N-PX 1 d551642dnpx.htm DIVERSIFIED REAL ASSET INCOME FUND Diversified Real Asset Income Fund

 

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-22936

Diversified Real Asset Income Fund

 

(Exact name of registrant as specified in charter)

333 West Wacker Drive, Chicago, Illinois 60606

 

(Address of principal executive offices) (Zip Code)

Cedric H. Antosiewicz – Chief Administrative Officer

 

(Name and address of agent for service)

Registrant’s telephone number, including area code: 312-917-7700

Date of fiscal year-end: May 31

Date of reporting period: June 30, 2018

 

 

Item 1. Proxy Voting Record

FORM N-PX



ICA File Number:  811-22936

Registrant Name:  Diversified Real Asset Income Fund

Reporting Period:  07/01/2017 - 06/30/2018


Diversified Real Asset Income Fund

 
AEW UK REIT PLC
Meeting Date:  SEP 12, 2017
Record Date:  SEP 08, 2017
Meeting Type:  ANNUAL
Ticker:  AEWU
Security ID:  G012AV108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Revised Financial Statements and Statutory Reports for the Year Ended 30 April 2016 Management For For
2 Accept Financial Statements and Statutory Reports Management For For
3 Approve Remuneration Policy Management For For
4 Approve Remuneration Report Management For For
5 Reappoint KPMG LLP as Auditors Management For For
6 Authorise Board to Fix Remuneration of Auditors Management For For
7 Re-elect James Hyslop as Director Management For For
8 Elect Katrina Hart as Director Management For For
9 Authorise Issue of Equity with Pre-emptive Rights Management For For
10 Authorise Issue of Equity without Pre-emptive Rights Management For For
11 Authorise Market Purchase of Ordinary Shares Management For For
12 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For For
 
AUSNET SERVICES
Meeting Date:  JUL 20, 2017
Record Date:  JUL 18, 2017
Meeting Type:  ANNUAL
Ticker:  AST
Security ID:  Q0708Q109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
2a Elect Nora Scheinkestel as Director Management For For
2b Elect Ralph Craven as Director Management For Against
2c Elect Sally Farrier as Director Management For For
2d Elect Sun Jianxing as Director Management For Against
3 Approve Remuneration Report Management For Against
4 Approve the Grant of Equity Awards to Nino Ficca Management For For
5 Approve the Issuance of Shares Management For For
6 Approve the Issuance of Shares Pursuant to the Dividend Reinvestment Plan Management For For
7 Approve the Issuance of Shares Pursuant to an Employee Incentive Scheme Management For For
8 Approve the Renewal of Proportional Takeover Provision Management For For
 
CARE CAPITAL PROPERTIES, INC.
Meeting Date:  AUG 15, 2017
Record Date:  JUN 29, 2017
Meeting Type:  SPECIAL
Ticker:  CCP
Security ID:  141624106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Merger Agreement Management For For
2 Advisory Vote on Golden Parachutes Management For Against
3 Adjourn Meeting Management For For
 
EMPIRIC STUDENT PROPERTY PLC
Meeting Date:  JUL 21, 2017
Record Date:  JUL 19, 2017
Meeting Type:  SPECIAL
Ticker:  ESP
Security ID:  G30381100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Authorise Issue of Equity Pursuant to the Capital Raising Management For For
2 Authorise Issue of Equity without Pre-emptive Rights Pursuant to the Capital Raising Management For For
3 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For For
 
FRASERS LOGISTICS AND INDUSTRIAL TRUST
Meeting Date:  JUL 26, 2017
Record Date:  
Meeting Type:  SPECIAL
Ticker:  BUOU
Security ID:  Y26465107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Acquisition of Seven Properties in Australia Management For For
 
INFRATIL LIMITED
Meeting Date:  AUG 24, 2017
Record Date:  AUG 22, 2017
Meeting Type:  ANNUAL
Ticker:  IFT
Security ID:  Q4933Q124
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Marko Bogoievski as Director Management For For
2 Elect Humphry Rolleston as Director Management For For
3 Elect Peter Springford as Director Management For For
4 Authorize Board to Fix Remuneration of the Auditors Management For For
 
LANDMARK INFRASTRUCTURE PARTNERS LP
Meeting Date:  JUL 20, 2017
Record Date:  MAY 23, 2017
Meeting Type:  SPECIAL
Ticker:  LMRK
Security ID:  51508J108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Amend Securities Transfer Restrictions Management For For
 
