The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABERDEEN EMRG MRKTS EQT INM COM 00301W105 1,089 155,640 SH   DFND 1,2 155,640 0 0
ABRAXAS PETE CORP COM 003830106 71 24,673 SH   DFND 1,2 24,673 0 0
ADVERUM BIOTECHNOLOGIES INC COM 00773U108 59 11,204 SH   DFND 1,2 11,204 0 0
AGIOS PHARMACEUTICALS INC COM 00847X104 692 8,220 SH   DFND 1,2 8,220 0 0
ALEXANDRIA REAL ESTATE EQ IN PFD CONV SER D 015271505 9,570 275,000 SH   DFND 1,2 275,000 0 0
ALEXCO RESOURCE CORP COM 01535P106 73 55,180 SH   DFND 1,2 55,180 0 0
ALEXION PHARMACEUTICALS INC COM 015351109 515 4,150 SH   DFND 1,2 4,150 0 0
ALNYLAM PHARMACEUTICALS INC COM 02043Q107 242 2,460 SH   DFND 1,2 2,460 0 0
ALPS ETF TR ALERIAN MLP 00162Q866 4,545 450,000 SH   DFND 1,2 450,000 0 0
AMERICAN CAP SR FLOATING LTD COM 02504D108 598 48,581 SH   DFND 1,2 48,581 0 0
AMTRUST FINL SVCS INC NOTE 2.750%12/1 032359AG6 9,265 9,593,000 PRN   DFND 1,2 0 0 0
AMYRIS INC COM NEW 03236M200 71 11,041 SH   DFND 1,2 11,041 0 0
ASCENA RETAIL GROUP INC COM 04351G101 63 15,747 SH   DFND 1,2 15,747 0 0
ASSURED GUARANTY LTD COM G0585R106 337 9,445 SH   DFND 1,2 9,445 0 0
AT&T INC COM 00206R102 4,543 141,491 SH   DFND 1 141,491 0 0
ATLANTIC ACQUISITION CORP COM 048206106 4,858 478,600 SH   DFND 1,2 478,600 0 0
AVAYA HLDGS CORP COM 05351X101 518 25,800 SH   DFND 1,2 25,800 0 0
AVISTA HEALTHCARE PUB ACQ CO CL A G0726L125 22,889 2,282,051 SH   DFND 1,2 2,282,051 0 0
BANK AMER CORP COM 060505104 22,030 781,500 SH Put DFND 1,2 0 0 0
BANK OF NT BUTTERFIELD&SON L SHS NEW G0772R208 478 10,400 SH   DFND 1,2 10,400 0 0
BARCLAYS PLC ADR 06738E204 12,036 1,200,000 SH Put DFND 1,2 0 0 0
BARINGTON HILCO ACQUISITION COM 06759V101 2,000 190,480 SH   DFND 1,2 190,480 0 0
BIODELIVERY SCIENCES INTL IN COM 09060J106 50 16,989 SH   DFND 1,2 16,989 0 0
BISON CAP ACQUISITION CORP ORD SHS G1142P104 1,385 138,252 SH   DFND 1,2 138,252 0 0
BLACK RIDGE ACQUISITION CORP COM 09216T107 5,090 520,965 SH   DFND 1,2 520,965 0 0
BLACKSTONE MTG TR INC NOTE 5.250%12/0 09257WAA8 1,225 1,062,000 PRN   DFND 1,2 0 0 0
BRIGHTSPHERE INVESTMNT GRP P SHS G1644T109 3,565 250,000 SH   DFND 1,2 250,000 0 0
CAESARS ENTMT CORP NOTE 5.000%10/0 127686AA1 24,787 14,500,000 PRN   DFND 1,2 0 0 0
CAI INTERNATIONAL INC COM 12477X106 6,813 293,174 SH   DFND 1,2 293,174 0 0
CAPITOL INVT CORP IV CL A ORD G18920101 3,044 308,364 SH   DFND 1,2 308,364 0 0
CAPSTEAD MTG CORP COM NO PAR 14067E506 161 17,950 SH   DFND 1,2 17,950 0 0
CASTLE BRANDS INC COM 148435100 31 25,951 SH   DFND 1,2 25,951 0 0
CELGENE CORP COM 151020104 903 11,372 SH   DFND 1,2 11,372 0 0
CENTER COAST BRKFLD MLP ENRG SHS BEN INT 151461100 94 10,594 SH   DFND 1,2 10,594 0 0
