The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BONANZA CREEK ENERGY INC | COM NEW | 097793400 | 2,125 | 56,110 | SH | DFND | 2 | 56,110 | 0 | 0 | |
BOTTOMLINE TECH DEL INC | COM | 101388106 | 2,392 | 48,000 | SH | DFND | 2 | 48,000 | 0 | 0 | |
C&J ENERGY SVCS INC NEW | COM | 12674R100 | 2,073 | 87,850 | SH | DFND | 2 | 87,850 | 0 | 0 | |
CARE COM INC | COM | 141633107 | 1,044 | 50,000 | SH | Call | DFND | 2 | 50,000 | 0 | 0 |
CARE COM INC | COM | 141633107 | 1,040 | 49,785 | SH | DFND | 2 | 49,785 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 1,076 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CISION LTD | SHS | G1992S109 | 201 | 13,421 | SH | DFND | 2 | 13,421 | 0 | 0 | |
CLIPPER RLTY INC | COM | 18885T306 | 6,326 | 740,740 | SH | SOLE | 740,740 | 0 | 0 | ||
COEUR MNG INC | COM NEW | 192108504 | 950 | 125,000 | SH | DFND | 2 | 125,000 | 0 | 0 | |
CRH PLC | ADR | 12626K203 | 884 | 25,000 | SH | DFND | 2 | 25,000 | 0 | 0 | |
DOLLAR TREE INC | COM | 256746108 | 638 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
DYCOM INDS INC | COM | 267475101 | 1,040 | 11,000 | SH | DFND | 2 | 11,000 | 0 | 0 | |
EARTHSTONE ENERGY INC | CL A | 27032D304 | 200 | 22,650 | SH | DFND | 2 | 22,650 | 0 | 0 | |
EQT CORP | COM | 26884L109 | 303 | 5,500 | SH | DFND | 2 | 5,500 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 496 | 6,000 | SH | DFND | 2 | 6,000 | 0 | 0 | |
GASTAR EXPL INC NEW | COM | 36729W202 | 6 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 2,042 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
GRAND CANYON ED INC | COM | 38526M106 | 1,502 | 13,459 | SH | DFND | 2 | 13,459 | 0 | 0 | |
HASBRO INC | COM | 418056107 | 1,972 | 21,362 | SH | DFND | 2 | 21,362 | 0 | 0 | |
INDEPENDENCE CONTRACT DRIL I | COM | 453415309 | 1,218 | 295,551 | SH | DFND | 2 | 295,551 | 0 | 0 | |
INTERPUBLIC GROUP COS INC | COM | 460690100 | 586 | 25,000 | SH | DFND | 2 | 25,000 | 0 | 0 | |
INTERXION HOLDING N.V | SHS | N47279109 | 2,841 | 45,507 | SH | DFND | 2 | 45,507 | 0 | 0 | |
INTERXION HOLDING N.V | SHS | N47279109 | 4,095 | 65,600 | SH | SOLE | 65,600 | 0 | 0 | ||
INTERXION HOLDING N.V | SHS | N47279109 | 6,554 | 105,000 | SH | Call | DFND | 2 | 105,000 | 0 | 0 |
ISHARES TR | US HOME CONS ETF | 464288752 | 382 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
KINDRED BIOSCIENCES INC | COM | 494577109 | 2,211 | 207,595 | SH | DFND | 2 | 207,595 | 0 | 0 | |
LAMB WESTON HLDGS INC | COM | 513272104 | 3,915 | 57,150 | SH | SOLE | 57,150 | 0 | 0 | ||
LAMB WESTON HLDGS INC | COM | 513272104 | 2,432 | 35,500 | SH | DFND | 2 | 35,500 | 0 | 0 | |
LIVEPERSON INC | COM | 538146101 | 1,346 | 63,790 | SH | DFND | 2 | 63,790 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 956 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MGM GROWTH PPTYS LLC | CL A COM | 55303A105 | 1,767 | 58,000 | SH | SOLE | 58,000 | 0 | 0 | ||
