The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ABEONA THERAPEUTICS INC | COM | 00289Y107 | 428 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| ACER THERAPEUTICS INC | COM | 00444P108 | 386 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| ACLARIS THERAPEUTICS INC | COM | 00461U105 | 350 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 5,251 | 220,000 | SH | SOLE | 220,000 | 0 | 0 | ||
| ADOBE SYS INC | COM | 00724F101 | 13,289 | 61,500 | SH | SOLE | 61,500 | 0 | 0 | ||
| ADVANCED MICRO DEVICES INC | CALL | 007903907 | 503 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | 503 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 | 580 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| AGROFRESH SOLUTIONS | COM | 00856G109 | 515 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
| AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 7,808 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
| ALBIREO PHARMA INC | COM | 01345P106 | 535 | 16,100 | SH | SOLE | 16,100 | 0 | 0 | ||
| ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 336 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
| ALEXION PHARMACEUTICALS INC | COM | 015351109 | 16,385 | 147,000 | SH | SOLE | 147,000 | 0 | 0 | ||
| AMERICAN SUPERCONDUCTOR CORP | SHS NEW | 030111207 | 698 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
| AMICUS THERAPEUTICS INC | COM | 03152W109 | 6,538 | 435,000 | SH | SOLE | 435,000 | 0 | 0 | ||
| AMYRIS INC | COM NEW | 03236M200 | 670 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| ANTHEM INC | COM | 036752103 | 17,246 | 78,500 | SH | SOLE | 78,500 | 0 | 0 | ||
| APOLLO ENDOSURGERY INC | COM | 03767D108 | 251 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
| APPTIO INC | CL A | 03835C108 | 5,243 | 185,000 | SH | SOLE | 185,000 | 0 | 0 | ||
| AQUAVENTURE HLDGS LTD | SHS | G0443N107 | 6,749 | 543,425 | SH | SOLE | 543,425 | 0 | 0 | ||
| ARES CAP CORP | COM | 04010L103 | 7,142 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
| ARROWHEAD PHARMACEUTICALS IN | COM | 04280A100 | 144 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| ASHLAND GLOBAL HLDGS INC | COM | 044186104 | 9,418 | 135,000 | SH | SOLE | 135,000 | 0 | 0 | ||
| ATLANTICA YIELD PLC | SHS | G0751N103 | 37,421 | 1,911,196 | SH | SOLE | 1,911,196 | 0 | 0 | ||
| ATRICURE INC | COM | 04963C209 | 410 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| AUDENTES THERAPEUTICS INC | COM | 05070R104 | 302 | 10,072 | SH | SOLE | 10,072 | 0 | 0 | ||
| AUTODESK INC | COM | 052769106 | 565 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
| AZURRX BIOPHARMA INC | COM | 05502L105 | 259 | 82,500 | SH | SOLE | 82,500 | 0 | 0 | ||
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 811 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| BIOSCRIP INC | COM | 09069N108 | 245 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| BOSTON SCIENTIFIC CORP | COM | 101137107 | 547 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| BROADCOM LTD | SHS | Y09827109 | 5,774 | 24,500 | SH | SOLE | 24,500 | 0 | 0 | ||
| BUNGE LIMITED | COM | G16962105 | 8,872 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
| CELGENE CORP | CALL | 151020904 | 17,842 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
| CELGENE CORP | COM | 151020104 | 20,028 | 224,500 | SH | SOLE | 224,500 | 0 | 0 | ||
| CENTENE CORP DEL | COM | 15135B101 | 16,505 | 154,500 | SH | SOLE | 154,500 | 0 | 0 | ||
| CERUS CORP | COM | 157085101 | 438 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
| CIGNA CORPORATION | COM | 125509109 | 1,510 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
| CLOVIS ONCOLOGY INC | COM | 189464100 | 5,412 | 102,500 | SH | SOLE | 102,500 | 0 | 0 | ||
| COHERUS BIOSCIENCES INC | COM | 19249H103 | 332 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| COMMSCOPE HLDG CO INC | COM | 20337X109 | 400 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| CONTRAFECT CORP | COM | 212326102 | 24 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| CORINDUS VASCULAR ROBOTICS I | COM | 218730109 | 41 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| CYMABAY THERAPEUTICS INC | COM | 23257D103 | 975 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| DEUTSCHE BANK AG | CALL | D18190908 | 699 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
| DEUTSCHE BANK AG | CALL | D18190908 | 1,398 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
| DEUTSCHE BANK AG | CALL | D18190908 | 699 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
| EBAY INC | COM | 278642103 | 805 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| ELECTRONIC ARTS INC | COM | 285512109 | 606 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| ENPHASE ENERGY INC | COM | 29355A107 | 343 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| ENVIVA PARTNERS LP | COM UNIT | 29414J107 | 13,310 | 484,872 | SH | SOLE | 484,872 | 0 | 0 | ||
