R100 18327 1100069 SH Sole 1100069 D FREEPORT- MCMORAN COPPER & GOL Common 35671D857 66818 806781 SH Sole 698933 107848 240 2900 SH Defined DB 2900 D FTI CONSULTING INC Common 302941109 40022 1052367 SH Sole 1052367 D GAMESTOP CORP NEW CL A Common 36467W109 51819 1325294 SH Sole 1108892 216402 D GEN-PROBE INC Common 36866T103 14493 239873 SH Sole 239873 D GENENTECH INC COM NEW Common 368710406 17399 229964 SH Sole 229964 D GENERAL DYNAMICS CORP Common 369550108 103588 1324318 SH Sole 1258618 65700 516 6600 SH Defined DB 6600 D GENERAL ELECTRIC COMPANY Common 369604103 59386 1551363 SH Sole 1540813 10550 144 3750 SH Defined DB 3750 D GENTIVA HEALTH SERVICES Common 37247A102 16608 827921 SH Sole 827921 D GEO GROUP INC Common 36159R103 41349 1420945 SH Sole 1420945 D GFI GROUP INC Common 361652209 115581 1594658 SH Sole 1481351 113307 225 3100 SH Defined DB 3100 D GILEAD SCIENCES INC Common 375558103 2063 53182 SH Sole 53182 D GLAXOSMITHKLINE PLC ADR Common 37733W105 681 13000 SH Sole 13000 D GOLDCORP INC Common 380956409 2778 117285 SH Sole 109935 7350 D GOLDMAN SACHS GROUP INC Common 38141G104 20359 93930 SH Sole 73830 20100 D GOODYEAR TIRE & RUBBER Common 382550101 17265 496700 SH Sole 486940 9760 139 4000 SH Defined DB 4000 D GOOGLE INC CL A Common 38259P508 124806 238772 SH Sole 223642 15130 497 950 SH Defined DB 950 D GRANT PRIDECO INC Common 38821G101 1831 34013 SH Sole 34013 D GREAT CANADIAN GAMING CORP Common 389914102 3705 304400 SH Sole 304400 D GREENHILL & CO INC Common 395259104 35227 512690 SH Sole 512690 D GREIF INC Common 397624107 8661 145300 SH Sole 145300 D GSI COMMERCE Common 36238G102 10039 442054 SH Sole 442054 D HAIN CELESTIAL GRP INC Common 405217100 32687 1204379 SH Sole 1204379 D HANSEN MEDICAL INC Common 411307101 1587 84000 SH Sole 84000 D HEALTH NET INC Common 42222G108 79688 1509237 SH Sole 1397137 112100 D HEALTHEXTRAS INC Common 422211102 1695 57290 SH Sole 57290 D HEWLETT PACKARD CO. Common 428236103 36242 812246 SH Sole 799931 12315 174 3900 SH Defined DB 3900 D HFF INC CLASS A Common 40418F108 17825 1149265 SH Sole 1149265 D HILTON HOTELS CORP. Common 432848109 71195 2127141 SH Sole 2003781 123360 166 4950 SH Defined DB 4950 D HOLOGIC INC. Common 436440101 132492 2395446 SH Sole 2365601 29845 530 9575 SH Defined DB 9575 D HOME DEPOT INC Common 437076102 9988 253835 SH Sole 253835 D HOROZIN OFFSHORE INC Common 44043J204 16367 852455 SH Sole 852455 D HOSPIRA INC Common 441060100 2176 55750 SH Sole 55750 D HOST HOTELS & RESORTS INC. Common 44107P104 340 14700 SH Sole 14700 D HUDBAY MINERALS INC Common 443628102 12478 596220 SH Sole 585040 11180 97 4650 SH Defined DB 4650 D HUDSON CITY BANCORP INC Common 443683107 591 48400 SH Sole 48400 D IAC/INTERACTIVECORP Common 44919P300 730 21100 SH Sole 21100 D ICONIX BRAND GROUP INC Common 451055107 98581 4436583 SH Sole 4379363 57220 251 11300 SH Defined DB 11300 D IHS