SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Walsh Lisa J

(Last) (First) (Middle)
C/O SUMMIT SEMICONDUCTOR, INC.
6840 VIA DEL ORO STE. 280

(Street)
SAN JOSE CA 95119

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/27/2018
3. Issuer Name and Ticker or Trading Symbol
Summit Semiconductor Inc. [ WISA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 4,055,540 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant (Right to Buy) 11/18/2016 11/18/2021 Common Stock 65,360 $5.4 D
Warrant (Right to Buy) 07/14/2017 07/14/2022 Common Stock 47,059 $5.4 D
Warrant (Right to Buy) 11/30/2017 11/30/2022 Common Stock 722,222 $3.6 D
Warrant (Right to Buy) 02/28/2018 02/28/2023 Common Stock 112,419 $5.4 D
Warrant (Right to Buy) 05/10/2018 05/10/2023 Common Stock 4,908 $3 D
Warrant (Right to Buy) 05/14/2018 05/14/2023 Common Stock 18,242 $3 D
Warrant (Right to Buy) 06/28/2018 06/28/2023 Common Stock 69,444 $3 D
Explanation of Responses:
/s/ Lisa Walsh 07/31/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.