The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN EMRG MRKTS EQT INM | COM | 00301W105 | 15,453 | 2,207,509 | SH | SOLE | 2,207,509 | 0 | 0 | ||
ABERDEEN JAPAN EQUITY FD INC | COM | 00306J109 | 8,797 | 995,107 | SH | SOLE | 995,107 | 0 | 0 | ||
ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 3,699 | 239,896 | SH | SOLE | 239,896 | 0 | 0 | ||
ALLIANCE CALIF MUN INCOME FD | COM | 018546101 | 10,008 | 761,664 | SH | SOLE | 761,664 | 0 | 0 | ||
ALPINE GLOBAL PREMIER PPTYS | COM SBI | 02083A103 | 788 | 123,487 | SH | SOLE | 123,487 | 0 | 0 | ||
AMERICAN CAP SR FLOATING LTD | COM | 02504D108 | 2,776 | 225,717 | SH | SOLE | 225,717 | 0 | 0 | ||
ASIA PAC FD INC COM | COM | 044901106 | 1,301 | 93,969 | SH | SOLE | 93,969 | 0 | 0 | ||
ATLANTIC ACQUISITION CORP | COM | 048206106 | 2,827 | 280,567 | SH | SOLE | 280,567 | 0 | 0 | ||
ATLANTIC ACQUISITION CORP | RIGHT 02/08/2019 | 048206304 | 46 | 80,343 | SH | SOLE | 80,343 | 0 | 0 | ||
AVISTA HEALTHCARE PUB ACQ CO | CL A | G0726L125 | 3,236 | 322,978 | SH | SOLE | 322,978 | 0 | 0 | ||
AVISTA HEALTHCARE PUB ACQ CO | *W EXP 99/99/999 | G0726L117 | 120 | 257,678 | SH | SOLE | 257,678 | 0 | 0 | ||
BARINGTON HILCO ACQUISITION | *W EXP 02/11/202 | 06759V127 | 6 | 48,053 | SH | SOLE | 48,053 | 0 | 0 | ||
BIG ROCK PARTNERS ACQUISI CO | COM | 089482103 | 2,435 | 245,667 | SH | SOLE | 245,667 | 0 | 0 | ||
BIG ROCK PARTNERS ACQUISTION-RT | Rights | 089482129 | 110 | 244,162 | SH | SOLE | 244,162 | 0 | 0 | ||
BIG ROCK PARTNERS ACQUISTION-CW22 | Warrants | 089482111 | 45 | 122,081 | SH | SOLE | 122,081 | 0 | 0 | ||
BISON CAP ACQUISITION CORP | ORD SHS | G1142P104 | 1,958 | 195,414 | SH | SOLE | 195,414 | 0 | 0 | ||
BISON CAP ACQUISITION CORP | RIGHT 03/20/2019 | G1142P138 | 64 | 195,414 | SH | SOLE | 195,414 | 0 | 0 | ||
BISON CAP ACQUISITION CORP | *W EXP 06/20/202 | G1142P112 | 35 | 97,707 | SH | SOLE | 97,707 | 0 | 0 | ||
BLACK RIDGE ACQUISITION CORP | COM | 09216T107 | 3,689 | 377,400 | SH | SOLE | 377,400 | 0 | 0 | ||
BLACK RIDGE ACQUISITION CORP | RIGHT 07/10/2019 | 09216T123 | 118 | 362,500 | SH | SOLE | 362,500 | 0 | 0 | ||
BLACK RIDGE ACQUISITION CORP | *W EXP 07/10/202 | 09216T115 | 117 | 340,495 | SH | SOLE | 340,495 | 0 | 0 | ||
BLACKROCK DEBT STRAT FD INC | COM NEW | 09255R202 | 268 | 23,929 | SH | SOLE | 23,929 | 0 | 0 | ||
BLACKROCK INCOME TR INC | COM | 09247F100 | 152 | 26,023 | SH | SOLE | 26,023 | 0 | 0 | ||
BLACKROCK NY MUNI INC QLTY T | COM | 09249U105 | 4,690 | 377,881 | SH | SOLE | 377,881 | 0 | 0 | ||