INC CL A Common 451734107 12080 262600 SH Sole 262600 D ILLUMINA INC Common 452327109 50573 1245940 SH Sole 1238660 7280 122 3000 SH Defined DB 3000 D INDEVUS PHARM INC Common 454072109 5544 823794 SH Sole 823794 D INERGY LP UNIT LTD PARTNERSHIP Common 456615103 543 15000 SH Sole 15000 D INMET MINING CORPORATION Common 457983104 5707 73780 SH Sole 72865 915 39 500 SH Defined DB 500 D INTEL CORP. Common 458140100 86474 3642564 SH Sole 3277824 364740 339 14300 SH Defined DB 14300 D INTER-TEL INC. Common 458372109 565 23620 SH Sole 23620 D INTERACTIVE BROKERS GROUP CL A Common 45841N107 2464 90815 SH Sole 59015 31800 D INTERCONTINENTAL EXCHANGE INC Common 45865V100 71445 483228 SH Sole 450528 32700 155 1050 SH Defined DB 1050 D INTERMUNE INC Common 45884X103 37797 1457091 SH Sole 1436025 21066 66 2550 SH Defined DB 2550 D INTERNAP NETWORK SERVICES CORP Common 45885A300 15513 1075788 SH Sole 1075788 D INTL GAME TECHNOLOGY Common 459902102 19002 478642 SH Sole 415542 63100 D INTUITIVE SURGICAL INC Common 46120E602 62753 452206 SH Sole 418971 33235 139 1000 SH Defined DB 1000 D INVERNESS MEDICAL INNOVATION Common 46126P106 23878 468011 SH Sole 468011 D INYX INC Common 461868101 76 31000 SH Sole 31000 D ITC HOLDINGS COR Common 465685105 36861 907242 SH Sole 907242 D ITT CORPORATION Common 450911102 81870 1199029 SH Sole 1069029 130000 D J P MORGAN CHASE & CO. Common 46625H100 485 10000 SH Sole 10000 D JA SOLAR HOLDINGS CO ADR Common 466090107 1378 40870 SH Sole 40870 D JC PENNEY & COMPANY INC Common 708160106 7569 104575 SH Sole 104575 D JOHNSON & JOHNSON Common 478160104 27482 445999 SH Sole 442549 3450 D JONES LANG LASALLE INC Common 48020Q107 66053 581967 SH Sole 526367 55600 D JOY GLOBAL INC Common 481165108 32316 554016 SH Sole 487966 66050 D KERYX BIOPHARMACEUTICALS Common 492515101 1052 107650 SH Sole 107650 D KRAFT FOODS INC-CL A Common 50075N104 3385 96038 SH Sole 91020 5018 D KYPHON INC Common 501577100 2319 48165 SH Sole 48165 D LAM RESEARCH CORP. Common 512807108 45196 879305 SH Sole 858795 20510 200 3900 SH Defined DB 3900 D LANDAUER INC. Common 51476K103 468 9500 SH Sole 9500 D LAS VEGAS SANDS CORP Common 517834107 13418 175650 SH Sole 174550 1100 D LAZARD LTD- CLASS A Common G54050102 55705 1237067 SH Sole 1208607 28460 171 3800 SH Defined DB 3800 D LDK SOLAR CO LTD ADR Common 50183L107 346 11050 SH Sole 10750 300 D LEHMAN BROTHERS HOLDINGS INC. Common 524908100 1224 16145 SH Sole 16145 D LEVEL 3 COMMUNICATIONS INC DO Common 9LVLT0000 840 143637 SH Sole 143637 D LIFE TIME FITNESS INC Common 53217R207 33530 629916 SH Sole 629916 D LIFEPOINT HOSPITALS INC Common 53219L109 3046 78750 SH Sole 78750 D LKQ CORPORATION Common 501889208 29587 1199787 SH Sole 1199787 D MACY'S INC Common 55616P104 5708 143495 SH Sole 55595 87900 D MANOR CARE INC Common 564055101 33472 512669 SH Sole 504034 8635 235 3600 SH Defined DB 3600 D MARINER ENERGY INC