-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RUr8S0jSTs1rlYn+jCjMnBeIsyymu5sKdcw3djU1uF4gOYZ6050NHvDyImvj9icC TC1uFXrheHfD4BrYsD9Uig== 0000902664-08-002618.txt : 20080814 0000902664-08-002618.hdr.sgml : 20080814 20080814141232 ACCESSION NUMBER: 0000902664-08-002618 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080814 DATE AS OF CHANGE: 20080814 EFFECTIVENESS DATE: 20080814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polar Securities Inc. CENTRAL INDEX KEY: 0001326389 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12489 FILM NUMBER: 081017634 BUSINESS ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2S6 BUSINESS PHONE: 416-367-4364 MAIL ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2S6 13F-HR 1 p08-1289form13fhr.txt POLAR SECURITIES INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 ------------------------ Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Polar Securities Inc. -------------------------------------------------- Address: 372 Bay Street, 21st Floor -------------------------------------------------- Toronto, Ontario M5H 2N9 -------------------------------------------------- Canada -------------------------------------------------- Form 13F File Number: 028-12489 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robyn Schultz -------------------------------------------------- Title: Chief Compliance Officer -------------------------------------------------- Phone: 416-369-4453 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Robyn Schultz Toronto, Ontario Canada 8/14/08 ------------------------ ------------------------------ ---------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 187 ------------- Form 13F Information Table Value Total: $797,285 ------------- (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 C OLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------------------------------------------------------------------------------------------------------------------- 2020 CHINACAP ACQUIRCO INC COM 90212G109 743 100,000 SH SOLE 100,000 2020 CHINACAP ACQUIRCO INC *W EXP 11/08/201 90212G117 51 100,000 SH SOLE 100,000 3M CO COM 88579Y101 6,959 100,000 SH PUT SOLE 100,000 ABITIBIBOWATER INC COM 003687100 178 19,000 SH SOLE 19,000 ADOBE SYS INC COM 00724F101 7,200 182,800 SH SOLE 182,800 ADVANCED TECHNOLOGY ACQU COR COM 007556103 4,915 651,800 SH SOLE 651,800 AGILENT TECHNOLOGIES INC COM 00846U101 7,805 219,600 SH SOLE 219,600 ALPHA SEC GROUP CORP *W EXP 03/23/201 02078A118 51 100,000 SH SOLE 100,000 ALPHA SEC GROUP CORP COM 02078A100 5,900 613,900 SH SOLE 613,900 ALSIUS CORPORATION COM 021211107 30 25,000 SH SOLE 25,000 ALTERNATIVE ASSET MGMT ACQU *W EXP 08/01/201 02149U119 57 146,800 SH SOLE 146,800 ALTERNATIVE ASSET MGMT ACQU COM 02149U101 7,951 854,999 SH SOLE 854,999 ALYST ACQUISTION CORP *W EXP 06/28/201 02263A113 144 283,000 SH SOLE 283,000 ALYST ACQUISTION CORP COM 02263A105 4,260 565,800 SH SOLE 565,800 AMDOCS LTD