The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 81,561 | 1,337,288 | SH | DFND | 0 | 1,337,288 | 0 | ||
ACCURAY INC | COM | 004397105 | 20,707 | 5,050,570 | SH | DFND | 0 | 5,050,570 | 0 | ||
ACORDA THERAPEUTICS INC | COM | 00484M106 | 62,011 | 2,160,664 | SH | DFND | 0 | 2,160,664 | 0 | ||
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 38,486 | 39,619,000 | PRN | DFND | 0 | 39,619,000 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 42,179 | 552,659 | SH | DFND | 0 | 552,659 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 183,751 | 2,720,218 | SH | DFND | 0 | 2,720,218 | 0 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 68,832 | 1,113,069 | SH | DFND | 0 | 1,113,069 | 0 | ||
AGIOS PHARMACEUTICALS INC | COM | 00847X104 | 51,760 | 614,506 | SH | DFND | 0 | 614,506 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 34,853 | 2,205,913 | SH | DFND | 0 | 2,205,913 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | NOTE 2.500% 2/0 | 014339AA3 | 33,750 | 32,411,000 | PRN | DFND | 0 | 32,411,000 | 0 | ||
ALIBABA GROUP HLDG LTD | COM | 01609W102 | 28,943 | 156,000 | SH | Call | DFND | 0 | 156,000 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 73,801 | 397,786 | SH | DFND | 0 | 397,786 | 0 | ||
ALLENA PHARMACEUTICALS INC | COM | 018119107 | 22,670 | 1,739,805 | SH | DFND | 0 | 1,739,805 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 101,372 | 89,774 | SH | DFND | 0 | 89,774 | 0 | ||
AMAZON COM INC | COM | 023135106 | 51,091 | 30,057 | SH | DFND | 0 | 30,057 | 0 | ||
ANAPTYSBIO INC | COM | 032724106 | 9,828 | 138,338 | SH | DFND | 0 | 138,338 | 0 | ||
ANTHEM INC | COM | 036752103 | 168,345 | 707,244 | SH | DFND | 0 | 707,244 | 0 | ||
APPLE INC | COM | 037833100 | 21,292 | 115,026 | SH | DFND | 0 | 115,026 | 0 | ||
APTINYX INC | COM | 03836N103 | 6,717 | 330,885 | SH | DFND | 0 | 330,885 | 0 | ||
APTINYX INC | COM | 03836N103 | 25,355 | 1,049,031 | SH | DFND | 0 | 1,049,031 | 0 | ||
ARCUS BIOSCIENCES INC | COM | 03969F109 | 9,404 | 768,279 | SH | DFND | 0 | 768,279 | 0 | ||
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 52,184 | 1,196,891 | SH | DFND | 0 | 1,196,891 | 0 | ||
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 16,254 | 425,382 | SH | DFND | 0 | 425,382 | 0 | ||
AUTOLUS THERAPEUTICS PLC | SPON ADS | 05280R100 | 5,301 | 197,874 | SH | DFND | 0 | 197,874 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 89,216 | 367,146 | SH | DFND | 0 | 367,146 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 63,881 | 865,121 | SH | DFND | 0 | 865,121 | 0 | ||
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 53,582 | 844,081 | SH | DFND | 0 | 844,081 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 43,070 | 1,317,120 | SH | DFND | 0 | 1,317,120 | 0 | ||
BOX INC | CL A | 10316T104 | 1,258 | 50,359 | SH | DFND | 0 | 50,359 | 0 | ||
CARBON BLACK INC | COM | 14081R103 | 6,093 | 234,327 | SH | DFND | 0 | 234,327 | 0 | ||
