-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KXqe7p7nd4KpOgdzVLsL0kfK9XJKAwcSPga7j4F9pn6+Pqu1mziNFDDY5UyhX4fH ws9lwwOCggAsxephr/TKcg== 0001047469-08-005127.txt : 20080424 0001047469-08-005127.hdr.sgml : 20080424 20080424131236 ACCESSION NUMBER: 0001047469-08-005127 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080424 DATE AS OF CHANGE: 20080424 EFFECTIVENESS DATE: 20080424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALGER FRED MANAGEMENT INC CENTRAL INDEX KEY: 0000003520 IRS NUMBER: 132510833 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00869 FILM NUMBER: 08773826 BUSINESS ADDRESS: STREET 1: 111 FIFTH AVENUE STREET 2: 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: 212-806-8800 MAIL ADDRESS: STREET 1: 111 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10003 FORMER COMPANY: FORMER CONFORMED NAME: ALGER FRED & CO INC DATE OF NAME CHANGE: 19600201 13F-HR 1 a2185000z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/08 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FRED ALGER MANAGEMENT, INC. --------------------------- Address: 111 FIFTH AVENUE --------------------------- NEW YORK, NY 10003 --------------------------- Form 13F File Number: 28-00869 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Hal Liebes ------------------------------- Title: Executive Vice President ------------------------------- Phone: 212-806-2966 ------------------------------- Signature, Place, and Date of Signing: /s/ Hal Liebes New York, NY 4/24/08 ------------------------------- ----------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 543 -------------------- Form 13F Information Table Value Total: 12163284 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE Fred Alger Management Inc. FORM 13F FRED ALGER MANAGEMENT March 31, 2008
VOTING AUTHORITY --------------------------- VALUE SHARES/ SH/ PUT/ INVSTMT NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - -------------------------------- -------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D 3M COMPANY Common 88579Y101 1680 21230 SH Sole 21230 D ABBOTT LABORATORIES Common 002824100 82962 1504306 SH Sole 1430971 73335 312 5650 SH Defined DB 5650 D ABERCROMBIE & FITCH CO Common 002896207 11220 153398 SH Sole 153398 D ACE LTD Common G0070K103 26992 490226 SH Sole 483981 6245 124 2250 SH Defined DB 2250 D ACERGY S A SPOSORED ADR Common 00443E104 14336 671455 SH Sole 653005 18450 D ACME PACKET INC Common 004764106 21115 2642736 SH Sole 2642736 D ACORDA THERAPEUTICS INC Common 00484M106 22580 1257914 SH Sole 1257914 D ACTUANT CORP CL A Common 00508X203 35589 1178060 SH Sole 1178060 D ADOBE SYSTEMS INC. Common 00724F101 34072 957342 SH Sole 786342 171000 D AECOM TECHNOLOGY CORP Common 00766T100 50577 1944521 SH Sole 1944521 D AEGEAN MARINE PETROLEUM Common Y0017S102 22638 661729 SH Sole 654129 7600 108 3150 SH Defined DB 3150 D AETNA INC NEW Common 00817Y108 38740 920399 SH Sole 914144 6255 152 3600 SH Defined DB 3600 D AFFILIATED MANAGERS GROUP INC. Common 008252108 22616 249240 SH Sole 213340 35900 D AGRIUM INC. Common 008916108 1527 24585 SH Sole 24585 D AIRTRAN HOLDINGS INC Common 00949P108 24444 3703674 SH Sole 3703674 D ALLERGAN INC. Common 018490102 14206 251922 SH Sole 251922 D ALLIANCE BERNSTEIN HOLDING LP Common 01881G106 99074 1563168 SH Sole 1530713 32455 155 2450 SH Defined DB 2450 D ALLIANT TECHSYSTEMS INC Common 018804104 6659 64315 SH Sole 64315 D ALTRIA GROUP INC. Common 02209S103 65067 2930934 SH Sole 2727084 203850 253 11375 SH Defined DB 11375 D ALTUS PHARMACEUTICALS Common 02216N105 1562 343395 SH Sole 343395 D AMERICA MOVIL - ADR SERIES L Common 02364W105 14523 228030 SH Sole 225310 2720 66 1030 SH Defined DB 1030 D AMERICAN APPAREL INC Common 023850100 36439 3856009 SH Sole 3783657 72352 146 15400 SH Defined DB 15400 D AMERICAN INTERNATIONAL GROUP I Common 026874107 2015 46600 SH Sole 46600 D AMERICAN TOWER CORP. Common 029912201 16363 417323 SH Sole 245281 172042 94 2386 SH Defined DB 2386
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VOTING AUTHORITY --------------------------- VALUE SHARES/ SH/ PUT/ INVSTMT NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - -------------------------------- -------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D AMETEK INC Common 031100100 14044 319842 SH Sole 319842 D AMGEN INC Common 031162100 7951 190315 SH Sole 190315 D ANADARKO PETROLEUM CORP. Common 032511107 5741 91085 SH Sole 36285 54800 D ANHEUSER-BUSCH COS INC Common 035229103 1921 40480 SH Sole 40480 D ANN TAYLOR STORES CORP. Common 036115103 44896 1856737 SH Sole 1856737 D ANSYS INC Common 03662Q105 49492 1433729 SH Sole 1433729 D APPLE INC. Common 037833100 221150 1541113 SH Sole 1444293 96820 366 2550 SH Defined DB 2550 D AT&T INC. Common 00206R102 2769 72285 SH Sole 72285 D ATHENAHEALTH INC Common 04685W103 1010 