The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
22ND CENTY GROUP INC | COM | 90137F103 | 176 | 75,000 | SH | DFND | 2 | 75,000 | 0 | 0 | |
8POINT3 ENERGY PARTNERS LP | CL A RPT LTDPT | 282539105 | 2,075 | 170,818 | SH | DFND | 1 | 170,818 | 0 | 0 | |
ABLYNX NV | SPONSORED ADR | 00372Y105 | 73,671 | 1,350,227 | SH | DFND | 1 | 1,350,227 | 0 | 0 | |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 791 | 35,200 | SH | DFND | 2 | 35,200 | 0 | 0 | |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 1,348 | 60,000 | SH | Call | DFND | 2 | 60,000 | 0 | 0 |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 1,416 | 63,000 | SH | Put | DFND | 2 | 63,000 | 0 | 0 |
ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | 267 | 11,700 | SH | DFND | 2 | 11,700 | 0 | 0 | |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 368 | 240,000 | SH | Put | DFND | 4 | 240,000 | 0 | 0 |
ACHAOGEN INC | COM | 004449104 | 297 | 22,900 | SH | Put | DFND | 2 | 22,900 | 0 | 0 |
ACORDA THERAPEUTICS INC | COM | 00484M106 | 3,552 | 150,180 | SH | DFND | 1 | 150,180 | 0 | 0 | |
ACORDA THERAPEUTICS INC | COM | 00484M106 | 24,158 | 18,900,000 | SH | Call | DFND | 1 | 18,900,000 | 0 | 0 |
ACORDA THERAPEUTICS INC | COM | 00484M106 | 78,667 | 48,250,000 | SH | Put | DFND | 1 | 48,250,000 | 0 | 0 |
ADOBE SYS INC | COM | 00724F101 | 23,299 | 107,828 | SH | DFND | 5 | 107,828 | 0 | 0 | |
AETNA INC NEW | COM | 00817Y108 | 3,769 | 22,300 | SH | Call | DFND | 2 | 22,300 | 0 | 0 |
AETNA INC NEW | COM | 00817Y108 | 198,319 | 1,173,487 | SH | DFND | 1 | 1,173,487 | 0 | 0 | |
AETNA INC NEW | COM | 00817Y108 | 438,687,885 | 182,490,000 | SH | Call | DFND | 1 | 182,490,000 | 0 | 0 |
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 1,582 | 23,650 | SH | DFND | 2 | 23,650 | 0 | 0 | |
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 2,181 | 32,600 | SH | Put | DFND | 2 | 32,600 | 0 | 0 |
AGROFRESH SOLUTIONS | *W EXP 07/31/202 | 00856G117 | 359 | 718,110 | SH | DFND | 2 | 718,110 | 0 | 0 | |
AIMMUNE THERAPEUTICS INC | COM | 00900T107 | 404 | 12,700 | SH | DFND | 2 | 12,700 | 0 | 0 | |
AIMMUNE THERAPEUTICS INC | COM | 00900T107 | 860 | 27,000 | SH | Put | DFND | 2 | 27,000 | 0 | 0 |
AKORN INC | COM | 009728106 | 3,949 | 211,037 | SH | DFND | 1 | 211,037 | 0 | 0 | |
AKORN INC | COM | 009728106 | 389,855 | 8,990,000 | SH | Call | DFND | 1 | 8,990,000 | 0 | 0 |
AKORN INC | COM | 009728106 | 230 | 12,300 | SH | Call | DFND | 2 | 12,300 | 0 | 0 |
AKORN INC | COM | 009728106 | 556 | 29,700 | SH | Put | DFND | 2 | 29,700 | 0 | 0 |
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 229 | 18,000 | SH | DFND | 2 | 18,000 | 0 | 0 | |
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 222 | 17,500 | SH | Put | DFND | 2 | 17,500 | 0 | 0 |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 1,191 | 10,000 | SH | Call | DFND | 2 | 10,000 | 0 | 0 |
ALPHABET INC | CAP STK CL C | 02079K107 | 992 | 961 | SH | DFND | 4 | 961 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 516 | 50,000 | SH | Put | DFND | 4 | 50,000 | 0 | 0 |
ALTA MESA RES INC | *W EXP 03/28/202 | 02133L117 | 1,596 | 1,029,377 | SH | DFND | 2 | 1,029,377 | 0 | 0 | |
ALTA MESA RES INC | CL A | 02133L109 | 1,658 | 207,198 | SH | DFND | 4 | 207,198 | 0 | 0 | |
ALTABA INC | COM | 021346101 | 5,901 | 79,700 | SH | DFND | 4 | 79,700 | 0 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 542 | 870,000 | SH | Call | DFND | 4 | 870,000 | 0 | 0 |
ALTRIA GROUP INC | COM | 02209S103 | 262 | 420,000 | SH | Put | DFND | 4 | 420,000 | 0 | 0 |
AMAZON COM INC | COM | 023135106 | 11,485 | 7,935 | SH | DFND | 4 | 7,935 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 434 | 30,000 | SH | Call | DFND | 4 | 30,000 | 0 | 0 |
AMERISOURCEBERGEN CORP | COM | 03073E105 | 9,921 | 115,074 | SH | DFND | 1 | 115,074 | 0 | 0 | |
AMICUS THERAPEUTICS INC | COM | 03152W109 | 1,000 | 66,500 | SH | DFND | 2 | 66,500 | 0 | 0 | |
AMICUS THERAPEUTICS INC | COM | 03152W109 | 1,804 | 120,000 | SH | Call | DFND | 2 | 120,000 | 0 | 0 |
AMICUS THERAPEUTICS INC | COM | 03152W109 | 1,774 | 118,000 | SH | Put | DFND | 2 | 118,000 | 0 | 0 |
ANALOG DEVICES INC | COM | 032654105 | 12,013 | 131,822 | SH | DFND | 5 | 131,822 | 0 | 0 | |
APPLE INC | COM | 037833100 | 1,884 | 11,231 | SH | DFND | 4 | 11,231 | 0 | 0 | |
APPLE INC | COM | 037833100 | 487 | 290,000 | SH | Call | DFND | 4 | 290,000 | 0 | 0 |
