The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACTIVISION BLIZZARD INC | COM | 00507V109 | 2,385 | 35,360 | SH | DFND | 1 | 35,360 | 0 | 0 | |
AETNA INC NEW | COM | 00817Y108 | 161,213 | 953,926 | SH | DFND | 1 | 953,926 | 0 | 0 | |
AIR TRANSPORT SERVICES GRP I | COM | 00922R105 | 4,681 | 200,750 | SH | DFND | 1 | 200,750 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 3,266 | 17,797 | SH | DFND | 1 | 17,797 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 10,147 | 9,784 | SH | DFND | 1 | 9,784 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 55,148 | 38,103 | SH | DFND | 1 | 38,103 | 0 | 0 | |
AMERICAN AXLE & MFG HLDGS IN | COM | 024061103 | 1,903 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
ANALOG DEVICES INC | COM | 032654105 | 4,116 | 45,170 | SH | DFND | 1 | 45,170 | 0 | 0 | |
ANGLOGOLD ASHANTI LTD | SPONSORED ADR | 035128206 | 3,511 | 370,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
APOLLO COML REAL EST FIN INC | NOTE 5.500% 3/1 | 03762UAA3 | 68,654 | 66,205 | PRN | DFND | 1 | 0 | 0 | 0 | |
APPLE INC | COM | 037833100 | 12,113 | 72,196 | SH | DFND | 1 | 72,196 | 0 | 0 | |
APPTIO INC | CL A | 03835C108 | 1,675 | 59,100 | SH | DFND | 1 | 59,100 | 0 | 0 | |
APTIV PLC | SHS | G6095L109 | 5,878 | 69,177 | SH | DFND | 1 | 69,177 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 141,744 | 3,976,000 | SH | Put | DFND | 1 | 3,976,000 | 0 | 0 |
ATLAS AIR WORLDWIDE HLDGS IN | COM NEW | 049164205 | 4,865 | 80,483 | SH | DFND | 1 | 80,483 | 0 | 0 | |
AVISTA HEALTHCARE PUB ACQ CO | *W EXP 99/99/999 | G0726L117 | 296 | 896,500 | SH | DFND | 1 | 896,500 | 0 | 0 | |
BILIBILI INC | ADS REP SHS Z | 090040106 | 2,200 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 19,944 | 246,008 | SH | DFND | 1 | 246,008 | 0 | 0 | |
BLACKHAWK NETWORK HLDGS INC | COM | 09238E104 | 25,794 | 577,047 | SH | DFND | 1 | 577,047 | 0 | 0 | |
BLACKLINE INC | COM | 09239B109 | 1,961 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
BLUE BUFFALO PET PRODS INC | COM | 09531U102 | 22,270 | 559,400 | SH | DFND | 1 | 559,400 | 0 | 0 | |
BOOKING HLDGS INC | COM | 09857L108 | 54,731 | 26,308 | SH | DFND | 1 | 26,308 | 0 | 0 | |
BOOKING HLDGS INC | COM | 09857L108 | 2,080 | 1,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
CAPITOL INVT CORP IV | CL A ORD | G18920101 | 17,406 | 1,800,000 | SH | DFND | 1 | 1,800,000 | 0 | 0 | |
CAPITOL INVT CORP IV | *W EXP 01/01/202 | G18920127 | 708 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
CARDTRONICS INC | NOTE 1.000%12/0 | 14161HAG3 | 3,836 | 9,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
CATERPILLAR INC DEL | COM | 149123101 | 3,397 | 23,050 | SH | DFND | 1 | 23,050 | 0 | 0 | |
COMMUNITY HEALTH SYS INC NEW | RIGHT 99/99/9999 | 203668116 | 44 | 3,870,885 | SH | DFND | 1 | 3,870,885 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 28,393 | 456,400 | SH | Call | DFND | 1 | 0 | 0 | 0 |
DEPOMED INC | NOTE 2.500% 9/0 | 249908AA2 | 9,367 | 27,341 | PRN | DFND | 1 | 0 | 0 | 0 | |