CHARTER COMMUNICATIONS INC N CL A 16119P108 3,705 12,635 SH   DFND 1,2 12,635 0 0
CHESAPEAKE ENERGY CORP NOTE 2.250%12/1 165167CB1 67 70,000 PRN   DFND 1,2 0 0 0
CIENA CORP NOTE 3.750%10/1 171779AJ0 1,323 1,000,000 PRN   DFND 1,2 0 0 0
CM SEVEN STAR ACQUISITION CO SHS G2345N102 13,056 1,325,460 SH   DFND 1,2 1,325,460 0 0
CNX RESOURCES CORPORATION COM 12653C108 181 10,185 SH   DFND 1,2 10,185 0 0
COLONY CAP INC NEW CL A COM 19626G108 171 27,482 SH   DFND 1,2 27,482 0 0
COMMUNITY HEALTH SYS INC NEW RIGHT 12/31/2019 203668116 33 3,000,000 SH   DFND 1,2 3,000,000 0 0
CONSOLIDATED TOMOKA LD CO NOTE 4.500% 3/1 210226AB2 7,698 7,000,000 PRN   DFND 1,2 0 0 0
CONSTELLATION ALPHA CAP CORP SHS G2379F108 5,173 519,415 SH   DFND 1,2 519,415 0 0
CONVERGYS CORP SDCV 5.750% 9/1 212485AE6 52,366 23,150,000 PRN   DFND 1,2 0 0 0
CYS INVTS INC COM 12673A108 171 22,807 SH   DFND 1,2 22,807 0 0
DENNYS CORP COM 24869P104 174 10,906 SH   DFND 1,2 10,906 0 0
DHX MEDIA LTD COM VAR VTG 252406152 86 41,159 SH   DFND 1,2 41,159 0 0
DIGITAL TURBINE INC COM NEW 25400W102 73 48,037 SH   DFND 1,2 48,037 0 0
DR PEPPER SNAPPLE GROUP INC COM 26138E109 57,184 468,719 SH   DFND 1,2 468,719 0 0
DRAPER OAKWOOD TECHNOLOGY COM CL A 26146L103 1,521 152,358 SH   DFND 1,2 152,358 0 0
DUFF & PHELPS SLCT ENGY MLP COM 26433F108 134 24,139 SH   DFND 1,2 24,139 0 0
EQUITY COMWLTH COM SH BEN INT 294628102 9,660 306,667 SH   DFND 1,2 306,667 0 0
ESPERION THERAPEUTICS INC NE COM 29664W105 213 5,427 SH   DFND 1,2 5,427 0 0
FAR PT ACQUISITION CORP UNIT 06/01/2025 30734W208 1,528 150,000 SH   DFND 1,2 150,000 0 0
FEDERAL STR ACQUISITION CORP CL A 31421V107 3,007 306,250 SH   DFND 1,2 306,250 0 0
FIDELITY NATIONAL FINANCIAL NOTE 4.250% 8/1 31620RAE5 4,117 1,400,000 PRN   DFND 1,2 0 0 0
FLUIDIGM CORP DEL COM 34385P108 61 10,313 SH   DFND 1,2 10,313 0 0
FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 1,807 337,200 SH   DFND 1,2 337,200 0 0
FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 1,807 337,200 SH Put DFND 1,2 0 0 0
FUELCELL ENERGY INC COM NEW 35952H502 66 49,886 SH   DFND 1,2 49,886 0 0
GABELLI UTIL TR COM 36240A101 570 96,692 SH   DFND 1,2 96,692 0 0
GENERAL ELECTRIC CO COM 369604103 168 12,331 SH   DFND 1,2 12,331 0 0
GIGCAPITAL INC COM 37518N106 7,789 789,921 SH   DFND 1,2 789,921 0 0
GILDAN ACTIVEWEAR INC COM 375916103 330 11,713 SH   DFND 1,2 11,713 0 0
GILEAD SCIENCES INC COM 375558103 713 10,070 SH   DFND 1,2 10,070 0 0
GLU MOBILE INC COM 379890106 65 10,192 SH   DFND 1,2 10,192 0 0
GOLDMAN SACHS MLP ENERGY REN COM 38148G107 131 21,300 SH   DFND 1,2 21,300 0 0