MAPLETREE COMMERCIAL TRUST
Meeting Date:  JUL 26, 2017
Record Date:  
Meeting Type:  ANNUAL
Ticker:  N2IU
Security ID:  Y5759T101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors' Report Management For For
2 Approve PricewaterhouseCoopers LLP as Auditor and Authorize Manager to Fix Their Remuneration Management For For
3 Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights Management For For
 
MAPLETREE GREATER CHINA COMMERCIAL TRUST
Meeting Date:  JUL 19, 2017
Record Date:  
Meeting Type:  ANNUAL
Ticker:  RW0U
Security ID:  Y5759X102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors' Report Management For For
2 Approve PricewaterhouseCoopers LLP as Auditors and Authorize the Manager to Fix Their Remuneration Management For For
3 Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights Management For For
 
MAPLETREE LOGISTICS TRUST
Meeting Date:  JUL 17, 2017
Record Date:  
Meeting Type:  ANNUAL
Ticker:  M44U
Security ID:  Y5759Q107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors' Report Management For For
2 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Manager to Fix Their Remuneration Management For For
3 Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights Management For For
 
NATIONAL GRID PLC
Meeting Date:  JUL 31, 2017
Record Date:  JUN 21, 2017
Meeting Type:  ANNUAL
Ticker:  NG.
Security ID:  636274409
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Final Dividend Management For For
3 Re-elect Sir Peter Gershon as Director Management For For
4 Re-elect John Pettigrew as Director Management For For
5 Re-elect Andrew Bonfield as Director Management For For
6 Re-elect Dean Seavers as Director Management For For
7 Re-elect Nicola Shaw as Director Management For For
8 Re-elect Nora Brownell as Director Management For For
9 Re-elect Jonathan Dawson as Director Management For For
10 Elect Pierre Dufour as Director Management For For
11 Re-elect Therese Esperdy as Director Management For For
12 Re-elect Paul Golby as Director Management For For
13 Re-elect Mark Williamson as Director Management For For
14 Appoint Deloitte LLP as Auditors Management For For
15 Authorise Board to Fix Remuneration of Auditors Management For For
16 Approve Remuneration Policy Management For For
17 Approve Remuneration Report Management For For
18 Authorise EU Political Donations and Expenditure Management For For
19 Authorise Issue of Equity with Pre-emptive Rights Management For For
20 Authorise Issue of Equity without Pre-emptive Rights Management For For
21 Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment Management For For
22 Authorise Market Purchase of Ordinary Shares Management For For
23 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For For
 
NEXTENERGY SOLAR FUND LTD.
Meeting Date:  AUG 24, 2017
Record Date:  AUG 22, 2017
Meeting Type:  ANNUAL
Ticker:  NESF
Security ID:  G65006101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Remuneration Report Management For For
3 Approve Remuneration Policy Management For For
4 Approve Dividend Policy Management For For
5 Re-elect Patrick Firth as Director Management For For
6 Ratify PricewaterhouseCoopers CI LLP as Auditors Management For For
7 Authorise Board to Fix Remuneration of Auditors Management For For
8 Authorise Issue of Ordinary Shares without Pre-emptive Rights Management For Against
9 Authorise Market Purchase of Ordinary Shares Management For For
10 Approve Change of Company's Investment Policy Management For For
 
NSI NV
Meeting Date:  JUL 21, 2017
Record Date:  JUN 23, 2017
Meeting Type:  SPECIAL
Ticker:  NSI
Security ID:  N6S10A115
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Open Meeting Management None None
2 Elect Alianne de Jong to Management Board Management For For
3 Elect Margreet Haandrikman to Supervisory Board Management For For
4 Other Business (Non-Voting) Management None None
5 Close Meeting Management None None
 
PARK HOTELS & RESORTS INC.
Meeting Date:  JUL 28, 2017
Record Date:  JUN 01, 2017
Meeting Type:  ANNUAL
Ticker:  PK
Security ID:  700517105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Thomas J. Baltimore, Jr. Management For For
1.2 Elect Director Gordon M. Bethune Management For For
1.3 Elect Director Patricia M. Bedient Management For For
1.4 Elect Director Geoffrey Garrett Management For For
1.5 Elect Director Robert G. Harper Management For For
1.6 Elect Director Tyler S. Henritze Management For For
1.7 Elect Director Christie B. Kelly Management For For
1.8 Elect Director Joseph I. Lieberman Management For For
1.9 Elect Director Xianyi Mu Management For For
1.10 Elect Director Timothy J. Naughton Management For For
1.11 Elect Director Stephen I. Sadove Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Ernst & Young LLP as Auditors Management For For
 
