The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 1347 PPTY INS HLDGS INC | Common | 68244P107 | 790 | 111,228 | SH | DFND | 111,228 | 0 | 0 | ||
| ALCENTRA CAP CORP | Common | 01374T102 | 6,835 | 1,069,657 | SH | DFND | 1,069,657 | 0 | 0 | ||
| AMERICAN CAP SR FLOATING LTD | Common | 02504D108 | 917 | 74,514 | SH | DFND | 74,514 | 0 | 0 | ||
| ANCHOR BANCORP WA | Common | 032838104 | 6,184 | 236,466 | SH | DFND | 236,466 | 0 | 0 | ||
| BANCORP 34 INC | Common | 05970V106 | 2,305 | 149,181 | SH | DFND | 149,181 | 0 | 0 | ||
| BRIGHTHOUSE FINL INC | Common | 10922N103 | 0 | 5 | SH | DFND | 5 | 0 | 0 | ||
| COLUMBIA FINL INC | Common | 197641103 | 910 | 55,000 | SH | DFND | 55,000 | 0 | 0 | ||
| EQUITABLE FINL CORP NEW | Common | 29448T105 | 5 | 436 | SH | DFND | 436 | 0 | 0 | ||
| ESSA BANCORP INC | Common | 29667D104 | 396 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
| FFBW INC | Common | 30258M107 | 67 | 6,000 | SH | DFND | 6,000 | 0 | 0 | ||
| FIRST BANCSHARES INC MS | Common | 318916103 | 488 | 13,562 | SH | DFND | 13,562 | 0 | 0 | ||
| FIRST NORTHWEST BANCORP | Common | 335834107 | 319 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
| FIRST SAVINGS FINL GROUP INC | Common | 33621E109 | 1,470 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
| FS BANCORP INC | Common | 30263Y104 | 5,693 | 90,000 | SH | DFND | 90,000 | 0 | 0 | ||
| HAMILTON BANCORP INC MD | Common | 407015106 | 4,947 | 315,101 | SH | DFND | 315,101 | 0 | 0 | ||
| HOME FED BANCORP INC LA NEW | Common | 43708L108 | 2,202 | 70,000 | SH | DFND | 70,000 | 0 | 0 | ||
| HOPFED BANCORP INC | Common | 439734104 | 10,398 | 627,128 | SH | DFND | 627,128 | 0 | 0 | ||
| ICC HLDGS INC | Common | 44931Q104 | 400 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
| IF BANCORP INC | Common | 44951J105 | 8,695 | 363,811 | SH | DFND | 363,811 | 0 | 0 | ||
| KINGSWAY FINL SVCS INC | Common | 496904202 | 10,397 | 3,780,889 | SH | DFND | 3,780,889 | 0 | 0 | ||
| LAKE SHORE BANCORP INC | Common | 510700107 | 4,911 | 286,364 | SH | DFND | 286,364 | 0 | 0 | ||
| MELROSE BANCORP INC | Common | 585553100 | 590 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
| METLIFE INC | Common | 59156R108 | 3 | 60 | SH | DFND | 60 | 0 | 0 | ||
| MVC CAPITAL INC | Common | 553829102 | 2,283 | 240,321 | SH | DFND | 240,321 | 0 | 0 | ||
| NI HLDGS INC | Common | 65342T106 | 2,498 | 147,364 | SH | DFND | 147,364 | 0 | 0 | ||
| NICHOLAS FINANCIAL INC | Common | 65373J209 | 9 | 1,000 | SH | DFND | 1,000 | 0 | 0 | ||
| OCONEE FED FINL CORP | Common | 675607105 | 2,243 | 77,500 | SH | DFND | 77,500 | 0 | 0 | ||
| OFG BANCORP | Common | 67103X102 | 22,689 | 1,614,868 | SH | DFND | 1,614,868 | 0 | 0 | ||
| OTTAWA BANCORP INC | Common | 689195105 | 711 | 51,208 | SH | DFND | 51,208 | 0 | 0 | ||
| POAGE BANKSHARES INC | Common | 730206109 | 6,695 | 340,554 | SH | DFND | 340,554 | 0 | 0 | ||
| POPULAR INC | Common | 733174700 | 904 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
| PRINCIPAL FINL GROUP INC | Common | 74251V102 | 29 | 547 | SH | DFND | 547 | 0 | 0 | ||
| SOUND FINL BANCORP INC | Common | 83607A100 | 8,526 | 220,600 | SH | DFND | 220,600 | 0 | 0 | ||
| WCF BANCORP INC | Common | 92940L103 | 306 | 33,957 | SH | DFND | 33,957 | 0 | 0 | ||
| WELLESLEY BANCORP INC | Common | 949485106 | 1,785 | 52,775 | SH | DFND | 52,775 | 0 | 0 | ||
| WHEELER REAL ESTATE INVT TR | Common | 963025705 | 3,434 | 849,983 | SH | DFND | 849,983 | 0 | 0 | ||
| WHEELER REAL ESTATE INVT TR | PFD CNV SER D | 963025606 | 471 | 25,400 | SH | DFND | 25,400 | 0 | 0 | ||