The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AETNA INC NEW | COM | 00817Y108 | 190,204 | 1,036,535 | SH | SOLE | 1,036,535 | 0 | 0 | ||
| AKORN INC | COM | 009728106 | 3,007 | 181,275 | SH | SOLE | 181,275 | 0 | 0 | ||
| ALPHABET INC | CAP STK CL C | 02079K107 | 71,089 | 63,720 | SH | SOLE | 63,720 | 0 | 0 | ||
| ALTA MESA RES INC | CL A | 02133L109 | 12,902 | 1,894,500 | SH | SOLE | 1,894,500 | 0 | 0 | ||
| ALTABA INC | COM | 021346101 | 150,813 | 2,060,000 | SH | SOLE | 2,060,000 | 0 | 0 | ||
| APTIV PLC | SHS | G6095L109 | 56,582 | 617,500 | SH | SOLE | 617,500 | 0 | 0 | ||
| AVISTA HEALTHCARE PUB ACQ CO | *W EXP 99/99/999 | G0726L117 | 828 | 1,800,000 | SH | SOLE | 1,800,000 | 0 | 0 | ||
| AVISTA HEALTHCARE PUB ACQ CO | CL A | G0726L125 | 17,051 | 1,700,000 | SH | SOLE | 1,700,000 | 0 | 0 | ||
| BROADCOM INC | COM | 11135F101 | 16,985 | 70,000 | SH | Call | SOLE | 70,000 | 0 | 0 | |
| CAPITOL INVT CORP IV | CL A ORD | G18920101 | 17,766 | 1,800,000 | SH | SOLE | 1,800,000 | 0 | 0 | ||
| CAPITOL INVT CORP IV | *W EXP 01/01/202 | G18920127 | 840 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
| CONSTELLATION ALPHA CAP CORP | SHS | G2379F108 | 12,450 | 1,249,999 | SH | SOLE | 1,249,999 | 0 | 0 | ||
| CONSTELLATION ALPHA CAP CORP | *W EXP 03/23/202 | G2379F116 | 437 | 1,249,999 | SH | SOLE | 1,249,999 | 0 | 0 | ||
| CONSTELLATION ALPHA CAP CORP | RIGHT 99/99/9999 | G2379F132 | 812 | 1,249,999 | SH | SOLE | 1,249,999 | 0 | 0 | ||
| DELPHI TECHNOLOGIES PLC | SHS | G2709G107 | 9,365 | 206,000 | SH | SOLE | 206,000 | 0 | 0 | ||
| DFB HEALTHCARE ACQUISTION CO | UNIT 01/30/2023 | 23291E208 | 5,095 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| ECO STIM ENERGY SOLUTIONS IN | COM | 27888D101 | 32,516 | 50,025,278 | SH | SOLE | 50,025,278 | 0 | 0 | ||
| ESTRE AMBIENTAL INC | *W EXP 12/21/202 | G3206V118 | 146 | 364,482 | SH | SOLE | 364,482 | 0 | 0 | ||
| FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 20,475 | 2,100,000 | SH | SOLE | 2,100,000 | 0 | 0 | ||
| FAR PT ACQUISITION CORP | *W EXP 06/01/202 | 30734W117 | 945 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
| FEDERAL STR ACQUISITION CORP | CL A | 31421V107 | 17,586 | 1,800,000 | SH | SOLE | 1,800,000 | 0 | 0 | ||
| FEDERAL STR ACQUISITION CORP | *W EXP 07/24/202 | 31421V115 | 1,125 | 900,000 | SH | SOLE | 900,000 | 0 | 0 | ||
| FIRSTENERGY CORP | COM | 337932107 | 205,663 | 5,727,176 | SH | SOLE | 5,727,176 | 0 | 0 | ||
| GASTAR EXPL INC NEW | COM | 36729W202 | 11,763 | 21,005,154 | SH | SOLE | 21,005,154 | 0 | 0 | ||
| GORES HLDGS II INC | COM CL A | 382867109 | 24,917 | 2,450,000 | SH | SOLE | 2,450,000 | 0 | 0 | ||
| GORES HLDGS II INC | *W EXP 01/13/202 | 382867117 | 1,250 | 733,333 | SH | SOLE | 733,333 | 0 | 0 | ||
| GS ACQUISITION HLDGS CORP | UNIT 06/12/2023 | 36255F201 | 17,425 | 1,700,000 | SH | SOLE | 1,700,000 | 0 | 0 | ||
| GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 19,115 | 1,900,059 | SH | SOLE | 1,900,059 | 0 | 0 | ||
| GTY TECHNOLOGY HOLDINGS INC | *W EXP 10/25/202 | G4182A128 | 792 | 633,333 | SH | SOLE | 633,333 | 0 | 0 | ||
| HALCON RES CORP | COM PAR NEW | 40537Q605 | 36,833 | 8,390,167 | SH | SOLE | 8,390,167 | 0 | 0 | ||
| HENNESSY CAP ACQUSTON CORP I | COM | 42588L105 | 20,280 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
| HENNESSY CAP ACQUSTON CORP I | *W EXP 06/15/202 | 42588L113 | 1,080 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
| IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 46,698 | 2,282,395 | SH | SOLE | 2,282,395 | 0 | 0 | ||
| INTELSAT S A | COM | L5140P101 | 11,197 | 672,113 | SH | SOLE | 672,113 | 0 | 0 | ||
| JONES ENERGY INC | COM CL A | 48019R108 | 2,152 | 5,793,444 | SH | SOLE | 5,793,444 | 0 | 0 | ||