Common 56845T305 31509 1299325 SH Sole 1299325 D MARVELL TECHNOLOGY GROUP LTD Common G5876H105 679 37310 SH Sole 37310 D MATTHEWS INTERNATIONAL Common 577128101 336 7700 SH Sole 7700 D MAXIM INTEGRATED PRODUCTS INC Common 57772K101 24070 720437 SH Sole 704337 16100 D MBMI RESOURCES INC Common 552643108 1372 481390 SH Sole 444450 36940 D MCCORMICK & SCHMICK'S SEAFOOD Common 579793100 32474 1251897 SH Sole 1251897 D MCDERMOTT INTERNATIONAL INC Common 580037109 51806 623264 SH Sole 608729 14535 118 1415 SH Defined DB 1415 D MCDONALDS CORP. Common 580135101 604 11900 SH Sole 11900 D MCG CAPITAL CORP Common 58047P107 215 13436 SH Sole 13436 D MCKESSON HBOC INC Common 58155Q103 33707 565176 SH Sole 498776 66400 D MEDIA GENERAL INC CL A Common 584404107 452 13600 SH Sole 13600 D MEDTRONIC INC. Common 585055106 20778 400662 SH Sole 400662 D MEMC ELECTRONIC MATERIALS INC Common 552715104 150609 2464156 SH Sole 2277319 186837 372 6085 SH Defined DB 6085 D MERCK & CO INC Common 589331107 27416 550519 SH Sole 550519 D MERRILL LYNCH & CO. INC Common 590188108 201 2400 SH Sole 2400 D METABOLIX INC Common 591018809 23389 934419 SH Sole 910338 24081 D MGI PHARMA INC Common 552880106 242 10800 SH Sole 10800 D MGM MIRAGE Common 552953101 52996 642528 SH Sole 591528 51000 186 2250 SH Defined DB 2250 D MICRON TECHNOLOGY INC. Common 595112103 6340 505990 SH Sole 505990 D MICROSOFT CORP Common 594918104 70515 2392777 SH Sole 2174352 218425 93 3165 SH Defined DB 3165 D MILLIPORE CORP Common 601073109 2204 29350 SH Sole 29350 D MIRANT CORP Common 60467R100 3148 73800 SH Sole 73800 D MOMENTA PHARMACEUTICAL Common 60877T100 866 85900 SH Sole 85900 D MORGAN STANLEY Common 617446448 545 6500 SH Sole 6500 D MOSAIC Common 61945A107 17212 441100 SH Sole 427950 13150 D NALCO HOLDING CO Common 62985Q101 15474 563717 SH Sole 550317 13400 D NATIONAL FINANCIAL PARTNERS CO Common 63607P208 49296 1064481 SH Sole 1039271 25210 134 2900 SH Defined DB 2900 D NATIONAL OILWELL VARCO INC. Common 637071101 96778 928417 SH Sole 841457 86960 120 1150 SH Defined DB 1150 D NAVTEQ CORP Common 63936L100 25097 592757 SH Sole 503407 89350 D NEKTAR THERAPEUTICS Common 640268108 282 29690 SH Sole 29690 D NET 1 UEPS TECHNOLOGIES INC NE Common 64107N206 73029 3023974 SH Sole 2953079 70895 220 9130 SH Defined DB 9130 D NETEASE.COM INC SPONSORED ADR Common 64110W102 1149 67485 SH Sole 67485 D NETFLIX COM INC Common 64110L106 343 17700 SH Sole 17700 D NETWORK APPLIANCE INC. Common 64120L104 8620 295320 SH Sole 290015 5305 66 2250 SH Defined DB 2250 D NEUROCRINE BIOSCIENCES INC. Common 64125C109 30038 2674797 SH Sole 2631397 43400 65 5800 SH Defined DB 5800 D NEUSTAR INC CL A Common 64126X201 41900 1446311 SH Sole 1436301 10010 120 4150 SH Defined DB 4150 D NEWS CORPORATION CLASS A Common 65248E104 13737 647648 SH Sole 647648 D NEXCEN BRANDS INC Common 653351106 2883 258825 SH Sole 258825 D NICE