42670 SH Sole 42670 D ATHEROS COMMUNICATIONS Common 04743P108 79285 3804448 SH Sole 3763028 41420 101 4860 SH Defined DB 4860 D AUTOBYTEL INC COM Common 05275N106 131 60530 SH Sole 60530 D AUTODESK INC. Common 052769106 1848 58708 SH Sole 58708 D AUXILIUM PHARMACEUTICALS Common 05334D107 1614 60350 SH Sole 60350 D AVON PRODUCTS INC Common 054303102 1461 36950 SH Sole 36950 D BAKER HUGHES INC Common 057224107 550 8030 SH Sole 8030 D BALCHEM CORP. Common 057665200 323 14100 SH Sole 14100 D BALLY TECHNOLOGIES INC Common 05874B107 125000 3640068 SH Sole 3617918 22150 189 5500 SH Defined DB 5500 D BANK OF AMERICA CORP Common 060505104 991 26150 SH Sole 26150 D BARR PHARMACEUTICALS INC Common 068306109 37544 777151 SH Sole 754951 22200 D BAXTER INTERNATIONAL INC Common 071813109 38283 662110 SH Sole 651740 10370 150 2600 SH Defined DB 2600 D BAYER AG ADR Common 072730302 6980 86715 SH Sole 86715 D BE AEROSPACE INC Common 073302101 140124 4009282 SH Sole 3856342 152940 59 1700 SH Defined DB 1700 D BEBE STORES INC Common 075571109 28309 2633426 SH Sole 2633426 D BECKMAN COULTER INC Common 075811109 15201 235499 SH Sole 235499 D BIODEL INC Common 09064M105 1003 92400 SH Sole 92400 D BIOMARIN PHARMACEUTICALS INC Common 09061G101 70789 2001390 SH Sole 1930000 71390 106 3000 SH Defined DB 3000 D BOEING CO Common 097023105 26459 355781 SH Sole 353881 1900 D BORGWARNER INC Common 099724106 2979 69230 SH Sole 69230 D BP PLC SPONSORED ADR Common 055622104 273 4495 SH Sole 4495 D BROADCOM CORP. Common 111320107 34459 1788212 SH Sole 1574362 213850 D BROCADE COMMUNICATIONS SYS INC Common 111621306 18509 2535506 SH Sole 2507041 28465 87 11900 SH Defined DB 11900 D BROOKDALE SENIOR LIVING INC. Common 112463104 915 38305 SH Sole 38305 D BUCYRUS INTERNATIONAL INC NEW Common 118759109 51807 509658 SH Sole 509658 D BURGER KING HOLDINGS INC Common 121208201 3796 137240 SH Sole 42140 95100 D BURLINGTON NORTHERN SANTA FE C Common 12189T104 4058 44000 SH Sole 44000 D CABOT OIL & GAS CORP-CL A Common 127097103 50684 996940 SH Sole 981150 15790 173 3400 SH Defined DB 3400
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VOTING AUTHORITY --------------------------- VALUE SHARES/ SH/ PUT/ INVSTMT NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - -------------------------------- -------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D CADENCE PHARMACEUTICALS INC Common 12738T100 860 144575 SH Sole 144575 D CAL DIVE INTERNATIONAL Common 12802T101 21358 2057603 SH Sole 2057603 D CAMECO CORP. Common 13321L108 1527 46365 SH Sole 46365 D CAMERON INTERNATIONAL CORP. Common 13342B105 101704 2442464 SH Sole 2169414 273050 D CARDINAL HEALTH INC. Common 14149Y108 39231 747119 SH Sole 737664 9455 171 3250 SH Defined DB 3250 D CARDIOME PHARMA CORPORATION Common 14159U202 1011 120300 SH Sole 120300 D CARRIZO OIL & GAS Common 144577103 49952 842795 SH Sole 842795 D CASTLE CONVERTIBLE FUND INC Common 148443104 9519 445226 SH Sole 445226 D CATERPILLAR INC. Common 149123101 3154 40285 SH Sole 40285 D CAVIUM NETWORKS Common 14965A101 12366 754023 SH Sole 754023 D CELANESE CORP SERIES A Common 150870103 6038 154632 SH Sole 152517 2115 35 900 SH Defined DB 900 D CELGENE CORP Common 151020104 122694 2001861 SH Sole 1919889 81972 192 3128 SH Defined DB 3128 D CENTRAL EURO DISTRIBUTION CP Common 153435102 66777 1147562 SH Sole 1141112 6450 D CEPHALON INC Common 156708109 55138 856177 SH Sole 843273 12904 126 1950 SH Defined DB 1950 D CEPHEID INC Common 15670R107 40145 1645958 SH Sole 1645958 D CHEESECAKE FACTORY INC Common 163072101 989 45400 SH Sole 45400 D CHEROKEE INC. Common 16444H102 215 6400 SH Sole 6400 D CHEVRONTEXACO CORP Common 166764100 457 5350 SH Sole 5350 17 202 SH Other ND 202 D CHICAGO BRIDGE & IRON -NY SHR Common 167250109 72496 1847496 SH Sole 1805781 41715 149 3800 SH Defined DB 3800 D CHINA NEPSTAR CHAIN DRUG ADR Common 16943C109 49802 3661930 SH Sole 3571430 90500 D CHIPOTLE MEXICAN GRILL-CL A Common 169656105 299 2635 SH Sole 2635 D CIA VALE DO RIO DOCE ADR Common 204412209 2535 73177 SH Sole 73177 D CINCINNATI BELL INC Common 171871106 40462 9498150 SH Sole 9498150 D CISCO SYSTEMS INC Common 17275R102 45037 1869533 SH Sole 1460383 409150 D CITIGROUP INC. Common 172967101 1327 61950 SH Sole 61950 D CITIZENS COMMUNICATIONS CO Common 17453B101 513 48950 SH Sole 48950 D CLARCOR INC Common 179895107 33177 933250 SH Sole 933250 D CME GROUP INC Common 12572Q105 3955 8431 SH Sole 8431 D CNET NETWORKS INC. Common 12613R104 310 43600 SH Sole 43600 D COACH INC Common 189754104 898 29785 SH Sole 29785 D COCA COLA CO. Common 191216100 1003 16475 SH Sole 16475 D COGNIZANT TECH SOLUTIONS CRP Common 192446102 76473 2652558 SH Sole 2619708 32850 215 7450 SH Defined DB 7450 D COMCAST CORP-NEW SPECIAL CL A Common 20030N200 1673 88200 SH Sole 88200 D COMMUNITY HEALTH SYSTEMS Common 203668108 97297 2898339 SH Sole 2761064 137275 156 4650 SH Defined DB 4650 D CONCHO RESOURCES INC Common 20605P101 87743 3422118 SH Sole 3394133 27985 22 850 SH Defined DB 850
