The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 105,267 | 1,756,796 | SH | DFND | 0 | 1,756,796 | 0 | ||
ACCURAY INC | COM | 004397105 | 32,120 | 6,424,070 | SH | DFND | 0 | 6,424,070 | 0 | ||
ACORDA THERAPEUTICS INC | COM | 00484M106 | 79,350 | 3,355,184 | SH | DFND | 0 | 3,355,184 | 0 | ||
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 22,907 | 25,065,000 | PRN | DFND | 0 | 25,065,000 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 36,446 | 540,254 | SH | DFND | 0 | 540,254 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 153,690 | 2,833,003 | SH | DFND | 0 | 2,833,003 | 0 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 57,779 | 863,669 | SH | DFND | 0 | 863,669 | 0 | ||
AGIOS PHARMACEUTICALS INC | COM | 00847X104 | 55,373 | 677,091 | SH | DFND | 0 | 677,091 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 31,710 | 2,496,827 | SH | DFND | 0 | 2,496,827 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | NOTE 2.500% 2/0 | 014339AA3 | 16,430 | 17,776,000 | PRN | DFND | 0 | 17,776,000 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 51,300 | 279,501 | SH | DFND | 0 | 279,501 | 0 | ||
ALLENA PHARMACEUTICALS INC | COM | 018119107 | 7,454 | 676,362 | SH | DFND | 0 | 676,362 | 0 | ||
ALLENA PHARMACEUTICALS INC | COM | 018119107 | 7,787 | 787,532 | SH | DFND | 0 | 787,532 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 54,139 | 52,200 | SH | DFND | 0 | 52,200 | 0 | ||
AMAZON COM INC | COM | 023135106 | 44,636 | 30,840 | SH | DFND | 0 | 30,840 | 0 | ||
ANAPTYSBIO INC | COM | 032724106 | 7,322 | 70,354 | SH | DFND | 0 | 70,354 | 0 | ||
ANTHEM INC | COM | 036752103 | 145,193 | 660,870 | SH | DFND | 0 | 660,870 | 0 | ||
ARCUS BIOSCIENCES INC | COM | 03969F109 | 14,410 | 933,286 | SH | DFND | 0 | 933,286 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 51,071 | 228,822 | SH | DFND | 0 | 228,822 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 134,492 | 2,067,832 | SH | DFND | 0 | 2,067,832 | 0 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 21,914 | 128,341 | SH | DFND | 0 | 128,341 | 0 | ||
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 84,180 | 917,990 | SH | DFND | 0 | 917,990 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 19,651 | 719,302 | SH | DFND | 0 | 719,302 | 0 | ||
BOX INC | CL A | 10316T104 | 41,691 | 2,028,739 | SH | DFND | 0 | 2,028,739 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122908 | 92,187 | 1,457,500 | SH | Call | DFND | 0 | 1,457,500 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 197,539 | 3,123,145 | SH | DFND | 0 | 3,123,145 | 0 | ||
CARDIOVASCULAR SYS INC DEL | COM | 141619106 | 18,008 | 821,154 | SH | DFND | 0 | 821,154 | 0 | ||
CLEMENTIA PHARMACEUTICALS IN | COM | 185575107 | 4,889 | 322,732 | SH | DFND | 0 | 322,732 | 0 | ||
CME GROUP INC | COM CL A | 12572Q105 | 56,621 | 350,074 | SH | DFND | 0 | 350,074 | 0 | ||
COUPA SOFTWARE INC | COM | 22266L106 | 25,017 | 548,371 | SH | DFND | 0 | 548,371 | 0 | ||
