The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABEONA THERAPEUTICS INC | COM | 00289Y107 | 3,571 | 223,172 | SH | DFND | 1,2 | 223,172 | 0 | 0 | |
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 5,518 | 213,625 | SH | DFND | 1,2 | 213,625 | 0 | 0 | |
ADVANCE AUTO PARTS INC | COM | 00751Y106 | 724 | 5,336 | SH | DFND | 5,336 | 0 | 0 | ||
AEGLEA BIOTHERAPEUTICS INC | COM | 00773J103 | 5,386 | 509,118 | SH | DFND | 1,2 | 509,118 | 0 | 0 | |
AERPIO PHARMACEUTICALS INC | COM | 00810B105 | 4,580 | 1,103,554 | SH | DFND | 1,2 | 1,103,554 | 0 | 0 | |
ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 6,733 | 846,935 | SH | DFND | 1,2 | 846,935 | 0 | 0 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 19,932 | 160,544 | SH | DFND | 1,2 | 160,544 | 0 | 0 | |
ALLENA PHARMACEUTICALS INC | COM | 018119107 | 3,484 | 267,349 | SH | DFND | 1,2 | 267,349 | 0 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 10,003 | 60,000 | SH | DFND | 1,2 | 60,000 | 0 | 0 | |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 19,228 | 195,232 | SH | DFND | 1,2 | 195,232 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 3,691 | 3,269 | SH | DFND | 3,269 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 18,459 | 100,000 | SH | DFND | 1,2 | 100,000 | 0 | 0 | |
AMICUS THERAPEUTICS INC | COM | 03152W109 | 18,573 | 1,189,056 | SH | DFND | 1,2 | 1,189,056 | 0 | 0 | |
APELLIS PHARMACEUTICALS INC | COM | 03753U106 | 2,438 | 110,803 | SH | DFND | 1,2 | 110,803 | 0 | 0 | |
APTINYX INC | COM | 03836N103 | 2,477 | 102,474 | SH | DFND | 1,2 | 102,474 | 0 | 0 | |
AQUINOX PHARMACEUTICALS INC | COM | 03842B101 | 683 | 257,613 | SH | DFND | 1,2 | 257,613 | 0 | 0 | |
ARQULE INC | COM | 04269E107 | 8,282 | 1,497,683 | SH | DFND | 1,2 | 1,497,683 | 0 | 0 | |
ARRAY BIOPHARMA INC | COM | 04269X105 | 5,702 | 339,804 | SH | DFND | 1,2 | 339,804 | 0 | 0 | |
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 5,192 | 78,048 | SH | DFND | 1,2 | 78,048 | 0 | 0 | |
AUDIOCODES LTD | ORD | M15342104 | 461 | 59,226 | SH | DFND | 59,226 | 0 | 0 | ||
AUTOLUS THERAPEUTICS PLC | SPON ADS | 05280R100 | 4,716 | 176,045 | SH | DFND | 1,2 | 176,045 | 0 | 0 | |
BIOGEN INC | COM | 09062X103 | 14,512 | 50,000 | SH | DFND | 1,2 | 50,000 | 0 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 5,430 | 137,388 | SH | DFND | 1,2 | 137,388 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 589 | 6,250 | SH | DFND | 1,2 | 6,250 | 0 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 11,376 | 72,483 | SH | DFND | 1,2 | 72,483 | 0 | 0 | |
CAESARSTONE LTD | ORD SHS | M20598104 | 3,485 | 230,816 | SH | DFND | 230,816 | 0 | 0 | ||
CELLECTIS S A | SPONSORED ADS | 15117K103 | 9,955 | 351,874 | SH | DFND | 1,2 | 351,874 | 0 | 0 | |
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 416 | 1,419 | SH | DFND | 1,419 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 4,303 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
CISION LTD | SHS | G1992S109 | 224 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
CLEARSIDE BIOMEDICAL INC | COM | 185063104 | 11,425 | 1,068,720 | SH | DFND | 1,2 | 1,068,720 | 0 | 0 | |
CORVUS PHARMACEUTICALS INC | COM | 221015100 | 3,689 | 335,987 | SH | DFND | 1,2 | 335,987 | 0 | 0 | |
CTI BIOPHARMA CORP | COM NEW | 12648L601 | 4,355 | 874,407 | SH | DFND | 1,2 | 874,407 | 0 | 0 | |
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 1,901 | 83,142 | SH | DFND | 1,2 | 83,142 | 0 | 0 | |
DECIPHERA PHARMACEUTICALS IN | COM | 24344T101 | 3,661 | 93,031 | SH | DFND | 1,2 | 93,031 | 0 | 0 | |