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VOTING AUTHORITY --------------------------- VALUE SHARES/ SH/ PUT/ INVSTMT NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - -------------------------------- -------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D CONCUR TECHNOLOGIES, INC. Common 206708109 32366 1042375 SH Sole 1042375 D CONOCOPHILLIPS Common 20825C104 33460 439054 SH Sole 435364 3690 118 1550 SH Defined DB 1550 D CORNING INC Common 219350105 7834 325885 SH Sole 214935 110950 D COSAN LTD Common G25343107 26716 2168536 SH Sole 2118436 50100 D COSTCO WHOLESALE CORP NEW Common 22160K105 3065 47170 SH Sole 70 47100 D COVANTA HOLDING CORP Common 22282E102 249 9055 SH Sole 9055 D COVIDIEN LTD. Common G2552X108 20299 458729 SH Sole 458729 D CTRIP.COM INTERNATIONAL ADR Common 22943F100 26404 497993 SH Sole 497993 D CUBIST PHARMACEUTICALS INC Common 229678107 31066 1686522 SH Sole 1686522 D CUMMINS INC Common 231021106 6199 132411 SH Sole 131204 1207 23 500 SH Defined DB 500 D CVR ENERGY INC Common 12662P108 32115 1394505 SH Sole 1394505 D CVS CAREMARK CORP Common 126650100 70051 1729218 SH Sole 1706023 23195 347 8565 SH Defined DB 8565 D CYPRESS SEMICONDUCTOR CORP Common 232806109 13406 567820 SH Sole 567820 D DARDEN RESTAURANTS INC Common 237194105 8601 264235 SH Sole 264235 D DARLING INTERNATIONAL Common 237266101 133 10245 SH Sole 10245 D DEALERTRACK HLDGS INC Common 242309102 55239 2731901 SH Sole 2695932 35969 15 760 SH Defined DB 760 D DECKERS OUTDOOR CORP Common 243537107 65207 604780 SH Sole 600180 4600 189 1750 SH Defined DB 1750 D DEERE & CO. Common 244199105 6051 75220 SH Sole 33920 41300 D DELL INC. Common 24702R101 14739 739906 SH Sole 735051 4855 41 2050 SH Defined DB 2050 D DENBURY RESOURCES INC Common 247916208 5133 179800 SH Sole 179800 D DEVON ENERGY CORP NEW Common 25179M103 28152 269835 SH Sole 228735 41100 D DIAMOND OFFSHORE DRILLING INC. Common 25271C102 6372 54740 SH Sole 26440 28300 D DIGITAL REALTY TRUST INC Common 253868103 24061 677761 SH Sole 674811 2950 44 1250 SH Defined DB 1250 D DIGITAL RIVER INC Common 25388B104 15405 497413 SH Sole 497413 D DOLBY LABORATORIES INC CL A Common 25659T107 18339 505755 SH Sole 504670 1085 15 400 SH Defined DB 400 D DOW CHEMICAL CO Common 260543103 392 10650 SH Sole 10650 D DREAMWORKS ANIMATION SKG-A Common 26153C103 17333 672335 SH Sole 663740 8595 103 4000 SH Defined DB 4000 D DRIL-QUIP INC Common 262037104 29147 627216 SH Sole 627216 D DUPONT FABROS TECHNOLOGY Common 26613Q106 1936 117390 SH Sole 117390 D E W SCRIPPS CO NEW-CL A Common 811054204 40872 972915 SH Sole 886915 86000 D E-HOUSE CHINA HOLDINGS ADR Common 26852W103 976 74250 SH Sole 74250 D EBAY INC Common 278642103 104948 3517011 SH Sole 3102741 414270 136 4545 SH Defined DB 4545 D ELECTRONICS ARTS INC Common 285512109 1281 25660 SH Sole 25660 D ELI LILLY & CO Common 532457108 4161 80650 SH Sole 80650
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VOTING AUTHORITY --------------------------- VALUE SHARES/ SH/ PUT/ INVSTMT NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - -------------------------------- -------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D EMC CORP. Common 268648102 67495 4706769 SH Sole 4655879 50890 196 13700 SH Defined DB 13700 D EMULEX CORP NEW Common 292475209 20973 1291455 SH Sole 1291455 D ENTERGY CORP Common 29364G103 1014 9295 SH Sole 9295 D ESTERLINE TECHNOLOGIES Common 297425100 38901 772296 SH Sole 772296 D EXELON CORP Common 30161N101 642 7900 SH Sole 7900 D EXPEDIA INC DEL Common 30212P105 4101 187335 SH Sole 187335 D EXPEDITORS INTL OF WASHINGTON Common 302130109 7639 169075 SH Sole 169075 D EXTERRAN HOLDINGS INC Common 30225X103 12527 194091 SH Sole 191588 2503 73 1126 SH Defined DB 1126 D EXXON MOBIL CORP Common 30231G102 21327 252148 SH Sole 252148 D FEDEX CORP. Common 31428X106 1378 14875 SH Sole 14875 D FIRST MERCURY FINANCIAL CORP Common 320841109 40727 2339311 SH Sole 2339311 D FIRST MIDWEST BANCORP Common 320867104 36977 1331541 SH Sole 1331541 D FIRST SOLAR Common 336433107 77852 336816 SH Sole 323796 13020 92 400 SH Defined DB 400 D FLOTEK INDUSTRIES Common 343389102 15422 1056995 SH Sole 1032445 24550 D FLUOR CORP. NEW Common 343412102 50563 358196 SH Sole 317296 40900 D FMC TECHNOLOGIES INC Common 30249U101 30562 537211 SH Sole 468461 68750 D FOCUS MEDIA HOLDING - ADR Common 34415V109 18492 526077 SH Sole 523042 3035 45 1270 SH Defined DB 1270 D FOSSIL INC Common 349882100 1156 37865 SH Sole 35565 2300 D FOUNDRY NETWORKS INC Common 35063R100 29729 2567280 SH Sole 2567280 D FREEPORT- MCMORAN COPPER & GOL Common 35671D857 75931 789143 SH Sole 728825 60318 236 2450 SH