The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 38,373 | 20,479 | PRN | DFND | 1 | 0 | 0 | 0 | |
AETNA INC NEW | COM | 00817Y108 | 45,149 | 246,043 | SH | DFND | 1 | 246,043 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 6,229 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
AIR TRANSPORT SERVICES GRP I | COM | 00922R105 | 3,930 | 173,973 | SH | DFND | 1 | 173,973 | 0 | 0 | |
AKORN INC | COM | 009728106 | 17,435 | 1,050,905 | SH | DFND | 1 | 1,050,905 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 2,283 | 12,303 | SH | DFND | 1 | 12,303 | 0 | 0 | |
ALLEGHENY TECHNOLOGIES INC | NOTE 4.750% 7/0 | 01741RAG7 | 91,593 | 52,688 | PRN | DFND | 1 | 0 | 0 | 0 | |
ALLEGION PUB LTD CO | ORD SHS | G0176J109 | 5,028 | 65,000 | SH | DFND | 1 | 65,000 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 54,732 | 48,470 | SH | DFND | 1 | 48,470 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 39,612 | 23,304 | SH | DFND | 1 | 23,304 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 22,097 | 13,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
AMAZON COM INC | COM | 023135106 | 8,499 | 5,000 | SH | Put | DFND | 1 | 5,000 | 0 | 0 |
AMERICAN AXLE & MFG HLDGS IN | COM | 024061103 | 1,945 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 11,075 | 60,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
AMGEN INC | COM | 031162100 | 11,075 | 60,000 | SH | Put | DFND | 1 | 60,000 | 0 | 0 |
ANALOG DEVICES INC | COM | 032654105 | 3,664 | 38,202 | SH | DFND | 1 | 38,202 | 0 | 0 | |
ANALOG DEVICES INC | COM | 032654105 | 13,429 | 140,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
ANALOG DEVICES INC | COM | 032654105 | 13,429 | 140,000 | SH | Put | DFND | 1 | 140,000 | 0 | 0 |
ANDEAVOR | COM | 03349M105 | 54,523 | 415,633 | SH | DFND | 1 | 415,633 | 0 | 0 | |
APOLLO COML REAL EST FIN INC | NOTE 5.500% 3/1 | 03762UAA3 | 70,025 | 66,205 | PRN | DFND | 1 | 0 | 0 | 0 | |
APTIV PLC | SHS | G6095L109 | 6,339 | 69,177 | SH | DFND | 1 | 69,177 | 0 | 0 | |
ATLAS AIR WORLDWIDE HLDGS IN | COM NEW | 049164205 | 6,765 | 94,345 | SH | DFND | 1 | 94,345 | 0 | 0 | |
AVALARA INC | COM | 05338G106 | 2,669 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
AVISTA HEALTHCARE PUB ACQ CO | *W EXP 99/99/999 | G0726L117 | 834 | 896,500 | SH | DFND | 1 | 896,500 | 0 | 0 | |
AXA EQUITABLE HLDGS INC | COM | 054561105 | 2,061 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
AXALTA COATING SYS LTD | COM | G0750C108 | 3,031 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 1,793 | 7,379 | SH | DFND | 1 | 7,379 | 0 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 9,720 | 40,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
BAIDU INC | SPON ADR REP A | 056752108 | 9,720 | 40,000 | SH | Put | DFND | 1 | 40,000 | 0 | 0 |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 32,380 | 343,741 | SH | DFND | 1 | 343,741 | 0 | 0 | |
BOOKING HLDGS INC | COM | 09857L108 | 49,202 | 24,272 | SH | DFND | 1 | 24,272 | 0 | 0 | |
BOOKING HLDGS INC | COM | 09857L108 | 2,027 | 1,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
BRIGHTVIEW HLDGS INC | COM | 10948C107 | 2,195 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