DELEK US HLDGS INC NEW | COM | 24665A103 | 1,231 | 24,533 | SH | DFND | 24,533 | 0 | 0 | ||
EIDOS THERAPEUTICS INC | COM | 28249H104 | 220 | 10,828 | SH | DFND | 1,2 | 10,828 | 0 | 0 | |
ELOXX PHARMACEUTICALS INC | COM | 29014R103 | 2,859 | 167,474 | SH | DFND | 1,2 | 167,474 | 0 | 0 | |
EPIZYME INC | COM | 29428V104 | 4,162 | 307,154 | SH | DFND | 1,2 | 307,154 | 0 | 0 | |
EVOKE PHARMA INC | COM | 30049G104 | 3,527 | 1,410,946 | SH | DFND | 1,2 | 1,410,946 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 3,712 | 19,100 | SH | DFND | 19,100 | 0 | 0 | ||
FLEX LTD | ORD | Y2573F102 | 3,666 | 259,824 | SH | DFND | 259,824 | 0 | 0 | ||
FORESCOUT TECHNOLOGIES INC | COM | 34553D101 | 2,617 | 76,400 | SH | DFND | 76,400 | 0 | 0 | ||
GILAT SATELLITE NETWORKS LTD | SHS NEW | M51474118 | 1,501 | 163,367 | SH | DFND | 163,367 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 25,148 | 355,000 | SH | DFND | 1,2 | 355,000 | 0 | 0 | |
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 30,837 | 765,000 | SH | DFND | 1,2 | 765,000 | 0 | 0 | |
GLYCOMIMETICS INC | COM | 38000Q102 | 3,870 | 239,933 | SH | DFND | 1,2 | 239,933 | 0 | 0 | |
HOMOLOGY MEDICINES INC | COM | 438083107 | 2,893 | 141,836 | SH | DFND | 1,2 | 141,836 | 0 | 0 | |
IMMUNOMEDICS INC | COM | 452907108 | 7,259 | 306,655 | SH | DFND | 1,2 | 306,655 | 0 | 0 | |
INNOVATE BIOPHARMACEUTICLS I | COM PAR | 45782F105 | 7,844 | 980,502 | SH | DFND | 1,2 | 980,502 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287955 | 24,566 | 150,000 | SH | Put | DFND | 150,000 | 0 | 0 | |
KADMON HLDGS INC | COM | 48283N106 | 6,196 | 1,552,846 | SH | DFND | 1,2 | 1,552,846 | 0 | 0 | |
KEMPHARM INC | COM | 488445107 | 147 | 22,622 | SH | DFND | 1,2 | 22,622 | 0 | 0 | |
KEZAR LIFE SCIENCES INC | COM | 49372L100 | 3,943 | 227,900 | SH | DFND | 1,2 | 227,900 | 0 | 0 | |
KORNIT DIGITAL LTD | SHS | M6372Q113 | 2,329 | 130,831 | SH | DFND | 130,831 | 0 | 0 | ||
KURA ONCOLOGY INC | COM | 50127T109 | 6,406 | 351,953 | SH | DFND | 1,2 | 351,953 | 0 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 2,523 | 14,597 | SH | DFND | 14,597 | 0 | 0 | ||
LEAP THERAPEUTICS INC | COM | 52187K101 | 4,492 | 499,137 | SH | DFND | 1,2 | 499,137 | 0 | 0 | |
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 2,355 | 109,842 | SH | DFND | 109,842 | 0 | 0 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 4,473 | 22,760 | SH | DFND | 22,760 | 0 | 0 | ||
MELINTA THERAPEUTICS INC | COM | 58549G100 | 6,252 | 984,492 | SH | DFND | 1,2 | 984,492 | 0 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 7,246 | 85,954 | SH | DFND | 85,954 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 41,276 | 680,000 | SH | DFND | 1,2 | 680,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 7,340 | 74,435 | SH | DFND | 74,435 | 0 | 0 | ||
MINERVA NEUROSCIENCES INC | COM | 603380106 | 6,766 | 820,120 | SH | DFND | 1,2 | 820,120 | 0 | 0 | |
MIRATI THERAPEUTICS INC | COM | 60468T105 | 707 | 14,335 | SH | DFND | 1,2 | 14,335 | 0 | 0 | |
MOHAWK INDS INC | COM | 608190104 | 236 | 1,100 | SH | DFND | 1,100 | 0 | 0 | ||
MYLAN N V | SHS EURO | N59465109 | 30,864 | 854,000 | SH | DFND | 1,2 | 854,000 | 0 | 0 | |
NEOS THERAPEUTICS INC | COM | 64052L106 | 2,201 | 352,142 | SH | DFND | 1,2 | 352,142 | 0 | 0 | |
NICE LTD | SPONSORED ADR | 653656108 | 6,231 | 60,043 | SH | DFND | 60,043 | 0 | 0 | ||
O REILLY AUTOMOTIVE INC NEW | COM | 67103H107 | 2,967 | 10,844 | SH | DFND | 10,844 | 0 | 0 | ||
OBSEVA SA | COM | H5861P103 | 3,689 | 243,669 | SH | DFND | 1,2 | 243,669 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 14,149 | 390,000 | SH | DFND | 1,2 | 390,000 | 0 | 0 | |