Defined DB 2450 D FTI CONSULTING INC Common 302941109 91016 1281200 SH Sole 1270800 10400 D GAMESTOP CORP NEW CL A Common 36467W109 45851 886701 SH Sole 751949 134752 D GANNETT COMPANY Common 364730101 568 19550 SH Sole 19550 D GARMIN LTD Common G37260109 89129 1650227 SH Sole 1614422 35805 97 1800 SH Defined DB 1800 D GENENTECH INC COM NEW Common 368710406 84303 1038476 SH Sole 946071 92405 203 2500 SH Defined DB 2500 D GENERAL DYNAMICS CORP Common 369550108 140036 1679691 SH Sole 1582941 96750 454 5445 SH Defined DB 5445 D GENERAL ELECTRIC COMPANY Common 369604103 22421 605812 SH Sole 605812 D GENPACT LTD Common G3922B107 3042 248348 SH Sole 238498 9850 D GENTIVA HEALTH SERVICES Common 37247A102 32759 1505483 SH Sole 1505483 D GEO GROUP INC Common 36159R103 107320 3773574 SH Sole 3729924 43650 D GILEAD SCIENCES INC Common 375558103 37906 735619 SH Sole 689299 46320 124 2400 SH Defined DB 2400 D GLAXOSMITHKLINE PLC ADR Common 37733W105 552 13000 SH Sole 13000 D GOLDCORP INC Common 380956409 33680 869151 SH Sole 844101 25050 D GOLDMAN SACHS GROUP INC Common 38141G104 12254 74094 SH Sole 74094 D GOOGLE INC CL A Common 38259P508 44237 100432 SH Sole 89882 10550
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VOTING AUTHORITY --------------------------- VALUE SHARES/ SH/ PUT/ INVSTMT NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - -------------------------------- -------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D GRANT PRIDECO INC Common 38821G101 10209 207425 SH Sole 207425 D GREENHILL & CO INC Common 395259104 31495 452772 SH Sole 452772 D GSI COMMERCE Common 36238G102 29701 2258660 SH Sole 2258660 D GUESS ? INC. Common 401617105 1793 44309 SH Sole 609 43700 D HAIN CELESTIAL GRP INC Common 405217100 57130 1936620 SH Sole 1936620 D HANSEN NATURAL CORP Common 411310105 36563 1035789 SH Sole 815639 220150 D HARMAN INT'L INDUSTRIES INC Common 413086109 2958 67935 SH Sole 67935 D HEALTH NET INC Common 42222G108 1627 52835 SH Sole 335 52500 D HERSHEY FOODS CORP Common 427866108 269 7150 SH Sole 7150 D HESS CORP Common 42809H107 28059 318207 SH Sole 274972 43235 110 1250 SH Defined DB 1250 D HEWLETT PACKARD CO. Common 428236103 21476 470349 SH Sole 466339 4010 18 400 SH Defined DB 400 D HOLOGIC INC. Common 436440101 105973 1905991 SH Sole 1794881 111110 129 2313 SH Defined DB 2313 D HOST HOTELS & RESORTS INC. Common 44107P104 235 14780 SH Sole 14780 D HUDSON CITY BANCORP INC Common 443683107 1823 103100 SH Sole 103100 D IAC/INTERACTIVECORP Common 44919P300 2357 113550 SH Sole 113550 D ICONIX BRAND GROUP INC Common 451055107 106146 6117919 SH Sole 6038514 79405 77 4450 SH Defined DB 4450 D IHS INC CL A Common 451734107 36744 571350 SH Sole 571350 D ILLUMINA INC Common 452327109 87706 1155541 SH Sole 1151571 3970 125 1650 SH Defined DB 1650 D IMCLONE SYSTEMS Common 45245W109 105184 2479590 SH Sole 2330760 148830 132 3100 SH Defined DB 3100 D INERGY LP UNIT LTD PARTNERSHIP Common 456615103 419 15000 SH Sole 15000 D INFORMATION SERVICES GROUP Common 45675Y104 3658 708960 SH Sole 708960 D INTEL CORP. Common 458140100 41136 1942196 SH Sole 1928756 13440 109 5150 SH Defined DB 5150 D INTERCONTINENTAL EXCHANGE INC Common 45865V100 80795 619122 SH Sole 563072 56050 D INTERMUNE INC Common 45884X103 13464 923483 SH Sole 923483 D INTERSIL HLDG CL-A Common 46069S109 6030 234910 SH Sole 234910 D INTL BUSINESS MACHINES CORP Common 459200101 2550 22145 SH Sole 22145 D INTUIT INC. Common 461202103 66863 2475499 SH Sole 2313409 162090 138 5100 SH Defined DB 5100 D INTUITIVE SURGICAL INC Common 46120E602 36041 111117 SH Sole 110477 640 81 250 SH Defined DB 250 D INVERNESS MEDICAL INNOVATION Common 46126P106 129325 4296528 SH Sole 4263955 32573 432 14350 SH Defined DB 14350 D IPC THE HOSPITALIST CO Common 44984A105 4161 210380 SH Sole 210380 D ITC HOLDINGS COR Common 465685105 81062 1557091 SH Sole 1543891 13200 D ITT CORPORATION Common 450911102 61271 1182617 SH Sole 1120267 62350 130 2500 SH Defined DB 2500 D J P MORGAN CHASE & CO. Common 46625H100 430 10000 SH Sole 10000
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VOTING AUTHORITY --------------------------- VALUE SHARES/ SH/ PUT/ INVSTMT NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - -------------------------------- -------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D JA SOLAR HOLDINGS CO ADR Common 466090107 166728 8963846 SH Sole 8818797 145049 276 14850 SH Defined DB 14850 D JC PENNEY & COMPANY INC Common 708160106 845 22400 SH Sole 22400 D JOHN WILEY & SONS INC Common 968223206 365 9200 SH Sole 4345 4855 D JOHNSON & JOHNSON Common 478160104 46113 710857 SH Sole 700907 9950 D JUNIPER NETWORKS Common 48203R104 2401 96055 SH Sole 455 95600 D KOHLS CORP. Common 500255104 6506 151685 SH Sole 151685 D KRAFT FOODS INC-CL A Common 50075N104 1622 52317 SH Sole 52317 D LAM RESEARCH