BUNGE LIMITED | COM | G16962105 | 10,606 | 152,143 | SH | DFND | 1 | 152,143 | 0 | 0 | |
CAPITOL INVT CORP IV | CL A ORD | G18920101 | 17,766 | 1,800,000 | SH | DFND | 1 | 1,800,000 | 0 | 0 | |
CAPITOL INVT CORP IV | *W EXP 01/01/202 | G18920127 | 827 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
CARBON BLACK INC | COM | 14081R103 | 1,300 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
CARDTRONICS INC | NOTE 1.000%12/0 | 14161HAG3 | 4,413 | 9,555 | PRN | DFND | 1 | 0 | 0 | 0 | |
CHARAH SOLUTIONS INC | COM | 15957P105 | 663 | 60,600 | SH | DFND | 1 | 60,600 | 0 | 0 | |
CIGNA CORPORATION | COM | 125509109 | 54,823 | 322,586 | SH | DFND | 1 | 322,586 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 3,117 | 95,000 | SH | DFND | 1 | 95,000 | 0 | 0 | |
COMMUNITY HEALTH SYS INC NEW | RIGHT 12/31/2019 | 203668116 | 39 | 3,870,885 | SH | DFND | 1 | 3,870,885 | 0 | 0 | |
CTRIP COM INTL LTD | NOTE 1.250%10/1 | 22943FAD2 | 14,583 | 12,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
DEERE & CO | COM | 244199105 | 4,194 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 13,580 | 404,048 | SH | DFND | 1 | 404,048 | 0 | 0 | |
DITECH HLDG CORP | COM | 25501G105 | 108 | 20,734 | SH | DFND | 1 | 20,734 | 0 | 0 | |
DOCUSIGN INC | COM | 256163106 | 2,648 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
DOMO INC | COM CL B | 257554105 | 2,730 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
DROPBOX INC | CL A | 26210C104 | 3,242 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
EASTERLY ACQUISITION CORP | *W EXP 07/29/202 | 27616L110 | 530 | 424,000 | SH | DFND | 1 | 424,000 | 0 | 0 | |
EBAY INC | COM | 278642103 | 4,350 | 119,974 | SH | DFND | 1 | 119,974 | 0 | 0 | |
EBAY INC | COM | 278642103 | 17,586 | 485,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
EBAY INC | COM | 278642103 | 17,586 | 485,000 | SH | Put | DFND | 1 | 485,000 | 0 | 0 |
ELECTRONIC ARTS INC | COM | 285512109 | 15,794 | 112,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
ELECTRONIC ARTS INC | COM | 285512109 | 7,333 | 52,000 | SH | Put | DFND | 1 | 52,000 | 0 | 0 |
ENVESTNET INC | COM | 29404K106 | 733 | 13,335 | SH | DFND | 1 | 13,335 | 0 | 0 | |
EVERQUOTE INC | COM CL A | 30041R108 | 1,087 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 27,885 | 143,500 | SH | Call | DFND | 1 | 0 | 0 | 0 |
FACEBOOK INC | CL A | 30303M102 | 16,226 | 83,500 | SH | Put | DFND | 1 | 83,500 | 0 | 0 |
FEDERAL STR ACQUISITION CORP | *W EXP 07/24/202 | 31421V115 | 1,300 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
FEDERAL STR ACQUISITION CORP | CL A | 31421V107 | 19,640 | 2,000,000 | SH | DFND | 1 | 2,000,000 | 0 | 0 | |
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 10,405 | 637,000 | SH | DFND | 1 | 637,000 | 0 | 0 | |
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 9,800 | 600,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
FIREEYE INC | NOTE 1.625% 6/0 | 31816QAD3 | 1,773 | 7,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
FLOWSERVE CORP | COM | 34354P105 | 1,616 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