CARDIOVASCULAR SYS INC DEL | COM | 141619106 | 39,808 | 1,230,921 | SH | DFND | 0 | 1,230,921 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 80,237 | 651,218 | SH | DFND | 0 | 651,218 | 0 | ||
CIRRUS LOGIC INC | COM | 172755100 | 28,998 | 756,546 | SH | DFND | 0 | 756,546 | 0 | ||
CLEMENTIA PHARMACEUTICALS IN | COM | 185575107 | 4,247 | 322,732 | SH | DFND | 0 | 322,732 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 35,680 | 784,700 | SH | Call | DFND | 0 | 784,700 | 0 | |
CLOVIS ONCOLOGY INC | COM | 189464100 | 106,274 | 2,337,225 | SH | DFND | 0 | 2,337,225 | 0 | ||
CLOVIS ONCOLOGY INC | NOTE 1.250% 5/0 | 189464AC4 | 44,169 | 47,801,000 | PRN | DFND | 0 | 47,801,000 | 0 | ||
CME GROUP INC | COM CL A | 12572Q105 | 20,483 | 124,955 | SH | DFND | 0 | 124,955 | 0 | ||
COUPA SOFTWARE INC | COM | 22266L106 | 33,354 | 535,892 | SH | DFND | 0 | 535,892 | 0 | ||
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 39,353 | 826,224 | SH | DFND | 0 | 826,224 | 0 | ||
CTRIP COM INTL LTD | NOTE 1.000% 7/0 | 22943FAF7 | 9,965 | 9,451,000 | PRN | DFND | 0 | 9,451,000 | 0 | ||
CUTERA INC | COM | 232109108 | 19,640 | 487,347 | SH | DFND | 0 | 487,347 | 0 | ||
DAVITA INC | COM | 23918K108 | 29,193 | 420,400 | SH | Call | DFND | 0 | 420,400 | 0 | |
DAVITA INC | COM | 23918K108 | 89,230 | 1,285,000 | SH | DFND | 0 | 1,285,000 | 0 | ||
DOCUSIGN INC | COM | 256163106 | 1,017 | 19,199 | SH | DFND | 0 | 19,199 | 0 | ||
DROPBOX INC | CL A | 26210C104 | 49,593 | 1,529,689 | SH | DFND | 0 | 1,529,689 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 73,257 | 503,245 | SH | DFND | 0 | 503,245 | 0 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 41,051 | 291,101 | SH | DFND | 0 | 291,101 | 0 | ||
ENDOCYTE INC | COM | 29269A102 | 56,147 | 4,068,608 | SH | DFND | 0 | 4,068,608 | 0 | ||
ENDOLOGIX INC | COM | 29266S106 | 42,689 | 7,542,158 | SH | DFND | 0 | 7,542,158 | 0 | ||
ENDOLOGIX INC | NOTE 3.250%11/0 | 29266SAB2 | 43,539 | 47,379,000 | PRN | DFND | 0 | 47,379,000 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 96,414 | 2,460,157 | SH | DFND | 0 | 2,460,157 | 0 | ||
FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAA6 | 1,550 | 1,911,400 | PRN | DFND | 0 | 1,911,400 | 0 | ||
FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAD0 | 27,174 | 29,087,000 | PRN | DFND | 0 | 29,087,000 | 0 | ||
GODADDY INC | CL A | 380237107 | 68,865 | 975,419 | SH | DFND | 0 | 975,419 | 0 | ||
GREENSKY INC | CL A | 39572G100 | 17,181 | 812,328 | SH | DFND | 0 | 812,328 | 0 | ||
GUIDEWIRE SOFTWARE INC | COM | 40171V100 | 27,012 | 304,256 | SH | DFND | 0 | 304,256 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 53,593 | 522,345 | SH | DFND | 0 | 522,345 | 0 | ||
HERON THERAPEUTICS INC | COM | 427746102 | 69,056 | 1,777,500 | SH | Put | DFND | 0 | 1,777,500 | 0 | |
HOLOGIC INC | COM | 436440101 | 75,235 | 1,892,703 | SH | DFND | 0 | 1,892,703 | 0 | ||
HUMANA INC | COM | 444859102 | 91,998 | 309,101 | SH | DFND | 0 | 309,101 | 0 | ||
