The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADT INC | COM | 00090Q103 | 778,000 | 90,000 | SH | DFND | 90,000 | 0 | 0 | ||
ANGI HOM | COMCL | 00183L102 | 3,647,000 | 237,120 | SH | DFND | 237,120 | 0 | 0 | ||
ACHAOGEN | COM | 004449104 | 866,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
ACTIVISI | COM | 00507V109 | 13,696,000 | 179,460 | SH | DFND | 179,460 | 0 | 0 | ||
AEGERION | NOTE2 | 00767EAB8 | 15,406,000 | 22,000,000 | PRN | DFND | 22,000,000 | 0 | 0 | ||
AGREE RE | COM | 008492100 | 1,937,000 | 36,700 | SH | DFND | 36,700 | 0 | 0 | ||
AIR PROD | COM | 009158106 | 65,407,000 | 420,000 | SH | DFND | 420,000 | 0 | 0 | ||
ALBEMARL | COM | 012653101 | 1,981,000 | 21,000 | SH | DFND | 21,000 | 0 | 0 | ||
ALEXANDR | COM | 015271109 | 3,312,000 | 26,250 | SH | DFND | 26,250 | 0 | 0 | ||
ALIBABA | SPONS | 01609W102 | 261,000 | 1,409 | SH | DFND | 1,409 | 0 | 0 | ||
ALLSCRIP | NOTE1 | 01988PAD0 | 27,809,000 | 27,500,000 | PRN | DFND | 27,500,000 | 0 | 0 | ||
ALPHABET | CAPST | 02079K305 | 11,412,000 | 10,106 | SH | DFND | 10,106 | 0 | 0 | ||
AMAZON C | COM | 023135106 | 11,724,000 | 6,897 | SH | DFND | 6,897 | 0 | 0 | ||
AMERICAN | COM | 025816109 | 3,920,000 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
AMERICAN | CLA | 02665T306 | 5,330,000 | 240,300 | SH | DFND | 240,300 | 0 | 0 | ||
AMERIPRI | COM | 03076C106 | 6,994,000 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
AMPHENOL | CLA | 032095101 | 2,806,000 | 32,202 | SH | DFND | 32,202 | 0 | 0 | ||
APARTMEN | CLA | 03748R101 | 1,303,000 | 30,800 | SH | DFND | 30,800 | 0 | 0 | ||
APPIAN C | CLA | 03782L101 | 595,000 | 16,461 | SH | DFND | 16,461 | 0 | 0 | ||
APPLE IN | COM | 037833100 | 13,762,000 | 74,347 | SH | DFND | 74,347 | 0 | 0 | ||
APPLIED | COM | 038222105 | 462,000 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
APTINYX | COM | 03836N103 | 1,450,000 | 60,000 | SH | DFND | 60,000 | 0 | 0 | ||
AQUA MET | COM | 03837J101 | 1,743,000 | 605,051 | SH | DFND | 605,051 | 0 | 0 | ||
ARDELYX | COM | 039697107 | 2,220,000 | 600,000 | SH | DFND | 600,000 | 0 | 0 | ||
ASHLAND | COM | 044186104 | 17,981,000 | 230,000 | SH | DFND | 230,000 | 0 | 0 | ||
AUTODESK | COM | 052769106 | 1,966,000 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
AUTOMATI | COM | 053015103 | 34,876,000 | 260,000 | SH | DFND | 260,000 | 0 | 0 | ||
AVALONBA | COM | 053484101 | 4,899,000 | 28,500 | SH | DFND | 28,500 | 0 | 0 | ||
AZUL S A | SPONS | 05501U106 | 30,025,000 | 1,835,242 | SH | DFND | 1,835,242 | 0 | 0 | ||
BAIDU IN | SPONA | 056752108 | 28,556,000 | 117,513 | SH | DFND | 117,513 | 0 | 0 | ||
BIOMARIN | NOTE0 | 09061GAH4 | 1,002,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
BOSTON P | COM | 101121101 | 1,856,000 | 14,800 | SH | DFND | 14,800 | 0 | 0 | ||
BOX INC | COM | 10316T104 | 10,000 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
BRISTOW | COM | 110394103 | 1,445,000 | 102,400 | SH | DFND | 102,400 | 0 | 0 | ||
CDK GLOB | COM | 12508E101 | 26,020,000 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