FLUOR CORP NEW | COM | 343412102 | 6,829 | 140,000 | SH | DFND | 1 | 140,000 | 0 | 0 | |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 2,983 | 269,446 | SH | DFND | 1 | 269,446 | 0 | 0 | |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 6,476 | 585,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 7,915 | 715,000 | SH | Put | DFND | 1 | 715,000 | 0 | 0 |
GILEAD SCIENCES INC | COM | 375558103 | 11,157 | 157,500 | SH | Call | DFND | 1 | 0 | 0 | 0 |
GILEAD SCIENCES INC | COM | 375558103 | 11,157 | 157,500 | SH | Put | DFND | 1 | 157,500 | 0 | 0 |
GORES HLDGS II INC | *W EXP 01/13/202 | 382867117 | 1,850 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
GORES HLDGS II INC | COM CL A | 382867109 | 30,466 | 3,000,000 | SH | DFND | 1 | 3,000,000 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 8,797 | 120,000 | SH | DFND | 1 | 120,000 | 0 | 0 | |
GRAPHIC PACKAGING HLDG CO | COM | 388689101 | 7,255 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
GREENBRIER COS INC | COM | 393657101 | 6,423 | 121,763 | SH | DFND | 1 | 121,763 | 0 | 0 | |
GS ACQUISITION HLDGS CORP | UNIT 06/12/2023 | 36255F201 | 15,332 | 1,500,000 | SH | DFND | 1 | 1,500,000 | 0 | 0 | |
GTY TECHNOLOGY HOLDINGS INC | *W EXP 10/25/202 | G4182A128 | 1,208 | 966,666 | SH | DFND | 1 | 966,666 | 0 | 0 | |
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 29,290 | 2,900,000 | SH | DFND | 1 | 2,900,000 | 0 | 0 | |
HCI GROUP INC | COM | 40416E103 | 1,858 | 44,700 | SH | DFND | 1 | 44,700 | 0 | 0 | |
HERBALIFE LTD | NOTE 2.000% 8/1 | 42703MAB9 | 119,858 | 96,250 | PRN | DFND | 1 | 0 | 0 | 0 | |
HERBALIFE NUTRITION LTD | COM SHS | G4412G101 | 2,075 | 38,626 | SH | DFND | 1 | 38,626 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 22,241 | 114,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
HOME DEPOT INC | COM | 437076102 | 22,241 | 114,000 | SH | Put | DFND | 1 | 114,000 | 0 | 0 |
HONEYWELL INTL INC | COM | 438516106 | 10,084 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
HUYA INC | ADS REP SHS A | 44852D108 | 1,645 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
ILG INC | COM | 44967H101 | 4,390 | 132,910 | SH | DFND | 1 | 132,910 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 29,133 | 104,312 | SH | DFND | 1 | 104,312 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,222 | 8,747 | SH | DFND | 1 | 8,747 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 29,337 | 210,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 29,337 | 210,000 | SH | Put | DFND | 1 | 210,000 | 0 | 0 |
INTERNATIONAL FLAVORS&FRAGRA | COM | 459506101 | 28,538 | 230,222 | SH | DFND | 1 | 230,222 | 0 | 0 | |
IQIYI INC | SPONSORED ADS | 46267X108 | 3,230 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
KROGER CO | COM | 501044101 | 427 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
LANDCADIA HLDGS INC | *W EXP 06/01/202 | 51476W115 | 1,660 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
LANDCADIA HLDGS INC | CL A | 51476W107 | 17,728 | 1,750,000 | SH | DFND | 1 | 1,750,000 | 0 | 0 | |
LEO HOLDINGS CORP | UNIT 99/99/9999 | G5463L121 | 11,187 | 1,100,000 | SH | DFND | 1 | 1,100,000 | 0 | 0 | |
