The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMERINAC HOLDING CORP | RSTD | 03077Y107 | 1,000 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
BABCOCK & WILCOX ENTERPR | COMM | 05614L100 | 8,639 | 3,629,999 | SH | SOLE | 3,629,999 | 0 | 0 | ||
BIOSCRIP INC | COMM | 09069N108 | 2,886 | 984,800 | SH | SOLE | 984,800 | 0 | 0 | ||
BROADWIND ENERGY | COMM | 11161T207 | 118 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CECO ENVIRONMENTAL CORP | COMM | 125141101 | 78 | 12,748 | SH | SOLE | 12,748 | 0 | 0 | ||
CLARUS CORPORATION | COMM | 18270P109 | 10,230 | 1,240,000 | SH | SOLE | 1,240,000 | 0 | 0 | ||
CVD EQUIPMENT CORP | COMM | 126601103 | 964 | 144,794 | SH | SOLE | 144,794 | 0 | 0 | ||
DLH HOLDINGS CORP | COMM | 23335Q100 | 21,936 | 4,002,983 | SH | SOLE | 4,002,983 | 0 | 0 | ||
EQUUS TOTAL RETURN INC | FUND | 294766100 | 168 | 71,304 | SH | SOLE | 71,304 | 0 | 0 | ||
GLYECO INC | COMM | 38000P104 | 2,988 | 398,380 | SH | SOLE | 398,380 | 0 | 0 | ||
GRANITE CONSTRUCTION INC | COMM | 387328107 | 26,057 | 468,153 | SH | SOLE | 468,153 | 0 | 0 | ||
GREAT LAKES DREDGE & DOCK CO | COMM | 390607109 | 7,652 | 1,457,500 | SH | SOLE | 1,457,500 | 0 | 0 | ||
IMAGEWARE SYSTEMS INC | COMM | 45245S108 | 942 | 864,661 | SH | SOLE | 864,661 | 0 | 0 | ||
ISHARES COMEX GOLD TRUST | ETF | 464285105 | 1,118 | 93,000 | SH | SOLE | 93,000 | 0 | 0 | ||
JASON INDUSTRIES INC | COMM | 471172106 | 10,826 | 4,666,578 | SH | SOLE | 4,666,578 | 0 | 0 | ||
LANDEC CORP | COMM | 514766104 | 39,968 | 2,682,400 | SH | SOLE | 2,682,400 | 0 | 0 | ||
LEARNING TREE INTERNATIONAL | COMM | 522015106 | 1,486 | 958,550 | SH | SOLE | 958,550 | 0 | 0 | ||
LIBBEY INC | COMM | 529898108 | 4,272 | 525,400 | SH | SOLE | 525,400 | 0 | 0 | ||
MAM SOFTWARE GROUP INC | COMM | 55277Q201 | 26,546 | 3,079,556 | SH | SOLE | 3,079,556 | 0 | 0 | ||
MUSCLE PHARM CORP | COMM | 627335201 | 869 | 1,296,305 | SH | SOLE | 1,296,305 | 0 | 0 | ||
MVC CAPITAL INC | COMM | 553829102 | 15,077 | 1,587,023 | SH | SOLE | 1,587,023 | 0 | 0 | ||
MICRON SOLUTIONS | COMM | 59511X105 | 12 | 3,363 | SH | SOLE | 3,363 | 0 | 0 | ||
NATURES SUNSHINE PRODS INC | COMM | 639027101 | 20,593 | 2,202,454 | SH | SOLE | 2,202,454 | 0 | 0 | ||
NEVADA GOLD & CASINOS INC | COMM | 64126Q206 | 1,444 | 722,188 | SH | SOLE | 722,188 | 0 | 0 | ||
QUEST RESOURCE HOLDING CORP | COMM | 74836W203 | 2,376 | 1,224,802 | SH | SOLE | 1,224,802 | 0 | 0 | ||
S&W SEED CO | COMM | 785135104 | 13,723 | 4,222,308 | SH | SOLE | 4,222,308 | 0 | 0 | ||
SMTC CORPORATION | COMM | 832682207 | 4,216 | 1,433,982 | SH | SOLE | 1,433,982 | 0 | 0 | ||
SUMMER INFANT INC | COMM | 865646103 | 9,291 | 6,683,932 | SH | SOLE | 6,683,932 | 0 | 0 | ||
TELOS CORP | PREF | 126520204 | 7,240 | 554,765 | SH | SOLE | 554,765 | 0 | 0 | ||
TRECORA RESOURCES | COMM | 894648104 | 1,040 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
WILHELMINA INTERNATIONAL INC | COMM | 968235200 | 1,830 | 305,998 | SH | SOLE | 305,998 | 0 | 0 | ||
WILLIAMS INDUSTRIAL SERVICES GROUP | COMM | 96951A104 | 9,725 | 3,167,718 | SH | SOLE | 3,167,718 | 0 | 0 | ||
XERIUM TECHNOLOGIES INC | COMM | 98416J118 | 15,490 | 1,169,934 | SH | SOLE | 1,169,934 | 0 | 0 |