8-K 1 odt-8k_20180629.htm 8-K FINAL VOTING RESULTS odt-8k_20180629.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 29, 2018

 

Odonate Therapeutics, Inc.

(Exact name of registrant as specified in its charter)

 

 

Delaware

001-38318

82-2493065

(State or other jurisdiction of

incorporation or organization)

(Commission File Number)

(I.R.S. Employer

Identification No.)

4747 Executive Drive, Suite 510

San Diego, CA 92121

(858) 731-8180

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

N/A

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  

 

 


 


 

ITEM 5.07 Submission of Matters to a Vote of Security Holders

On June 29, 2018, Odonate Therapeutics, Inc. (the “Company”) held its 2018 Annual Meeting of Stockholders (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders voted on the following proposals, which are described in more detail in the Company’s Definitive Proxy Statement on Schedule 14A that was filed with the U.S. Securities and Exchange Commission on June 1, 2018 (the “Proxy Statement”):

 

 

1.

Election of the 6 director nominees named in the Proxy Statement to serve until the 2019 Annual Meeting of Stockholders and until their successors are duly elected and qualified;

 

 

2.

Ratification of the selection of Squar Milner LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2018; and

 

 

3.

Advisory approval of the Company’s executive compensation.

Only stockholders of record at the close of business on May 7, 2018 (the “Record Date”) were entitled to vote at the Annual Meeting. At the close of business on the Record Date, 26,887,899 shares of common stock were issued and outstanding, of which 25,621,137 shares of common stock were present at the Annual Meeting, either in person or represented by proxy.

Each of the proposals voted on at the Annual Meeting was approved by the Company’s stockholders. The final voting results with respect to each of the proposals are set forth below:

Proposal 1: Election of Directors

 

Name of Director Nominees

 

For

 

Withhold

 

Broker Non-vote

Kevin C. Tang

 

22,007,059

 

3,173,772

 

440,306

Jeff L. Vacirca, M.D.

 

22,233,655

 

2,947,176

 

440,306

Aaron I. Davis

 

23,758,765

 

1,422,066

 

440,306

Craig A. Johnson

 

24,114,891

 

1,065,940

 

440,306

Robert H. Rosen

 

22,001,931

 

3,178,900

 

440,306

George F. Tidmarsh, M.D., Ph.D.

 

22,233,655

 

2,947,176

 

440,306

Proposal 2: Ratification of Selection of Independent Registered Public Accounting Firm

 

For

 

Against

 

Abstain

25,320,559

 

300,578

 

-

Proposal 3: Advisory Approval of Executive Compensation

 

For

 

Against

 

Abstain

 

Broker Non-vote

25,177,684

 

3,090

 

57

 

440,306

 


 


 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Odonate Therapeutics, Inc.

 

 

 

 

Date: July 2, 2018

By:

 

/s/    John G. Lemkey

 

 

 

John G. Lemkey

 

 

 

Chief Financial Officer