LIBERTY MEDIA CORP | DEB 3.500% 1/1 | 530715AN1 | 25,401 | 41,500 | PRN | DFND | 1 | 0 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | NOTE 1.375%10/1 | 531229AB8 | 57,120 | 47,800 | PRN | DFND | 1 | 0 | 0 | 0 | |
LIONS GATE ENTMNT CORP | CL A VTG | 535919401 | 2,482 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 992 | 10,377 | SH | DFND | 1 | 10,377 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 19,592 | 205,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
LOWES COS INC | COM | 548661107 | 19,592 | 205,000 | SH | Put | DFND | 1 | 205,000 | 0 | 0 |
LUMENTUM HLDGS INC | COM | 55024U109 | 9,700 | 167,534 | SH | DFND | 1 | 167,534 | 0 | 0 | |
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 881 | 41,100 | SH | Call | DFND | 1 | 0 | 0 | 0 |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 6,359 | 32,357 | SH | DFND | 1 | 32,357 | 0 | 0 | |
MERCADOLIBRE INC | NOTE 2.250% 7/0 | 58733RAB8 | 3,558 | 1,500 | PRN | DFND | 1 | 0 | 0 | 0 | |
METLIFE INC | COM | 59156R108 | 1,342 | 30,770 | SH | DFND | 1 | 30,770 | 0 | 0 | |
METLIFE INC | COM | 59156R108 | 6,758 | 155,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
METLIFE INC | COM | 59156R108 | 6,758 | 155,000 | SH | Put | DFND | 1 | 155,000 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 53,949 | 547,094 | SH | DFND | 1 | 547,094 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 15,778 | 160,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 15,778 | 160,000 | SH | Put | DFND | 1 | 160,000 | 0 | 0 |
MIDDLEBY CORP | COM | 596278101 | 4,177 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
MINDBODY INC | COM CL A | 60255W105 | 4,439 | 115,000 | SH | DFND | 1 | 115,000 | 0 | 0 | |
MOLINA HEALTHCARE INC | COM | 60855R100 | 4,711 | 48,100 | SH | DFND | 1 | 48,100 | 0 | 0 | |
MONGODB INC | CL A | 60937P106 | 2,184 | 44,000 | SH | DFND | 1 | 44,000 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 3,259 | 68,754 | SH | DFND | 1 | 68,754 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 9,006 | 190,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
MORGAN STANLEY | COM NEW | 617446448 | 9,006 | 190,000 | SH | Put | DFND | 1 | 190,000 | 0 | 0 |
MOSAIC ACQUISITION CORP | *W EXP 10/23/202 | G62848125 | 833 | 666,666 | SH | DFND | 1 | 666,666 | 0 | 0 | |
MOSAIC ACQUISITION CORP | SHS CL A | G62848109 | 19,360 | 1,999,998 | SH | DFND | 1 | 1,999,998 | 0 | 0 | |
MOSAIC CO NEW | COM | 61945C103 | 3,506 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 15,105 | 1,500,000 | SH | DFND | 1 | 1,500,000 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 3,914 | 10,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
NICE LTD | SPONSORED ADR | 653656108 | 21,285 | 205,120 | SH | DFND | 1 | 205,120 | 0 | 0 | |
NORTHROP GRUMMAN CORP | COM | 666807102 | 5,231 | 17,000 | SH | DFND | 1 | 17,000 | 0 | 0 | |
NOVAVAX INC | NOTE 3.750% 2/0 | 670002AB0 | 984 | 5,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
NRG ENERGY INC | COM NEW | 629377508 | 6,908 | 225,000 | SH | DFND | 1 | 225,000 | 0 | 0 | |
NVIDIA CORP | COM | 67066G104 | 4,000 | 16,883 | SH | DFND | 1 | 16,883 | 0 | 0 | |