CORP. Common 512807108 40239 1052838 SH Sole 958178 94660 145 3800 SH Defined DB 3800 D LANDAUER INC. Common 51476K103 478 9500 SH Sole 9500 D LAZARD LTD- CLASS A Common G54050102 43044 1126804 SH Sole 1115524 11280 181 4750 SH Defined DB 4750 D LEGG MASON INC. Common 524901105 518 9250 SH Sole 9250 D LIFE TIME FITNESS INC Common 53217R207 42740 1369441 SH Sole 1369441 D LIFEPOINT HOSPITALS INC Common 53219L109 19471 708807 SH Sole 708807 95 3450 SH Defined DB 3450 D LIMELIGHT NETWORKS INC Common 53261M104 125 38455 SH Sole 38455 D LKQ CORPORATION Common 501889208 85852 3820744 SH Sole 3792774 27970 25 1100 SH Defined DB 1100 D LOCKHEED MARTIN CORP. Common 539830109 62817 632600 SH Sole 632600 288 2900 SH Defined DB 2900 D LONGTOP FINANCIAL TECHNOLOGY A Common 54318P108 1019 53975 SH Sole 53975 D LOWES COMPANIES INC. Common 548661107 565 24650 SH Sole 24650 D M&T BANK CORPORATION Common 55261F104 527 6550 SH Sole 6550 D MACY'S INC Common 55616P104 10624 460710 SH Sole 452715 7995 D MANITOWOC COMPANY Common 563571108 15018 368100 SH Sole 365605 2495 D MARINER ENERGY INC Common 56845T305 30736 1137935 SH Sole 1137935 D MATRIA HEALTHCARE INC Common 576817209 1253 56200 SH Sole 56200 D MATTHEWS INTERNATIONAL Common 577128101 372 7700 SH Sole 7700 D MAX CAPITAL GROUP LTD Common G6052F103 23297 889547 SH Sole 889547 D MAXIM INTEGRATED PRODUCTS INC Common 57772K101 1328 65150 SH Sole 65150 D MCCORMICK & SCHMICK'S SEAFOOD Common 579793100 10501 901366 SH Sole 901366 D MCDERMOTT INTERNATIONAL INC Common 580037109 55905 1019791 SH Sole 991941 27850 D MCDONALDS CORP. Common 580135101 519 9310 SH Sole 9310 D MCKESSON HBOC INC Common 58155Q103 60488 1155006 SH Sole 1138381 16625 270 5150 SH Defined DB 5150 D MEDICINES CO Common 584688105 1601 79250 SH Sole 79250 D MEDTRONIC INC. Common 585055106 2972 61435 SH Sole 61435 D MELLANOX TECHNOLOGIES LTD Common M51363113 44764 3213512 SH Sole 3192081 21431 D MEMC ELECTRONIC MATERIALS INC Common 552715104 76074 1072975 SH Sole 954325 118650 D MERCK & CO INC Common 589331107 44297 1167256 SH Sole 1158546 8710 137 3600 SH Defined DB 3600 D MERIDIAN BIOSCIENCE Common 589584101 43134 1290284 SH Sole 1290284
7
VOTING AUTHORITY --------------------------- VALUE SHARES/ SH/ PUT/ INVSTMT NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - -------------------------------- -------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D METABOLIX INC Common 591018809 23024 2102662 SH Sole 2052531 50131 D METLIFE INC Common 59156R108 23467 389431 SH Sole 385081 4350 111 1850 SH Defined DB 1850 D MGM MIRAGE Common 552953101 67755 1152891 SH Sole 1149141 3750 167 2850 SH Defined DB 2850 D MICRON TECHNOLOGY INC. Common 595112103 642 107600 SH Sole 107600 D MICROSEMI CORP Common 595137100 46621 2044761 SH Sole 2044761 D MICROSOFT CORP Common 594918104 227235 8006887 SH Sole 7628607 378280 717 25265 SH Defined DB 25265 D MICRUS ENDOVASCULAR CORP Common 59518V102 803 65000 SH Sole 65000 D MOMENTA PHARMACEUTICAL Common 60877T100 695 63600 SH Sole 63600 D MONSANTO CO NEW Common 61166W101 18360 164662 SH Sole 125462 39200 D MONSTER WORLDWIDE INC. Common 611742107 12760 527050 SH Sole 514350 12700 D MORGAN STANLEY Common 617446448 288 6300 SH Sole 6300 D MOSAIC Common 61945A107 79381 773693 SH Sole 754108 19585 82 800 SH Defined DB 800 D MYLAN LABORATORIES INC. Common 628530107 62436 5382407 SH Sole 5289612 92795 102 8800 SH Defined DB 8800 D NABORS INDUSTRIES LTD. Common G6359F103 35852 1061666 SH Sole 1036676 24990 44 1300 SH Defined DB 1300 D NATIONAL OILWELL VARCO INC. Common 637071101 103540 1773555 SH Sole 1583095 190460 76 1300 SH Defined DB 1300 D NAVTEQ CORP Common 63936L100 18446 271260 SH Sole 269795 1465 41 600 SH Defined DB 600 D NCR CORPORATION Common 62886E108 59521 2607160 SH Sole 2580983 26177 250 10950 SH Defined DB 10950 D NEKTAR THERAPEUTICS Common 640268108 206 29690 SH Sole 29690 D NET 1 UEPS TECHNOLOGIES INC NE Common 64107N206 51821 2298035 SH Sole 2251550 46485 112 4980 SH Defined DB 4980 D NETAPP INC. Common 64110D104 47682 2369881 SH Sole 2327606 42275 128 6350 SH Defined DB 6350 D NETEASE.COM INC SPONSORED ADR Common 64110W102 2734 142299 SH Sole 142299 D NEUSTAR INC CL A Common 64126X201 71345 2694311 SH Sole 2666111 28200 D NEW YORK COMMUNITY BANCORP Common 649445103 1253 68750 SH Sole 68750 D NEWS CORPORATION CLASS A Common 65248E104 1469 78340 SH Sole 78340 D NEXCEN BRANDS INC Common 653351106 1945 566955 SH Sole 566955 D NICE SYSTEMS LIMITED ADR Common 653656108 86593 3068495 SH Sole 3050985 17510 161 5700 SH Defined DB 5700 D NIKE INC CL B Common 654106103 3011 44285 SH Sole 44285 D NINTENDO CO LTD ADR Common 654445303 85946 1331453 SH Sole 1301638 29815 D NOKIA CORP.-SPONSORED ADR Common 654902204 9285 291707 SH Sole 291707 D NORDSTROM INC Common 655664100 1082 33190 SH Sole 33190 D NOVARTIS AG ADR Common 66987V109 248 4850 SH Sole 4850 D NVIDIA CORP. Common 67066G104 1216 61420 SH Sole 61420