APPLE INC | COM | 037833100 | 487 | 290,000 | SH | Put | DFND | 4 | 290,000 | 0 | 0 |
APTIV PLC | SHS | G6095L109 | 13,147 | 154,727 | SH | DFND | 5 | 154,727 | 0 | 0 | |
ARCHER DANIELS MIDLAND CO | COM | 039483102 | 2,385 | 55,000 | SH | DFND | 2 | 55,000 | 0 | 0 | |
ARCHER DANIELS MIDLAND CO | COM | 039483102 | 2,602 | 60,000 | SH | Call | DFND | 2 | 60,000 | 0 | 0 |
ARCHER DANIELS MIDLAND CO | COM | 039483102 | 2,602 | 60,000 | SH | Put | DFND | 2 | 60,000 | 0 | 0 |
ASSEMBLY BIOSCIENCES INC | COM | 045396108 | 1,228 | 25,000 | SH | Call | DFND | 2 | 25,000 | 0 | 0 |
AT&T INC | COM | 00206R102 | 1,429,714 | 201,530,000 | SH | Call | DFND | 1 | 201,530,000 | 0 | 0 |
AT&T INC | COM | 00206R102 | 668 | 18,745 | SH | DFND | 1 | 18,745 | 0 | 0 | |
ATARA BIOTHERAPEUTICS INC | COM | 046513107 | 293 | 7,500 | SH | Call | DFND | 2 | 7,500 | 0 | 0 |
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 636 | 560,000 | SH | Put | DFND | 4 | 560,000 | 0 | 0 |
AUTOZONE INC | COM | 053332102 | 584 | 90,000 | SH | Put | DFND | 4 | 90,000 | 0 | 0 |
BED BATH & BEYOND INC | COM | 075896100 | 838 | 39,900 | SH | Call | DFND | 2 | 39,900 | 0 | 0 |
BED BATH & BEYOND INC | COM | 075896100 | 277 | 13,200 | SH | Put | DFND | 2 | 13,200 | 0 | 0 |
BHP BILLITON LTD | SPONSORED ADR | 088606108 | 3,689 | 83,027 | SH | DFND | 4 | 83,027 | 0 | 0 | |
BHP BILLITON PLC | SPONSORED ADR | 05545E209 | 810 | 20,395 | SH | DFND | 4 | 20,395 | 0 | 0 | |
BIG ROCK PARTNERS ACQUISI CO | COM | 089482103 | 164 | 16,738 | SH | DFND | 2 | 16,738 | 0 | 0 | |
BIG ROCK PARTNERS ACQUISI CO | UNIT 11/20/2022 | 089482202 | 303 | 29,300 | SH | DFND | 2 | 29,300 | 0 | 0 | |
BIOGEN INC | COM | 09062X103 | 376 | 1,373 | SH | DFND | 4 | 1,373 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 1,062 | 13,100 | SH | Call | DFND | 2 | 13,100 | 0 | 0 |
BISON CAP ACQUISITION CORP | *W EXP 06/20/202 | G1142P112 | 10 | 25,502 | SH | DFND | 2 | 25,502 | 0 | 0 | |
BISON CAP ACQUISITION CORP | RIGHT 03/20/2019 | G1142P138 | 16 | 32,172 | SH | DFND | 2 | 32,172 | 0 | 0 | |
BLACK RIDGE ACQUISITION CORP | *W EXP 07/10/202 | 09216T115 | 57 | 141,874 | SH | DFND | 2 | 141,874 | 0 | 0 | |
BLACK RIDGE ACQUISITION CORP | COM | 09216T107 | 149 | 15,379 | SH | DFND | 2 | 15,379 | 0 | 0 | |
BLACK RIDGE ACQUISITION CORP | UNIT 10/05/2022 | 09216T206 | 521 | 50,000 | SH | DFND | 4 | 50,000 | 0 | 0 | |
BLACKHAWK NETWORK HLDGS INC | COM | 09238E104 | 51,802 | 1,158,874 | SH | DFND | 1 | 1,158,874 | 0 | 0 | |
BLACKROCK INC | COM | 09247X101 | 6,058 | 11,183 | SH | DFND | 5 | 11,183 | 0 | 0 | |
BOOKING HLDGS INC | COM | 09857L108 | 208 | 10,000 | SH | Call | DFND | 4 | 10,000 | 0 | 0 |
BOOKING HLDGS INC | COM | 09857L108 | 624 | 30,000 | SH | Put | DFND | 4 | 30,000 | 0 | 0 |
BP PLC | SPONSORED ADR | 055622104 | 2,635 | 65,000 | SH | Call | DFND | 2 | 65,000 | 0 | 0 |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 221 | 3,500 | SH | DFND | 4 | 3,500 | 0 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 595 | 940,000 | SH | Put | DFND | 4 | 940,000 | 0 | 0 |
BROADCOM LTD | SHS | Y09827109 | 1,178 | 5,000 | SH | Call | DFND | 2 | 5,000 | 0 | 0 |
BROADCOM LTD | SHS | Y09827109 | 1,178 | 5,000 | SH | Put | DFND | 2 | 5,000 | 0 | 0 |
BUNGE LIMITED | COM | G16962105 | 2,284 | 30,900 | SH | Call | DFND | 2 | 30,900 | 0 | 0 |
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 13,281 | 361,183 | SH | DFND | 5 | 361,183 | 0 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 6,716 | 597,001 | SH | DFND | 5 | 597,001 | 0 | 0 | |
CALLIDUS SOFTWARE INC | COM | 13123E500 | 1,107 | 30,800 | SH | DFND | 1 | 30,800 | 0 | 0 | |
CAPITAL ONE FINL CORP | COM | 14040H105 | 479 | 5,000 | SH | DFND | 4 | 5,000 | 0 | 0 | |
CAPITOL INVT CORP IV | CL A ORD | G18920101 | 967 | 100,000 | SH | DFND | 4 | 100,000 | 0 | 0 | |
CAPITOL INVT CORP IV | UNIT 99/99/9999 | G18920119 | 557 | 55,017 | SH | DFND | 2 | 55,017 | 0 | 0 | |
CAPITOL INVT CORP IV | UNIT 99/99/9999 | G18920119 | 506 | 50,000 | SH | DFND | 4 | 50,000 | 0 | 0 | |
CAVIUM INC | COM | 14964U108 | 226,392 | 2,851,997 | SH | DFND | 1 | 2,851,997 | 0 | 0 | |
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 12,572 | 40,395 | SH | DFND | 5 | 40,395 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 297 | 260,000 | SH | Put | DFND | 4 | 260,000 | 0 | 0 |
CHICAGO BRIDGE & IRON CO N V | COM | 167250109 | 7,883 | 547,464 | SH | DFND | 1 | 547,464 | 0 | 0 | |