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 4,385 | 426,605 | SH | SOLE | 426,605 | 0 | 0 | ||
BRANDYWINEGBL GLBAL INM OPRT | COM | 10537L104 | 171 | 15,023 | SH | SOLE | 15,023 | 0 | 0 | ||
CENTRAL SECS CORP | COM | 155123102 | 10,140 | 364,456 | SH | SOLE | 364,456 | 0 | 0 | ||
CHINA FD INC | COM | 169373107 | 20,020 | 957,877 | SH | SOLE | 957,877 | 0 | 0 | ||
CM SEVEN STAR ACQUISITION CO | SHS | G2345N102 | 4,938 | 499,257 | SH | SOLE | 499,257 | 0 | 0 | ||
CM SEVEN STAR ACQUISITION CO | RIGHT 08/21/2022 | G2345N136 | 160 | 499,234 | SH | SOLE | 499,234 | 0 | 0 | ||
CM SEVEN STAR ACQUISITION CO | *W EXP 08/21/202 | G2345N110 | 99 | 249,616 | SH | SOLE | 249,616 | 0 | 0 | ||
CONSTELLATION ALPHA CAP CORP | SHS | G2379F108 | 1,074 | 107,854 | SH | SOLE | 107,854 | 0 | 0 | ||
CONSTELLATION ALPHA CAP CORP | RIGHT 99/99/9999 | G2379F132 | 36 | 54,854 | SH | SOLE | 54,854 | 0 | 0 | ||
CONSTELLATION ALPHA CAP CORP | *W EXP 03/23/202 | G2379F116 | 18 | 48,854 | SH | SOLE | 48,854 | 0 | 0 | ||
DELAWARE ENHANCED GBL DIV & | COM | 246060107 | 7,783 | 686,921 | SH | SOLE | 686,921 | 0 | 0 | ||
DEUTSCHE MULTI-MKT INCOME TR | SHS | 25160E102 | 7,431 | 843,529 | SH | SOLE | 843,529 | 0 | 0 | ||
DEUTSCHE STRATEGIC INCOME TR | SHS | 25160F109 | 2,866 | 234,146 | SH | SOLE | 234,146 | 0 | 0 | ||
DIVIDEND & INCOME FUND | COM NEW | 25538A204 | 1,196 | 97,033 | SH | SOLE | 97,033 | 0 | 0 | ||
DRAPER OAKWOOD TECHNOLOGY | COM CL A | 26146L103 | 2,467 | 247,224 | SH | SOLE | 247,224 | 0 | 0 | ||
DRAPER OAKWOOD TECHNOLOGY | RIGHT 09/19/2018 | 26146L129 | 144 | 243,524 | SH | SOLE | 243,524 | 0 | 0 | ||
DRAPER OAKWOOD TECHNOLOGY | *W EXP 09/19/202 | 26146L111 | 89 | 121,762 | SH | SOLE | 121,762 | 0 | 0 | ||
EQUUS TOTAL RETURN INC | COM | 294766100 | 1,173 | 497,162 | SH | SOLE | 497,162 | 0 | 0 | ||
FRANKLIN UNVL TR | SH BEN INT | 355145103 | 2,521 | 377,325 | SH | SOLE | 377,325 | 0 | 0 | ||
GABELLI GLB SML & MD CP VAL | COM | 36249W104 | 304 | 25,086 | SH | SOLE | 25,086 | 0 | 0 | ||
GDL FUND | COM SH BEN IT | 361570104 | 854 | 93,002 | SH | SOLE | 93,002 | 0 | 0 | ||
GENERAL AMERN INVS INC | COM | 368802104 | 1,587 | 46,245 | SH | SOLE | 46,245 | 0 | 0 | ||
GIGCAPITAL INC | COM | 37518N106 | 2,588 | 262,988 | SH | SOLE | 262,988 | 0 | 0 | ||
GIGCAPITAL INC | UNIT 03/06/2025 | 37518N205 | 168 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
GIGCAPITAL INC | RIGHT 03/06/2020 | 37518N114 | 108 | 240,818 | SH | SOLE | 240,818 | 0 | 0 | ||