PIERIS PHARMACEUTICALS INC | COM | 720795103 | 216 | 42,632 | SH | DFND | 1,2 | 42,632 | 0 | 0 | |
PIERIS PHARMACEUTICALS INC | COM | 720795103 | 4,056 | 800,000 | SH | DFND | 1,2 | 800,000 | 0 | 0 | |
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 1,385 | 120,000 | SH | DFND | 1,2 | 120,000 | 0 | 0 | |
PROQR THRAPEUTICS N V | SHS EURO | N71542109 | 3,604 | 493,749 | SH | DFND | 1,2 | 493,749 | 0 | 0 | |
RADCOM LTD | SHS NEW | M81865111 | 1,042 | 52,760 | SH | DFND | 52,760 | 0 | 0 | ||
RADWARE LTD | ORD | M81873107 | 443 | 17,527 | SH | DFND | 17,527 | 0 | 0 | ||
REATA PHARMACEUTICALS INC | CL A | 75615P103 | 4,757 | 136,044 | SH | DFND | 1,2 | 136,044 | 0 | 0 | |
RETROPHIN INC | COM | 761299106 | 9,625 | 353,072 | SH | DFND | 1,2 | 353,072 | 0 | 0 | |
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 677 | 34,475 | SH | DFND | 1,2 | 34,475 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 19,179 | 145,096 | SH | DFND | 1,2 | 145,096 | 0 | 0 | |
SCHOLAR ROCK HLDG CORP | COM | 80706P103 | 4,430 | 283,997 | SH | DFND | 1,2 | 283,997 | 0 | 0 | |
SERVICEMASTER GLOBAL HLDGS I | COM | 81761R109 | 565 | 9,500 | SH | DFND | 9,500 | 0 | 0 | ||
SESEN BIO INC | COM | 817763105 | 4,635 | 2,377,068 | SH | DFND | 1,2 | 2,377,068 | 0 | 0 | |
SHIRE PLC | SPONSORED ADR | 82481R106 | 21,353 | 126,500 | SH | DFND | 1,2 | 126,500 | 0 | 0 | |
SIERRA ONCOLOGY INC | COM | 82640U107 | 3,184 | 1,075,806 | SH | DFND | 1,2 | 1,075,806 | 0 | 0 | |
SITEONE LANDSCAPE SUPPLY INC | COM | 82982L103 | 252 | 3,000 | SH | DFND | 3,000 | 0 | 0 | ||
SNAP ON INC | COM | 833034101 | 220 | 1,366 | SH | DFND | 1,366 | 0 | 0 | ||
SODASTREAM INTERNATIONAL LTD | USD SHS | M9068E105 | 6,292 | 73,762 | SH | DFND | 73,762 | 0 | 0 | ||
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 2,342 | 48,948 | SH | DFND | 48,948 | 0 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A950 | 71,393 | 750,000 | SH | Put | DFND | 1,2 | 750,000 | 0 | 0 |
STRONGBRIDGE BIOPHARMA PLC | SHS USD | G85347105 | 4,044 | 673,996 | SH | DFND | 1,2 | 673,996 | 0 | 0 | |
TEVA PHARMACEUTICAL FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | 970 | 2,135 | SH | DFND | 2,135 | 0 | 0 | ||
TRANSLATE BIO INC | COM | 89374L104 | 1,645 | 130,000 | SH | DFND | 1,2 | 130,000 | 0 | 0 | |
TRICIDA INC | COM | 89610F101 | 610 | 20,410 | SH | DFND | 1,2 | 20,410 | 0 | 0 | |
ULTIMATE SOFTWARE GROUP INC | COM | 90385D107 | 206 | 800 | SH | DFND | 800 | 0 | 0 | ||
UNIQURE NV | SHS | N90064101 | 5,764 | 152,490 | SH | DFND | 1,2 | 152,490 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 491 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
VERRICA PHARMACEUTICALS INC | COM | 92511W108 | 2,482 | 125,800 | SH | DFND | 1,2 | 125,800 | 0 | 0 | |
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 3,399 | 20,000 | SH | DFND | 1,2 | 20,000 | 0 | 0 | |
VIKING THERAPEUTICS INC | COM | 92686J106 | 7,425 | 782,424 | SH | DFND | 1,2 | 782,424 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 5,351 | 40,401 | SH | DFND | 40,401 | 0 | 0 | ||
VISTAGEN THERAPEUTICS INC | COM NEW | 92840H202 | 1,879 | 1,371,892 | SH | DFND | 1,2 | 1,371,892 | 0 | 0 | |
WABTEC CORP | COM | 929740108 | 4,590 | 46,564 | SH | DFND | 46,564 | 0 | 0 | ||
WIX COM LTD | SHS | M98068105 | 2,963 | 29,542 | SH | DFND | 29,542 | 0 | 0 | ||
XENON PHARMACEUTICALS INC | COM | 98420N105 | 4,039 | 439,034 | SH | DFND | 1,2 | 439,034 | 0 | 0 | |
ZAFGEN INC | COM | 98885E103 | 4,910 | 480,000 | SH | DFND | 1,2 | 480,000 | 0 | 0 | |
ZYMEWORKS INC | COM | 98985W102 | 1,091 | 73,800 | SH | DFND | 1,2 | 73,800 | 0 | 0 |