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 549 | 170,000 | SH | Put | DFND | 4 | 170,000 | 0 | 0 |
CIGNA CORPORATION | COM | 125509109 | 14,302,871 | 39,830,000 | SH | Call | DFND | 1 | 39,830,000 | 0 | 0 |
CIGNA CORPORATION | COM | 125509109 | 1,677 | 10,000 | SH | Call | DFND | 2 | 10,000 | 0 | 0 |
CISCO SYS INC | COM | 17275R102 | 468 | 1,090,000 | SH | Put | DFND | 4 | 1,090,000 | 0 | 0 |
CISCO SYS INC | COM | 17275R102 | 214 | 5,000 | SH | DFND | 4 | 5,000 | 0 | 0 | |
CISION LTD | *W EXP 06/22/202 | G1992S117 | 99 | 42,485 | SH | DFND | 2 | 42,485 | 0 | 0 | |
CM SEVEN STAR ACQUISITION CO | UNIT 08/21/2022 | G2345N128 | 532 | 51,901 | SH | DFND | 2 | 51,901 | 0 | 0 | |
CM SEVEN STAR ACQUISITION CO | UNIT 08/21/2022 | G2345N128 | 2,563 | 250,000 | SH | DFND | 4 | 250,000 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 465 | 1,070,000 | SH | Put | DFND | 4 | 1,070,000 | 0 | 0 |
COMMSCOPE HLDG CO INC | COM | 20337X109 | 1,451 | 36,314 | SH | DFND | 5 | 36,314 | 0 | 0 | |
COMMSCOPE HLDG CO INC | COM | 20337X109 | 78,141 | 19,820,000 | SH | Call | DFND | 5 | 19,820,000 | 0 | 0 |
COMMUNITY HEALTH SYS INC NEW | RIGHT 99/99/9999 | 203668116 | 44 | 3,889,814 | SH | DFND | 2 | 3,889,814 | 0 | 0 | |
CONOCOPHILLIPS | COM | 20825C104 | 480 | 810,000 | SH | Put | DFND | 4 | 810,000 | 0 | 0 |
CONSTELLATION ALPHA CAP CORP | SHS | G2379F108 | 1,711 | 173,340 | SH | DFND | 2 | 173,340 | 0 | 0 | |
CONSTELLATION ALPHA CAP CORP | UNIT 99/99/9999 | G2379F124 | 627 | 59,771 | SH | DFND | 2 | 59,771 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 10,986 | 48,200 | SH | Put | DFND | 2 | 48,200 | 0 | 0 |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 6,336 | 27,800 | SH | DFND | 2 | 27,800 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 9,390 | 41,200 | SH | Call | DFND | 2 | 41,200 | 0 | 0 |
CONVERGEONE HLDGS INC | COM CL A | 212481105 | 153 | 16,530 | SH | DFND | 2 | 16,530 | 0 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 207 | 110,000 | SH | Call | DFND | 4 | 110,000 | 0 | 0 |
COSTCO WHSL CORP NEW | COM | 22160K105 | 207 | 110,000 | SH | Put | DFND | 4 | 110,000 | 0 | 0 |
CVS HEALTH CORP | COM | 126650100 | 299 | 4,800 | SH | DFND | 2 | 4,800 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 2,950,359 | 110,420,000 | SH | Call | DFND | 1 | 110,420,000 | 0 | 0 |
CVS HEALTH CORP | COM | 126650100 | 3,484 | 56,000 | SH | Call | DFND | 2 | 56,000 | 0 | 0 |
CVS HEALTH CORP | COM | 126650100 | 4,348 | 69,900 | SH | Put | DFND | 2 | 69,900 | 0 | 0 |
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 286 | 22,000 | SH | Call | DFND | 2 | 22,000 | 0 | 0 |
DASEKE INC | *W EXP 02/27/202 | 23753F115 | 514 | 446,701 | SH | DFND | 2 | 446,701 | 0 | 0 | |
DEERE & CO | COM | 244199105 | 12,304 | 79,217 | SH | DFND | 5 | 79,217 | 0 | 0 | |
DEL TACO RESTAURANTS INC | *W EXP 06/30/202 | 245496112 | 47 | 20,643 | SH | DFND | 2 | 20,643 | 0 | 0 | |
DERMIRA INC | COM | 24983L104 | 320 | 40,000 | SH | DFND | 2 | 40,000 | 0 | 0 | |
DISCOVERY COMMUNICATNS NEW | COM SER C | 25470F302 | 6,167 | 315,931 | SH | DFND | 4 | 315,931 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 3,226 | 32,118 | SH | DFND | 5 | 32,118 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 231 | 230,000 | SH | Call | DFND | 4 | 230,000 | 0 | 0 |
DISNEY WALT CO | COM DISNEY | 254687106 | 271 | 270,000 | SH | Put | DFND | 4 | 270,000 | 0 | 0 |
DOMINION ENERGY INC | COM | 25746U109 | 46,149 | 34,580,000 | SH | Call | DFND | 1 | 34,580,000 | 0 | 0 |
DOVER CORP | COM | 260003108 | 982 | 10,000 | SH | Put | DFND | 2 | 10,000 | 0 | 0 |
DR PEPPER SNAPPLE GROUP INC | COM | 26138E109 | 1,657 | 14,000 | SH | DFND | 1 | 14,000 | 0 | 0 | |
DRAPER OAKWOOD TECHNOLOGY | UNIT 09/30/2024 | 26146L202 | 278 | 25,900 | SH | DFND | 2 | 25,900 | 0 | 0 | |
DST SYS INC DEL | COM | 233326107 | 37,194 | 444,642 | SH | DFND | 1 | 444,642 | 0 | 0 | |
DXC TECHNOLOGY CO | COM | 23355L106 | 895 | 8,900 | SH | DFND | 2 | 8,900 | 0 | 0 | |
DXC TECHNOLOGY CO | COM | 23355L106 | 2,795 | 27,800 | SH | Put | DFND | 2 | 27,800 | 0 | 0 |
DYNEGY INC NEW DEL | *W EXP 02/02/202 | 26817R157 | 9 | 33,348 | SH | DFND | 2 | 33,348 | 0 | 0 | |
EL PASO ELEC CO | COM NEW | 283677854 | 0 | 951,000 | SH | DFND | 1 | 951,000 | 0 | 0 | |
ELECTRONIC ARTS INC | COM | 285512109 | 24,066 | 198,500 | SH | Call | DFND | 2 | 198,500 | 0 | 0 |