ORD G02602103 11,524 391,700 SH SOLE 391,700 ANIXTER INTL INC COM 035290105 8,519 143,200 SH SOLE 143,200 APEX BIOVENTURES ACQ CORP COM 03753Q105 5,883 789,679 SH SOLE 789,679 APPLE INC COM 037833100 1,942 11,600 SH PUT SOLE 11,600 APPLE INC COM 037833100 1,942 11,600 SH CALL SOLE 11,600 ATLAS ACQUISITION HLDGS CORP COM 049162100 4,206 458,200 SH SOLE 458,200 BANK NOVA SCOTIA HALIFAX COM 064149107 1,361 29,700 SH CALL SOLE 29,700 BANK NOVA SCOTIA HALIFAX COM 064149107 3,941 86,000 SH PUT SOLE 86,000 BANK OF AMERICA CORPORATION COM 060505104 657 27,510 SH SOLE 27,510 BCE INC COM NEW 05534B760 661 19,000 SH PUT SOLE 19,000 BCE INC COM NEW 05534B760 3,028 87,000 SH CALL SOLE 87,000 BE AEROSPACE INC COM 073302101 5,226 224,400 SH SOLE 224,400 BIO RAD LABS INC CL A 090572207 6,175 76,333 SH SOLE 76,333 BON-TON STORES INC COM 09776J101 755 144,700 SH PUT SOLE 144,700 BRISTOW GROUP INC COM 110394103 4,063 82,100 SH SOLE 82,100 CANO PETE INC COM 137801106 2,355 296,657 SH SOLE 296,657 CANTEL MEDICAL CORP COM 138098108 4,463 441,029 SH SOLE 441,029 CAPITOL ACQUISITION CORP DEL COM 14055E104 933 100,000 SH SOLE 100,000 CARDERO RES CORP COM 14140U105 215 101,869 SH SOLE 101,869 CARNIVAL CORP PAIRED CTF 143658300 9,314 282,600 SH SOLE 282,600 CDN IMPERIAL BK OF COMMERCE COM 136069101 494 9,000 SH CALL SOLE 9,000 CHC HELICOPTER CORP CL A SUB VTG 12541C203 4,619 150,000 SH SOLE 150,000 CHICOS FAS INC COM 168615102 1,074 200,000 SH CALL SOLE 200,000 CHICOS FAS INC COM 168615102 6,860 1,277,500 SH SOLE 1,277,500 CHINA HEALTHCARE ACQ CORP *W EXP 04/18/201 16939Q112 62 386,000 SH SOLE 386,000 CHINA HEALTHCARE ACQ CORP COM 16939Q104 4,814 849,050 SH SOLE 849,050 CHURCHILL VENTURES LTD *W EXP 03/01/201 17157P117 11 50,000 SH SOLE 50,000 CHURCHILL VENTURES LTD COM 17157P109 4,129 526,000 SH SOLE 526,000 CLARK HLDGS INC *W EXP 02/15/201 18145M117 1 11,300 SH SOLE 11,300 CLEAR CHANNEL COMMUNICATIONS COM 184502102 6,160 175,000 SH SOLE 175,000 COLUMBUS ACQUISITION CORP COM 198851107 8,800 1,144,350 SH SOLE 1,144,350 COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 3,582 100,000 SH PUT SOLE 100,000 COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 3,582 100,000 SH CALL SOLE 100,000 CONOCOPHILLIPS COM 20825C104 2,360 25,000 SH CALL SOLE 25,000 CONOCOPHILLIPS COM 20825C104 2,360 25,000 SH PUT SOLE 25,000 CON-WAY INC COM 205944101 7,968 168,600 SH SOLE 168,600 COREL CORP NEW COM 21869X103 1,475 146,680 SH SOLE 146,680 CORINTHIAN COLLEGES INC COM 218868107 7,969 686,400 SH SOLE 686,400 DECKERS OUTDOOR CORP COM 243537107 4,176 30,000 SH CALL SOLE 30,000 DEKANIA CORP COM 24488U104 2,004 209,800 SH SOLE 209,800 DESCARTES SYS GROUP INC COM 249906108 8,486 2,529,600 SH SOLE 2,529,600 DISNEY WALT CO COM DISNEY 254687106 10,761 344,900 SH SOLE 344,900 DRESS BARN INC NOTE 2.500%12/1 261570AB1 7,111 4,900,000 PRN SOLE 4,900,000 ENCANA CORP COM 292505104 4,547 50,000 SH PUT SOLE 50,000 ENERGY CONVERSION DEVICES IN COM 292659109 1,893 