| KAYNE ANDERSON ACQUISITION | COM CL A | 48661U102 | 24,750 | 2,500,000 | SH | SOLE | 2,500,000 | 0 | 0 | ||
| KAYNE ANDERSON ACQUISITION | *W EXP 06/30/202 | 48661U110 | 1,000 | 833,333 | SH | SOLE | 833,333 | 0 | 0 | ||
| LANDCADIA HLDGS INC | *W EXP 06/01/202 | 51476W115 | 478 | 575,500 | SH | SOLE | 575,500 | 0 | 0 | ||
| LEGACY RESVS LP | UNIT LP INT | 524707304 | 26,220 | 3,800,000 | SH | SOLE | 3,800,000 | 0 | 0 | ||
| LEO HOLDINGS CORP | UNIT 99/99/9999 | G5463L121 | 5,085 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| LKQ CORP | COM | 501889208 | 131,377 | 4,118,390 | SH | SOLE | 4,118,390 | 0 | 0 | ||
| MATLIN & PARTNERS ACQUISITIO | CL A | 57682V106 | 18,772 | 1,900,000 | SH | SOLE | 1,900,000 | 0 | 0 | ||
| MATLIN & PARTNERS ACQUISITIO | *W EXP 05/28/202 | 57682V114 | 1,235 | 1,900,000 | SH | SOLE | 1,900,000 | 0 | 0 | ||
| MGM RESORTS INTERNATIONAL | COM | 552953101 | 83,953 | 2,891,931 | SH | SOLE | 2,891,931 | 0 | 0 | ||
| MICROSOFT CORP | COM | 594918104 | 122,993 | 1,247,269 | SH | SOLE | 1,247,269 | 0 | 0 | ||
| MIDSTATES PETE CO INC | COM PAR | 59804T407 | 87,010 | 6,393,078 | SH | SOLE | 6,393,078 | 0 | 0 | ||
| MOSAIC ACQUISITION CORP | UNIT 99/99/9999 | G62848117 | 18,036 | 1,800,000 | SH | SOLE | 1,800,000 | 0 | 0 | ||
| NEW FRONTIER CORP | UNIT 99/99/9999 | G6485P116 | 10,050 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| NXP SEMICONDUCTORS N V | COM | N6596X109 | 151,308 | 1,384,714 | SH | SOLE | 1,384,714 | 0 | 0 | ||
| PLATINUM EAGLE ACQUISITIN CO | SHS CL A | G7126L100 | 9,755 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| PLATINUM EAGLE ACQUISITIN CO | *W EXP 01/17/202 | G7126L118 | 467 | 333,333 | SH | SOLE | 333,333 | 0 | 0 | ||
| PRAXAIR INC | COM | 74005P104 | 94,484 | 597,432 | SH | SOLE | 597,432 | 0 | 0 | ||
| REGALWOOD GLOBAL ENERGY LTD | COM CL A | G74760102 | 14,640 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
| REGALWOOD GLOBAL ENERGY LTD | *W EXP 12/05/202 | G74760128 | 625 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| SABAN CAP ACQUISITION CORP | COM CL A | 78516C106 | 16,160 | 1,600,000 | SH | SOLE | 1,600,000 | 0 | 0 | ||
| SABAN CAP ACQUISITION CORP | *W EXP 09/21/202 | 78516C114 | 1,060 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
| SIRIUS XM HLDGS INC | COM | 82968B103 | 40,620 | 6,000,000 | SH | SOLE | 6,000,000 | 0 | 0 | ||
| SIRIUS XM HLDGS INC | COM | 82968B103 | 40,620 | 6,000,000 | SH | Put | SOLE | 6,000,000 | 0 | 0 | |
| SM ENERGY CO | COM | 78454L100 | 114,190 | 4,444,922 | SH | SOLE | 4,444,922 | 0 | 0 | ||
| SOCIAL CAP HEDOSOPHIA HLDGS | CL A | G8250R103 | 15,075 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
| SOCIAL CAP HEDOSOPHIA HLDGS | *W EXP 09/14/202 | G8250R129 | 900 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| TPG PACE ENERGY HLDGS CORP | CL A | 872656103 | 44,419 | 4,086,364 | SH | SOLE | 4,086,364 | 0 | 0 | ||
| TPG PACE ENERGY HLDGS CORP | *W EXP 99/99/999 | 872656111 | 4,033 | 1,466,666 | SH | SOLE | 1,466,666 | 0 | 0 | ||
| TPG PACE HLDGS CORP | *W EXP 06/27/202 | G89827110 | 789 | 466,666 | SH | SOLE | 466,666 | 0 | 0 | ||
| TPG PACE HLDGS CORP | CL A | G89827128 | 13,902 | 1,400,000 | SH | SOLE | 1,400,000 | 0 | 0 | ||
| ULTRA PETROLEUM CORP | COM NEW | 903914208 | 84,037 | 36,379,590 | SH | SOLE | 36,379,590 | 0 | 0 | ||
| VANTAGE ENERGY ACQUISITION | COM CL A | 92211L105 | 24,675 | 2,500,000 | SH | SOLE | 2,500,000 | 0 | 0 | ||
| VANTAGE ENERGY ACQUISITION | *W EXP 04/12/202 | 92211L113 | 1,083 | 833,332 | SH | SOLE | 833,332 | 0 | 0 | ||
| WILLSCOT CORP | *W EXP 09/10/202 | 971375118 | 708 | 313,390 | SH | SOLE | 313,390 | 0 | 0 | ||