ELECTRONIC ARTS INC | COM | 285512109 | 17,010 | 140,300 | SH | Put | DFND | 2 | 140,300 | 0 | 0 |
ELECTRONIC ARTS INC | COM | 285512109 | 5,698 | 47,000 | SH | DFND | 2 | 47,000 | 0 | 0 | |
ENBRIDGE INC | COM | 29250N105 | 2,012 | 63,957 | SH | DFND | 4 | 63,957 | 0 | 0 | |
ENEL GENERACION CHILE S A | SPONSORED ADR | 29244T101 | 10,507 | 368,322 | SH | DFND | 4 | 368,322 | 0 | 0 | |
ENVISION HEALTHCARE CORP | COM | 29414D100 | 3,402 | 88,518 | SH | DFND | 1 | 88,518 | 0 | 0 | |
EQT CORP | COM | 26884L109 | 204 | 4,300 | SH | Call | DFND | 2 | 4,300 | 0 | 0 |
EQT CORP | COM | 26884L109 | 646 | 13,600 | SH | Put | DFND | 2 | 13,600 | 0 | 0 |
EXELIXIS INC | COM | 30161Q104 | 222 | 10,000 | SH | Call | DFND | 2 | 10,000 | 0 | 0 |
EXELIXIS INC | COM | 30161Q104 | 222 | 10,000 | SH | Put | DFND | 2 | 10,000 | 0 | 0 |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 1,155,467 | 19,130,000 | SH | Call | DFND | 1 | 19,130,000 | 0 | 0 |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 863 | 12,500 | SH | Put | DFND | 2 | 12,500 | 0 | 0 |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 1,209 | 17,500 | SH | Call | DFND | 2 | 17,500 | 0 | 0 |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 227,933 | 3,299,553 | SH | DFND | 1 | 3,299,553 | 0 | 0 | |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 518 | 750,000 | SH | Call | DFND | 4 | 750,000 | 0 | 0 |
EXXON MOBIL CORP | COM | 30231G102 | 642 | 8,600 | SH | DFND | 4 | 8,600 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 1,149 | 1,540,000 | SH | Put | DFND | 4 | 1,540,000 | 0 | 0 |
FACEBOOK INC | CL A | 30303M102 | 1,758 | 11,000 | SH | DFND | 2 | 11,000 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 11,635 | 72,813 | SH | DFND | 5 | 72,813 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 11,985 | 75,000 | SH | Call | DFND | 2 | 75,000 | 0 | 0 |
FACEBOOK INC | CL A | 30303M102 | 5,593 | 35,000 | SH | Put | DFND | 2 | 35,000 | 0 | 0 |
FGL HLDGS | *W EXP 11/30/202 | G3402M110 | 139 | 76,180 | SH | DFND | 2 | 76,180 | 0 | 0 | |
FGL HLDGS | ORD SHS | G3402M102 | 521 | 51,300 | SH | DFND | 4 | 51,300 | 0 | 0 | |
FINTECH ACQUISITION CORP II | *W EXP 01/19/202 | 31810G117 | 147 | 111,316 | SH | DFND | 2 | 111,316 | 0 | 0 | |
FINTECH ACQUISITION CORP II | COM | 31810G109 | 1,168 | 117,522 | SH | DFND | 2 | 117,522 | 0 | 0 | |
GENERAL DYNAMICS CORP | COM | 369550108 | 398 | 180,000 | SH | Call | DFND | 4 | 180,000 | 0 | 0 |
GENERAL DYNAMICS CORP | COM | 369550108 | 663 | 3,000 | SH | DFND | 4 | 3,000 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 1,483 | 110,000 | SH | DFND | 2 | 110,000 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 5,734 | 425,400 | SH | Put | DFND | 2 | 425,400 | 0 | 0 |
GIGCAPITAL INC | RIGHT 03/06/2020 | 37518N114 | 4 | 10,400 | SH | DFND | 2 | 10,400 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 479 | 190,000 | SH | Call | DFND | 4 | 190,000 | 0 | 0 |
GORES HLDGS II INC | *W EXP 01/13/202 | 382867117 | 53 | 29,562 | SH | DFND | 2 | 29,562 | 0 | 0 | |
GORES HLDGS II INC | COM CL A | 382867109 | 1,541 | 154,053 | SH | DFND | 2 | 154,053 | 0 | 0 | |
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 995 | 100,000 | SH | DFND | 4 | 100,000 | 0 | 0 | |
GTY TECHNOLOGY HOLDINGS INC | UNIT 99/99/9999 | G4182A110 | 174 | 16,823 | SH | DFND | 2 | 16,823 | 0 | 0 | |
HAIN CELESTIAL GROUP INC | COM | 405217100 | 1,052 | 32,800 | SH | DFND | 2 | 32,800 | 0 | 0 | |
HAIN CELESTIAL GROUP INC | COM | 405217100 | 1,607 | 50,100 | SH | Put | DFND | 2 | 50,100 | 0 | 0 |
HAYMAKER ACQUISITION CORP | UNIT 10/19/2022 | 420870206 | 4,975 | 500,000 | SH | DFND | 4 | 500,000 | 0 | 0 | |
HELIOS & MATHESON ANALYTICS | COM NEW | 42327L200 | 142 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
HENNESSY CAP ACQUSTON CORP I | *W EXP 06/15/202 | 42588L113 | 25 | 30,605 | SH | DFND | 2 | 30,605 | 0 | 0 | |
HENNESSY CAP ACQUSTON CORP I | UNIT 06/15/2024 | 42588L204 | 4,734 | 450,000 | SH | DFND | 4 | 450,000 | 0 | 0 | |
HESS CORP | COM | 42809H107 | 1,038 | 20,500 | SH | Call | DFND | 2 | 20,500 | 0 | 0 |
HOME DEPOT INC | COM | 437076102 | 517 | 290,000 | SH | Put | DFND | 4 | 290,000 | 0 | 0 |
HRG GROUP INC | COM | 40434J100 | 2,868 | 173,896 | SH | DFND | 4 | 173,896 | 0 | 0 | |
HUNTER MARITIME ACQUISITION | *W EXP 99/99/999 | Y37828129 | 54 | 90,887 | SH | DFND | 2 | 90,887 | 0 | 0 | |