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 5,396 | 474,067 | SH | DFND | 1 | 474,067 | 0 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 27,010 | 712,848 | SH | DFND | 1 | 712,848 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 25,110 | 250,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
DITECH HLDG CORP | COM | 25501G105 | 186 | 20,734 | SH | DFND | 1 | 20,734 | 0 | 0 | |
DOWDUPONT INC | COM | 26078J100 | 5,415 | 85,000 | SH | DFND | 1 | 85,000 | 0 | 0 | |
DST SYS INC DEL | COM | 233326107 | 34,356 | 410,708 | SH | DFND | 1 | 410,708 | 0 | 0 | |
EASTERLY ACQUISITION CORP | *W EXP 07/29/202 | 27616L110 | 356 | 424,000 | SH | DFND | 1 | 424,000 | 0 | 0 | |
ESTRE AMBIENTAL INC | *W EXP 12/21/202 | G3206V118 | 438 | 755,710 | SH | DFND | 1 | 755,710 | 0 | 0 | |
ETSY INC | COM | 29786A106 | 4,641 | 165,400 | SH | DFND | 1 | 165,400 | 0 | 0 | |
EXTRA SPACE STORAGE INC | COM | 30225T102 | 4,840 | 55,400 | SH | DFND | 1 | 55,400 | 0 | 0 | |
FEDERAL STR ACQUISITION CORP | UNIT 99/99/9999 | 31421V206 | 20,481 | 2,000,000 | SH | DFND | 1 | 2,000,000 | 0 | 0 | |
FGL HLDGS | *W EXP 11/30/202 | G3402M110 | 1,911 | 1,049,900 | SH | DFND | 1 | 1,049,900 | 0 | 0 | |
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 9,076 | 550,000 | SH | DFND | 1 | 550,000 | 0 | 0 | |
FINISAR CORP | COM NEW | 31787A507 | 2,741 | 173,395 | SH | DFND | 1 | 173,395 | 0 | 0 | |
FIREEYE INC | NOTE 1.000% 6/0 | 31816QAB7 | 10,448 | 37,500 | PRN | DFND | 1 | 0 | 0 | 0 | |
FORESCOUT TECHNOLOGIES INC | COM | 34553D101 | 1,622 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 36,340 | 1,000,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
GORES HLDGS II INC | COM CL A | 382867109 | 30,000 | 3,000,000 | SH | DFND | 1 | 3,000,000 | 0 | 0 | |
GORES HLDGS II INC | *W EXP 01/13/202 | 382867117 | 1,780 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
GREENBRIER COS INC | COM | 393657101 | 7,536 | 149,966 | SH | DFND | 1 | 149,966 | 0 | 0 | |
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 28,855 | 2,900,000 | SH | DFND | 1 | 2,900,000 | 0 | 0 | |
GTY TECHNOLOGY HOLDINGS INC | *W EXP 10/25/202 | G4182A128 | 1,199 | 966,666 | SH | DFND | 1 | 966,666 | 0 | 0 | |
GUIDEWIRE SOFTWARE INC | COM | 40171V100 | 6,928 | 85,714 | SH | DFND | 1 | 85,714 | 0 | 0 | |
HCI GROUP INC | COM | 40416E103 | 1,706 | 44,700 | SH | DFND | 1 | 44,700 | 0 | 0 | |
HEALTHWAYS INC | NOTE 1.500% 7/0 | 422245AB6 | 20,371 | 10,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
HERBALIFE LTD | COM USD SHS | G4412G101 | 28,079 | 288,077 | SH | DFND | 1 | 288,077 | 0 | 0 | |
HERBALIFE LTD | NOTE 2.000% 8/1 | 42703MAB9 | 76,258 | 67,500 | PRN | DFND | 1 | 0 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 5,058 | 35,000 | SH | DFND | 1 | 35,000 | 0 | 0 | |
HUNTINGTON BANCSHARES INC | COM | 446150104 | 2,341 | 155,000 | SH | DFND | 1 | 155,000 | 0 | 0 | |
IAC INTERACTIVECORP | COM | 44919P508 | 34,581 | 221,133 | SH | DFND | 1 | 221,133 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 14,354 | 60,713 | SH | DFND | 1 | 60,713 | 0 | 0 | |
IMPAX LABORATORIES INC | NOTE 2.000% 6/1 | 45256BAE1 | 21,492 | 70,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