CIGNA CO | COM | 125509109 | 67,980,000 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 18,177,000 | 285,000 | SH | DFND | 285,000 | 0 | 0 | ||
CALAMP C | NOTE1 | 128126AB5 | 17,527,000 | 16,500,000 | PRN | DFND | 16,500,000 | 0 | 0 | ||
CAMDEN P | SHBEN | 133131102 | 1,258,000 | 13,800 | SH | DFND | 13,800 | 0 | 0 | ||
CAPITAL | COM | 14040H105 | 12,866,000 | 140,000 | SH | DFND | 140,000 | 0 | 0 | ||
CAVIUM I | COM | 14964U108 | 52,650,000 | 608,670 | SH | DFND | 608,670 | 0 | 0 | ||
CHARAH S | COM | 15957P105 | 3,556,000 | 325,000 | SH | DFND | 325,000 | 0 | 0 | ||
CHESAPEA | NOTE5 | 165167CY1 | 31,620,000 | 31,000,000 | PRN | DFND | 31,000,000 | 0 | 0 | ||
CHOICE H | COM | 169905106 | 4,589,000 | 60,700 | SH | DFND | 60,700 | 0 | 0 | ||
CIRCOR I | COM | 17273K109 | 3,142,000 | 85,000 | SH | DFND | 85,000 | 0 | 0 | ||
CITIZENS | COM | 174610105 | 7,002,000 | 180,000 | SH | DFND | 180,000 | 0 | 0 | ||
COGNIZAN | CLA | 192446102 | 39,495,000 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
COHERUS | COM | 19249H103 | 1,540,000 | 110,000 | SH | DFND | 110,000 | 0 | 0 | ||
COLUMBIA | COMNE | 198287203 | 1,757,000 | 77,350 | SH | DFND | 77,350 | 0 | 0 | ||
COMERICA | COM | 200340107 | 10,001,000 | 110,000 | SH | DFND | 110,000 | 0 | 0 | ||
COMMUNIT | RIGHT | 203668116 | 47,000 | 4,741,911 | SH | DFND | 4,741,911 | 0 | 0 | ||
CONVERGE | COMCL | 212481105 | 4,808,000 | 512,050 | SH | DFND | 512,050 | 0 | 0 | ||
COREPOIN | COM | 21872L104 | 11,648,000 | 449,733 | SH | DFND | 449,733 | 0 | 0 | ||
CORPORAT | SHBEN | 22002T108 | 638,000 | 22,000 | SH | DFND | 22,000 | 0 | 0 | ||
CROWN CA | COM | 22822V101 | 1,283,000 | 11,900 | SH | DFND | 11,900 | 0 | 0 | ||
CTRIP CO | AMERI | 22943F100 | 9,450,000 | 198,413 | SH | DFND | 198,413 | 0 | 0 | ||
CUBESMAR | COM | 229663109 | 1,289,000 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
CURO GRO | COM | 23131L107 | 1,487,000 | 59,616 | SH | DFND | 59,616 | 0 | 0 | ||
CYPRESS | COM | 232806109 | 6,203,000 | 398,121 | SH | DFND | 398,121 | 0 | 0 | ||
D R HORT | COM | 23331A109 | 3,452,000 | 84,200 | SH | DFND | 84,200 | 0 | 0 | ||
DASEKE I | COM | 23753F107 | 2,002,000 | 201,565 | SH | DFND | 201,565 | 0 | 0 | ||
DERMIRA | NOTE3 | 24983LAB0 | 27,682,000 | 33,500,000 | PRN | DFND | 33,500,000 | 0 | 0 | ||
DEPOMED | NOTE2 | 249908AA2 | 29,590,000 | 36,000,000 | PRN | DFND | 36,000,000 | 0 | 0 | ||
DIGITAL | COM | 253868103 | 1,250,000 | 11,200 | SH | DFND | 11,200 | 0 | 0 | ||
DISNEY W | COMDI | 254687106 | 5,255,000 | 50,142 | SH | DFND | 50,142 | 0 | 0 | ||
DISCOVER | COM | 254709108 | 5,281,000 | 75,000 | SH | DFND | 75,000 | 0 | 0 | ||
DISCOVER | COMSE | 25470F104 | 7,177,000 | 260,986 | SH | DFND | 260,986 | 0 | 0 | ||
DISH NET | COM | 25470M109 | 19,000 | 101,000 | SH | Call | DFND | 101,000 | 0 | 0 | |
DISH NET | CLA | 25470M109 | 3,361,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
DISH NET | NOTE3 | 25470MAB5 | 4,825,000 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