HUNTER MARITIME ACQUISITION | *W EXP 99/99/999 | Y37828129 | 170 | 287,500 | SH | DFND | 4 | 287,500 | 0 | 0 | |
HUNTER MARITIME ACQUISITION | CL A | Y37828111 | 5,664 | 575,000 | SH | DFND | 4 | 575,000 | 0 | 0 | |
I AM CAP ACQUISITION CO | *W EXP 05/22/202 | 45074Q116 | 46 | 105,748 | SH | DFND | 2 | 105,748 | 0 | 0 | |
I AM CAP ACQUISITION CO | RIGHT 05/22/2019 | 45074Q124 | 7 | 19,258 | SH | DFND | 2 | 19,258 | 0 | 0 | |
IAC INTERACTIVECORP | COM | 44919P508 | 1,501 | 9,600 | SH | DFND | 4 | 9,600 | 0 | 0 | |
ILG INC | COM | 44967H101 | 1,013 | 32,565 | SH | DFND | 2 | 32,565 | 0 | 0 | |
ILG INC | COM | 44967H101 | 3,267 | 105,000 | SH | Put | DFND | 2 | 105,000 | 0 | 0 |
ILG INC | COM | 44967H101 | 2,735 | 87,900 | SH | Call | DFND | 2 | 87,900 | 0 | 0 |
IMMUNOGEN INC | COM | 45253H101 | 202 | 19,200 | SH | Put | DFND | 2 | 19,200 | 0 | 0 |
INCYTE CORP | COM | 45337C102 | 3,017 | 36,200 | SH | Call | DFND | 2 | 36,200 | 0 | 0 |
INCYTE CORP | COM | 45337C102 | 1,408 | 16,900 | SH | Put | DFND | 2 | 16,900 | 0 | 0 |
INDUSTREA ACQUISITION CORP | *W EXP 08/01/202 | 45579J112 | 56 | 102,439 | SH | DFND | 2 | 102,439 | 0 | 0 | |
INDUSTREA ACQUISITION CORP | CL A | 45579J104 | 98 | 10,000 | SH | DFND | 4 | 10,000 | 0 | 0 | |
INDUSTREA ACQUISITION CORP | UNIT 07/21/2024 | 45579J203 | 172 | 16,525 | SH | DFND | 2 | 16,525 | 0 | 0 | |
INDUSTREA ACQUISITION CORP | UNIT 07/21/2024 | 45579J203 | 520 | 50,000 | SH | DFND | 4 | 50,000 | 0 | 0 | |
INSMED INC | COM PAR $.01 | 457669307 | 417 | 18,500 | SH | DFND | 2 | 18,500 | 0 | 0 | |
INSMED INC | COM PAR $.01 | 457669307 | 880 | 39,100 | SH | Put | DFND | 2 | 39,100 | 0 | 0 |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 230 | 150,000 | SH | Call | DFND | 4 | 150,000 | 0 | 0 |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 230 | 150,000 | SH | Put | DFND | 4 | 150,000 | 0 | 0 |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 575 | 3,750 | SH | DFND | 4 | 3,750 | 0 | 0 | |
INTL PAPER CO | COM | 460146103 | 534,861 | 35,400,000 | SH | Call | DFND | 1 | 35,400,000 | 0 | 0 |
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 254 | 15,000 | SH | Call | DFND | 2 | 15,000 | 0 | 0 |
ISHARES TR | 1 3 YR CR BD ETF | 464288646 | 10,380 | 100,000 | SH | DFND | 4 | 100,000 | 0 | 0 | |
ISHARES TR | NASDAQ BIOTECH | 464287556 | 2,134 | 20,000 | SH | Put | DFND | 2 | 20,000 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 56,936 | 37,500,000 | SH | Put | DFND | 4 | 37,500,000 | 0 | 0 |
JOHNSON & JOHNSON | COM | 478160104 | 430 | 3,357 | SH | DFND | 4 | 3,357 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 231 | 180,000 | SH | Call | DFND | 4 | 180,000 | 0 | 0 |
JOHNSON & JOHNSON | COM | 478160104 | 705 | 550,000 | SH | Put | DFND | 4 | 550,000 | 0 | 0 |
KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | 3,701 | 107,880 | SH | DFND | 1 | 107,880 | 0 | 0 | |
KAYNE ANDERSON ACQUISITION | UNIT 06/30/2022 | 48661U201 | 732 | 72,831 | SH | DFND | 2 | 72,831 | 0 | 0 | |
KAYNE ANDERSON ACQUISITION | UNIT 06/30/2022 | 48661U201 | 10,062 | 1,000,826 | SH | DFND | 4 | 1,000,826 | 0 | 0 | |
KBL MERGER CORP IV | *W EXP 01/15/202 | 48242A112 | 11 | 44,595 | SH | DFND | 2 | 44,595 | 0 | 0 | |
KBL MERGER CORP IV | RIGHT 03/22/2019 | 48242A120 | 35 | 101,044 | SH | DFND | 2 | 101,044 | 0 | 0 | |
KROGER CO | COM | 501044101 | 596 | 2,490,000 | SH | Call | DFND | 4 | 2,490,000 | 0 | 0 |
LA JOLLA PHARMACEUTICAL CO | COM PAR $.0001 2 | 503459604 | 1,193 | 40,054 | SH | DFND | 2 | 40,054 | 0 | 0 | |
LA QUINTA HLDGS INC | COM | 50420D108 | 4,741 | 250,694 | SH | DFND | 4 | 250,694 | 0 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 164 | 10,879 | SH | DFND | 2 | 10,879 | 0 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 754 | 50,000 | SH | DFND | 4 | 50,000 | 0 | 0 | |
LEGACY ACQUISITION CORP | *W EXP 11/30/202 | 524643111 | 75 | 214,327 | SH | DFND | 2 | 214,327 | 0 | 0 | |
LEGACY ACQUISITION CORP | UNIT 05/31/2024 | 524643202 | 790 | 79,414 | SH | DFND | 2 | 79,414 | 0 | 0 | |
LEGACY ACQUISITION CORP | UNIT 05/31/2024 | 524643202 | 2,985 | 300,000 | SH | DFND | 4 | 300,000 | 0 | 0 | |
LEISURE ACQUISITION CORP | *W EXP 12/05/201 | 52539T115 | 12 | 16,498 | SH | DFND | 2 | 16,498 | 0 | 0 | |
LEISURE ACQUISITION CORP | UNIT 99/99/9999 | 52539T206 | 110 | 11,100 | SH | DFND | 2 | 11,100 | 0 | 0 | |