GIGCAPITAL INC | *W EXP 06/08/202 | 37518N122 | 81 | 179,461 | SH | SOLE | 179,461 | 0 | 0 | ||
GREAT ELM CAP CORP | COM | 390320109 | 2,694 | 291,572 | SH | SOLE | 291,572 | 0 | 0 | ||
GSV CAP CORP | COM | 36191J101 | 412 | 60,104 | SH | SOLE | 60,104 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP | COM CLASS A | 420870107 | 1,031 | 105,912 | SH | SOLE | 105,912 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP | *W EXP 10/27/202 | 420870115 | 46 | 52,956 | SH | SOLE | 52,956 | 0 | 0 | ||
HENNESSY CAP ACQUSTON CORP I | COM | 42588L105 | 172 | 16,949 | SH | SOLE | 16,949 | 0 | 0 | ||
HERZFELD CARIBBEAN BASIN FD | COM | 42804T106 | 455 | 69,005 | SH | SOLE | 69,005 | 0 | 0 | ||
HILL INTERNATIONAL INC | COM | 431466101 | 21,305 | 3,611,055 | SH | SOLE | 3,611,055 | 0 | 0 | ||
HL ACQUISITIONS CORP | UNIT 06/21/2023 | G4603R114 | 1,006 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
HUNTER MARITIME ACQUISITION | CL A | Y37828111 | 112 | 11,418 | SH | SOLE | 11,418 | 0 | 0 | ||
HUNTER MARITIME ACQUISITION | *W EXP 11/17/202 | Y37828129 | 36 | 98,016 | SH | SOLE | 98,016 | 0 | 0 | ||
I AM CAP ACQUISITION CO | COM | 45074Q108 | 2,633 | 243,528 | SH | SOLE | 243,528 | 0 | 0 | ||
I AM CAP ACQUISITION CO | RIGHT 05/22/2019 | 45074Q124 | 88 | 243,528 | SH | SOLE | 243,528 | 0 | 0 | ||
I AM CAP ACQUISITION CO | *W EXP 05/22/202 | 45074Q116 | 90 | 243,528 | SH | SOLE | 243,528 | 0 | 0 | ||
INDUSTREA ACQUISITION CORP | CL A | 45579J104 | 5,866 | 594,967 | SH | SOLE | 594,967 | 0 | 0 | ||
INDUSTREA ACQUISITION CORP | UNIT 07/21/2024 | 45579J203 | 103 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
INDUSTREA ACQUISITION CORP | *W EXP 08/01/202 | 45579J112 | 344 | 597,967 | SH | SOLE | 597,967 | 0 | 0 | ||
INVESCO HIGH INCOME TR II | COM | 46131F101 | 505 | 37,425 | SH | SOLE | 37,425 | 0 | 0 | ||
JAPAN SMALLER CAPTLZTN FD IN | COM | 47109U104 | 7,989 | 685,169 | SH | SOLE | 685,169 | 0 | 0 | ||
KAYNE ANDERSON ACQUISITION | COM CL A | 48661U102 | 213 | 21,600 | SH | SOLE | 21,600 | 0 | 0 | ||
KBL MERGER CORP IV | COM | 48242A104 | 5,038 | 506,071 | SH | SOLE | 506,071 | 0 | 0 | ||
KBL MERGER CORP IV | RIGHT 03/22/2019 | 48242A120 | 168 | 490,403 | SH | SOLE | 490,403 | 0 | 0 | ||
KBL MERGER CORP IV | UNIT 01/15/2024 | 48242A203 | 116 | 11,082 | SH | SOLE | 11,082 | 0 | 0 | ||
KBL MERGER CORP IV | *W EXP 01/15/202 | 48242A112 | 145 | 501,153 | SH | SOLE | 501,153 | 0 | 0 | ||
