The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abeona Therapeutics Inc | COM | 00289Y107 | 37,756 | 2,359,767 | SH | SOLE | 2,359,767 | 0 | 0 | ||
Advaxis Inc. | W EXP 07/15/201 | 007624117 | 20 | 112,500 | SH | SOLE | 112,500 | 0 | 0 | ||
Aldeyra Therapeutics Inc | COM | 01438T106 | 987 | 124,096 | SH | SOLE | 124,096 | 0 | 0 | ||
Ampio Pharmaceuticals Inc. | COM | 03209T109 | 5,710 | 2,595,484 | SH | SOLE | 2,595,484 | 0 | 0 | ||
Anavex Life Sciences Corp | COM NEW | 032797300 | 1,897 | 724,205 | SH | SOLE | 724,205 | 0 | 0 | ||
Biohaven Pharmactl Hldg Co L | COM | G11196105 | 29,633 | 749,815 | SH | SOLE | 749,815 | 0 | 0 | ||
Catasys Inc | COM | 149049504 | 61 | 9,081 | SH | SOLE | 9,081 | 0 | 0 | ||
Chromadex Corp | COM NEW | 171077407 | 178 | 47,866 | SH | SOLE | 47,866 | 0 | 0 | ||
Corbus Pharmaceuticals HLDGS | COM | 21833P103 | 19,765 | 3,913,874 | SH | SOLE | 3,913,874 | 0 | 0 | ||
Eiger Biopharmaceuticals Inc | COM | 28249U105 | 918 | 75,238 | SH | SOLE | 75,238 | 0 | 0 | ||
Electrocore Inc | COM | 28531P103 | 6,551 | 396,825 | SH | SOLE | 396,825 | 0 | 0 | ||
Entera Bio Ltd | SHS | M40527109 | 2,996 | 475,540 | SH | SOLE | 475,540 | 0 | 0 | ||
Evoke Pharma Inc | COM | 30049G104 | 688 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
Galmed Pharmaceuticals Ltd | SHS | M47238106 | 2,499 | 210,000 | SH | SOLE | 210,000 | 0 | 0 | ||
Krystal Biotech Inc | COM | 501147102 | 4,461 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
Lipocine Inc New | COM | 53630X104 | 65 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Soligenix Inc. | COM | 834223307 | 813 | 837,800 | SH | SOLE | 837,800 | 0 | 0 | ||
Vascular Biogenics LTD | COM | M96883109 | 1,973 | 896,771 | SH | SOLE | 896,771 | 0 | 0 | ||
Volition RX LTD | COM | 928661107 | 703 | 351,538 | SH | SOLE | 351,538 | 0 | 0 |