LENNAR CORP | CL A | 526057104 | 5,010 | 85,000 | SH | Call | DFND | 2 | 85,000 | 0 | 0 |
LENNAR CORP | CL A | 526057104 | 2,063 | 35,000 | SH | Put | DFND | 2 | 35,000 | 0 | 0 |
LENNAR CORP | CL A | 526057104 | 1,297 | 22,000 | SH | DFND | 2 | 22,000 | 0 | 0 | |
LENNAR CORP | CL B | 526057302 | 2,149 | 45,070 | SH | DFND | 4 | 45,070 | 0 | 0 | |
LIBERTY LATIN AMERICA LTD | COM CL C | G9001E128 | 225 | 11,800 | SH | DFND | 4 | 11,800 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM A SIRIUSXM | 531229409 | 10,757 | 261,725 | SH | DFND | 4 | 261,725 | 0 | 0 | |
LIONS GATE ENTMNT CORP | CL B NON VTG | 535919500 | 2,886 | 119,852 | SH | DFND | 4 | 119,852 | 0 | 0 | |
LIONS GATE ENTMNT CORP | CL B NON VTG | 535919500 | 7,620 | 316,440 | SH | DFND | 5 | 316,440 | 0 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 304 | 90,000 | SH | Put | DFND | 4 | 90,000 | 0 | 0 |
LULULEMON ATHLETICA INC | COM | 550021109 | 998 | 11,202 | SH | DFND | 2 | 11,202 | 0 | 0 | |
LULULEMON ATHLETICA INC | COM | 550021109 | 1,337 | 15,000 | SH | Put | DFND | 2 | 15,000 | 0 | 0 |
M I ACQUISITIONS INC | *W EXP 11/15/202 | 55304A112 | 32 | 39,421 | SH | DFND | 2 | 39,421 | 0 | 0 | |
M I ACQUISITIONS INC | COM | 55304A104 | 127 | 12,157 | SH | DFND | 2 | 12,157 | 0 | 0 | |
M I ACQUISITIONS INC | UNIT 99/99/9999 | 55304A203 | 889 | 80,490 | SH | DFND | 2 | 80,490 | 0 | 0 | |
MADISON SQUARE GARDEN CO NEW | CL A | 55825T103 | 9,321 | 37,923 | SH | DFND | 5 | 37,923 | 0 | 0 | |
MANULIFE FINL CORP | COM | 56501R106 | 406 | 21,848 | SH | DFND | 4 | 21,848 | 0 | 0 | |
MARATHON OIL CORP | COM | 565849106 | 1,274 | 79,000 | SH | Call | DFND | 2 | 79,000 | 0 | 0 |
MARATHON PETE CORP | COM | 56585A102 | 1,682 | 23,000 | SH | Call | DFND | 2 | 23,000 | 0 | 0 |
MATLIN & PARTNERS ACQUISITIO | UNIT 05/28/2021A | 57682V205 | 6,168 | 600,000 | SH | DFND | 4 | 600,000 | 0 | 0 | |
MAXIM INTEGRATED PRODS INC | COM | 57772K101 | 3,410 | 56,618 | SH | DFND | 5 | 56,618 | 0 | 0 | |
MCKESSON CORP | COM | 58155Q103 | 563 | 4,000 | SH | Put | DFND | 2 | 4,000 | 0 | 0 |
MEDTRONIC PLC | SHS | G5960L103 | 233 | 290,000 | SH | Call | DFND | 4 | 290,000 | 0 | 0 |
MERCK & CO INC | COM | 58933Y105 | 272 | 500,000 | SH | Call | DFND | 4 | 500,000 | 0 | 0 |
MERCK & CO INC | COM | 58933Y105 | 229 | 420,000 | SH | Put | DFND | 4 | 420,000 | 0 | 0 |
METLIFE INC | COM | 59156R108 | 243 | 530,000 | SH | Call | DFND | 4 | 530,000 | 0 | 0 |
MGM RESORTS INTERNATIONAL | COM | 552953101 | 483 | 13,800 | SH | Call | DFND | 2 | 13,800 | 0 | 0 |
MGM RESORTS INTERNATIONAL | COM | 552953101 | 350 | 10,000 | SH | Put | DFND | 2 | 10,000 | 0 | 0 |
MICROSEMI CORP | COM | 595137100 | 551,893 | 125,700,000 | SH | Call | DFND | 1 | 125,700,000 | 0 | 0 |
MICROSEMI CORP | COM | 595137100 | 324 | 5,000 | SH | Call | DFND | 2 | 5,000 | 0 | 0 |
MICROSEMI CORP | COM | 595137100 | 366,643 | 5,665,062 | SH | DFND | 1 | 5,665,062 | 0 | 0 | |
MICROSEMI CORP | COM | 595137100 | 229,497 | 45,620,000 | SH | Put | DFND | 1 | 45,620,000 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 16,999 | 186,248 | SH | DFND | 5 | 186,248 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 219 | 240,000 | SH | Call | DFND | 4 | 240,000 | 0 | 0 |
MODERN MEDIA ACQUISITION | *W EXP 05/17/202 | 60765P111 | 8 | 15,604 | SH | DFND | 2 | 15,604 | 0 | 0 | |
MODERN MEDIA ACQUISITION | COM | 60765P103 | 3,509 | 352,622 | SH | DFND | 2 | 352,622 | 0 | 0 | |
MODERN MEDIA ACQUISITION | UNIT 99/99/9999 | 60765P202 | 266 | 25,000 | SH | DFND | 2 | 25,000 | 0 | 0 | |
MODERN MEDIA ACQUISITION | UNIT 99/99/9999 | 60765P202 | 1,898 | 178,699 | SH | DFND | 4 | 178,699 | 0 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 271 | 650,000 | SH | Call | DFND | 4 | 650,000 | 0 | 0 |
MONDELEZ INTL INC | CL A | 609207105 | 367 | 880,000 | SH | Put | DFND | 4 | 880,000 | 0 | 0 |
MONSANTO CO NEW | COM | 61166W101 | 41,133 | 352,500 | SH | Put | DFND | 2 | 352,500 | 0 | 0 |
MONSANTO CO NEW | COM | 61166W101 | 72,849 | 624,296 | SH | DFND | 1 | 624,296 | 0 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 31,716 | 271,800 | SH | Call | DFND | 2 | 271,800 | 0 | 0 |
MOSAIC ACQUISITION CORP | *W EXP 10/23/202 | G62848125 | 53 | 42,719 | SH | DFND | 2 | 42,719 | 0 | 0 | |
MOSAIC ACQUISITION CORP | SHS CL A | G62848109 | 1,951 | 200,100 | SH | DFND | 2 | 200,100 | 0 | 0 | |