SYSTEMS LIMITED ADR Common 653656108 35304 1016243 SH Sole 1016243 D NII HOLDINGS INC Common 62913F201 114781 1421618 SH Sole 1332733 88885 389 4815 SH Defined DB 4815 D NIKE INC CL B Common 654106103 1206 20690 SH Sole 20690 D NINTENDO CO LTD ADR Common 654445303 98685 2161800 SH Sole 2116600 45200 D NORTH AMERICAN ENERGY Common 656844107 28282 1395955 SH Sole 1395955 D NORTHSTAR NEUROSCIENCE INC Common 66704V101 11923 1025210 SH Sole 994230 30980 58 5000 SH Defined DB 5000 D NOVA BIOSOURCE FUELS INC Common 65488W103 46 18000 SH Sole 18000 D NOVARTIS AG ADR Common 66987V109 1965 35050 SH Sole 35050 D NUTRISYSTEM INC. Common 67069D108 1551 22207 SH Sole 21502 705 21 300 SH Defined DB 300 D NVIDIA CORP. Common 67066G104 18506 447985 SH Sole 354785 93200 D NYMEX HOLDINGS INC Common 62948N104 5901 46970 SH Sole 46150 820 44 350 SH Defined DB 350 D NYSE EURONEXT Common 629491101 1585 21531 SH Sole 16981 4550 D NYSE GROUP INC RESTRICTED STOC Common 9NYX00000 3935 53450 SH Sole 53450 D OMNITURE INC Common 68212S109 19614 855775 SH Sole 855775 D OMRIX BIOPHARMACEUTICALS Common 681989109 29874 949572 SH Sole 949572 D ON SEMICONDUCTOR CORPORATION Common 682189105 210204 19608580 SH Sole 19261085 347495 839 78300 SH Defined DB 78300 D ON2 TECHNOLOGIES Common 68338A107 11502 3834042 SH Sole 3725992 108050 D ONYX PHARMACEUTICALS INC Common 683399109 54367 2021085 SH Sole 1996895 24190 130 4850 SH Defined DB 4850 D OREXIGEN THERAPEUTICS INC Common 686164104 1832 122000 SH Sole 122000 D ORIENT EXPRESS HOTELS LTD Common G67743107 99219 1858039 SH Sole 1824489 33550 D OSHKOSH TRUCK CORP Common 688239201 99713 1584755 SH Sole 1549735 35020 418 6650 SH Defined DB 6650 D PALADIN RESOURCES LIMITED Common Q7264T104 37267 5354408 SH Sole 5238668 115740 179 25700 SH Defined DB 25700 D PAREXEL INTERNATIONAL CORP Common 699462107 41952 997431 SH Sole 991926 5505 D PEABODY ENERGY CORP Common 704549104 82617 1707671 SH Sole 1603656 104015 138 2850 SH Defined DB 2850 D PENN NATIONAL GAMING INC. Common 707569109 44051 733079 SH Sole 683279 49800 102 1700 SH Defined DB 1700 D PEPSICO INC Common 713448108 40272 621005 SH Sole 532205 88800 D PETROBANK ENERGY & RESOURCES L Common 71645P106 85083 3387059 SH Sole 3337050 50009 310 12350 SH Defined DB 12350 D PETROLEO BRASILEIRO S A ADR Common 71654V408 1931 15925 SH Sole 15925 D PETSMART INC. Common 716768106 17136 528070 SH Sole 520020 8050 D PFIZER INC Common 717081103 3233 126420 SH Sole 126420 D PHARMION CORP Common 71715B409 15257 526995 SH Sole 526995 D PHILLIPS VAN HEUSEN CORP Common 718592108 39855 658003 SH Sole 658003 D PHYSICIANS FORMULA HOLDINGS Common 719427106 7071 449694 SH Sole 449694 D POLYCOM INC Common 73172K104 38195 1136761 SH Sole 1136761 D PONIARD PHARMACEUTICALS INC Common 732449301 1040 153000 SH Sole 153000 D PRICELINE.COM INC Common 741503403 43257 629281 SH Sole 629281 D PRINCIPAL FINANCIAL GROUP