CUTERA INC | COM | 232109108 | 20,136 | 400,726 | SH | DFND | 0 | 400,726 | 0 | ||
DAVITA INC | COM | 23918K108 | 41,213 | 625,003 | SH | DFND | 0 | 625,003 | 0 | ||
DEXCOM INC | COM | 252131107 | 38,130 | 514,164 | SH | DFND | 0 | 514,164 | 0 | ||
DROPBOX INC | CL A | 26210C104 | 21,291 | 681,302 | SH | DFND | 0 | 681,302 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 78,131 | 559,995 | SH | DFND | 0 | 559,995 | 0 | ||
ENDOCYTE INC | COM | 29269A102 | 39,444 | 4,339,244 | SH | DFND | 0 | 4,339,244 | 0 | ||
ENDOLOGIX INC | COM | 29266S106 | 32,753 | 7,742,929 | SH | DFND | 0 | 7,742,929 | 0 | ||
ENDOLOGIX INC | NOTE 3.250%11/0 | 29266SAB2 | 41,210 | 47,642,000 | PRN | DFND | 0 | 47,642,000 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 81,733 | 1,129,998 | SH | DFND | 0 | 1,129,998 | 0 | ||
FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAA6 | 1,632 | 1,911,400 | PRN | DFND | 0 | 1,911,400 | 0 | ||
FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAD0 | 27,059 | 29,243,000 | PRN | DFND | 0 | 29,243,000 | 0 | ||
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 3,235 | 66,967 | SH | DFND | 0 | 66,967 | 0 | ||
GODADDY INC | CL A | 380237107 | 79,788 | 1,299,060 | SH | DFND | 0 | 1,299,060 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 56,789 | 585,451 | SH | DFND | 0 | 585,451 | 0 | ||
HOLOGIC INC | COM | 436440101 | 58,762 | 1,572,857 | SH | DFND | 0 | 1,572,857 | 0 | ||
HUMANA INC | COM | 444859102 | 86,147 | 320,450 | SH | DFND | 0 | 320,450 | 0 | ||
ICON PLC | SHS | G4705A100 | 31,703 | 268,353 | SH | DFND | 0 | 268,353 | 0 | ||
INOGEN INC | COM | 45780L104 | 204 | 1,657 | SH | DFND | 0 | 1,657 | 0 | ||
INTUIT | COM | 461202103 | 41,405 | 238,851 | SH | DFND | 0 | 238,851 | 0 | ||
INVUITY INC | COM NEW | 46187J205 | 5,237 | 1,360,334 | SH | DFND | 0 | 1,360,334 | 0 | ||
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 171,453 | 1,135,527 | SH | DFND | 0 | 1,135,527 | 0 | ||
JOUNCE THERAPEUTICS INC | COM | 481116101 | 42,994 | 1,923,651 | SH | DFND | 0 | 1,923,651 | 0 | ||
KURA ONCOLOGY INC | COM | 50127T109 | 25,113 | 1,339,362 | SH | DFND | 0 | 1,339,362 | 0 | ||
LENDINGTREE INC NEW | COM | 52603B107 | 16,804 | 51,208 | SH | DFND | 0 | 51,208 | 0 | ||
MEDICINES CO | COM | 584688105 | 72,578 | 2,203,331 | SH | DFND | 0 | 2,203,331 | 0 | ||
MEDICINES CO | NOTE 2.750% 7/1 | 584688AG0 | 34,109 | 35,342,000 | PRN | DFND | 0 | 35,342,000 | 0 | ||
MERIT MED SYS INC | COM | 589889104 | 38,856 | 856,794 | SH | DFND | 0 | 856,794 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 96,461 | 1,056,879 | SH | DFND | 0 | 1,056,879 | 0 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 104,430 | 1,286,398 | SH | DFND | 0 | 1,286,398 | 0 | ||
MYLAN N V | COM | N59465909 | 56,687 | 1,376,900 | SH | Call | DFND | 0 | 1,376,900 | 0 | |
MYLAN N V | SHS EURO | N59465109 | 190,373 | 4,624,079 | SH | DFND | 0 | 4,624,079 | 0 | ||
MYOKARDIA INC | COM | 62857M105 | 46,356 | 949,911 | SH | DFND | 0 | 949,911 | 0 | ||