MOSAIC ACQUISITION CORP | UNIT 99/99/9999 | G62848117 | 1,286 | 127,859 | SH | DFND | 2 | 127,859 | 0 | 0 | |
MULESOFT INC | CL A | 625207105 | 2,960 | 67,309 | SH | DFND | 1 | 67,309 | 0 | 0 | |
MYOKARDIA INC | COM | 62857M105 | 220 | 4,500 | SH | DFND | 2 | 4,500 | 0 | 0 | |
MYOKARDIA INC | COM | 62857M105 | 429 | 8,800 | SH | Put | DFND | 2 | 8,800 | 0 | 0 |
NANOVIRICIDES INC | COM NEW | 630087203 | 0 | 373,750 | SH | DFND | 1 | 373,750 | 0 | 0 | |
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 1,932 | 23,300 | SH | Call | DFND | 2 | 23,300 | 0 | 0 |
NEVRO CORP | COM | 64157F103 | 1,993 | 23,000 | SH | Call | DFND | 2 | 23,000 | 0 | 0 |
NEXTERA ENERGY INC | COM | 65339F101 | 817 | 5,000 | SH | DFND | 4 | 5,000 | 0 | 0 | |
NIKE INC | CL B | 654106103 | 498 | 750,000 | SH | Call | DFND | 4 | 750,000 | 0 | 0 |
NORTHROP GRUMMAN CORP | COM | 666807102 | 698 | 2,000 | SH | DFND | 4 | 2,000 | 0 | 0 | |
NVIDIA CORP | COM | 67066G104 | 1,348 | 5,820 | SH | DFND | 4 | 5,820 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 249,871 | 2,135,647 | SH | DFND | 1 | 2,135,647 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 18,674 | 159,600 | SH | Put | DFND | 2 | 159,600 | 0 | 0 |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 488,033,594 | 182,490,000 | SH | Call | DFND | 1 | 182,490,000 | 0 | 0 |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 40,729 | 348,100 | SH | Call | DFND | 2 | 348,100 | 0 | 0 |
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 273 | 420,000 | SH | Put | DFND | 4 | 420,000 | 0 | 0 |
OCI PARTNERS LP | COM UNIT REP LP | 67091N108 | 6,503 | 710,763 | SH | DFND | 4 | 710,763 | 0 | 0 | |
OCLARO INC | COM NEW | 67555N206 | 335 | 35,000 | SH | Call | DFND | 2 | 35,000 | 0 | 0 |
ONE MADISON CORP | *W EXP 99/99/999 | G6772P126 | 35 | 38,712 | SH | DFND | 2 | 38,712 | 0 | 0 | |
ONE MADISON CORP | COM CL A | G6772P100 | 258 | 27,024 | SH | DFND | 2 | 27,024 | 0 | 0 | |
ONEMAIN HLDGS INC | COM | 68268W103 | 1,823 | 60,900 | SH | Call | DFND | 2 | 60,900 | 0 | 0 |
ORACLE CORP | COM | 68389X105 | 334 | 730,000 | SH | Call | DFND | 4 | 730,000 | 0 | 0 |
ORBOTECH LTD | ORD | M75253100 | 14,774 | 237,604 | SH | DFND | 1 | 237,604 | 0 | 0 | |
OSPREY ENERGY ACQUISITION CO | *W EXP 07/21/202 | 688397116 | 77 | 101,947 | SH | DFND | 2 | 101,947 | 0 | 0 | |
OSPREY ENERGY ACQUISITION CO | UNIT 07/21/2022 | 688397207 | 1,010 | 100,000 | SH | DFND | 4 | 100,000 | 0 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 21,921 | 288,930 | SH | DFND | 5 | 288,930 | 0 | 0 | |
PENN NATL GAMING INC | COM | 707569109 | 5,016 | 191,023 | SH | DFND | 1 | 191,023 | 0 | 0 | |
PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 13 | 26,330 | SH | DFND | 2 | 26,330 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 6,301 | 57,730 | SH | DFND | 5 | 57,730 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 327 | 3,000 | SH | Call | DFND | 2 | 3,000 | 0 | 0 |
PEPSICO INC | COM | 713448108 | 349 | 320,000 | SH | Call | DFND | 4 | 320,000 | 0 | 0 |
PEPSICO INC | COM | 713448108 | 229 | 210,000 | SH | Put | DFND | 4 | 210,000 | 0 | 0 |
PETROBRAS ARGENTINA S A | SPONS ADR | 71646J109 | 10,032 | 850,162 | SH | DFND | 4 | 850,162 | 0 | 0 | |
PG&E CORP | COM | 69331C108 | 325 | 740,000 | SH | Call | DFND | 4 | 740,000 | 0 | 0 |
PHH CORP | COM NEW | 693320202 | 785 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 219 | 220,000 | SH | Put | DFND | 4 | 220,000 | 0 | 0 |
PHILLIPS 66 | COM | 718546104 | 317 | 330,000 | SH | Call | DFND | 4 | 330,000 | 0 | 0 |
PINNACLE FOODS INC DEL | COM | 72348P104 | 3,488 | 64,482 | SH | DFND | 5 | 64,482 | 0 | 0 | |
PIONEER NAT RES CO | COM | 723787107 | 1,288 | 7,500 | SH | Call | DFND | 2 | 7,500 | 0 | 0 |
PLATINUM EAGLE ACQUISITIN CO | *W EXP 01/17/202 | G7126L118 | 218 | 174,327 | SH | DFND | 2 | 174,327 | 0 | 0 | |
PLATINUM EAGLE ACQUISITIN CO | SHS CL A | G7126L100 | 4,253 | 431,811 | SH | DFND | 2 | 431,811 | 0 | 0 | |
PLUG POWER INC | COM NEW | 72919P202 | 485 | 256,700 | SH | Put | DFND | 2 | 256,700 | 0 | 0 |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 4,778,199 | 28,530,000 | SH | Put | DFND | 5 | 28,530,000 | 0 | 0 |
PROCTER AND GAMBLE CO | COM | 742718109 | 349 | 440,000 | SH | Call | DFND | 4 | 440,000 | 0 | 0 |
PROCTER AND GAMBLE CO | COM | 742718109 | 460 | 580,000 | SH | Put | DFND | 4 | 580,000 | 0 | 0 |
PROSHARES TR | ULTRASHRT S&P500 | 74347B383 | 1,126 | 27,488 | SH | DFND | 4 | 27,488 | 0 | 0 | |