MICHAEL KORS HLDGS LTD | SHS | G60754101 | 666 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 4,763 | 48,300 | SH | SOLE | 48,300 | 0 | 0 | ||
MOSAIC ACQUISITION CORP | UNIT 99/99/9999 | G62848117 | 1,503 | 150,000 | SH | DFND | 2 | 150,000 | 0 | 0 | |
NANOVIBRONIX INC | COM | 63008J108 | 700 | 146,148 | SH | DFND | 1 | 146,148 | 0 | 0 | |
NATIONAL GEN HLDGS CORP | COM | 636220303 | 45,009 | 1,709,430 | SH | SOLE | 1,709,430 | 0 | 0 | ||
NATIONAL VISION HLDGS INC | COM | 63845R107 | 1,593 | 43,561 | SH | DFND | 2 | 43,561 | 0 | 0 | |
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 1,511 | 150,000 | SH | DFND | 2 | 150,000 | 0 | 0 | |
NI HLDGS INC | COM | 65342T106 | 2,613 | 154,176 | SH | DFND | 2 | 154,176 | 0 | 0 | |
NOODLES & CO | COM CL A | 65540B105 | 1,816 | 147,676 | SH | DFND | 2 | 147,676 | 0 | 0 | |
PANDORA MEDIA INC | COM | 698354107 | 552 | 70,000 | SH | DFND | 2 | 70,000 | 0 | 0 | |
PANDORA MEDIA INC | COM | 698354107 | 552 | 70,000 | SH | Put | DFND | 2 | 70,000 | 0 | 0 |
PATTERSON UTI ENERGY INC | COM | 703481101 | 270 | 15,000 | SH | DFND | 2 | 15,000 | 0 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 1,224 | 14,700 | SH | SOLE | 14,700 | 0 | 0 | ||
PLATINUM EAGLE ACQUISITIN CO | UNIT 01/09/2023 | G7126L126 | 509 | 50,000 | SH | DFND | 2 | 50,000 | 0 | 0 | |
QEP RES INC | COM | 74733V100 | 347 | 28,300 | SH | DFND | 2 | 28,300 | 0 | 0 | |
QUINSTREET INC | COM | 74874Q100 | 127 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
S&P GLOBAL INC | COM | 78409V104 | 1,427 | 7,000 | SH | DFND | 2 | 7,000 | 0 | 0 | |
S&P GLOBAL INC | COM | 78409V104 | 1,081 | 5,300 | SH | SOLE | 5,300 | 0 | 0 | ||
SHERWIN WILLIAMS CO | COM | 824348106 | 3,106 | 7,620 | SH | SOLE | 7,620 | 0 | 0 | ||
SKECHERS U S A INC | CL A | 830566105 | 900 | 30,000 | SH | DFND | 2 | 30,000 | 0 | 0 | |
SM ENERGY CO | COM | 78454L100 | 3,597 | 140,000 | SH | DFND | 2 | 140,000 | 0 | 0 | |
TIFFANY & CO NEW | COM | 886547108 | 2,961 | 22,500 | SH | DFND | 2 | 22,500 | 0 | 0 | |
TILE SHOP HLDGS INC | COM | 88677Q109 | 77 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
TWITTER INC | COM | 90184L102 | 3,275 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
VIEWRAY INC | COM | 92672L107 | 415 | 60,000 | SH | DFND | 2 | 60,000 | 0 | 0 | |
VULCAN MATLS CO | COM | 929160109 | 1,032 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
VULCAN MATLS CO | COM | 929160109 | 968 | 7,500 | SH | DFND | 2 | 7,500 | 0 | 0 | |
WENDYS CO | COM | 95058W100 | 2,405 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
WENDYS CO | COM | 95058W100 | 1,117 | 65,000 | SH | DFND | 2 | 65,000 | 0 | 0 | |
ZYNGA INC | CL A | 98986T108 | 102 | 25,000 | SH | DFND | 2 | 25,000 | 0 | 0 |