DISH NET | NOTE2 | 25470MAD1 | 22,907,000 | 26,000,000 | PRN | DFND | 26,000,000 | 0 | 0 | ||
EBAY INC | COM | 278642103 | 54,390,000 | 1,500,000 | SH | DFND | 1,500,000 | 0 | 0 | ||
ELECTRON | COM | 285512109 | 793,000 | 938,600 | SH | Call | DFND | 938,600 | 0 | 0 | |
ELECTRON | COM | 285512109 | 17,489,000 | 124,018 | SH | DFND | 124,018 | 0 | 0 | ||
ELECTRON | NOTE0 | 286082AC6 | 992,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
EMPIRE S | CLA | 292104106 | 617,000 | 36,100 | SH | DFND | 36,100 | 0 | 0 | ||
ENSCO JE | NOTE3 | 29359WAB1 | 845,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
EQUIFAX | COM | 294429105 | 22,520,000 | 180,000 | SH | DFND | 180,000 | 0 | 0 | ||
EQUINIX | COMPA | 29444U700 | 4,815,000 | 11,200 | SH | DFND | 11,200 | 0 | 0 | ||
EQUITY L | COM | 29472R108 | 2,143,000 | 23,318 | SH | DFND | 23,318 | 0 | 0 | ||
ESSEX PP | COM | 297178105 | 1,219,000 | 5,100 | SH | DFND | 5,100 | 0 | 0 | ||
EVERSPIN | COM | 30041T104 | 1,339,000 | 150,098 | SH | DFND | 150,098 | 0 | 0 | ||
FCB FINL | CLA | 30255G103 | 1,470,000 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
FB FINL | COM | 30257X104 | 3,006,000 | 73,832 | SH | DFND | 73,832 | 0 | 0 | ||
CLA | 30303M102 | 60,239,000 | 310,000 | SH | DFND | 310,000 | 0 | 0 | |||
FEDERAL | SHBEN | 313747206 | 3,093,000 | 24,440 | SH | DFND | 24,440 | 0 | 0 | ||
58 COM I | SPONA | 31680Q104 | 2,150,000 | 31,000 | SH | DFND | 31,000 | 0 | 0 | ||
FINISAR | NOTE0 | 31787AAP6 | 909,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
FIRST HO | COM | 320517105 | 9,483,000 | 531,543 | SH | DFND | 531,543 | 0 | 0 | ||
FLAGSTAR | COMPA | 337930705 | 3,482,000 | 101,637 | SH | DFND | 101,637 | 0 | 0 | ||
FOUR COR | COM | 35086T109 | 1,813,000 | 73,600 | SH | DFND | 73,600 | 0 | 0 | ||
FRONTIER | COM | 35906A306 | 783,000 | 405,000 | SH | Put | DFND | 405,000 | 0 | 0 | |
GSV CAP | COM | 36191J101 | 1,029,000 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
GAMING & | COM | 36467J108 | 1,697,000 | 47,400 | SH | DFND | 47,400 | 0 | 0 | ||
GEMPHIRE | COM | 36870A108 | 265,000 | 26,000 | SH | DFND | 26,000 | 0 | 0 | ||
GODADDY | CLA | 380237107 | 4,785,000 | 67,775 | SH | DFND | 67,775 | 0 | 0 | ||
GOLDMAN | COM | 38141G104 | 6,617,000 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
GOODRICH | DEBT1 | 382410AR9 | 4,200,000 | 4,000,000 | SH | DFND | 4,000,000 | 0 | 0 | ||
GOPRO IN | CLA | 38268T103 | 644,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
GREEN BR | COM | 392709101 | 2,450,000 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
GRIFFON | COM | 398433102 | 740,000 | 41,595 | SH | DFND | 41,595 | 0 | 0 | ||
HARLEY D | COM | 412822108 | 110,000 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
HEALTHCA | COM | 421946104 | 1,309,000 | 45,000 | SH | DFND | 45,000 | 0 | 0 | ||
HEALTHCA | CLANE | 42225P501 | 4,068,000 | 150,900 | SH | DFND | 150,900 | 0 | 0 | ||
HERTZ GL | COM | 42806J106 | 245,000 | 84,500 | SH | Put | DFND | 84,500 | 0 | 0 | |