Common 74251V102 2769 47500 SH Sole 47500 D PROCTER & GAMBLE CO Common 742718109 71134 1162515 SH Sole 1043030 119485 188 3072 SH Defined DB 3072 D PROGENICS PHARMACEUTICAL INC Common 743187106 15357 711950 SH Sole 711950 D PSYCHIATRIC SOLUTIONS INC Common 74439H108 73200 2018755 SH Sole 1996335 22420 D QUALCOMM INC. Common 747525103 21234 489380 SH Sole 486630 2750 D QUEST DIAGNOSTICS INC Common 74834L100 2502 48450 SH Sole 48450 D RAMBUS INC.-DEL Common 750917106 8603 478454 SH Sole 469789 8665 65 3600 SH Defined DB 3600 D RANGE RESOURCES CORP Common 75281A109 3676 98254 SH Sole 97754 500 19 500 SH Defined DB 500 D RBC BEARINGS INC Common 75524B104 37766 915529 SH Sole 915529 D REGAL ENTERTAINMENT Common 758766109 35204 1605306 SH Sole 1568266 37040 117 5350 SH Defined DB 5350 D REGENERON PHARMACEUTICALS Common 75886F107 35198 1964161 SH Sole 1936526 27635 69 3850 SH Defined DB 3850 D REPROS THERAPEUTICS Common 76028H100 1107 88541 SH Sole 88541 D RESEARCH IN MOTION LTD NEW Common 760975102 67700 338518 SH Sole 330017 8501 D RESOURCES CONNECTION INC. Common 76122Q105 332 10000 SH Sole 10000 D ROPER INDUSTRIES INC Common 776696106 1971 34518 SH Sole 34518 D ROWAN COMPANIES Common 779382100 416 10150 SH Sole 10150 D ROYAL CARIBBEAN CRUISES LTD. Common V7780T103 1396 32490 SH Sole 30490 2000 D ROYAL DUTCH SHELL PLC ADR Common 780259206 1218 15000 SH Sole 15000 D SALIX PHARMACEUTICALS LTD Common 795435106 8301 674857 SH Sole 661303 13554 70 5665 SH Defined DB 5665 D SANDISK CORP Common 80004C101 75451 1541703 SH Sole 1439298 102405 230 4700 SH Defined DB 4700 D SASOL LTD-SPONSORED ADR Common 803866300 691 18400 SH Sole 18400 D SBA COMMUNICATIONS CORP Common 78388J106 83272 2479068 SH Sole 2445849 33219 D SCHERING PLOUGH CORP Common 806605101 5372 176480 SH Sole 176480 D SCHLUMBERGER LTD Common 806857108 17266 203275 SH Sole 203275 D SCHNITZER STEEL INDUSTRIES Common 806882106 1368 28530 SH Sole 28530 D SCIENTIFIC GAMES CORP Common 80874P109 43071 1232360 SH Sole 1111660 120700 D SEAGATE TECHNOLOGY Common G7945J104 4662 214135 SH Sole 209960 4175 42 1950 SH Defined DB 1950 D SEPRACOR INC Common 817315104 1696 41352 SH Sole 41352 D SHUTTERFLY INC Common 82568P304 30495 1415092 SH Sole 1381154 33938 D SI INTERNATIONAL INC Common 78427V102 30090 911259 SH Sole 911259 D SIERRA HEALTH SERVICES Common 826322109 2630 63250 SH Sole 63250 D SIGNATURE BANK Common 82669G104 33634 986322 SH Sole 986322 D SILGAN HOLDINGS INC. Common 827048109 35406 640490 SH Sole 640490 D SINA CORPORATION Common G81477104 73467 1755073 SH Sole 1715038 40035 247 5900 SH Defined DB 5900 D SIPEX CORP Common 829909209 369 41453 SH Sole 21194 20259 D SIRF TECHNOLOGY HOLDINGS INC Common 82967H101 33498 1615127 SH Sole 1596877 18250 D SMITH AND WESSON HOLDING CORP Common 831756101 12550 749268 SH Sole 749268 54 3200 SH Defined DB 3200 D SOLERA HOLDINGS Common 83421A104 43251 2231736 SH Sole 2190951 40785 101 5200 SH Defined DB 5200 D SONUS NETWORKS INC. Common 835916107 52550 6167804 SH Sole 5932179 235625 118 13900 SH Defined DB 13900 D SONUS PHARMACEUTICALS Common 835692104 1016 192350 SH Sole 192350 D SOTHEBY'S HLDGS INC.