GRANITE PT MTG TR INC NOTE 5.625%12/0 38741LAB3 14,527 14,250,000 PRN   DFND 1,2 0 0 0
GS ACQUISITION HLDGS CORP UNIT 06/12/2023 36255F201 3,161 309,300 SH   DFND 1,2 309,300 0 0
GTY TECHNOLOGY HOLDINGS INC CL A G4182A102 4,181 413,943 SH   DFND 1,2 413,943 0 0
HALOZYME THERAPEUTICS INC COM 40637H109 351 20,814 SH   DFND 1,2 20,814 0 0
HARVARD BIOSCIENCE INC COM 416906105 54 10,003 SH   DFND 1,2 10,003 0 0
HAWAIIAN TELCOM HOLDCO INC COM 420031106 5,440 188,100 SH   DFND 1,2 188,100 0 0
HENNESSY CAP ACQUSTON CORP I COM 42588L105 20,490 2,020,704 SH   DFND 1,2 2,020,704 0 0
HIGHPOINT RES CORP COM 43114K108 70 11,486 SH   DFND 1,2 11,486 0 0
HL ACQUISITIONS CORP UNIT 06/21/2023 G4603R114 2,512 250,000 SH   DFND 1,2 250,000 0 0
HORNBECK OFFSHORE SVCS INC N COM 440543106 63 15,974 SH   DFND 1,2 15,974 0 0
HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 2,000 1,176,386 SH   DFND 1,2 1,176,386 0 0
I AM CAP ACQUISITION CO COM 45074Q108 811 75,000 SH   DFND 1,2 75,000 0 0
INCYTE CORP COM 45337C102 687 10,249 SH   DFND 1,2 10,249 0 0
INDUSTREA ACQUISITION CORP CL A 45579J104 8,866 899,159 SH   DFND 1,2 899,159 0 0
INTREPID POTASH INC COM 46121Y102 65 15,857 SH   DFND 1,2 15,857 0 0
INVESCO MORTGAGE CAPITAL INC COM 46131B100 164 10,293 SH   DFND 1,2 10,293 0 0
IONIS PHARMACEUTICALS INC COM 462222100 749 17,983 SH   DFND 1,2 17,983 0 0
ISHARES INC MSCI STH KOR ETF 464286772 27,084 400,000 SH Put DFND 1 0 0 0
ISHARES TR BARCLAYS 7 10 YR 464287440 20,502 200,000 SH Put DFND 1,2 0 0 0
JANUS HENDERSON GROUP PLC NOTE 0.750% 7/1 47102XAH8 4,254 3,000,000 PRN   DFND 1,2 0 0 0
JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 160 13,735 SH   DFND 1,2 13,735 0 0
JUST ENERGY GROUP INC COM 48213W101 192 53,102 SH   DFND 1,2 53,102 0 0
KAYNE ANDERSON ACQUISITION UNIT 06/30/2022 48661U201 2,784 269,000 SH   DFND 1,2 269,000 0 0
KAYNE ANDERSON ACQUISITION COM CL A 48661U102 13,624 1,376,118 SH   DFND 1,2 1,376,118 0 0
KAYNE ANDERSON ENERGY DEV CO COM 48660Q102 455 26,181 SH   DFND 1,2 26,181 0 0
KB HOME NOTE 1.375% 2/0 48666KAS8 31,153 28,673,000 PRN   DFND 1,2 0 0 0
KBL MERGER CORP IV COM 48242A104 4,034 405,839 SH   DFND 1,2 405,839 0 0
LEISURE ACQUISITION CORP COM 52539T107 5,555 575,040 SH   DFND 1,2 575,040 0 0
LEO HOLDINGS CORP COM CL A G5463L105 5,919 611,510 SH   DFND 1,2 611,510 0 0
LF CAP ACQUISITION CORP CL A 50200K108 9,566 950,000 SH   DFND 1,2 950,000 0 0
LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 26,153 41,143,000 PRN   DFND 1,2 0 0 0
LIBERTY MEDIA CORP DELAWARE NOTE 1.375%10/1 531229AB8 62,316 49,817,000 PRN   DFND 1,2 0 0 0
MAGNA INTL INC COM 559222401 352 6,041 SH   DFND 1,2 6,041 0 0