HIGHWOOD | COM | 431284108 | 3,373,000 | 66,498 | SH | DFND | 66,498 | 0 | 0 | ||
HOST HOT | COM | 44107P104 | 520,000 | 400,000 | SH | Put | DFND | 400,000 | 0 | 0 | |
HUNTINGT | COM | 446150104 | 11,808,000 | 800,000 | SH | DFND | 800,000 | 0 | 0 | ||
IMMUNOME | COM | 452907108 | 2,367,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
INTEGRAT | COM | 458118106 | 10,102,000 | 316,869 | SH | DFND | 316,869 | 0 | 0 | ||
INTEL CO | COM | 458140100 | 4,474,000 | 90,000 | SH | DFND | 90,000 | 0 | 0 | ||
INTERACT | COM | 45841N107 | 12,238,000 | 190,000 | SH | DFND | 190,000 | 0 | 0 | ||
INTERNAT | COM | 459200101 | 17,812,000 | 127,500 | SH | DFND | 127,500 | 0 | 0 | ||
ISHARES | COM | 464287234 | 14,000 | 30,000 | SH | Call | DFND | 30,000 | 0 | 0 | |
ISHARES | COM | 464287739 | 44,000 | 125,800 | SH | Put | DFND | 125,800 | 0 | 0 | |
ISHARES | COM | 464288513 | 1,042,000 | 1,500,000 | SH | Put | DFND | 1,500,000 | 0 | 0 | |
JUNIPER | COM | 48203R104 | 411,000 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
KINDRED | COM | 494577109 | 1,065,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
KURA ONC | COM | 50127T109 | 1,204,000 | 66,157 | SH | DFND | 66,157 | 0 | 0 | ||
LADDER C | COM | 505743104 | 6,000 | 35,000 | SH | Put | DFND | 35,000 | 0 | 0 | |
LEISURE | UNIT9 | 52539T206 | 4,220,000 | 420,365 | SH | DFND | 420,365 | 0 | 0 | ||
LIBERTY | SHBEN | 531172104 | 5,594,000 | 126,200 | SH | DFND | 126,200 | 0 | 0 | ||
LIBERTY | NOTE1 | 531229AF9 | 1,178,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
LUMENTUM | COM | 55024U109 | 3,764,000 | 65,000 | SH | DFND | 65,000 | 0 | 0 | ||
MACERICH | COM | 554382101 | 1,216,000 | 21,400 | SH | DFND | 21,400 | 0 | 0 | ||
MACQUARI | NOTE2 | 55608BAB1 | 890,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
MADRIGAL | COM | 558868105 | 4,145,000 | 14,821 | SH | DFND | 14,821 | 0 | 0 | ||
MAGENTA | COM | 55910K108 | 810,000 | 60,000 | SH | DFND | 60,000 | 0 | 0 | ||
MASTERCA | CLA | 57636Q104 | 1,965,000 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
MATCH GR | COM | 57665R106 | 5,952,000 | 153,635 | SH | DFND | 153,635 | 0 | 0 | ||
MATTEL I | COM | 577081102 | 242,000 | 304,500 | SH | Put | DFND | 304,500 | 0 | 0 | |
MEDICINE | NOTE2 | 584688AG0 | 31,030,000 | 31,000,000 | PRN | DFND | 31,000,000 | 0 | 0 | ||
MERCADOL | COM | 58733R102 | 448,000 | 1,500 | SH | DFND | 1,500 | 0 | 0 | ||
MERITAGE | COM | 59001A102 | 1,239,000 | 28,200 | SH | DFND | 28,200 | 0 | 0 | ||
MINDBODY | COMCL | 60255W105 | 10,654,000 | 276,000 | SH | DFND | 276,000 | 0 | 0 | ||
MORGAN S | COMNE | 617446448 | 4,740,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
MYERS IN | COM | 628464109 | 1,536,000 | 80,000 | SH | DFND | 80,000 | 0 | 0 | ||
NVR INC | COM | 62944T105 | 594,000 | 200 | SH | DFND | 200 | 0 | 0 | ||
NATIONAL | COM | 63633D104 | 3,632,000 | 49,300 | SH | DFND | 49,300 | 0 | 0 | ||
NATIONAL | COM | 637417106 | 3,134,000 | 71,300 | SH | DFND | 71,300 | 0 | 0 | ||