IQIYI INC | SPONSORED ADS | 46267X108 | 1,555 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 5,718 | 37,873 | SH | DFND | 1 | 37,873 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 8,942 | 593,780 | SH | DFND | 1 | 593,780 | 0 | 0 | |
KINDRED HEALTHCARE INC | COM | 494580103 | 6,691 | 731,210 | SH | DFND | 1 | 731,210 | 0 | 0 | |
KROGER CO | COM | 501044101 | 359 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
LANDCADIA HLDGS INC | CL A | 51476W107 | 20,080 | 2,000,000 | SH | DFND | 1 | 2,000,000 | 0 | 0 | |
LANDCADIA HLDGS INC | *W EXP 06/01/202 | 51476W115 | 735 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
LENNAR CORP | CL B | 526057302 | 1,312 | 27,520 | SH | DFND | 1 | 27,520 | 0 | 0 | |
LEO HOLDINGS CORP | UNIT 99/99/9999 | G5463L121 | 11,000 | 1,100,000 | SH | DFND | 1 | 1,100,000 | 0 | 0 | |
LIBERTY MEDIA CORP | DEB 3.500% 1/1 | 530715AN1 | 13,928 | 25,148 | PRN | DFND | 1 | 0 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | NOTE 1.375%10/1 | 531229AB8 | 30,584 | 28,500 | PRN | DFND | 1 | 0 | 0 | 0 | |
LIONS GATE ENTMNT CORP | CL A VTG | 535919401 | 15,711 | 608,264 | SH | DFND | 1 | 608,264 | 0 | 0 | |
LUMENTUM HLDGS INC | COM | 55024U109 | 23,621 | 370,234 | SH | DFND | 1 | 370,234 | 0 | 0 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 12,459 | 71,130 | SH | DFND | 1 | 71,130 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 21,600 | 236,662 | SH | DFND | 1 | 236,662 | 0 | 0 | |
MOSAIC ACQUISITION CORP | UNIT 99/99/9999 | G62848117 | 20,120 | 2,000,000 | SH | DFND | 1 | 2,000,000 | 0 | 0 | |
MULESOFT INC | CL A | 625207105 | 4,398 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
NATIONAL VISION HLDGS INC | COM | 63845R107 | 1,616 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 15,180 | 1,500,000 | SH | DFND | 1 | 1,500,000 | 0 | 0 | |
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 6,966 | 84,002 | SH | DFND | 1 | 84,002 | 0 | 0 | |
NICE LTD | SPONSORED ADR | 653656108 | 23,137 | 246,326 | SH | DFND | 1 | 246,326 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 563,472 | 4,815,997 | SH | DFND | 1 | 4,815,997 | 0 | 0 | |
OSPREY ENERGY ACQUISITION CO | *W EXP 07/21/202 | 688397116 | 380 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 1,238 | 16,316 | SH | DFND | 1 | 16,316 | 0 | 0 | |
PINNACLE ENTMT INC NEW | COM | 72348Y105 | 18,170 | 602,650 | SH | DFND | 1 | 602,650 | 0 | 0 | |
PLATINUM EAGLE ACQUISITIN CO | UNIT 01/09/2023 | G7126L126 | 15,225 | 1,500,000 | SH | DFND | 1 | 1,500,000 | 0 | 0 | |
PLAYA HOTELS & RESORTS NV | SHS | N70544106 | 3,066 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 128,104 | 800,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
PROOFPOINT INC | COM | 743424103 | 18,018 | 158,543 | SH | DFND | 1 | 158,543 | 0 | 0 | |
PURPLE INNOVATION INC | *W EXP 02/02/202 | 74640Y114 | 67 | 75,500 | SH | DFND | 1 | 75,500 | 0 | 0 | |
Q2 HLDGS INC | COM | 74736L109 | 1,067 | 23,416 | SH | DFND | 1 | 23,416 | 0 | 0 | |
QIAGEN NV | DEBT 0.375% 3/1 | N72482AA5 | 11,411 | 50 | PRN | DFND | 1 | 0 | 0 | 0 | |
RINGCENTRAL INC | CL A | 76680R206 | 4,153 | 65,400 | SH | DFND | 1 | 65,400 | 0 | 0 | |
ROCKWELL COLLINS INC | COM | 774341101 | 32,778 | 243,071 | SH | DFND | 1 | 243,071 | 0 | 0 | |