MAIDEN HOLDINGS LTD SHS G5753U112 176 22,666 SH   DFND 1,2 22,666 0 0
MALLINCKRODT PUB LTD CO SHS G5785G107 197 10,550 SH   DFND 1,2 10,550 0 0
MANNKIND CORP COM NEW 56400P706 64 33,903 SH   DFND 1,2 33,903 0 0
MEDALLION FINL CORP COM 583928106 62 11,262 SH   DFND 1,2 11,262 0 0
MEDICINES CO NOTE 2.500% 1/1 584688AE5 6,142 5,000,000 PRN   DFND 1,2 0 0 0
MEDIDATA SOLUTIONS INC NOTE 1.000% 8/0 58471AAB1 16,781 12,213,000 PRN   DFND 1,2 0 0 0
METHANEX CORP COM 59151K108 342 4,828 SH   DFND 1,2 4,828 0 0
MFA FINL INC COM 55272X102 163 21,471 SH   DFND 1,2 21,471 0 0
MICRON TECHNOLOGY INC NOTE 3.000%11/1 595112AY9 11,812 6,506,000 PRN   DFND 1,2 0 0 0
MINDBODY INC COM CL A 60255W105 1,110 28,750 SH   DFND 1,2 28,750 0 0
MODERN MEDIA ACQUISITION COM 60765P103 7,175 719,701 SH   DFND 1,2 719,701 0 0
MOLECULAR TEMPLATES INC COM 608550109 65 12,494 SH   DFND 1,2 12,494 0 0
MOLINA HEALTHCARE INC DBCV 1.625% 8/1 60855RAD2 19,394 11,476,000 PRN   DFND 1,2 0 0 0
MOSAIC ACQUISITION CORP SHS CL A G62848109 2,621 270,780 SH   DFND 1,2 270,780 0 0
MTECH ACQUISITION CORP COM CLASS A 55378W107 883 90,432 SH   DFND 1,2 90,432 0 0
MTGE INVT CORP COM 55378A105 16,060 819,384 SH   DFND 1,2 819,384 0 0
MUDRICK CAP ACQUISITION CORP COM CLASS A 624745105 3,057 317,067 SH   DFND 1,2 317,067 0 0
MYOVANT SCIENCES LTD COM G637AM102 218 9,552 SH   DFND 1,2 9,552 0 0
NATIONSTAR MTG HLDGS INC COM 63861C109 591 33,703 SH   DFND 1,2 33,703 0 0
NAVIENT CORPORATION COM 63938C108 154 11,795 SH   DFND 1,2 11,795 0 0
NEUBERGER BERMAN MLP INCOME COM 64129H104 109 12,400 SH   DFND 1,2 12,400 0 0
NEUROCRINE BIOSCIENCES INC COM 64125C109 773 7,865 SH   DFND 1,2 7,865 0 0
NEW FRONTIER CORP UNIT 99/99/9999 G6485P116 1,759 175,000 SH   DFND 1,2 175,000 0 0
NEW SR INVT GROUP INC COM 648691103 167 22,015 SH   DFND 1,2 22,015 0 0
NEXEO SOLUTIONS INC *W EXP 06/09/202 65342H110 571 1,000,000 SH   DFND 1,2 1,000,000 0 0
NEXTERA ENERGY INC UNIT 08/31/2018 65339F846 7,456 100,000 SH   DFND 1,2 100,000 0 0
NOBLE CORP PLC SHS USD G65431101 75 11,927 SH   DFND 1,2 11,927 0 0
NORTHERN OIL & GAS INC NEV COM 665531109 77 24,322 SH   DFND 1,2 24,322 0 0
NOVAVAX INC COM 670002104 98 73,414 SH   DFND 1,2 73,414 0 0
NOVO-NORDISK A S ADR 670100205 351 7,616 SH   DFND 1,2 7,616 0 0
ONE MADISON CORP COM CL A G6772P100 212 21,808 SH   DFND 1,2 21,808 0 0
OPES ACQUISITION CORP COM 68373P100 2,910 300,000 SH   DFND 1,2 300,000 0 0
PARAMOUNT GOLD NEV CORP COM 69924M109 189 150,000 SH   DFND 1,2 150,000 0 0
PARTY CITY HOLDCO INC COM 702149105 164 10,742 SH   DFND 1,2 10,742 0 0
PENNYMAC FINL SVCS INC CL A 70932B101 1,965 100,000 SH   DFND 1,2 100,000 0 0
PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 25 50,316 SH   DFND 1,2 50,316 0 0
PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 16 25,158 SH   DFND 1,2 25,158 0 0
PLATINUM EAGLE ACQUISITIN CO UNIT 01/09/2023 G7126L126 492 49,000 SH   DFND 1,2 49,000 0 0
PURE ACQUISITION CORP CL A 74621Q106 12,241 1,269,800 SH   DFND 1,2 1,269,800 0 0
PURE ACQUISITION CORP *W EXP 04/17/202 74621Q114 1,504 1,175,000 SH   DFND 1,2 1,175,000 0 0
RADIUS HEALTH INC COM NEW 750469207 374 12,706 SH   DFND 1,2 12,706 0 0
RED HAT INC COM 756577102 3,647 27,141 SH   DFND 1,2 27,141 0 0
REDWOOD TR INC NOTE 5.625% 7/1 758075AD7 2,955 3,000,000 PRN   DFND 1,2 0 0 0
REGALWOOD GLOBAL ENERGY LTD COM CL A G74760102 6,686 685,000 SH   DFND 1,2 685,000 0 0
RESOURCE CAP CORP NOTE 4.500% 8/1 76120WAC8 21,549 21,500,000 PRN   DFND 1,2 0 0 0
RETAIL PPTYS AMER INC CL A 76131V202 188 14,696 SH   DFND 1,2 14,696 0 0
RLJ LODGING TR CUM CONV PFD A 74965L200 19,818 755,259 SH   DFND 1,2 755,259 0 0
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 513 19,963 SH   DFND 1,2 19,963 0 0
SABAN CAP ACQUISITION CORP COM CL A 78516C106 756 74,898 SH   DFND 1,2 74,898 0 0
SAGE THERAPEUTICS INC COM 78667J108 410 2,620 SH   DFND 1,2 2,620 0 0
SALLY BEAUTY HLDGS INC COM 79546E104 171 10,659 SH   DFND 1,2 10,659 0 0
SEABRIDGE GOLD INC COM 811916105 10,760 955,500 SH   DFND 1,2 955,500 0 0
SECOND SIGHT MED PRODS INC COM 81362J100 41 24,491 SH   DFND 1,2 24,491 0 0
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2,084 30,000 SH   DFND 1,2 30,000 0 0
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1,098 10,050 SH   DFND 1,2 10,050 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 1,898 25,000 SH   DFND 1 25,000 0 0
SENTINEL ENERGY SVCS INC COM CL A G8062D102 4,558 462,750 SH   DFND 1,2 462,750 0 0
SENTINEL ENERGY SVCS INC UNIT 11/02/2022 G8062D128 187 18,544 SH   DFND 1,2 18,544 0 0
SIGNET JEWELERS LIMITED SHS G81276100 241 4,320 SH   DFND 1,2 4,320 0 0
SIMPLY GOOD FOODS CO *W EXP 07/07/202 82900L110 233 55,681 SH   DFND 1,2 55,681 0 0
SPIRIT RLTY CAP INC NEW COM 84860W102 160 19,915 SH   DFND 1,2 19,915 0 0
SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 10,095 805,677 SH   DFND 1,2 805,677 0 0
SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 2,497 302,623 SH   DFND 1,2 302,623 0 0
STARWOOD PPTY TR INC NOTE 4.000% 1/1 85571BAB1 2,502 2,229,000 PRN   DFND 1,2 0 0 0
STEIN MART INC COM 858375108 39 15,901 SH   DFND 1,2 15,901 0 0
TEGNA INC COM 87901J105 167 15,368 SH   DFND 1,2 15,368 0 0
TEMPLETON DRAGON FD INC COM 88018T101 340 15,972 SH   DFND 1,2 15,972 0 0