NAVISTAR | NOTE4 | 63934EAS7 | 15,492,000 | 15,000,000 | PRN | DFND | 15,000,000 | 0 | 0 | ||
NETAPP I | COM | 64110D104 | 7,068,000 | 90,000 | SH | DFND | 90,000 | 0 | 0 | ||
NEW ORIE | SPONA | 647581107 | 1,893,000 | 19,999 | SH | DFND | 19,999 | 0 | 0 | ||
NIGHTSTA | ADR | 65413A101 | 448,000 | 27,978 | SH | DFND | 27,978 | 0 | 0 | ||
NORTHERN | COM | 665859104 | 6,173,000 | 60,000 | SH | DFND | 60,000 | 0 | 0 | ||
NUANCE C | DBCV1 | 67020YAK6 | 899,000 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | ||
NUTANIX | CLA | 67059N108 | 258,000 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
OKTA INC | CLA | 679295105 | 1,889,000 | 37,500 | SH | DFND | 37,500 | 0 | 0 | ||
PNC FINL | COM | 693475105 | 4,323,000 | 32,000 | SH | DFND | 32,000 | 0 | 0 | ||
PS BUSIN | COM | 69360J107 | 3,534,000 | 27,500 | SH | DFND | 27,500 | 0 | 0 | ||
PTC INC | COM | 69370C100 | 1,407,000 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
PANDORA | NOTE1 | 698354AB3 | 955,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
PAPA JOH | COM | 698813102 | 4,565,000 | 90,000 | SH | DFND | 90,000 | 0 | 0 | ||
PAYPAL H | COM | 70450Y103 | 2,290,000 | 27,500 | SH | DFND | 27,500 | 0 | 0 | ||
POST HLD | COM | 737446104 | 44,730,000 | 520,000 | SH | DFND | 520,000 | 0 | 0 | ||
PROTALIX | NOTE7 | 74365AAD3 | 7,200,000 | 8,000,000 | PRN | DFND | 8,000,000 | 0 | 0 | ||
QUALCOMM | COM | 747525103 | 25,254,000 | 450,000 | SH | DFND | 450,000 | 0 | 0 | ||
RPM INTL | COM | 749685103 | 7,920,000 | 135,810 | SH | DFND | 135,810 | 0 | 0 | ||
RTI INTL | NOTE1 | 74973WAB3 | 26,162,000 | 26,000,000 | PRN | DFND | 26,000,000 | 0 | 0 | ||
RSP PERM | COM | 74978Q105 | 57,903,000 | 1,315,370 | SH | DFND | 1,315,370 | 0 | 0 | ||
RAMBUS I | NOTE1 | 750917AE6 | 18,180,000 | 17,000,000 | PRN | DFND | 17,000,000 | 0 | 0 | ||
REALPAGE | NOTE1 | 75606NAB5 | 21,287,000 | 15,000,000 | PRN | DFND | 15,000,000 | 0 | 0 | ||
REGENCY | COM | 758849103 | 4,513,000 | 72,700 | SH | DFND | 72,700 | 0 | 0 | ||
RESTAURA | COM | 76131D103 | 46,431,000 | 770,000 | SH | DFND | 770,000 | 0 | 0 | ||
RESTORBI | COM | 76133L103 | 276,000 | 30,173 | SH | DFND | 30,173 | 0 | 0 | ||
RIGEL PH | COMNE | 766559603 | 1,274,000 | 450,000 | SH | DFND | 450,000 | 0 | 0 | ||
RITE AID | COM | 767754104 | 1,730,000 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | ||
ROCKET P | COM | 77313F106 | 1,276,000 | 65,000 | SH | DFND | 65,000 | 0 | 0 | ||
SPDR S&P | COM | 78462F103 | 530,000 | 6,500,000 | SH | Call | DFND | 6,500,000 | 0 | 0 | |
SPDR S&P | COM | 78462F103 | 295,000 | 150,000 | SH | Put | DFND | 150,000 | 0 | 0 | |
SPDR S&P | TRUNI | 78462F103 | 5,426,000 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
SABRA HE | COM | 78573L106 | 1,897,000 | 87,300 | SH | DFND | 87,300 | 0 | 0 | ||
SAILPOIN | COM | 78781P105 | 1,227,000 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
SALESFOR | COM | 79466L302 | 11,052,000 | 81,028 | SH | DFND | 81,028 | 0 | 0 | ||
SANOFI | RIGHT | 80105N113 | 581,000 | 1,162,096 | SH | DFND | 1,162,096 | 0 | 0 | ||