25,700 SH SOLE 25,700 ENERGY INFRASTRUCTURE ACQUI COM 29269P109 6,520 658,627 SH SOLE 658,627 ENERGY SVCS ACQUISITION CORP COM 29271Q103 2,400 423,300 SH SOLE 423,300 ENTERPRISE ACQUISITION CORP *W EXP 11/07/201 29365R116 264 440,000 SH SOLE 440,000 ENTERPRISE ACQUISITION CORP COM 29365R108 5,932 636,500 SH SOLE 636,500 EVERGREEN SOLAR INC COM 30033R108 4,401 454,200 SH SOLE 454,200 EXACTECH INC COM 30064E109 6,158 239,536 SH SOLE 239,536 EXFO ELECTRO OPTICAL ENGR IN SUB VTG SHS 302043104 4,458 1,001,900 SH SOLE 1,001,900 FIRST ADVANTAGE CORP CL A 31845F100 3,040 191,771 SH SOLE 191,771 FRONTLINE LTD SHS G3682E127 1,256 18,000 SH PUT SOLE 18,000 GENEVA ACQUISITION CORP *W EXP 02/12/201 37185Y112 63 417,900 SH SOLE 417,900 GENEVA ACQUISITION CORP COM 37185Y104 3,078 533,500 SH SOLE 533,500 GLOBAL BPO SVCS CORP COM 378981104 2,431 317,800 SH SOLE 317,800 GLOBAL INDS LTD COM 379336100 3,860 215,300 SH SOLE 215,300 GOLDEN POND HEALTHCARE INC COM 38116J109 1,358 184,800 SH SOLE 184,800 GRANAHAN MCCOURT ACQ CORP *W EXP 10/18/201 385034111 49 128,400 SH SOLE 128,400 GRANAHAN MCCOURT ACQ CORP COM 385034103 1,613 198,100 SH SOLE 198,100 GREAT ATLANTIC & PAC TEA INC COM 390064103 8,753 383,546 SH SOLE 383,546 GREY WOLF INC COM 397888108 3,612 400,000 SH SOLE 400,000 GSC ACQUISITION COMPANY COM 40053G106 5,013 533,300 SH SOLE 533,300 HARTE-HANKS INC COM 416196103 6,475 565,500 SH SOLE 565,500 HICKS ACQUISITION CO I INC COM 429086309 9,584 1,031,700 SH SOLE 1,031,700 HIGHLANDS ACQUISITION CORP COM 430880104 2,844 309,100 SH SOLE 309,100 HSBC HLDGS PLC SPON ADR NEW 404280406 3,835 50,000 SH PUT SOLE 50,000 HUNTSMAN CORP COM 447011107 1,004 88,100 SH CALL SOLE 88,100 IMMUCOR INC COM 452526106 3,678 142,100 SH SOLE 142,100 INFOGROUP INC COM 45670G108 7,688 1,751,246 SH SOLE 1,751,246 INTER ATLANTIC FINANCIAL INC *W EXP 10/02/201 45890H118 86 306,500 SH SOLE 306,500 INTER ATLANTIC FINANCIAL INC COM 45890H100 7,022 933,717 SH SOLE 933,717 ISHARES INC MSCI GERMAN 464286806 2,944 100,000 SH PUT SOLE 100,000 ISHARES INC MSCI GERMAN 464286806 1,443 49,000 SH SOLE 49,000 ISHARES TR FTSE XNHUA IDX 464287184 5,783 44,200 SH CALL SOLE 44,200 ISHARES TR FTSE XNHUA IDX 464287184 5,783 44,200 SH PUT SOLE 44,200 ISHARES TR NYSE 100INX FD 464287135 28,656 415,000 SH PUT SOLE 415,000 JP MORGAN CHASE & CO COM 46625H100 1,029 30,000 SH PUT SOLE 30,000 KAYDON CORP COM 486587108 4,920 95,700 SH SOLE 95,700 KBL HEALTHCARE ACQUIS CORP I COM 48241N107 9,996 1,341,800 SH SOLE 1,341,800 KINGSWAY FINL SVCS INC COM 496904103 496 57,100 SH PUT SOLE 57,100 KOHLS CORP COM 500255104 9,373 234,100 SH SOLE 234,100 LEHMAN BROS HLDGS INC COM 524908100 1,981 100,000 SH CALL SOLE 100,000 MACROSHARES OIL UP TRADEABLE SHS 55610L109 61,905 1,548,000 SH SOLE 1,548,000 MANULIFE FINL CORP COM 56501R106 5,835 168,100 SH PUT SOLE 168,100 MARATHON ACQUISITION CORP COM 565756103 109 14,000 SH SOLE 14,000 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 3,885 220,000 