RPM INTL INC | COM | 749685103 | 6,222 | 130,518 | SH | DFND | 1 | 130,518 | 0 | 0 | |
SABAN CAP ACQUISITION CORP | COM CL A | 78516C106 | 9,940 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
SABAN CAP ACQUISITION CORP | *W EXP 09/21/202 | 78516C114 | 488 | 375,000 | SH | DFND | 1 | 375,000 | 0 | 0 | |
SEADRILL LIMITED | SHS | G7945E105 | 254 | 1,300,000 | SH | DFND | 1 | 1,300,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 7,415 | 110,000 | SH | Put | DFND | 1 | 110,000 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 5,263 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
SERVICENOW INC | COM | 81762P102 | 4,248 | 25,673 | SH | DFND | 1 | 25,673 | 0 | 0 | |
SERVICENOW INC | NOTE 11/0 | 81762PAB8 | 118,200 | 52,780 | PRN | DFND | 1 | 0 | 0 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 1,387 | 44,302 | SH | DFND | 1 | 44,302 | 0 | 0 | |
SNAP INC | CL A | 83304A106 | 2,766 | 174,300 | SH | DFND | 1 | 174,300 | 0 | 0 | |
SOCIAL CAP HEDOSOPHIA HLDGS | CL A | G8250R103 | 45,135 | 4,500,000 | SH | DFND | 1 | 4,500,000 | 0 | 0 | |
SOCIAL CAP HEDOSOPHIA HLDGS | *W EXP 09/14/202 | G8250R129 | 2,490 | 1,500,000 | SH | DFND | 1 | 1,500,000 | 0 | 0 | |
SOUTHWEST AIRLS CO | COM | 844741108 | 4,296 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
STANLEY BLACK & DECKER INC | COM | 854502101 | 7,660 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
SUNLANDS ONLINE ED GROUP | ADS | 86740P108 | 415 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
SUPERNUS PHARMACEUTICALS INC | COM | 868459108 | 4,516 | 98,600 | SH | DFND | 1 | 98,600 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 953 | 21,770 | SH | DFND | 1 | 21,770 | 0 | 0 | |
TALEND S A | ADS | 874224207 | 3,609 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
TEXTRON INC | COM | 883203101 | 3,431 | 58,174 | SH | DFND | 1 | 58,174 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 301,837 | 3,191,343 | SH | DFND | 1 | 3,191,343 | 0 | 0 | |
TIVO CORP | COM | 88870P106 | 804 | 59,308 | SH | DFND | 1 | 59,308 | 0 | 0 | |
TPG PACE ENERGY HLDGS CORP | CL A | 872656103 | 27,802 | 2,749,998 | SH | DFND | 1 | 2,749,998 | 0 | 0 | |
TPG PACE ENERGY HLDGS CORP | *W EXP 99/99/999 | 872656111 | 1,696 | 916,666 | SH | DFND | 1 | 916,666 | 0 | 0 | |
TPG PACE HLDGS CORP | CL A | G89827128 | 22,433 | 2,289,090 | SH | DFND | 1 | 2,289,090 | 0 | 0 | |
TPG PACE HLDGS CORP | *W EXP 06/27/202 | G89827110 | 1,206 | 763,030 | SH | DFND | 1 | 763,030 | 0 | 0 | |
UNION PAC CORP | COM | 907818108 | 6,360 | 47,310 | SH | DFND | 1 | 47,310 | 0 | 0 | |
VALIDUS HOLDINGS LTD | COM SHS | G9319H102 | 21,611 | 320,400 | SH | DFND | 1 | 320,400 | 0 | 0 | |
VERINT SYS INC | COM | 92343X100 | 1,836 | 43,100 | SH | DFND | 1 | 43,100 | 0 | 0 | |
VOYA FINL INC | COM | 929089100 | 10,720 | 212,268 | SH | DFND | 1 | 212,268 | 0 | 0 | |
WESTERN DIGITAL CORP | COM | 958102105 | 13,582 | 147,200 | SH | DFND | 1 | 147,200 | 0 | 0 | |
XL GROUP LTD | COM | G98294104 | 22,104 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
YAHOO INC | NOTE 12/0 | 984332AF3 | 62,785 | 45,308 | PRN | DFND | 1 | 0 | 0 | 0 | |
ZENDESK INC | COM | 98936J101 | 9,564 | 199,800 | SH | DFND | 1 | 199,800 | 0 | 0 |