8
VOTING AUTHORITY --------------------------- VALUE SHARES/ SH/ PUT/ INVSTMT NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - -------------------------------- -------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D NYMEX HOLDINGS INC Common 62948N104 124735 1376311 SH Sole 1324636 51675 245 2700 SH Defined DB 2700 D NYSE EURONEXT Common 629491101 11743 190299 SH Sole 190299 D NYSE GROUP INC RESTRICTED STOC Common 9NYX00000 3298 53450 SH Sole 53450 D OMNITURE INC Common 68212S109 26101 1124544 SH Sole 1124544 D ON SEMICONDUCTOR CORPORATION Common 682189105 16931 2980865 SH Sole 2980865 D OPTIMER PHARMACEUTICALS Common 68401H104 478 77200 SH Sole 77200 D ORACLE CORP. Common 68389X105 12425 635239 SH Sole 378939 256300 D OSHKOSH CORP Common 688239201 36583 1008354 SH Sole 993079 15275 200 5500 SH Defined DB 5500 D OSI PHARMACEUTICALS INC Common 671040103 20606 551115 SH Sole 551115 D PANERA BREAD COMPANY Common 69840W108 3116 74395 SH Sole 29795 44600 D PAREXEL INTERNATIONAL CORP Common 699462107 56676 2171485 SH Sole 2171485 D PARTNERRE LTD Common G6852T105 34234 448676 SH Sole 443426 5250 141 1850 SH Defined DB 1850 D PEABODY ENERGY CORP Common 704549104 25183 493790 SH Sole 451740 42050 D PEET'S COFFEE AND TEA INC. Common 705560100 3442 146420 SH Sole 146420 D PEOPLE'S UNITED FINANCIAL Common 712704105 32438 1873951 SH Sole 1735351 138600 D PEPSICO INC Common 713448108 33629 465770 SH Sole 413955 51815 D PETROBANK ENERGY & RESOURCES L Common 71645P106 80394 1767031 SH Sole 1758692 8339 159 3500 SH Defined DB 3500 D PETROLEO BRASILEIRO S A ADR Common 71654V408 2501 24498 SH Sole 24498 D PETSMART INC. Common 716768106 24457 1196518 SH Sole 992641 203877 D PFIZER INC Common 717081103 4070 194465 SH Sole 194465 D PHARMASSET INC Common 71715N106 782 43352 SH Sole 43352 D PHILIP MORRIS INTERNATIONAL Common 718172109 148273 2931450 SH Sole 2727600 203850 575 11375 SH Defined DB 11375 D PHILLIPS VAN HEUSEN CORP Common 718592108 37325 984318 SH Sole 984318 D PLATINUM UNDERWRITERS HLDGS Common G7127P100 12175 375075 SH Sole 375075 D PNC FINANCIAL SERVICES GROUP Common 693475105 10361 158011 SH Sole 158011 D POLYCOM INC Common 73172K104 47855 2123093 SH Sole 2123093 D PONIARD PHARMACEUTICALS INC Common 732449301 708 211352 SH Sole 211352 D POWER MEDICAL INTERVENTIONS Common 739299105 5522 918092 SH Sole 904692 13400 D POZEN INC Common 73941U102 314 30300 SH Sole 30300 D PRAXAIR INC Common 74005P104 38447 456456 SH Sole 390856 65600 D PRICELINE.COM INC Common 741503403 51113 422913 SH Sole 422913 D PRINCIPAL FINANCIAL GROUP Common 74251V102 3880 69630 SH Sole 30 69600 D PROCTER & GAMBLE CO Common 742718109 28365 404814 SH Sole 349889 54925 D PROS HOLDINGS INC Common 74346Y103 7878 627738 SH Sole 627738 D PSYCHIATRIC SOLUTIONS INC Common 74439H108 22869 674212 SH Sole 674212 D QUALCOMM INC. Common 747525103 20580 501963 SH Sole 501963 D QUANTA SERVICES INC. Common 74762E102 9887 426710 SH Sole 419805 6905 47 2050 SH Defined DB 2050 D QUEST DIAGNOSTICS INC Common 74834L100 41604 919017 SH Sole 837637 81380 25 550 SH Defined DB 550
9
VOTING AUTHORITY --------------------------- VALUE SHARES/ SH/ PUT/ INVSTMT NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - -------------------------------- -------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D QUICKSILVER RESOURCES INC Common 74837R104 1132 30985 SH Sole 26380 4605 D RANGE RESOURCES CORP Common 75281A109 33400 526406 SH Sole 493056 33350 D RBC BEARINGS INC Common 75524B104 39028 1051126 SH Sole 1051126 D REGAL ENTERTAINMENT Common 758766109 443 22950 SH Sole 22950 D RESEARCH IN MOTION LTD NEW Common 760975102 240395 2141988 SH Sole 2107675 34313 617 5500 SH Defined DB 5500 D RESOURCES CONNECTION INC. Common 76122Q105 179 10000 SH Sole 10000 D ROPER INDUSTRIES INC Common 776696106 12010 202051 SH Sole 202051 D ROWAN COMPANIES Common 779382100 418 10150 SH Sole 10150 D ROWE T PRICE GROUP INC. Common 74144T108 25733 514654 SH Sole 439504 75150 D ROYAL DUTCH SHELL PLC ADR Common 780259206 1035 15000 SH Sole 15000 D RTI INTERNATIONAL METALS Common 74973W107 12891 285140 SH Sole 285140 D SATYAM COMPUTER SERVICES ADR Common 804098101 85782 3797322 SH Sole 3717292 80030 154 6800 SH Defined DB 6800 D SAVIENT PHARMACEUTICALS Common 80517Q100 42537 2126827 SH Sole 2126827 D SAVVIS INC Common 805423308 16835 1034726 SH Sole 1022726 12000 81 5000 SH Defined DB 5000 D SBA COMMUNICATIONS CORP Common 78388J106 122387 4102808 SH Sole 4044789 58019 D SCHERING PLOUGH CORP Common 806605101 5264 365325 SH Sole 365325 D SCHLUMBERGER LTD Common 806857108 21019 241595 SH Sole 241595 D SEAGATE TECHNOLOGY Common G7945J104 406 19380 SH Sole 19380 D SHAW GROUP INC Common 820280105 46208 980230 SH Sole 843680 136550 D SHIRE