SH SOLE 220,000 MBF HEALTHCARE ACQUISITION C *W EXP 04/16/201 552650111 72 278,000 SH SOLE 278,000 MBF HEALTHCARE ACQUISITION C COM 552650103 4,155 528,000 SH SOLE 528,000 MCDONALDS CORP COM 580135101 1,574 28,000 SH SOLE 28,000 MCDONALDS CORP COM 580135101 2,811 50,000 SH PUT SOLE 50,000 MEDIA & ENTMT HOLDINGS INC *W EXP 03/09/201 58439W116 77 214,500 SH SOLE 214,500 MEDIA & ENTMT HOLDINGS INC COM 58439W108 4,575 601,974 SH SOLE 601,974 MERRILL LYNCH & CO INC COM 590188108 1,665 52,500 SH PUT SOLE 52,500 MINDSPEED TECHNOLOGIES INC COM 602682106 5,269 5,987,598 SH SOLE 5,987,598 MONACO COACH CORP COM 60886R103 3,501 1,151,760 SH SOLE 1,151,760 NAVIOS MARITIME HOLDINGS INC *W EXP 12/09/200 Y62196111 524 109,777 SH SOLE 109,777 NBTY INC COM 628782104 7,419 231,400 SH SOLE 231,400 NORTH AMERN PALLADIUM LTD *W EXP 12/13/200 656912110 918 458,800 SH SOLE 458,800 NRDC ACQUISITION CORP COM 62941R102 9,429 1,010,600 SH SOLE 1,010,600 NRG ENERGY INC COM NEW 629377508 1,849 43,100 SH SOLE 43,100 NRG ENERGY INC COM NEW 629377508 4,397 102,500 SH PUT SOLE 102,500 NTR ACQUISITION CO COM 629415100 6,470 668,400 SH SOLE 668,400 O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 4,800 721,800 SH SOLE 721,800 OCEANAUT INC COM 675227102 2,367 300,700 SH SOLE 300,700 OMNICELL INC COM 68213N109 2,125 161,200 SH SOLE 161,200 ONYX PHARMACEUTICALS INC COM 683399109 1,780 50,000 SH PUT SOLE 50,000 ONYX PHARMACEUTICALS INC COM 683399109 1,780 50,000 SH CALL SOLE 50,000 PALL CORP COM 696429307 14,356 361,800 SH SOLE 361,800 PERKINELMER INC COM 714046109 7,804 280,200 SH SOLE 280,200 PETRO-CDA COM 71644E102 3,714 66,300 SH SOLE 66,300 PHILLIPS VAN HEUSEN CORP COM 718592108 3,713 101,400 SH SOLE 101,400 PILGRIMS PRIDE CORP COM 721467108 3,248 250,000 SH CALL SOLE 250,000 PRIMUS GUARANTY LTD SHS G72457107 285 98,000 SH SOLE 98,000 PROSPECT ACQUISITION CORP COM 74347T103 5,137 551,800 SH SOLE 551,800 RED ROBIN GOURMET BURGERS IN COM 75689M101 6,327 228,100 SH SOLE 228,100 REGIONS FINANCIAL CORP NEW COM 7591EP100 1,091 100,000 SH SOLE 100,000 RENAISSANCE ACQUISITION CORP COM 75966C305 3,731 646,700 SH SOLE 646,700 REPUBLIC SVCS INC COM 760759100 7,528 253,455 SH SOLE 253,455 RITCHIE BROS AUCTIONEERS COM 767744105 10,771 397,000 SH SOLE 397,000 ROCKWOOD HLDGS INC COM 774415103 4,855 139,500 SH SOLE 139,500 ROGERS COMMUNICATIONS INC CL B 775109200 4,407 114,000 SH PUT SOLE 114,000 ROYAL BK CDA MONTREAL QUE COM 780087102 670 15,000 SH CALL SOLE 15,000 ROYAL BK CDA MONTREAL QUE COM 780087102 1,161 26,000 SH PUT SOLE 26,000 SANTA MONICA MEDIA CORP *W EXP 03/27/201 802501114 27 180,500 SH SOLE 180,500 SANTA MONICA MEDIA CORP COM 802501106 4,615 598,520 SH SOLE 598,520 SAPPHIRE INDUSTRIALS CORP COM 80306T109 4,315 461,520 SH SOLE 461,520 SCHERING PLOUGH CORP COM 806605101 12,850 652,600 SH SOLE 652,600 SCOPUS VIDEO NETWORKS LTD SHS M8260H106 4,602 1,150,450 SH SOLE 1,150,450 SCRIPPS E W CO OHIO CL A 811054204 482 11,600 SH SOLE 11,600 