TEMPLETON EMERGING MKTS FD I COM 880191101 178 12,100 SH   DFND 1,2 12,100 0 0
TERADYNE INC NOTE 1.250%12/1 880770AG7 20,175 15,000,000 PRN   DFND 1,2 0 0 0
TETRA TECHNOLOGIES INC DEL COM 88162F105 70 15,820 SH   DFND 1,2 15,820 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 2,092 86,000 SH Call DFND 1,2 0 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 41,344 1,700,000 SH Put DFND 1,2 0 0 0
THUNDER BRIDGE ACQUISITION L UNIT 01/01/2025 G8857R118 16,064 1,600,000 SH   DFND 1,2 1,600,000 0 0
TIBERIUS ACQUISITION CORP UNIT 02/28/2021 88633A206 761 75,000 SH   DFND 1,2 75,000 0 0
TIBERIUS ACQUISITION CORP COM 88633A107 3,764 391,624 SH   DFND 1,2 391,624 0 0
TORTOISE MLP FD INC RIGHT 07/18/2018 89148B119 149 398,752 SH   DFND 1,2 398,752 0 0
TPG PACE HLDGS CORP CL A G89827128 7,104 715,443 SH   DFND 1,2 715,443 0 0
TRIANGLE CAP CORP COM 895848109 10,093 877,665 SH   DFND 1,2 877,665 0 0
TRIDENT ACQUISITIONS CORP COM 89615T106 11,700 1,200,000 SH   DFND 1,2 1,200,000 0 0
TRIDENT ACQUISITIONS CORP *W EXP 05/09/202 89615T114 235 733,500 SH   DFND 1,2 733,500 0 0
TRINITY INDS INC COM 896522109 404 11,803 SH   DFND 1,2 11,803 0 0
TRINITY MERGER CORP COM CL A 89653L106 9,252 947,000 SH   DFND 1,2 947,000 0 0
TUESDAY MORNING CORP COM NEW 899035505 55 17,900 SH   DFND 1,2 17,900 0 0
TWELVE SEAS INVESTMENT COMPA UNIT 06/21/2023 G9145A123 12,379 1,230,499 SH   DFND 1,2 1,230,499 0 0
TWO HBRS INVT CORP COM NEW 90187B408 168 10,611 SH   DFND 1,2 10,611 0 0
UNION ACQUISITION CORP SHS G9366W101 2,580 266,250 SH   DFND 1,2 266,250 0 0
VANTAGE ENERGY ACQUISITION COM CL A 92211L105 320 32,383 SH   DFND 1,2 32,383 0 0
VECTOIQ ACQUISITION CORP COM 92243N103 3,334 348,000 SH   DFND 1,2 348,000 0 0
VECTOR GROUP LTD FRNT 1/1 92240MAY4 14,846 11,100,000 PRN   DFND 1,2 0 0 0
VERTEX PHARMACEUTICALS INC COM 92532F100 647 3,808 SH   DFND 1,2 3,808 0 0
VIRNETX HLDG CORP COM 92823T108 45 13,298 SH   DFND 1,2 13,298 0 0
VITAL THERAPIES INC COM 92847R104 76 11,113 SH   DFND 1,2 11,113 0 0
VIVINT SOLAR INC COM 92854Q106 53 10,805 SH   DFND 1,2 10,805 0 0
VOYA EMERGING MKTS HIGH DIVI COM 92912P108 101 12,524 SH   DFND 1,2 12,524 0 0
WASHINGTON PRIME GROUP NEW COM 93964W108 198 24,357 SH   DFND 1,2 24,357 0 0
WELLS FARGO CO NEW COM 949746101 499 9,000 SH Put DFND 1,2 0 0 0
WIX COM LTD SHS M98068105 1,264 12,600 SH   DFND 1,2 12,600 0 0
WMIH CORP COM 92936P100 432 322,184 SH   DFND 1,2 322,184 0 0
WORKDAY INC CL A 98138H101 4,180 34,512 SH   DFND 1,2 34,512 0 0
WORKDAY INC NOTE 0.750% 7/1 98138HAC5 34,406 23,013,000 PRN   DFND 1,2 0 0 0
ZILLOW GROUP INC CL C CAP STK 98954M200 2,067 35,000 SH   DFND 1,2 35,000 0 0