-CL A Common 835898107 40018 869576 SH Sole 843626 25950 D SOUTHERN COPPER CORP Common 84265V105 17806 188901 SH Sole 125051 63850 D SPARK NETWORKS PLC - ADR Common 84651P100 166 30450 SH Sole 30450 D SPREADTRUM COMMUNICATIONS ADR Common 849415203 988 68024 SH Sole 67274 750 D SPRINT NEXTEL CORP. Common 852061100 521 25150 SH Sole 25150 D ST JUDE MEDICAL INC Common 790849103 6201 149450 SH Sole 51150 98300 D STARBUCKS CORP. Common 855244109 103555 3946464 SH Sole 3695554 250910 188 7150 SH Defined DB 7150 D STARWOOD HOTELS & RESORTS WORL Common 85590A401 664 9900 SH Sole 9900 D STRAYER EDUCATION INC Common 863236105 329 2500 SH Sole 2500 D SUNPOWER CORP CL A Common 867652109 12596 199776 SH Sole 142876 56900 D SUNRISE SENIOR LIVING INC Common 86768K106 305 7625 SH Sole 675 6950 D SUNTECH POWER HOLDINGS ADR Common 86800C104 1326 36355 SH Sole 36355 D SYMANTEC CORP. Common 871503108 16568 820193 SH Sole 820193 D SYNCHRONOSS TECHNOLOGIES INC Common 87157B103 66618 2270568 SH Sole 2245809 24759 D T-3 ENERGY SERVICES INC Common 87306E107 10621 317505 SH Sole 317505 D TAKE-TWO INTERACTIVE SOFTWARE Common 874054109 15267 764520 SH Sole 764520 D TARGET CORP Common 87612E106 6707 105455 SH Sole 45855 59600 D TECK COMINCO LIMITIED Common 878742204 17349 408200 SH Sole 392850 15350 D TELETECH HOLDINGS INC Common 879939106 29064 895103 SH Sole 895103 D TENNECO INC Common 880349105 41930 1196637 SH Sole 1196637 D TEREX CORP NEW Common 880779103 3664 45065 SH Sole 4465 40600 D TESSERA TECHNOLOGIES INC Common 88164L100 132221 3260699 SH Sole 3089224 171475 377 9299 SH Defined DB 9299 D TEVA PHARMACEUTICAL IND. LTD - Common 881624209 3343 81047 SH Sole 81047 D TEXAS INSTRUMENTS INC. Common 882508104 15206 404080 SH Sole 234115 169965 41 1100 SH Defined DB 1100 D TEXTRON INC. Common 883203101 43787 397669 SH Sole 336419 61250 D THE MANITOWOC COMPANY Common 563571108 5780 71914 SH Sole 71914 D THERAVANCE INC Common 88338T104 4925 153918 SH Sole 153918 D THOMPSON CREEK METALS COMPANY Common 884768102 63998 4275105 SH Sole 4188520 86585 201 13450 SH Defined DB 13450 D THORATEC CORP Common 885175307 30424 1654368 SH Sole 1648218 6150 47 2550 SH Defined DB 2550 D TIBCO SOFTWARE INC Common 88632Q103 24013 2653338 SH Sole 2653338 D TIFFANY & CO-NEW Common 886547108 2104 39657 SH Sole 39657 D TIME WARNER CABLE Common 88732J108 15744 401951 SH Sole 401951 D TIME WARNER TELECOM INC CLASS Common 887319101 644 32050 SH Sole 32050 D TITANIUM MATEALS CORP Common 888339207 24947 782046 SH Sole 760046 22000 D TRANSDIGM GROUP INC Common 893641100 283 7000 SH Sole 7000 D TRANSOCEAN INC. Common G90078109 67584 637702 SH Sole 622302 