| EURONET WORLDWIDE INC | COM | 298736109 | 6,707 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
| EXTRACTION OIL AND GAS INC | COM | 30227M105 | 344 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| F M C CORP | COM NEW | 302491303 | 1,532 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| FACEBOOK INC | CL A | 30303M102 | 7,034 | 44,000 | SH | SOLE | 44,000 | 0 | 0 | ||
| FEDEX CORP | COM | 31428X106 | 480 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
| FERROGLOBE PLC | SHS | G33856108 | 2,148 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| FLEXION THERAPEUTICS INC | COM | 33938J106 | 11,653 | 520,000 | SH | SOLE | 520,000 | 0 | 0 | ||
| FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 16,389 | 1,027,500 | SH | SOLE | 1,027,500 | 0 | 0 | ||
| GAIA INC NEW | CL A | 36269P104 | 1,163 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| GENERAL ELECTRIC CO | CALL | 369604903 | 1,348 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
| GOLAR LNG LTD BERMUDA | CALL | G9456A900 | 684 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
| GOLAR LNG LTD BERMUDA | CALL | G9456A900 | 4,104 | 150,000 | SH | Call | SOLE | 150,000 | 0 | 0 | |
| GOLAR LNG LTD BERMUDA | CALL | G9456A900 | 1,368 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
| GOLAR LNG LTD BERMUDA | CALL | G9456A900 | 2,736 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
| GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 14,222 | 520,000 | SH | SOLE | 520,000 | 0 | 0 | ||
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 378 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
| GREEN PLAINS INC | COM | 393222104 | 1,581 | 94,100 | SH | SOLE | 94,100 | 0 | 0 | ||
| GW PHARMACEUTICALS PLC | ADS | 36197T103 | 789 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
| HANNON ARMSTRONG SUST INFR C | COM | 41068X100 | 10,530 | 540,000 | SH | SOLE | 540,000 | 0 | 0 | ||
| HASBRO INC | COM | 418056107 | 253 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
| HC2 HLDGS INC | COM | 404139107 | 1,050 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| HD SUPPLY HLDGS INC | COM | 40416M105 | 379 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| HI-CRUSH PARTNERS LP | COM UNIT LTD | 428337109 | 4,770 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
| HORTONWORKS INC | COM | 440894103 | 7,007 | 345,000 | SH | SOLE | 345,000 | 0 | 0 | ||
| I D SYSTEMS INC | COM | 449489103 | 2,410 | 387,410 | SH | SOLE | 387,410 | 0 | 0 | ||
| IMMUNOMEDICS INC | COM | 452907108 | 3,874 | 265,000 | SH | SOLE | 265,000 | 0 | 0 | ||
| IMPRIMIS PHARMACEUTICALS INC | COM NEW | 45323A201 | 124 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
| INTEL CORP | COM | 458140100 | 780 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| ISHARES TR | CALL | 464287905 | 7,592 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
| ISHARES TR | NASDAQ BIOTECH | 464287556 | 1,441 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
| ITERIS INC | COM | 46564T107 | 1,036 | 209,000 | SH | SOLE | 209,000 | 0 | 0 | ||
| JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 16,005 | 106,000 | SH | SOLE | 106,000 | 0 | 0 | ||
| JPMORGAN CHASE & CO | COM | 46625H100 | 330 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
| LITHIUM AMERS CORP NEW | COM NEW | 53680Q207 | 521 | 96,200 | SH | SOLE | 96,200 | 0 | 0 | ||
| MACERICH CO | COM | 554382101 | 504 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
| MARRONE BIO INNOVATIONS INC | COM | 57165B106 | 5,333 | 6,666,667 | SH | SOLE | 6,666,667 | 0 | 0 | ||
| MARRONE BIO INNOVATIONS INC | COM | 57165B106 | 7,400 | 3,681,580 | SH | SOLE | 3,681,580 | 0 | 0 | ||
| MEDTRONIC PLC | SHS | G5960L103 | 802 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| MERCK & CO INC | COM | 58933Y105 | 245 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
| MGM RESORTS INTERNATIONAL | COM | 552953101 | 350 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| MICRON TECHNOLOGY INC | COM | 595112103 | 4,432 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
| MICROSOFT CORP | COM | 594918104 | 16,432 | 180,000 | SH | SOLE | 180,000 | 0 | 0 | ||
| MITEL NETWORKS CORP | COM | 60671Q104 | 8,343 | 900,000 | SH | SOLE | 900,000 | 0 | 0 | ||
| NEW GOLD INC CDA | CALL | 644535906 | 645 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
| NORDSTROM INC | COM | 655664100 | 242 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| NORWEGIAN CRUISE LINE HLDGS | SHS | G66721104 | 5,298 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| NRG YIELD INC | CL A NEW | 62942X306 | 8,326 | 505,849 | SH | SOLE | 505,849 | 0 | 0 | ||
