The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ACCELERON PHARMA INC COM 00434H108 9 22,300 SH Put OTR 1 0 22,300 0
ACCELERON PHARMA INC COM 00434H108 491 10,117 SH   OTR 1 0 10,117 0
ACORDA THERAPEUTICS INC COM 00484M106 10 10,800 SH Put OTR 1 0 10,800 0
ACORDA THERAPEUTICS INC NOTE 1.750% 6/1 00484MAA4 676 697,000 PRN   OTR 1 0 697,000 0
ACTINIUM PHARMACEUTICALS INC COM 00507W107 227 354,556 SH   OTR 1 0 354,556 0
AIRGAIN INC COM 00938A104 787 85,644 SH   SOLE   85,644 0 0
AKORN INC COM 009728106 172 10,339 SH   OTR 1 0 10,339 0
AKORN INC COM 009728106 29 27,500 SH Put OTR 1 0 27,500 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 290 1,560 SH   SOLE   1,560 0 0
ALPHABET INC CAP STK CL C 02079K107 474 425 SH   SOLE   425 0 0
AMERICAN EXPRESS CO COM 025816109 68 31,000 SH Put OTR 1 0 31,000 0
AMERICAN EXPRESS CO COM 025816109 1,349 13,763 SH   OTR 1 0 13,763 0
APPTIO INC CL A 03835C108 646 17,850 SH   SOLE   17,850 0 0
AQUINOX PHARMACEUTICALS INC COM 03842B101 1 59,200 SH Call OTR 1 0 59,200 0
AQUINOX PHARMACEUTICALS INC COM 03842B101 83 29,500 SH Put OTR 1 0 29,500 0
AQUINOX PHARMACEUTICALS INC COM 03842B101 78 29,500 SH   OTR 1 0 29,500 0
ARGAN INC COM 04010E109 543 13,270 SH   SOLE   13,270 0 0
ASML HOLDING N V N Y REGISTRY SHS N07059210 230 1,160 SH   SOLE   1,160 0 0
AVEO PHARMACEUTICALS INC COM 053588109 75 80,500 SH Call OTR 1 0 80,500 0
AVEO PHARMACEUTICALS INC COM 053588109 0 100 SH Put OTR 1 0 100 0
BB&T CORP COM 054937107 267 5,290 SH   OTR 2 0 5,290 0
CAESARS ENTMT CORP NOTE 5.000%10/0 127686AA1 13,616 8,004,000 PRN   OTR 1 0 8,004,000 0
CANADIAN PAC RY LTD COM 13645T100 451 2,466 SH   OTR 2 0 2,466 0
CARMAX INC COM 143130102 528 7,250 SH   SOLE   7,250 0 0
CARMAX INC COM 143130102 3 3,900 SH Put SOLE   3,900 0 0
CEVA INC COM 157210105 321 10,616 SH   SOLE   10,616 0 0
CHESAPEAKE ENERGY CORP COM 165167107 0 50,000 SH Put OTR 1 0 50,000 0
CHESAPEAKE ENERGY CORP NOTE 5.500% 9/1 165167CY1 4,089 4,000,000 PRN   OTR 1 0 4,000,000 0
CLEARFIELD INC COM 18482P103 448 40,547 SH   SOLE   40,547 0 0
CONVERGYS CORP SDCV 5.750% 9/1 212485AE6 1,939 852,000 PRN   OTR 1 0 852,000 0
DOLLAR TREE INC COM 256746108 255 3,000 SH   SOLE   3,000 0 0
DSP GROUP INC COM 23332B106 492 39,522 SH   SOLE   39,522 0 0
E TRADE FINANCIAL CORP COM NEW 269246401 395 6,461 SH   OTR 2 0 6,461 0
EURONET WORLDWIDE INC NOTE 1.500%10/0 298736AH2 2,315 1,890,000 PRN   OTR 1 0 1,890,000 0
EXPEDIA GROUP INC COM NEW 30212P303 493 4,105 SH   SOLE   4,105 0 0
FIESTA RESTAURANT GROUP INC COM 31660B101 416 14,500 SH   SOLE   14,500 0 0
GROUPE CGI INC CL A SUB VTG 39945C109 322 5,089 SH   OTR 2 0 5,089 0
GRUPO AEROPORTUARIO CTR NORT SPON ADR 400501102 252 6,050 SH   SOLE   6,050 0 0
HERBALIFE LTD NOTE 2.000% 8/1 42703MAB9 5,142 3,971,000 PRN   OTR 1 0 3,971,000 0
HERON THERAPEUTICS INC COM 427746102 1 15,000 SH Put OTR 1 0 15,000 0
ILLUMINA INC COM 452327109 3,422 12,252 SH   OTR 1 0 12,252 0
ILLUMINA INC COM 452327109 54 6,200 SH Call OTR 1 0 6,200 0
ILLUMINA INC COM 452327109 41 8,400 SH Put OTR 1 0 8,400 0
IMMUNOMEDICS INC COM 452907108 3,198 187,100 SH Call OTR 1 0 187,100 0
IMMUNOMEDICS INC COM 452907108 73 208,900 SH Put OTR 1 0 208,900 0
INSMED INC COM PAR $.01 457669307 217 94,000 SH Put OTR 1 0 94,000 0
INSMED INC NOTE 1.750% 1/1 457669AA7 5,200 5,668,000 PRN   OTR 1 0 5,668,000 0
INTERCEPT PHARMACEUTICALS IN COM 45845P108 113 18,000 SH Put OTR 1 0 18,000 0
INTERCEPT PHARMACEUTICALS IN COM 45845P108 5 1,200 SH Call OTR 1 0 1,200 0
INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 1,518 1,695,000 PRN   OTR 1 0 1,695,000 0
INTRA CELLULAR THERAPIES INC COM 46116X101 183 89,000 SH Call OTR 1 0 89,000 0
ISHARES TR RUSSELL 2000 ETF 464287655 1,753 10,705 SH   SOLE   10,705 0 0
JPMORGAN CHASE & CO COM 46625H100 201 1,930 SH   OTR 2 0 1,930 0
KAMADA LTD SHS M6240T109 267 51,322 SH   SOLE   51,322 0 0
KEYSIGHT TECHNOLOGIES INC COM 49338L103 442 7,493 SH   OTR 2 0 7,493 0
KNOWLES CORP COM 49926D109 339 22,128 SH   SOLE   22,128 0 0
LANDSTAR SYS INC COM 515098101 205 1,875 SH   SOLE   1,875 0 0
MASTERCARD INCORPORATED CL A 57636Q104 318 1,620 SH   OTR 2 0 1,620 0
MEDICINES CO COM 584688105 38 85,500 SH Put OTR 1 0 85,500 0
MEDICINES CO NOTE 2.500% 1/1 584688AE5 4,370 3,588,000 PRN   OTR 1 0 3,588,000 0
MELLANOX TECHNOLOGIES LTD SHS M51363113 361 4,287 SH   SOLE   4,287 0 0
MERCER INTL INC COM 588056101 268 15,340 SH   OTR 2 0 15,340 0
MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 3,033 1,730,000 PRN   OTR 1 0 1,730,000 0
MOLINA HEALTHCARE INC NOTE 1.125% 1/1 60855RAC4 18,476 7,640,000 PRN   OTR 1 0 7,640,000 0
NABORS INDUSTRIES LTD SHS G6359F103 302 47,064 SH   OTR 1 0 47,064 0
NEXSTAR MEDIA GROUP INC CL A 65336K103 599 8,160 SH   SOLE   8,160 0 0
PINNACLE FOODS INC DEL COM 72348P104 23 22,400 SH Call OTR 1 0 22,400 0
PIXELWORKS INC COM NEW 72581M305 940 260,504 SH   SOLE   260,504 0 0
QUANTENNA COMMUNICATIONS INC COM 74766D100 825 53,111 SH   SOLE   53,111 0 0
RESTAURANT BRANDS INTL INC COM 76131D103 218 3,620 SH   OTR 2 0 3,620 0
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1,259 11,522 SH   SOLE   11,522 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 270 5,235 SH   SOLE   5,235 0 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1,253 15,014 SH   SOLE   15,014 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 436 16,427 SH   SOLE   16,427 0 0
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 453 6,328 SH   SOLE   6,328 0 0
SEMTECH CORP COM 816850101 438 9,316 SH   SOLE   9,316 0 0
SHIP FINANCE INTERNATIONAL L SHS G81075106 5 50,000 SH Put OTR 1 0 50,000 0
SKECHERS U S A INC CL A 830566105 225 7,500 SH   SOLE   7,500 0 0
SM ENERGY CO NOTE 1.500% 7/0 78454LAM2 89 84,600 PRN   OTR 2 0 84,600 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 17 19,300 SH Put OTR 1 0 19,300 0
SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 2,473 82,000 SH   SOLE   82,000 0 0
SPDR SERIES TRUST S&P BIOTECH 78464A870 562 5,905 SH   SOLE   5,905 0 0
TESARO INC NOTE 3.000%10/0 881569AA5 2,331 1,550,000 PRN   OTR 1 0 1,550,000 0
TRANSOCEAN LTD REG SHS H8817H100 6 171,600 SH Put OTR 1 0 171,600 0
TRI POINTE GROUP INC COM 87265H109 266 16,230 SH   OTR 2 0 16,230 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2,577 33,000 SH   SOLE   33,000 0 0
VANGUARD WORLD FDS INF TECH ETF 92204A702 1,056 5,820 SH   SOLE   5,820 0 0
VECTOR GROUP LTD FRNT 1/1 92240MAY4 6,354 4,691,000 PRN   OTR 1 0 4,691,000 0
VITAL THERAPIES INC COM 92847R104 1 2,100 SH Call OTR 1 0 2,100 0
VITAL THERAPIES INC COM 92847R104 26 15,100 SH Put OTR 1 0 15,100 0
WASTE CONNECTIONS INC COM 94106B101 366 4,858 SH   OTR 2 0 4,858 0
WEATHERFORD INTL LTD NOTE 5.875% 7/0 947075AH0 3,658 3,695,000 PRN   OTR 1 0 3,695,000 0
WEATHERFORD INTL PLC ORD SHS G48833100 2 30,700 SH Put OTR 1 0 30,700 0
WESTERN DIGITAL CORP COM 958102105 1,443 18,634 SH   OTR 1 0 18,634 0
WESTERN DIGITAL CORP COM 958102105 13 11,000 SH Put OTR 1 0 11,000 0
YAHOO INC NOTE 12/0 984332AF3 10,371 7,579,000 PRN   OTR 1 0 7,579,000 0