ICON PLC | SHS | G4705A100 | 57,294 | 432,312 | SH | DFND | 0 | 432,312 | 0 | ||
INTUIT | COM | 461202103 | 61,003 | 298,586 | SH | DFND | 0 | 298,586 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 41,784 | 87,327 | SH | DFND | 0 | 87,327 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 411,771 | 2,398,900 | SH | Put | DFND | 0 | 2,398,900 | 0 | |
INVUITY INC | COM NEW | 46187J205 | 5,305 | 1,360,334 | SH | DFND | 0 | 1,360,334 | 0 | ||
IRHYTHM TECHNOLOGIES INC | COM | 450056106 | 39,789 | 490,430 | SH | DFND | 0 | 490,430 | 0 | ||
ISHARES TR | MSCI EMG MKT | 464287234 | 72,305 | 1,668,700 | SH | Put | DFND | 0 | 1,668,700 | 0 | |
ISHARES TR | MSCI EMG MKT | 464287234 | 57,932 | 1,337,000 | SH | Put | DFND | 0 | 1,337,000 | 0 | |
ISHARES TR | RUSSELL 2000 | 464287655 | 98,737 | 602,900 | SH | Put | DFND | 0 | 602,900 | 0 | |
ISHARES TR | RUSSELL 2000 | 464287655 | 104,223 | 636,400 | SH | Put | DFND | 0 | 636,400 | 0 | |
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 213,464 | 1,238,906 | SH | DFND | 0 | 1,238,906 | 0 | ||
KURA ONCOLOGY INC | COM | 50127T109 | 19,786 | 1,087,123 | SH | DFND | 0 | 1,087,123 | 0 | ||
LANNET INC | COM | 516012101 | 21,733 | 1,598,000 | SH | Call | DFND | 0 | 1,598,000 | 0 | |
LENDINGTREE INC NEW | NOTE 0.625% 6/0 | 52603BAA5 | 5,969 | 4,934,000 | PRN | DFND | 0 | 4,934,000 | 0 | ||
MADISON SQUARE GARDEN CO NEW | CL A | 55825T103 | 48,929 | 157,740 | SH | DFND | 0 | 157,740 | 0 | ||
MALLINCKRODT PUB LTD CO | COM | G5785G107 | 23,495 | 1,259,100 | SH | Put | DFND | 0 | 1,259,100 | 0 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 31,004 | 157,764 | SH | DFND | 0 | 157,764 | 0 | ||
MEDICINES CO | COM | 584688105 | 76,666 | 2,088,997 | SH | DFND | 0 | 2,088,997 | 0 | ||
MEDICINES CO | NOTE 2.750% 7/1 | 584688AG0 | 45,634 | 45,161,000 | PRN | DFND | 0 | 45,161,000 | 0 | ||
MERIT MED SYS INC | COM | 589889104 | 74,528 | 1,455,616 | SH | DFND | 0 | 1,455,616 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 901 | 9,138 | SH | DFND | 0 | 9,138 | 0 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 52,688 | 537,962 | SH | DFND | 0 | 537,962 | 0 | ||
MYLAN N V | COM | N59465109 | 45,959 | 1,271,700 | SH | Call | DFND | 0 | 1,271,700 | 0 | |
MYLAN N V | SHS EURO | N59465109 | 161,933 | 4,480,720 | SH | DFND | 0 | 4,480,720 | 0 | ||
MYOKARDIA INC | COM | 62857M105 | 90,329 | 1,819,315 | SH | DFND | 0 | 1,819,315 | 0 | ||
NEON THERAPEUTICS INC | COM | 64050Y100 | 5,130 | 496,797 | SH | DFND | 0 | 496,797 | 0 | ||
NEON THERAPEUTICS INC | COM | 64050Y100 | 1,735 | 167,986 | SH | DFND | 0 | 167,986 | 0 | ||
NEON THERAPEUTICS INC | COM | 64050Y100 | 3,906 | 309,978 | SH | DFND | 0 | 309,978 | 0 | ||
NETFLIX INC | COM | 64110L106 | 30,326 | 77,474 | SH | DFND | 0 | 77,474 | 0 | ||
NIGHTSTAR THERAPEUTICS PLC | ADR | 65413A101 | 16,272 | 1,016,980 | SH | DFND | 0 | 1,016,980 | 0 | ||