NETFLIX INC | COM | 64110L106 | 23,507 | 79,591 | SH | DFND | 0 | 79,591 | 0 | ||
NIGHTSTAR THERAPEUTICS PLC | ADR | 65413A101 | 14,453 | 1,009,973 | SH | DFND | 0 | 1,009,973 | 0 | ||
NUCANA PLC | SPONSORED ADR | 67022C106 | 8,463 | 447,324 | SH | DFND | 0 | 447,324 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 15,424 | 66,602 | SH | DFND | 0 | 66,602 | 0 | ||
OPTINOSE INC | COM | 68404V100 | 6,693 | 334,297 | SH | DFND | 0 | 334,297 | 0 | ||
PACIRA PHARMACEUTICALS INC | COM | 695127100 | 53,099 | 1,704,608 | SH | DFND | 0 | 1,704,608 | 0 | ||
PAGSEGURO DIGITAL LTD | COM CL A | G68707101 | 7,527 | 196,418 | SH | DFND | 0 | 196,418 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 67,733 | 892,756 | SH | DFND | 0 | 892,756 | 0 | ||
PENUMBRA INC | COM | 70975L107 | 74,824 | 646,986 | SH | DFND | 0 | 646,986 | 0 | ||
PERKINELMER INC | COM | 714046109 | 81,892 | 1,081,507 | SH | DFND | 0 | 1,081,507 | 0 | ||
PORTOLA PHARMACEUTICALS INC | COM | 737010908 | 17,418 | 533,300 | SH | Call | DFND | 0 | 533,300 | 0 | |
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 173,969 | 5,326,671 | SH | DFND | 0 | 5,326,671 | 0 | ||
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 138,320 | 2,032,619 | SH | DFND | 0 | 2,032,619 | 0 | ||
QUALITY SYS INC | COM | 747582104 | 6,050 | 443,210 | SH | DFND | 0 | 443,210 | 0 | ||
RED HAT INC | COM | 756577102 | 38,672 | 258,660 | SH | DFND | 0 | 258,660 | 0 | ||
REGENXBIO INC | COM | 75901B107 | 23,699 | 793,951 | SH | DFND | 0 | 793,951 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 64,640 | 555,808 | SH | DFND | 0 | 555,808 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 789 | 4,767 | SH | DFND | 0 | 4,767 | 0 | ||
SIENNA BIOPHARMACEUTICALS IN | COM | 82622H108 | 29,131 | 1,551,176 | SH | DFND | 0 | 1,551,176 | 0 | ||
SPARK THERAPEUTICS INC | COM | 84652J103 | 42,460 | 637,636 | SH | DFND | 0 | 637,636 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A950 | 103,416 | 1,178,800 | SH | Put | DFND | 0 | 1,178,800 | 0 | |
SQUARE INC | CL A | 852234103 | 44,053 | 895,391 | SH | DFND | 0 | 895,391 | 0 | ||
SQUARE INC | NOTE 0.375% 3/0 | 852234AB9 | 38,492 | 17,557,000 | PRN | DFND | 0 | 17,557,000 | 0 | ||
SYNEOS HEALTH INC | CL A | 87166B102 | 19,205 | 540,984 | SH | DFND | 0 | 540,984 | 0 | ||
TABLEAU SOFTWARE INC | CL A | 87336U105 | 64,363 | 796,373 | SH | DFND | 0 | 796,373 | 0 | ||
TELEFLEX INC | COM | 879369106 | 42,773 | 167,751 | SH | DFND | 0 | 167,751 | 0 | ||
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 86,091 | 3,550,161 | SH | DFND | 0 | 3,550,161 | 0 | ||
TESLA INC | COM | 88160R101 | 19,304 | 72,537 | SH | DFND | 0 | 72,537 | 0 | ||
TWITTER INC | COM | 90184L102 | 54,390 | 1,874,859 | SH | DFND | 0 | 1,874,859 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 109,412 | 511,271 | SH | DFND | 0 | 511,271 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 97,201 | 891,421 | SH | DFND | 0 | 891,421 | 0 | ||
ZSCALER INC | COM | 98980G102 | 1,368 | 48,726 | SH | DFND | 0 | 48,726 | 0 |