SABRA HEALTH CARE REIT, INC.
Meeting Date:  AUG 15, 2017
Record Date:  JUN 29, 2017
Meeting Type:  SPECIAL
Ticker:  SBRA
Security ID:  78573L106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Issue Shares in Connection with Merger Management For Against
2 Adjourn Meeting Management For Against
 
SSE PLC
Meeting Date:  JUL 20, 2017
Record Date:  JUL 18, 2017
Meeting Type:  ANNUAL
Ticker:  SSE
Security ID:  G8842P102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Remuneration Report Management For For
3 Approve Final Dividend Management For For
4 Re-elect Gregor Alexander as Director Management For For
5 Re-elect Jeremy Beeton as Director Management For For
6 Re-elect Katie Bickerstaffe as Director Management For For
7 Re-elect Sue Bruce as Director Management For For
8 Re-elect Crawford Gillies as Director Management For For
9 Re-elect Richard Gillingwater as Director Management For For
10 Re-elect Peter Lynas as Director Management For For
11 Re-elect Helen Mahy as Director Management For For
12 Re-elect Alistair Phillips-Davies as Director Management For For
13 Reappoint KPMG LLP as Auditors Management For For
14 Authorise the Audit Committee to Fix Remuneration of Auditors Management For For
15 Authorise Issue of Equity with Pre-emptive Rights Management For For
16 Authorise Issue of Equity without Pre-emptive Rights Management For For
17 Authorise Market Purchase of Ordinary Shares Management For For
18 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For For
 
STAGECOACH GROUP PLC
Meeting Date:  AUG 25, 2017
Record Date:  AUG 23, 2017
Meeting Type:  ANNUAL
Ticker:  SGC
Security ID:  G8403M233
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Remuneration Report Management For Against
3 Approve Remuneration Policy Management For For
4 Approve Increase in the Aggregate Annual Limit of Fees Payable to Directors Management For For
5 Approve Final Dividend Management For For
6 Elect Julie Southern as Director Management For For
7 Re-elect Gregor Alexander as Director Management For For
8 Re-elect James Bilefield as Director Management For For
9 Re-elect Sir Ewan Brown as Director Management For For
10 Re-elect Ann Gloag as Director Management For For
11 Re-elect Martin Griffiths as Director Management For For
12 Re-elect Ross Paterson as Director Management For For
13 Re-elect Sir Brian Souter as Director Management For For
14 Re-elect Karen Thomson as Director Management For For
15 Re-elect Ray O'Toole as Director Management For For
16 Re-elect Will Whitehorn as Director Management For For
17 Reappoint Ernst & Young LLP as Auditors Management For For
18 Authorise the Audit Committee to Fix Remuneration of Auditors Management For For
19 Authorise EU Political Donations and Expenditure Management For For
20 Authorise Issue of Equity with Pre-emptive Rights Management For For
21 Authorise Issue of Equity without Pre-emptive Rights Management For For
22 Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment Management For For
23 Authorise Market Purchase of Ordinary Shares Management For For
24 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For For
 
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA
Meeting Date:  JUL 26, 2017
Record Date:  
Meeting Type:  SPECIAL
Ticker:  TAEE11
Security ID:  P9T5CD126
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Fiscal Council Members Management For For
 
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA
Meeting Date:  AUG 02, 2017
Record Date:  
Meeting Type:  SPECIAL
Ticker:  TAEE11
Security ID:  P9T5CD126
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Ratify Transfer of All Assets of Companhia Transleste de Transmissao S.A., Companhia Transudeste de Transmissao S.A. and Companhia Transirape de Transmissao S.A. Owned by Companhia Energetica de Minas Gerais (CEMIG) to the Company Management For Against
 
VERESEN INC.
Meeting Date:  JUL 11, 2017
Record Date:  MAY 23, 2017
Meeting Type:  SPECIAL
Ticker:  VSN
Security ID:  92340R106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Acquisition by Pembina Pipeline Corporation Management For For

END NPX REPORT

SIGNATURES:

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

Diversified Real Asset Income Fund

 

By  

/s/ Cedric H. Antosiewicz

  Cedric H. Antosiewicz – Chief Administrative Officer
Date  

August 20, 2018