PLC - SPONSORED ADR Common 82481R106 22506 388300 SH Sole 382200 6100 D SHUTTERFLY INC Common 82568P304 7664 515380 SH Sole 504692 10688 D SI INTERNATIONAL INC Common 78427V102 25969 1353271 SH Sole 1353271 D SIGNATURE BANK Common 82669G104 33773 1324429 SH Sole 1324429 D SILGAN HOLDINGS INC. Common 827048109 49864 1004718 SH Sole 1004718 D SINA CORPORATION Common G81477104 62475 1772350 SH Sole 1741160 31190 146 4150 SH Defined DB 4150 D SMITH & NEPHEW PLC ADR Common 83175M205 45783 693783 SH Sole 677233 16550 D SOLERA HOLDINGS Common 83421A104 118754 4874971 SH Sole 4831951 43020 139 5700 SH Defined DB 5700 D SONUS NETWORKS INC. Common 835916107 49623 14425208 SH Sole 14328793 96415 137 39950 SH Defined DB 39950 D SONY CORP - ADR NEW Common 835699307 20860 520589 SH Sole 515889 4700 12 300 SH Defined DB 300 D SOTHEBY'S HLDGS INC.-CL A Common 835898107 53436 1848367 SH Sole 1815607 32760 155 5350 SH Defined DB 5350 D SPREADTRUM COMMUNICATIONS ADR Common 849415203 16707 1920387 SH Sole 1894737 25650 D ST JUDE MEDICAL INC Common 790849103 56889 1317171 SH Sole 1101621 215550 D STARBUCKS CORP. Common 855244109 14078 804483 SH Sole 723983 80500 D STARWOOD HOTELS & RESORTS WORL Common 85590A401 390 7535 SH Sole 7535 D SUNPOWER CORP CL A Common 867652109 9448 126804 SH Sole 126804
10
VOTING AUTHORITY --------------------------- VALUE SHARES/ SH/ PUT/ INVSTMT NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - -------------------------------- -------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D SUPERGEN INC Common 868059106 403 160600 SH Sole 160600 D SYMANTEC CORP. Common 871503108 1776 106860 SH Sole 106860 D SYNAPTICS INC Common 87157D109 22071 924248 SH Sole 924248 D SYNCHRONOSS TECHNOLOGIES INC Common 87157B103 31685 1581856 SH Sole 1581856 D T-3 ENERGY SERVICES INC Common 87306E107 18173 427005 SH Sole 427005 D TAKE-TWO INTERACTIVE SOFTWARE Common 874054109 21323 835560 SH Sole 815960 19600 D TALEO CORPORATION Common 87424N104 50216 2588463 SH Sole 2566713 21750 D TELETECH HOLDINGS INC Common 879939106 77848 3466082 SH Sole 3432682 33400 D TENNECO INC Common 880349105 47039 1683567 SH Sole 1683567 D TEREX CORP NEW Common 880779103 12172 194745 SH Sole 132845 61900 D TESSERA TECHNOLOGIES INC Common 88164L100 78252 3762103 SH Sole 3562403 199700 156 7491 SH Defined DB 7491 D TEVA PHARMACEUTICAL IND. LTD - Common 881624209 5553 120227 SH Sole 120227 D TEXAS INSTRUMENTS INC. Common 882508104 609 21545 SH Sole 21545 D THIRD WAVE TECHNOLOGIES Common 88428W108 7510 814560 SH Sole 814560 D THOMPSON CREEK METALS COMPANY Common 884768102 56592 3099230 SH Sole 3086530 12700 D THORATEC CORP Common 885175307 36236 2535763 SH Sole 2521553 14210 20 1400 SH Defined DB 1400 D THQ INC NEW Common 872443403 26254 1204318 SH Sole 1204318 D TIBCO SOFTWARE INC Common 88632Q103 47696 6680174 SH Sole 6578774 101400 D TIME WARNER TELECOM INC CLASS Common 887319101 11277 728015 SH Sole 728015 D TITANIUM METALS CORP Common 888339207 307 20400 SH Sole 20400 D TJX COMPANY INC Common 872540109 1715 51855 SH Sole 55 51800 D TOLL BROTHERS INC. Common 889478103 8529 363265 SH Sole 350315 12950 D TRANSOCEAN INC. NEW Common G90073100 163992 1212956 SH Sole 1194296 18660 476 3522 SH Defined DB 3522 D UNITED PARCEL SERVICE INC CL-B Common 911312106 998 13665 SH Sole 13665 D UNITED TECHNOLOGIES CORP. Common 913017109 616 8955 SH Sole 8955 D UNITED THERAPEUTICS CORP. Common 91307C102 119086 1373539 SH Sole 1320184 53355 158 1820 SH Defined DB 1820 D UNITEDHEALTH GROUP INC Common 91324P102 1815 52815 SH Sole 52815 D URANIUM ONE INC Common 91701P105 33686 10229834 SH Sole 10095814 134020 17 5300 SH Defined DB 5300 D URBAN OUTFITTERS INC Common 917047102 13195 420889 SH Sole 420889 D URS CORP NEW Common 903236107 18311 560145 SH Sole 560145 D UTI WORLDWIDE INC Common G87210103 207 10300 SH Sole 10300 D VALASSIS COMMUNICATIONS INC Common 918866104 137 12605 SH Sole 12605 D VALERO ENERGY CORP Common 91913Y100 12169 247785 SH Sole 184935 62850 D VARIAN MEDICAL SYSTEMS INC Common 92220P105 43398 926512 SH Sole 900612 25900 D VARIAN SEMICONDUCTOR EQUIPMENT Common 922207105 18734 665516 SH Sole 505316 160200 D VEOLIA ENVIRONNEMENT - ADR Common 92334N103 1728 24710 SH Sole 24710 D VERIFONE HOLDINGS INC Common 92342Y109 21285 1341230 SH Sole 1341230 D VERIZON COMMUNICATIONS Common 92343V104 18737 514036 SH Sole 514036 D VISA INC CLASS A SHARES Common 92826C839 3099 49700 SH Sole 28800 20900
11