SEAWORLD | COM | 81282V100 | 3,273,000 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
SELECT S | SBIHE | 81369Y209 | 25,038,000 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
SELECT S | COM | 81369Y308 | 38,000 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
SELECT S | SBIIN | 81369Y605 | 34,567,000 | 1,300,000 | SH | DFND | 1,300,000 | 0 | 0 | ||
SELECT S | COM | 81369Y704 | 112,000 | 105,000 | SH | Put | DFND | 105,000 | 0 | 0 | |
SELECT S | SBIIN | 81369Y886 | 12,990,000 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
SENSEONI | NOTE5 | 81727UAA3 | 9,217,000 | 6,500,000 | PRN | DFND | 6,500,000 | 0 | 0 | ||
SERVICEN | COM | 81762P102 | 2,317,000 | 13,436 | SH | DFND | 13,436 | 0 | 0 | ||
SIGNATUR | COM | 82669G104 | 4,476,000 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
SIMPLY G | COM | 82900L102 | 1,127,000 | 270,000 | SH | Call | DFND | 270,000 | 0 | 0 | |
SPIRIT R | COM | 84860W102 | 2,810,000 | 350,000 | SH | DFND | 350,000 | 0 | 0 | ||
SQUARE I | CLA | 852234103 | 2,380,000 | 38,605 | SH | DFND | 38,605 | 0 | 0 | ||
STARS GR | COM | 85570W100 | 2,178,000 | 60,000 | SH | DFND | 60,000 | 0 | 0 | ||
STORE CA | COM | 862121100 | 3,620,000 | 132,100 | SH | DFND | 132,100 | 0 | 0 | ||
SUN CMNT | COM | 866674104 | 2,535,000 | 25,900 | SH | DFND | 25,900 | 0 | 0 | ||
SYMANTEC | COM | 871503108 | 516,000 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
SYNOVUS | COMNE | 87161C501 | 7,924,000 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
T MOBILE | COM | 872590104 | 2,011,000 | 33,654 | SH | DFND | 33,654 | 0 | 0 | ||
TAIWAN S | SPONS | 874039100 | 3,688,000 | 100,883 | SH | DFND | 100,883 | 0 | 0 | ||
TAL ED G | SPONS | 874080104 | 491,000 | 13,331 | SH | DFND | 13,331 | 0 | 0 | ||
TANGER F | COM | 875465106 | 1,027,000 | 43,700 | SH | DFND | 43,700 | 0 | 0 | ||
TELIGENT | NOTE4 | 87960WAA2 | 10,150,000 | 10,000,000 | PRN | DFND | 10,000,000 | 0 | 0 | ||
TERADATA | COM | 88076W103 | 15,913,000 | 396,349 | SH | DFND | 396,349 | 0 | 0 | ||
TESARO I | NOTE3 | 881569AA5 | 22,448,000 | 15,000,000 | PRN | DFND | 15,000,000 | 0 | 0 | ||
TESLA IN | COM | 88160R101 | 867,000 | 32,200 | SH | Put | DFND | 32,200 | 0 | 0 | |
TESLA IN | NOTE0 | 88160RAB7 | 63,316,000 | 57,500,000 | PRN | DFND | 57,500,000 | 0 | 0 | ||
TESLA IN | NOTE2 | 88160RAD3 | 24,300,000 | 20,000,000 | PRN | DFND | 20,000,000 | 0 | 0 | ||
TEVA PHA | SPONS | 881624209 | 535,000 | 22,000 | SH | DFND | 22,000 | 0 | 0 | ||
TOTAL SY | COM | 891906109 | 8,452,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
TRANSDIG | COM | 893641100 | 83,000 | 14,300 | SH | Put | DFND | 14,300 | 0 | 0 | |
TWENTY F | COM | 90130A101 | 20,668,000 | 2,087,700 | SH | Call | DFND | 2,087,700 | 0 | 0 | |
COM | 90184L102 | 11,380,000 | 260,600 | SH | DFND | 260,600 | 0 | 0 | |||
NOTE0 | 90184LAB8 | 970,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | |||
US XPRES | COMCL | 90338N202 | 9,467,000 | 625,306 | SH | DFND | 625,306 | 0 | 0 | ||