NVIDIA CORP | COM | 67066G104 | 32,692 | 138,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
NVIDIA CORP | COM | 67066G104 | 20,847 | 88,000 | SH | Put | DFND | 1 | 88,000 | 0 | 0 |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 44,582 | 408,000 | SH | DFND | 1 | 408,000 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 163,905 | 1,500,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
NXSTAGE MEDICAL INC | COM | 67072V103 | 1,895 | 67,933 | SH | DFND | 1 | 67,933 | 0 | 0 | |
OIL STS INTL INC | COM | 678026105 | 6,792 | 211,600 | SH | DFND | 1 | 211,600 | 0 | 0 | |
ON SEMICONDUCTOR CORP | NOTE 1.625%10/1 | 682189AP0 | 26,825 | 25,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
OWENS CORNING NEW | COM | 690742101 | 1,584 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
PAGSEGURO DIGITAL LTD | COM CL A | G68707101 | 2,775 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 10,158 | 280,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
PFIZER INC | COM | 717081103 | 10,158 | 280,000 | SH | Put | DFND | 1 | 280,000 | 0 | 0 |
PINNACLE ENTMT INC NEW | COM | 72348Y105 | 8,759 | 259,673 | SH | DFND | 1 | 259,673 | 0 | 0 | |
PLATINUM EAGLE ACQUISITIN CO | UNIT 01/09/2023 | G7126L126 | 15,270 | 1,500,000 | SH | DFND | 1 | 1,500,000 | 0 | 0 | |
PLURALSIGHT INC | COM CL A | 72941B106 | 1,640 | 67,072 | SH | DFND | 1 | 67,072 | 0 | 0 | |
PROSPECT CAPITAL CORPORATION | NOTE 4.950% 7/1 | 74348TAR3 | 9,145 | 13,598 | PRN | DFND | 1 | 0 | 0 | 0 | |
PRUDENTIAL FINL INC | COM | 744320102 | 1,645 | 17,596 | SH | DFND | 1 | 17,596 | 0 | 0 | |
PRUDENTIAL FINL INC | COM | 744320102 | 6,359 | 68,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
PRUDENTIAL FINL INC | COM | 744320102 | 6,359 | 68,000 | SH | Put | DFND | 1 | 68,000 | 0 | 0 |
RH | COM | 74967X103 | 4,695 | 33,608 | SH | DFND | 1 | 33,608 | 0 | 0 | |
ROCKWELL COLLINS INC | COM | 774341101 | 50,093 | 371,940 | SH | DFND | 1 | 371,940 | 0 | 0 | |
RPM INTL INC | COM | 749685103 | 9,991 | 171,318 | SH | DFND | 1 | 171,318 | 0 | 0 | |
SABAN CAP ACQUISITION CORP | *W EXP 09/21/202 | 78516C114 | 469 | 375,000 | SH | DFND | 1 | 375,000 | 0 | 0 | |
SABAN CAP ACQUISITION CORP | COM CL A | 78516C106 | 10,100 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 17,836 | 130,762 | SH | DFND | 1 | 130,762 | 0 | 0 | |
SEA LTD | ADR | 81141R100 | 198 | 13,232 | SH | DFND | 1 | 13,232 | 0 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 370 | 11,500 | SH | DFND | 1 | 11,500 | 0 | 0 | |
SMARTSHEET INC | COM CL A | 83200N103 | 1,299 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
SOCIAL CAP HEDOSOPHIA HLDGS | *W EXP 09/14/202 | G8250R129 | 2,700 | 1,500,000 | SH | DFND | 1 | 1,500,000 | 0 | 0 | |
SOCIAL CAP HEDOSOPHIA HLDGS | CL A | G8250R103 | 45,225 | 4,500,000 | SH | DFND | 1 | 4,500,000 | 0 | 0 | |
SONY CORP | SPONSORED ADR | 835699307 | 5,126 | 100,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
SONY CORP | SPONSORED ADR | 835699307 | 5,126 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
STANLEY BLACK & DECKER INC | COM | 854502101 | 6,508 | 49,000 | SH | DFND | 1 | 49,000 | 0 | 0 | |