VOTING AUTHORITY --------------------------- VALUE SHARES/ SH/ PUT/ INVSTMT NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - -------------------------------- -------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D VISTAPRINT LTD Common G93762204 24978 714665 SH Sole 714665 D WACHOVIA CORP 2ND NEW COM Common 929903102 948 35100 SH Sole 35100 D WAL-MART STORES INC Common 931142103 9257 175717 SH Sole 173807 1910 42 800 SH Defined DB 800 D WALGREEN CO. Common 931422109 28859 757647 SH Sole 751897 5750 D WASTE MANAGEMENT INC NEW Common 94106L109 487 14500 SH Sole 14500 D WATSON WYATT WORLDWIDE INC CL Common 942712100 701 12350 SH Sole 12350 D WEATHERFORD INTERNATIONAL LTD Common G95089101 110933 1530749 SH Sole 1506414 24335 341 4700 SH Defined DB 4700 D WESTERGAARD.COM INC Common 957556103 0 10000 SH Other ND 10000 D WHOLE FOODS MARKET INC. Common 966837106 9823 297946 SH Sole 248196 49750 D WINDSTREAM CORP Common 97381W104 442 37004 SH Sole 37004 D WMS INDUSTRIES INC Common 929297109 15867 441106 SH Sole 441106 D WORLD WRESTLING ENTERTAINMENT Common 98156Q108 419 22500 SH Sole 22500 D WRIGHT EXPRESS CORP Common 98233Q105 39974 1300800 SH Sole 1300800 D WYETH CORPORATION Common 983024100 806 19300 SH Sole 19300 D WYNN RESORTS LTD Common 983134107 41070 408086 SH Sole 401236 6850 D YAHOO INC. Common 984332106 38973 1347139 SH Sole 1212889 134250 126 4350 SH Defined DB 4350 D YAMANA GOLD INC Common 98462Y100 12306 841700 SH Sole 818500 23200 D YUM BRANDS INC Common 988498101 3290 88425 SH Sole 88425 D ZIMMER HOLDINGS INC Common 98956P102 3979 51105 SH Sole 49655 1450 D ZOLTEK COMPANIES INC Common 98975W104 55029 2075006 SH Sole 1997811 77195 94 3550 SH Defined DB 3550 D AEGON NV PRD N00927348 586 25000 SH Sole 25000 D CITIGROUP INC 8.125% SERIES AA PRD 172967572 481 20000 SH Sole 20000 D DUKE REALTY CORP 8.375% SERIES PRD 264411679 245 10000 SH Sole 10000 D FANNIE MAE PRD 313586752 241 10000 SH Sole 10000 D FANNIE MAE PFD SERIES R PRD 313586760 830 35000 SH Sole 35000 D FREDDIE MAC PFD SER Z PRD 313400624 244 10000 SH Sole 10000 D INDYMAC BANK FSB 144A PRD 45660R304 98 20000 SH Sole 20000 D ING GROEP NV PRD 456837707 442 18000 SH Sole 18000 D LEHMAN BROTHERS HOLDINGS PRD 52520W317 207 10000 SH Sole 10000 D PPL CAPITAL FUNDING INC PRD 69352P889 243 10000 SH Sole 10000 D ALLEGHANY CORP 5.75% 6/15/09 S Conv Pref. 017175209 628 2000 SH Sole 2000 D AVERY DENNISON CORP Conv Pref. 053611307 996 20000 SH Sole 20000 D BANK OF AMERICAN CORP 7.25% SE Conv Pref. 060505682 1033 1000 SH Sole 1000 D CHESAPEAKE ENERGY CORP Conv Pref. 165167826 1308 10000 SH Sole 10000 D CROWN CASTLE INTL CORP Conv Pref. 228227401 1120 20000 SH Sole 20000 D DIGITAL REALTY TRUST LP 5.50% Conv Pref. 253868608 987 40000 SH Sole 40000 D ENTERGY CORP 7.625% CONV PFD Conv Pref. 29364G202 325 5000 SH Sole 5000 D EXIT41 INC PFD SER B RESTRICTE Conv Pref. 9EXIT0000 302 476872 SH Sole 476872 D FREEPORT-MCMORAN COPPER & GOLD Conv Pref. 35671D782 2072 14756 SH Sole 14756 D HECLA MINING 6.50% 01/01/11 SE Conv Pref. 422704304 557 5000 SH Sole 5000
12
VOTING AUTHORITY --------------------------- VALUE SHARES/ SH/ PUT/ INVSTMT NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - -------------------------------- -------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D HRPT PROPERTIES TRUST 6.5% SER Conv Pref. 40426W507 362 20000 SH Sole 20000 D IPC HOLDINGS Conv Pref. G4933P119 518 20000 SH Sole 20000 D SANTAN FINANCE PREFERRED UNIP Conv Pref. 80281R706 445 20000 SH Sole 20000 D STANLEY WORKS Conv Pref. 854616208 425 500 SH Sole 500 D ALGER FUND LARGECAP GROWTH CL Mutual Funds 015565856 850 71288.722 SH Other ND 71288.722 D ALGER MIDCAP GROWTH PORT. CL A Mutual Funds 015565864 98 12854.105 SH Other ND 12854.105 D ALGER SMALL CAP PORTFOLIO CL A Mutual Funds 015565872 125 19837.792 SH Other ND 19837.792 D THE ALGER FUND CAPITAL APPREC Mutual Funds 015565849 1836 140789.132 SH Other ND 140789.132 D THE ALGER AMERICAN ASSET GROWT Mutual Funds 985109999 18018 680198.567 SH Other ND 680198.567 D THE ALGER AMERICAN FUND GROWTH Mutual Funds 015544505 1925 45327.073 SH Other ND 45327.073 D THE ALGER AMERICAN FUND SMALL Mutual Funds 015544406 1225 44276.915 SH Other ND 44276.915 D LINC ENERGY Common B12CM37 208 207575 SH Sole 207575 D VESTAS WIND SYSTEM Common 5964651 26753 244009 SH Sole 244009 D ALIBABA.COM LTD Common B28Q940 5800 2800330 SH Sole 2800330 D INDUSTRIAL AND COMMERCIAL BANK Common B1G1QD8 9 12826 SH Sole 12826 D LENOVO GROUP LIMITED COM Common 6218089 16 24268 SH Sole 24268 D NEW WORLD DEPARTMENT STORE Common B1Z69H9 12 10137 SH Sole 10137 D PEACH MARK HOLDINGS Common 6433774 9 10401 SH Sole 10401 D GAME GROUP PLC Common 0736015 13819 3275846 SH Sole 3275846 D ROLLS-ROYCE GROUP PLC CLASS B Common 3422355 0 333132 SH Sole 333132 D BOLSA DE MERCADORIAS Common B29NBB1 29231 3194390 SH Sole 3194390 D BOVESPA HOLDING SA Common B28CWH2 28754 2125817 SH Sole 2125817 D ACCOR SA Common 5852842 63960 872552 SH Sole 872552 D MERCK KGAA Common 4741844 3518 28217 SH Sole 28217 D TELE ATLAS NV Common B0NLTB3 9667 241895 SH Sole 241895 D TOMTOM Common B08TZQ9 14614 352005 SH Sole 352005 S REPORT SUMMARY 543 DATA RECORDS 12163284
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