15400 D TRIDENT MICROSYSTEMS INC Common 895919108 14916 812869 SH Sole 801424 11445 87 4750 SH Defined DB 4750 D TRUBION PHARMACEUTICALS Common 89778N102 1177 56350 SH Sole 56350 D TXU CORPORATION Common 873168108 1010 15000 SH Sole 15000 D UBS AG NEW Common H89231338 17259 287610 SH Sole 284760 2850 D UNITED TECHNOLOGIES CORP. Common 913017109 940 13255 SH Sole 13255 D UNITED THERAPEUTICS CORP. Common 91307C102 120119 1883921 SH Sole 1804926 78995 275 4320 SH Defined DB 4320 D UNITEDHEALTH GROUP INC Common 91324P102 21700 424334 SH Sole 421884 2450 D URANIUM ONE INC Common 91701P105 58260 4573004 SH Sole 4509149 63855 62 4850 SH Defined DB 4850 D URBAN OUTFITTERS INC Common 917047102 87115 3625276 SH Sole 3558221 67055 310 12900 SH Defined DB 12900 D URS CORP NEW Common 903236107 37337 769038 SH Sole 769038 D UTI WORLDWIDE INC Common G87210103 276 10300 SH Sole 10300 D VAIL RESORTS INC. Common 91879Q109 21230 348769 SH Sole 340169 8600 D VALERO ENERGY CORP Common 91913Y100 28621 387508 SH Sole 328108 59400 D VENTANA MEDICAL SYSTEMS INC. Common 92276H106 40059 518435 SH Sole 518435 D VEOLIA ENVIRONNEMENT - ADR Common 92334N103 51676 659893 SH Sole 646493 13400 D VERIFONE HOLDINGS INC Common 92342Y109 34290 972763 SH Sole 972763 D VERIZON COMMUNICATIONS Common 92343V104 1095 26600 SH Sole 26600 D VISTAPRINT LTD Common G93762204 9377 245160 SH Sole 245160 D VOCUS INC. Common 92858J108 2516 100185 SH Sole 100185 D WACHOVIA CORP 2ND NEW COM Common 929903102 1257 24535 SH Sole 24535 D WAL-MART STORES INC Common 931142103 23267 483617 SH Sole 483617 D WALGREEN CO. Common 931422109 28471 653908 SH Sole 649958 3950 D WALT DISNEY CO. Common 254687106 507 14850 SH Sole 14850 D WARNER MUSIC GROUP Common 934550104 495 34250 SH Sole 34250 D WARREN RESOURCES INC Common 93564A100 32963 2822191 SH Sole 2794902 27289 130 11100 SH Defined DB 11100 D WASHINGTON FEDERAL INC. Common 938824109 402 16550 SH Sole 16550 D WASTE MANAGEMENT INC NEW Common 94106L109 346 8850 SH Sole 8850 D WESTERGAARD.COM INC Common 957556103 0 10000 SH Other ND 10000 D WHOLE FOODS MARKET INC. Common 966837106 56119 1465246 SH Sole 1290746 174500 D WILLIAMS SCOTSMAN INTL INC Common 96950G102 34616 1453837 SH Sole 1453837 D WINDSTREAM CORP Common 97381W104 340 23004 SH Sole 23004 D WINTRUST FINANCIAL CORP Common 97650W108 27015 616075 SH Sole 616075 D WNS HOLDINGS LTD ADR Common 92932M101 18513 650480 SH Sole 643845 6635 D WORLD WRESTLING ENTERTAINMENT Common 98156Q108 28121 1758675 SH Sole 1758675 D WRIGHT EXPRESS CORP Common 98233Q105 32084 936200 SH Sole 936200 D WYETH CORPORATION Common 983024100 9211 160645 SH Sole 157595 3050 D WYNDHAM WORLDWIDE CORP Common 98310W108 1888 52075 SH Sole 52075 D XM SATELLITE RADIO CL A Common 983759101 19434 1651163 SH Sole 1374363 276800 D YAHOO INC. Common 984332106 26875 990607 SH Sole 872907 117700 D YOUNG INNOVATIONS INC Common 987520103 