SECURE AMER ACQUISITION CORP *W EXP 10/23/201 81372L111 19 62,600 SH SOLE 62,600 SECURE AMER ACQUISITION CORP COM 81372L103 2,469 331,400 SH SOLE 331,400 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1,520 75,000 SH CALL SOLE 75,000 SHANGHAI CENTURY ACQUISIT CO SHS G80637104 618 78,200 SH SOLE 78,200 SILVER WHEATON CORP COM 828336107 221 15,000 SH SOLE 15,000 SP ACQUISITION HOLDINGS INC *W EXP 10/10/201 78470A112 60 100,000 SH SOLE 100,000 SP ACQUISITION HOLDINGS INC COM 78470A104 2,326 250,100 SH SOLE 250,100 SPDR TR UNIT SER 1 78462F103 6,399 50,000 SH CALL SOLE 50,000 SPDR TR UNIT SER 1 78462F103 19,133 149,500 SH PUT SOLE 149,500 SPORTS PPTYS ACQUISITION COR COM 84920F107 935 100,000 SH SOLE 100,000 STANLEY WKS COM 854616109 6,890 153,700 SH SOLE 153,700 STONELEIGH PARTNERS ACQUS CO *W EXP 05/31/201 861923126 29 64,200 SH SOLE 64,200 STONELEIGH PARTNERS ACQUS CO COM 861923100 6,226 806,500 SH SOLE 806,500 SUN LIFE FINL INC COM 866796105 614 15,000 SH CALL SOLE 15,000 SUN LIFE FINL INC COM 866796105 2,387 58,300 SH PUT SOLE 58,300 TAILWIND FINL INC *W EXP 04/11/201 874023112 53 280,000 SH SOLE 280,000 TAILWIND FINL INC COM 874023104 4,290 550,000 SH SOLE 550,000 TESORO CORP COM 881609101 593 30,000 SH CALL SOLE 30,000 THOMSON REUTERS CORP COM 884903105 322 10,000 SH PUT SOLE 10,000 TITAN INTL INC ILL COM 88830M102 3,562 100,000 SH CALL SOLE 100,000 TOMOTHERAPY INC COM 890088107 2,777 311,000 SH SOLE 311,000 TORONTO DOMINION BK ONT COM NEW 891160509 1,245 20,000 SH CALL SOLE 20,000 TORONTO DOMINION BK ONT COM NEW 891160509 1,389 22,300 SH PUT SOLE 22,300 TRACTOR SUPPLY CO COM 892356106 3,993 137,500 SH SOLE 137,500 TRANSFORMA ACQUISITION GROUP COM 89366E100 5,384 688,519 SH SOLE 688,519 TRANS-INDIA ACQUISITION CORP *W EXP 02/08/201 893237115 86 214,600 SH SOLE 214,600 TRANS-INDIA ACQUISITION CORP COM 893237107 7,812 1,023,814 SH SOLE 1,023,814 TREMISIS ENERGY ACQ CORP II COM 89472N101 2,422 323,400 SH SOLE 323,400 TRIAN ACQUISITION I CORP COM 89582E108 921 100,000 SH SOLE 100,000 TRIPLECROWN ACQUISITION CORP COM 89677G109 321 35,000 SH SOLE 35,000 UNION STREET ACQ CORP *W EXP 02/05/201 908536113 32 293,900 SH SOLE 293,900 UNION STREET ACQ CORP COM 908536105 6,701 862,470 SH SOLE 862,470 UNITED REFINING ENERGY CORP COM 911360105 4,997 528,832 SH SOLE 528,832 UNITED REFINING ENERGY CORP *W EXP 12/11/201 911360113 61 100,000 SH SOLE 100,000 UNITED TECHNOLOGIES CORP COM 913017109 9,872 160,000 SH PUT SOLE 160,000 USA TECHNOLOGIES INC COM NO PAR 90328S500 1,934 325,000 SH SOLE 325,000 VERISIGN INC COM 92343E102 684 18,100 SH SOLE 18,100 VERISIGN INC COM 92343E102 1,323 35,000 SH PUT SOLE 35,000 VIACOM INC NEW CL B 92553P201 18,290 598,900 SH SOLE 598,900 VICTORY ACQUISITION CORP COM 92644D100 2,856 300,000 SH SOLE 300,000 WESTERN GOLDFIELDS INC CDA COM NEW 95828P203 1,148 500,000 SH SOLE 500,000 WESTERN UN CO COM 959802109 11,809 477,700 SH SOLE 477,700
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