SYNAPTICS INC | COM | 87157D109 | 8,445 | 167,656 | SH | DFND | 1 | 167,656 | 0 | 0 | |
TARGET CORP | COM | 87612E106 | 117 | 1,535 | SH | DFND | 1 | 1,535 | 0 | 0 | |
TARGET CORP | COM | 87612E106 | 16,746 | 220,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
TARGET CORP | COM | 87612E106 | 16,746 | 220,000 | SH | Put | DFND | 1 | 220,000 | 0 | 0 |
TPG PACE ENERGY HLDGS CORP | *W EXP 99/99/999 | 872656111 | 2,521 | 916,666 | SH | DFND | 1 | 916,666 | 0 | 0 | |
TPG PACE ENERGY HLDGS CORP | CL A | 872656103 | 18,463 | 1,698,557 | SH | DFND | 1 | 1,698,557 | 0 | 0 | |
TPG PACE HLDGS CORP | *W EXP 06/27/202 | G89827110 | 1,297 | 763,030 | SH | DFND | 1 | 763,030 | 0 | 0 | |
TPG PACE HLDGS CORP | CL A | G89827128 | 22,731 | 2,289,090 | SH | DFND | 1 | 2,289,090 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 147,582 | 2,970,050 | SH | DFND | 1 | 2,970,050 | 0 | 0 | |
TWITTER INC | COM | 90184L102 | 4,983 | 114,100 | SH | DFND | 1 | 114,100 | 0 | 0 | |
TWITTER INC | NOTE 0.250% 9/1 | 90184LAB8 | 5,624 | 10,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
UNION PAC CORP | COM | 907818108 | 18,773 | 132,500 | SH | DFND | 1 | 132,500 | 0 | 0 | |
UNITED CONTL HLDGS INC | COM | 910047109 | 5,927 | 85,000 | SH | DFND | 1 | 85,000 | 0 | 0 | |
US XPRESS ENTERPRISES INC | COM CL A | 90338N202 | 1,514 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
VALIDUS HOLDINGS LTD | COM SHS | G9319H102 | 35,674 | 527,717 | SH | DFND | 1 | 527,717 | 0 | 0 | |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 6,346 | 61,805 | SH | DFND | 1 | 61,805 | 0 | 0 | |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 19,507 | 190,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 19,507 | 190,000 | SH | Put | DFND | 1 | 190,000 | 0 | 0 |
VECTREN CORP | COM | 92240G101 | 40,598 | 568,197 | SH | DFND | 1 | 568,197 | 0 | 0 | |
VERIFONE SYS INC | COM | 92342Y109 | 14,926 | 654,089 | SH | DFND | 1 | 654,089 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 6,026 | 45,500 | SH | DFND | 1 | 45,500 | 0 | 0 | |
WALMART INC | COM | 931142103 | 25,695 | 300,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
WALMART INC | COM | 931142103 | 25,695 | 300,000 | SH | Put | DFND | 1 | 300,000 | 0 | 0 |
WELLS FARGO CO NEW | COM | 949746101 | 11,088 | 200,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
WELLS FARGO CO NEW | COM | 949746101 | 11,088 | 200,000 | SH | Put | DFND | 1 | 200,000 | 0 | 0 |
WESTERN DIGITAL CORP | COM | 958102105 | 14,776 | 190,880 | SH | DFND | 1 | 190,880 | 0 | 0 | |
WESTLAKE CHEM CORP | COM | 960413102 | 9,149 | 85,000 | SH | DFND | 1 | 85,000 | 0 | 0 | |
WHITING PETE CORP NEW | NOTE 1.250% 4/0 | 966387AL6 | 6,928 | 20,500 | PRN | DFND | 1 | 0 | 0 | 0 | |
WIX COM LTD | SHS | M98068105 | 2,146 | 21,400 | SH | DFND | 1 | 21,400 | 0 | 0 | |
XL GROUP LTD | COM | G98294104 | 34,264 | 612,410 | SH | DFND | 1 | 612,410 | 0 | 0 | |
YAHOO INC | NOTE 12/0 | 984332AF3 | 43,423 | 31,691 | PRN | DFND | 1 | 0 | 0 | 0 | |
ZILLOW GROUP INC | CL C CAP STK | 98954M200 | 5,906 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
ZUORA INC | COM CL A | 98983V106 | 1,632 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 |