NUCANA PLC | SPONSORED ADR | 67022C106 | 7,991 | 420,567 | SH | DFND | 0 | 420,567 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 30,715 | 129,654 | SH | DFND | 0 | 129,654 | 0 | ||
PACIRA PHARMACEUTICALS INC | COM | 695127100 | 99,682 | 3,110,213 | SH | DFND | 0 | 3,110,213 | 0 | ||
PAGSEGURO DIGITAL LTD | COM CL A | G68707101 | 9,360 | 337,283 | SH | DFND | 0 | 337,283 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 42,614 | 511,754 | SH | DFND | 0 | 511,754 | 0 | ||
PENUMBRA INC | COM | 70975L107 | 79,353 | 574,400 | SH | DFND | 0 | 574,400 | 0 | ||
PERKINELMER INC | COM | 714046109 | 85,080 | 1,161,817 | SH | DFND | 0 | 1,161,817 | 0 | ||
PIVOTAL SOFTWARE INC | COM CL A | 72582H107 | 23,766 | 979,223 | SH | DFND | 0 | 979,223 | 0 | ||
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 191,863 | 5,079,770 | SH | DFND | 0 | 5,079,770 | 0 | ||
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 94,450 | 1,596,783 | SH | DFND | 0 | 1,596,783 | 0 | ||
RED HAT INC | COM | 756577102 | 18,494 | 137,634 | SH | DFND | 0 | 137,634 | 0 | ||
S&P GLOBAL INC | COM | 78409V104 | 41,005 | 201,114 | SH | DFND | 0 | 201,114 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 98,785 | 724,231 | SH | DFND | 0 | 724,231 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 840 | 4,868 | SH | DFND | 0 | 4,868 | 0 | ||
SIENNA BIOPHARMACEUTICALS IN | COM | 82622H108 | 23,564 | 1,551,293 | SH | DFND | 0 | 1,551,293 | 0 | ||
SOLID BIOSCIENCES INC | COM | 83422E105 | 16,724 | 469,367 | SH | DFND | 0 | 469,367 | 0 | ||
SPARK THERAPEUTICS INC | COM | 84652J103 | 72,562 | 876,779 | SH | DFND | 0 | 876,779 | 0 | ||
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 58,297 | 346,510 | SH | DFND | 0 | 346,510 | 0 | ||
SQUARE INC | CL A | 852234103 | 32,419 | 525,942 | SH | DFND | 0 | 525,942 | 0 | ||
SQUARE INC | NOTE 0.375% 3/0 | 852234AB9 | 46,123 | 17,068,000 | PRN | DFND | 0 | 17,068,000 | 0 | ||
TABLEAU SOFTWARE INC | CL A | 87336U105 | 57,717 | 590,458 | SH | DFND | 0 | 590,458 | 0 | ||
TELEFLEX INC | COM | 879369106 | 45,541 | 169,796 | SH | DFND | 0 | 169,796 | 0 | ||
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 145,591 | 4,336,946 | SH | DFND | 0 | 4,336,946 | 0 | ||
TWITTER INC | COM | 90184L102 | 51,216 | 1,172,793 | SH | DFND | 0 | 1,172,793 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 74,261 | 302,688 | SH | DFND | 0 | 302,688 | 0 | ||
UNITY BIOTECHNOLOGY INC | COM | 91381U101 | 2,852 | 216,182 | SH | DFND | 0 | 216,182 | 0 | ||
UNITY BIOTECHNOLOGY INC | COM | 91381U101 | 4,121 | 312,342 | SH | DFND | 0 | 312,342 | 0 | ||
UNITY BIOTECHNOLOGY INC | COM | 91381U101 | 4,485 | 297,828 | SH | DFND | 0 | 297,828 | 0 | ||
ZILLOW GROUP INC | CL C CAP STK | 98954M200 | 21,663 | 366,797 | SH | DFND | 0 | 366,797 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 99,696 | 894,616 | SH | DFND | 0 | 894,616 | 0 | ||
ZSCALER INC | COM | 98980G102 | 1,674 | 46,814 | SH | DFND | 0 | 46,814 | 0 |