ULTA BEA | COM | 90384S303 | 35,019,000 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
UNIVAR I | COM | 91336L107 | 3,936,000 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
URBAN ED | COM | 91704F104 | 3,979,000 | 174,000 | SH | DFND | 174,000 | 0 | 0 | ||
VERIZON | COM | 92343V104 | 17,608,000 | 350,000 | SH | DFND | 350,000 | 0 | 0 | ||
VERICEL | COM | 92346J108 | 913,000 | 94,150 | SH | DFND | 94,150 | 0 | 0 | ||
VISA INC | COMCL | 92826C839 | 2,649,000 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
WEIGHT W | COM | 948626106 | 114,000 | 64,000 | SH | Put | DFND | 64,000 | 0 | 0 | |
WORKDAY | CLA | 98138H101 | 4,239,000 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
WYNDHAM | COM | 98311A105 | 588,000 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
YAHOO IN | NOTE1 | 984332AF3 | 47,872,000 | 35,000,000 | PRN | DFND | 35,000,000 | 0 | 0 | ||
YELP INC | CLA | 985817105 | 4,310,000 | 110,000 | SH | DFND | 110,000 | 0 | 0 | ||
YEXT INC | COM | 98585N106 | 4,168,000 | 215,498 | SH | DFND | 215,498 | 0 | 0 | ||
ZILLOW G | CLCCA | 98954M200 | 5,770,000 | 97,700 | SH | DFND | 97,700 | 0 | 0 | ||
ZIONS BA | COM | 989701107 | 9,221,000 | 175,000 | SH | DFND | 175,000 | 0 | 0 | ||
BRIGHTSP | SHS | G1644T109 | 1,426,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
CISION L | SHS | G1992S109 | 3,738,000 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
ENDO INT | COM | G30401106 | 1,224,000 | 2,020,500 | SH | Put | DFND | 2,020,500 | 0 | 0 | |
HERBALIF | COMSH | G4412G101 | 32,232,000 | 600,000 | SH | DFND | 600,000 | 0 | 0 | ||
LIBERTY | SHSCL | G5480U104 | 18,548,000 | 673,500 | SH | DFND | 673,500 | 0 | 0 | ||
ITERUM T | SHS | G6333L101 | 1,089,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
PAGSEGUR | COMCL | G68707101 | 4,856,000 | 175,000 | SH | DFND | 175,000 | 0 | 0 | ||
TPG PACE | UNIT9 | G89827102 | 8,726,000 | 831,000 | SH | DFND | 831,000 | 0 | 0 | ||
TRAVELPO | SHS | G9019D104 | 8,343,000 | 450,000 | SH | DFND | 450,000 | 0 | 0 | ||
VALIDUS | COMSH | G9319H102 | 144,142,000 | 2,132,282 | SH | DFND | 2,132,282 | 0 | 0 | ||
WILLIS T | SHS | G96629103 | 75,800,000 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
YATRA ON | ORDSH | G98338109 | 1,632,000 | 304,498 | SH | DFND | 304,498 | 0 | 0 | ||
TRANSOCE | COM | H8817H100 | 495,000 | 480,500 | SH | Put | DFND | 480,500 | 0 | 0 | |
SPOTIFY | SHS | L8681T102 | 5,625,000 | 33,437 | SH | DFND | 33,437 | 0 | 0 | ||
GALMED P | SHS | M47238106 | 1,488,000 | 125,000 | SH | DFND | 125,000 | 0 | 0 | ||
UROGEN P | COM | M96088105 | 1,128,000 | 22,659 | SH | DFND | 22,659 | 0 | 0 | ||
WIX COM | SHS | M98068105 | 1,484,000 | 14,800 | SH | DFND | 14,800 | 0 | 0 | ||
ASML HOL | NYREG | N07059210 | 4,496,000 | 22,708 | SH | DFND | 22,708 | 0 | 0 | ||
INTERXIO | SHS | N47279109 | 3,670,000 | 58,801 | SH | DFND | 58,801 | 0 | 0 | ||
NXP SEMI | COM | N6596X109 | 18,000 | 715,500 | SH | Put | DFND | 715,500 | 0 | 0 | |
YANDEX N | SHSCL | N97284108 | 4,846,000 | 135,000 | SH | DFND | 135,000 | 0 | 0 |