KEARNY FINL CORP MD | COM | 48716P108 | 135 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
LAZARD WORLD DIVID & INCOME | COM | 521076109 | 2,396 | 231,232 | SH | SOLE | 231,232 | 0 | 0 | ||
LEGACY ACQUISITION CORP | UNIT 05/31/2024 | 524643202 | 114 | 11,400 | SH | SOLE | 11,400 | 0 | 0 | ||
LEISURE ACQUISITION CORP | UNIT 99/99/9999 | 52539T206 | 1,563 | 156,000 | SH | SOLE | 156,000 | 0 | 0 | ||
LF CAP ACQUISITION CORP | UNIT 06/19/2025 | 50200K207 | 3,326 | 330,250 | SH | SOLE | 330,250 | 0 | 0 | ||
MANAGED DURATION INVT GRD FU | COM | 56165R103 | 2,833 | 197,620 | SH | SOLE | 197,620 | 0 | 0 | ||
MATLIN & PARTNERS ACQUISITIO | CL A | 57682V106 | 247 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
M I ACQUISITIONS INC | *W EXP 11/15/202 | 55304A112 | 267 | 176,834 | SH | SOLE | 176,834 | 0 | 0 | ||
MODERN MEDIA ACQUISITION | COM | 60765P103 | 3,072 | 307,836 | SH | SOLE | 307,836 | 0 | 0 | ||
MODERN MEDIA ACQUISITION | RIGHT 99/99/9999 | 60765P129 | 150 | 288,782 | SH | SOLE | 288,782 | 0 | 0 | ||
MODERN MEDIA ACQUISITION | *W EXP 05/17/202 | 60765P111 | 93 | 143,078 | SH | SOLE | 143,078 | 0 | 0 | ||
MORGAN STANLEY ASIA PAC FD I | COM | 61744U106 | 6,265 | 366,820 | SH | SOLE | 366,820 | 0 | 0 | ||
MTECH ACQUISITION CORP | COM CLASS A | 55378W107 | 2,225 | 227,949 | SH | SOLE | 227,949 | 0 | 0 | ||
MTECH ACQUISITION CORP | UNIT 01/19/2023 | 55378W206 | 165 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
MTECH ACQUISITION CORP | *W EXP 08/01/202 | 55378W115 | 148 | 227,949 | SH | SOLE | 227,949 | 0 | 0 | ||
MUDRICK CAP ACQUISITION CORP | UNIT 02/01/2023 | 624745204 | 1,489 | 145,706 | SH | SOLE | 145,706 | 0 | 0 | ||
MVC CAPITAL INC | COM | 553829102 | 7,627 | 802,106 | SH | SOLE | 802,106 | 0 | 0 | ||
NEW IRELAND FUND INC | COM | 645673104 | 1,902 | 162,831 | SH | SOLE | 162,831 | 0 | 0 | ||
NEW YORK REIT INC | COM | 64976L109 | 14,323 | 785,251 | SH | SOLE | 785,251 | 0 | 0 | ||
NEXPOINT STRATEGIC OPORTUNT | COM NEW | 65340G205 | 1,374 | 62,595 | SH | SOLE | 62,595 | 0 | 0 | ||
NUVEEN CONNECTICUT QLTY MUN | COM | 67060D107 | 4,174 | 348,717 | SH | SOLE | 348,717 | 0 | 0 | ||
OPES ACQUISITION CORP | UNIT 03/07/2023 | 68373P209 | 1,489 | 148,174 | SH | SOLE | 148,174 | 0 | 0 | ||
OSPREY ENERGY ACQUISITION CO | *W EXP 07/21/202 | 688397116 | 6 | 10,610 | SH | SOLE | 10,610 | 0 | 0 | ||
PENSARE ACQUISITION CORP | COM | 70957E105 | 2,057 | 207,741 | SH | SOLE | 207,741 | 0 | 0 | ||
PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 29 | 103,469 | SH | SOLE | 103,469 | 0 | 0 | ||
PENSARE ACQUISITION CORP | *W EXP 07/27/202 | 70957E113 | 26 | 41,202 | SH | SOLE | 41,202 | 0 | 0 | ||
PURE ACQUISITION CORP | CL A | 74621Q106 | 12,673 | 1,314,678 | SH | SOLE | 1,314,678 | 0 | 0 | ||
PURE ACQUISITION CORP | *W EXP 04/17/202 | 74621Q114 | 824 | 643,714 | SH | SOLE | 643,714 | 0 | 0 | ||
PUTMAN HIGH INCOME SEC FUND | SHS BEN INT | 746779107 | 18,407 | 1,972,844 | SH | SOLE | 1,972,844 | 0 | 0 | ||
REGALWOOD GLOBAL ENERGY LTD | COM CL A | G74760102 | 182 | 18,696 | SH | SOLE | 18,696 | 0 | 0 | ||
ROYCE VALUE TR INC | COM | 780910105 | 659 | 41,706 | SH | SOLE | 41,706 | 0 | 0 | ||
SENTINEL ENERGY SVCS INC | UNIT 11/02/2022 | G8062D128 | 125 | 12,413 | SH | SOLE | 12,413 | 0 | 0 | ||
SOURCE CAP INC | COM | 836144105 | 7,251 | 182,409 | SH | SOLE | 182,409 | 0 | 0 | ||
STELLAR ACQUISITION III INC | COM | Y8172W107 | 6,180 | 595,414 | SH | SOLE | 595,414 | 0 | 0 | ||
STELLAR ACQUISITION III INC | *W EXP 03/22/202 | Y8172W115 | 135 | 519,630 | SH | SOLE | 519,630 | 0 | 0 | ||
STEWART INFORMATION SVCS COR | COM | 860372101 | 13,859 | 321,774 | SH | SOLE | 321,774 | 0 | 0 | ||
SWISS HELVETIA FD INC | COM | 870875101 | 26,081 | 2,111,785 | SH | SOLE | 2,111,785 | 0 | 0 | ||
TAIWAN FD INC | COM | 874036106 | 8,361 | 415,328 | SH | SOLE | 415,328 | 0 | 0 | ||
THUNDER BRIDGE ACQUISITION L | UNIT 01/01/2025 | G8857R118 | 3,058 | 304,750 | SH | SOLE | 304,750 | 0 | 0 | ||
TIBERIUS ACQUISITION CORP | UNIT 02/28/2021 | 88633A206 | 3,265 | 324,234 | SH | SOLE | 324,234 | 0 | 0 | ||
TRIANGLE CAP CORP | COM | 895848109 | 9,261 | 805,281 | SH | SOLE | 805,281 | 0 | 0 | ||
TRI CONTL CORP | COM | 895436103 | 6,419 | 242,143 | SH | SOLE | 242,143 | 0 | 0 | ||
TRIDENT ACQUISITIONS CORP | UNIT 05/09/2023 | 89615T205 | 4,225 | 419,250 | SH | SOLE | 419,250 | 0 | 0 | ||
TRINITY MERGER CORP | COM CL A | 89653L106 | 2,540 | 260,000 | SH | SOLE | 260,000 | 0 | 0 | ||
TRINITY MERGER CORP | *W EXP 05/11/202 | 89653L114 | 104 | 260,000 | SH | SOLE | 260,000 | 0 | 0 | ||
TRINITY PL HLDGS INC | COM | 89656D101 | 1,574 | 240,340 | SH | SOLE | 240,340 | 0 | 0 | ||
TWELVE SEAS INVESTMENT COMPA | UNIT 06/21/2023 | G9145A123 | 4,537 | 451,000 | SH | SOLE | 451,000 | 0 | 0 | ||
UNION ACQUISITION CORP | UNIT 99/99/9999 | G9366W119 | 5,979 | 583,434 | SH | SOLE | 583,434 | 0 | 0 | ||
VECTOIQ ACQUISITION CORP | UNIT 05/11/2023 | 92243N202 | 1,077 | 107,000 | SH | SOLE | 107,000 | 0 | 0 |