| NUVECTRA CORP | COM | 67075N108 | 288 | 22,095 | SH | SOLE | 22,095 | 0 | 0 | ||
| NVIDIA CORP | COM | 67066G104 | 465 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
| OKTA INC | CL A | 679295105 | 7,372 | 185,000 | SH | SOLE | 185,000 | 0 | 0 | ||
| ORBCOMM INC | COM | 68555P100 | 702 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| PALO ALTO NETWORKS INC | COM | 697435105 | 9,531 | 52,500 | SH | SOLE | 52,500 | 0 | 0 | ||
| PATTERN ENERGY GROUP INC | CL A | 70338P100 | 8,510 | 492,500 | SH | SOLE | 492,500 | 0 | 0 | ||
| PAYPAL HLDGS INC | COM | 70450Y103 | 379 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| PEPSICO INC | COM | 713448108 | 218 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
| PINNACLE FOODS INC DEL | COM | 72348P104 | 703 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
| PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 8,321 | 865,000 | SH | SOLE | 865,000 | 0 | 0 | ||
| POLARITYTE INC | COM | 731094108 | 346 | 19,100 | SH | SOLE | 19,100 | 0 | 0 | ||
| POWERSHS DB MULTI SECT COMM | PS DB AGRICUL FD | 73936B408 | 658 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
| PROGENICS PHARMACEUTICALS IN | COM | 743187106 | 15,890 | 2,130,000 | SH | SOLE | 2,130,000 | 0 | 0 | ||
| PROSHARES TR | CALL | 74347B901 | 27,203 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
| PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 43,856 | 1,210,000 | SH | SOLE | 1,210,000 | 0 | 0 | ||
| PURE STORAGE INC | CL A | 74624M102 | 798 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
| QUALCOMM INC | COM | 747525103 | 554 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| QUOTIENT LTD | SHS | G73268107 | 471 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| REGENXBIO INC | COM | 75901B107 | 224 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
| RENEWABLE ENERGY GROUP INC | COM NEW | 75972A301 | 319 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 281 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| RSP PERMIAN INC | COM | 74978Q105 | 3,047 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
| SERVICENOW INC | COM | 81762P102 | 1,323 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | 629 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4,742 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
| SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 20,924 | 238,500 | SH | SOLE | 238,500 | 0 | 0 | ||
| SPORTSMANS WHSE HLDGS INC | COM | 84920Y106 | 102 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| SPS COMM INC | COM | 78463M107 | 769 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
| SUNOPTA INC | COM | 8676EP108 | 18,695 | 2,651,801 | SH | SOLE | 2,651,801 | 0 | 0 | ||
| SUNPOWER CORP | CALL | 867652906 | 1,995 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
| SUNPOWER CORP | COM | 867652406 | 3,751 | 470,000 | SH | SOLE | 470,000 | 0 | 0 | ||
| SUNPOWER CORP | PUT | 867652956 | 2,993 | 375,000 | SH | Put | SOLE | 375,000 | 0 | 0 | |
| SUNRUN INC | COM | 86771W105 | 24,829 | 2,783,550 | SH | SOLE | 2,783,550 | 0 | 0 | ||
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 684 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
| TALEND S A | ADS | 874224207 | 337 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
| TESLA INC | CALL | 88160R901 | 1,597 | 6,000 | SH | Call | SOLE | 6,000 | 0 | 0 | |
| THERAPEUTICSMD INC | COM | 88338N107 | 5,722 | 1,175,000 | SH | SOLE | 1,175,000 | 0 | 0 | ||
| TREEHOUSE FOODS INC | COM | 89469A104 | 344 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
| TWITTER INC | CALL | 90184L902 | 270 | 9,300 | SH | Call | SOLE | 9,300 | 0 | 0 | |
| TWITTER INC | COM | 90184L102 | 2,176 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| TYME TECHNOLOGIES INC | COM | 90238J103 | 2,094 | 935,000 | SH | SOLE | 935,000 | 0 | 0 | ||
| UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,099 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| UPLAND SOFTWARE INC | COM | 91544A109 | 6,042 | 210,000 | SH | SOLE | 210,000 | 0 | 0 | ||
| VARONIS SYS INC | COM | 922280102 | 574 | 9,500 | SH | SOLE | 9,500 | 0 | 0 | ||
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 815 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| VIAVI SOLUTIONS INC | COM | 925550105 | 535 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
| VIVINT SOLAR INC | COM | 92854Q106 | 3,586 | 982,500 | SH | SOLE | 982,500 | 0 | 0 | ||
| WESTPORT FUEL SYSTEMS INC | COM NEW | 960908309 | 767 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
| WORKDAY INC | CL A | 98138H101 | 699 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
| XILINX INC | COM | 983919101 | 361 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||