315 10920 SH Sole 10920 D YUM BRANDS INC Common 988498101 1977 60430 SH Sole 60430 D ZIMMER HOLDINGS INC Common 98956P102 19818 233450 SH Sole 226500 6950 D ZOLTEK COMPANIES INC Common 98975W104 33046 795712 SH Sole 795712 D INDYMAC BANK FSB 144A PRD 45660R304 503 20000 SH Sole 20000 D ALLEGHANY CORP 5.75% 6/15/09 S Conv Pref. 017175209 751 2000 SH Sole 2000 D CHESAPEAKE ENERGY CORP Conv Pref. 165167826 1165 10000 SH Sole 10000 D CITIGROUP FDG INC SYNDECS VAR Conv Pref. 17308C858 1264 40000 SH Sole 40000 D COMCAST CORP 7.00% SR UNSEC NT Conv Pref. 20030N408 500 20000 SH Sole 20000 D ENTERGY CORP 7.625% CONV PFD Conv Pref. 29364G202 329 5000 SH Sole 5000 D EXIT41 INC PFD SER B RESTRICTE Conv Pref. 9EXIT0000 302 476872 SH Sole 476872 D FORD MTR CO CAP TR II PFD 6.5 Conv Pref. 345395206 1155 30000 SH Sole 30000 D FREEPORT-MCMORAN COPPER & GOLD Conv Pref. 35671D782 2028 15779 SH Sole 15779 D HRPT PROPERTIES TRUST 6.5% SER Conv Pref. 40426W507 476 20000 SH Sole 20000 D IPC HOLDINGS Conv Pref. G4933P119 580 20000 SH Sole 20000 D LEHMAN BROS HLDGS INC CONV PFD Conv Pref. 524908563 1082 40000 SH Sole 40000 D METLIFE INC 6.375% Conv Pref. 59156R702 1294 40000 SH Sole 40000 D ML & CO. MANDATORY EXCH NUVEEN Conv Pref. 59021S471 259 5000 SH Sole 5000 D RETAIL VENTURES INC Conv Pref. 76128Y201 1238 20000 SH Sole 20000 D SANTAN FINANCE PREFERRED UNIP Conv Pref. 80281R409 995 40000 SH Sole 40000 D SCHERING-PLOUGH CORP 6% CONV P Conv Pref. 806605606 688 10000 SH Sole 10000 D STANLEY WORKS Conv Pref. 854616208 554 500 SH Sole 500 D WASHINGTON MUTUAL $2.68 (5.375 Conv Pref. 939322848 644 11700 SH Sole 11700 D ALGER FUND LARGECAP GROWTH CL Mutual Funds 015565856 907 71288.722SH Other ND 71288.722 D ALGER SMALL CAP PORTFOLIO CL A Mutual Funds 015565872 177 24376.325SH Other ND 24376.325 D THE ALGER FUND CAPITAL APPREC Mutual Funds 015565849 1969 147377.042SH Other ND 147377.042 D THE ALGER AMERICAN ASSET GROWT Mutual Funds 985109999 19032 680198.567SH Other ND 680198.567 D THE ALGER AMERICAN FUND GROWTH Mutual Funds 015544505 2051 45327.073SH Other ND 45327.073 D THE ALGER AMERICAN FUND SMALL Mutual Funds 015544406 1418 44276.915SH Other ND 44276.915 D CHINA LOTSYNERGY HLDG LTD Common 6418113 14 29955 SH Sole 29955 D CHINA NATIONAL BUILDING MATERI Common B0Y91C1 25 11540 SH Sole 11540 D CHINA SHIPPING CONTAINER LINES Common B018L76 14 21163 SH Sole 21163 D CNOOC LTD Common B00G0S5 15 12799 SH Sole 12799 D HONG KONG EXCHANGES & CLEARING Common 6267359 34057 2409540 SH Sole 2409540 D PEACH MARK HOLDINGS Common 6433774 14 10000 SH Sole 10000 D HONGGUO INTERNATIONAL HLDGS Common 6622077 11 12633 SH Sole 12633 D ROLLS-ROYCE GROUP PLC CLASS B Common B1RGMC3 1 322640 SH Sole 322640 D ACCOR SA Common 5852842 18273 205878 SH Sole 205878 D TOMTOM Common B08TZQ9 69001 1346985 SH Sole 1346985 S REPORT SUMMARY 549 DATA RECORDS 10774118
-----END PRIVACY-ENHANCED MESSAGE-----