-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BXNRMZn22TrW3KPpd4EeQgY8pyZFjgfLqlBMXjg+tUceCxioLJNczp1u9XvhYNQW hUEYfU8zZaQchfpDPQMjYg== 0001399490-08-000018.txt : 20080213 0001399490-08-000018.hdr.sgml : 20080213 20080213132543 ACCESSION NUMBER: 0001399490-08-000018 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20080213 DATE AS OF CHANGE: 20080213 EFFECTIVENESS DATE: 20080213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Whale Rock Capital Management LLC CENTRAL INDEX KEY: 0001387322 IRS NUMBER: 562567478 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12235 FILM NUMBER: 08603125 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQUARE, 41ST FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-502-9901 MAIL ADDRESS: STREET 1: ONE POST OFFICE SQUARE, 41ST FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR/A 1 wr3q07a2.txt WHALE ROCK 3Q07 AMENDMENT 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 Check here if Amendment [ X]; Amendment Number: 2 This Amendment (Check only one.): [ X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Whale Rock Capital Management LLC Address: One Post Office Square, 41st Floor Boston, MA 02109 13F File Number: 28-12235 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alex Sacerdote Title: Authorized Person Phone: 617-502-9904 Signature, Place, and Date of Signing: Alex Sacerdote Boston, MA February 13, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 39 Form13F Information Table Value Total: $476,672 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABERCROMBIE & FITCH CO CL A 002896207 12245 151731 SH SOLE 151731 ADVANCED ANALOGIC TECHNOLOGI COM 00752J108 481 45195 SH SOLE 45195 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 11521 180015 SH SOLE 180015 ANADIGICS INC COM 032515108 20883 1155049 SH SOLE 1155049 APPLE INC COM 037833100 35312 230088 SH SOLE 230088 ASE TEST LTD ORD Y02516105 17615 1225845 SH SOLE 1225845 AT&T INC COM 00206R102 20071 474374 SH SOLE 474374 BAIDU COM INC SPON ADR REP A 056752108 17250 59556 SH SOLE 59556 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 8317 971591 SH SOLE 971591 CISCO SYS INC COM 17275R102 4919 148473 SH SOLE 148473 COMCAST CORP NEW CL A 20030N101 12701 525300 SH CALL SOLE 525300 CROCS INC COM 227046109 15978 237594 SH SOLE 237594 DECKERS OUTDOOR CORP COM 243537107 15674 142753 SH SOLE 142753 DOMINOS PIZZA INC COM 25754A201 3904 235334 SH SOLE 235334 E M C CORP MASS COM 268648102 5615 269931 SH SOLE 269931 ELBIT IMAGING LTD ORD SHS M37605108 1582 33303 SH SOLE 33303 ENDEAVOR ACQUISITION CORP COM 292577103 5490 463304 SH SOLE 463304 GAP INC DEL COM 364760108 8782 476238 SH SOLE 476238 GOOGLE INC CL A 38259P508 32514 57316 SH SOLE 57316 HASBRO INC COM 418056107 9998 358595 SH SOLE 358595 HEWLETT PACKARD CO COM 428236103 36982 742769 SH SOLE 742769 HEWLETT PACKARD CO COM 428236103 219 4400 SH CALL SOLE 4400 LORAL SPACE & COMMUNICATNS L COM 543881106 2666 67071 SH SOLE 67071 MACYS INC COM 55616P104 6076 187989 SH SOLE 187989 MAGMA DESIGN AUTOMATION COM 559181102 778 55271 SH SOLE 55271 METROPCS COMMUNICATIONS INC COM 591708102 5368 196788 SH SOLE 196788 MICROSTRATEGY INC CL A NEW 594972408 3585 45191 SH SOLE 45191 MONOLITHIC PWR SYS INC COM 609839105 4592 180788 SH SOLE 180788 NAVTEQ CORP COM 63936L100 10543 135216 SH SOLE 135216 NII HLDGS INC CL B NEW 62913F201 4468 54393 SH SOLE 54393 NOKIA CORP SPONSORED ADR 654902204 52480 1383607 SH SOLE 1383607 OMNITURE INC COM 68212S109 5619 185309 SH SOLE 185309 OMNIVISION TECHNOLOGIES INC COM 682128103 11365 500008 SH SOLE 500008 PRICELINE COM INC COM NEW 741503403 8745 98530 SH SOLE 98530 RESEARCH IN MOTION LTD COM 760975102 38303 388666 SH SOLE 388666 SIGMA DESIGNS INC COM 826565103 15593 323234 SH SOLE 323234 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 124 10275 SH SOLE 10275 SINA CORP ORD g81477104 7203 150541 SH SOLE 150541 VERIGY LTD SHS Y93691106 1111 44964 SH SOLE 44964
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