PRUDENTIAL SHT DURATION HG Y | COM | 74442F107 | 243 | 17,225 | SH | DFND | 4 | 17,225 | 0 | 0 | |
PTC THERAPEUTICS INC | COM | 69366J200 | 541 | 20,000 | SH | Call | DFND | 2 | 20,000 | 0 | 0 |
QUALCOMM INC | COM | 747525103 | 39,329 | 709,780 | SH | DFND | 1 | 709,780 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 8,589 | 155,000 | SH | Put | DFND | 2 | 155,000 | 0 | 0 |
QUALCOMM INC | COM | 747525103 | 3,099,126 | 61,960,000 | SH | Put | DFND | 1 | 61,960,000 | 0 | 0 |
QUALCOMM INC | COM | 747525103 | 22,263 | 401,800 | SH | Call | DFND | 2 | 401,800 | 0 | 0 |
QUALCOMM INC | COM | 747525103 | 2,878,848 | 98,660,000 | SH | Call | DFND | 1 | 98,660,000 | 0 | 0 |
QUANTA SVCS INC | COM | 74762E102 | 275 | 8,000 | SH | DFND | 2 | 8,000 | 0 | 0 | |
QUANTA SVCS INC | COM | 74762E102 | 344 | 10,000 | SH | Put | DFND | 2 | 10,000 | 0 | 0 |
RAYTHEON CO | COM NEW | 755111507 | 755 | 3,500 | SH | DFND | 4 | 3,500 | 0 | 0 | |
RAYTHEON CO | COM NEW | 755111507 | 216 | 100,000 | SH | Call | DFND | 4 | 100,000 | 0 | 0 |
RAYTHEON CO | COM NEW | 755111507 | 324 | 150,000 | SH | Put | DFND | 4 | 150,000 | 0 | 0 |
REGALWOOD GLOBAL ENERGY LTD | *W EXP 12/05/202 | G74760128 | 251 | 228,390 | SH | DFND | 2 | 228,390 | 0 | 0 | |
RIMINI STR INC DEL | COM | 76674Q107 | 4,417 | 516,015 | SH | DFND | 2 | 516,015 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 84 | 50,000 | SH | DFND | 4 | 50,000 | 0 | 0 | |
ROCKWELL COLLINS INC | COM | 774341101 | 202 | 1,500 | SH | DFND | 2 | 1,500 | 0 | 0 | |
ROCKWELL COLLINS INC | COM | 774341101 | 1,065 | 7,900 | SH | Put | DFND | 2 | 7,900 | 0 | 0 |
ROCKWELL COLLINS INC | COM | 774341101 | 87,319 | 647,528 | SH | DFND | 1 | 647,528 | 0 | 0 | |
ROKU INC | COM CL A | 77543R102 | 4,665 | 15,000,000 | SH | Call | DFND | 4 | 15,000,000 | 0 | 0 |
SABAN CAP ACQUISITION CORP | *W EXP 09/21/202 | 78516C114 | 42 | 32,632 | SH | DFND | 2 | 32,632 | 0 | 0 | |
SABAN CAP ACQUISITION CORP | COM CL A | 78516C106 | 103 | 10,329 | SH | DFND | 2 | 10,329 | 0 | 0 | |
SABAN CAP ACQUISITION CORP | UNIT 99/99/9999 | 78516C205 | 1,167 | 110,898 | SH | DFND | 2 | 110,898 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 22,714 | 195,309 | SH | DFND | 5 | 195,309 | 0 | 0 | |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 19 | 45,000 | SH | DFND | 2 | 45,000 | 0 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 220 | 340,000 | SH | Put | DFND | 4 | 340,000 | 0 | 0 |
SCHWAB CHARLES CORP NEW | COM | 808513105 | 862 | 16,500 | SH | DFND | 4 | 16,500 | 0 | 0 | |
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 626 | 1,070,000 | SH | Call | DFND | 4 | 1,070,000 | 0 | 0 |
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 211 | 360,000 | SH | Put | DFND | 4 | 360,000 | 0 | 0 |
SENTINEL ENERGY SVCS INC | *W EXP 11/02/202 | G8062D110 | 202 | 212,512 | SH | DFND | 2 | 212,512 | 0 | 0 | |
SENTINEL ENERGY SVCS INC | UNIT 11/02/2022 | G8062D128 | 3,968 | 400,000 | SH | DFND | 4 | 400,000 | 0 | 0 | |
SERVICENOW INC | COM | 81762P102 | 12,200 | 73,738 | SH | DFND | 5 | 73,738 | 0 | 0 | |
SIMON PPTY GROUP INC NEW | COM | 828806109 | 232 | 150,000 | SH | Call | DFND | 4 | 150,000 | 0 | 0 |
SIMPLY GOOD FOODS CO | *W EXP 07/07/202 | 82900L110 | 330 | 92,822 | SH | DFND | 2 | 92,822 | 0 | 0 | |
SIRIUS XM HLDGS INC | COM | 82968B103 | 618 | 99,000 | SH | DFND | 2 | 99,000 | 0 | 0 | |
SIRIUS XM HLDGS INC | COM | 82968B103 | 1,934 | 310,000 | SH | Put | DFND | 2 | 310,000 | 0 | 0 |
SIRIUS XM HLDGS INC | COM | 82968B103 | 4,680 | 75,000,000 | SH | Put | DFND | 4 | 75,000,000 | 0 | 0 |
SOCIAL CAP HEDOSOPHIA HLDGS | *W EXP 09/14/202 | G8250R129 | 77 | 46,244 | SH | DFND | 2 | 46,244 | 0 | 0 | |
SOCIAL CAP HEDOSOPHIA HLDGS | CL A | G8250R103 | 1,920 | 191,394 | SH | DFND | 2 | 191,394 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 7,000 | 26,600 | SH | Call | DFND | 2 | 26,600 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4,025,406 | 12,120,000 | SH | Put | DFND | 5 | 12,120,000 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 342 | 130,000 | SH | Call | DFND | 4 | 130,000 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,832,471 | 88,130,000 | SH | Call | DFND | 1 | 88,130,000 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 5,804 | 22,054 | SH | DFND | 5 | 22,054 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,303 | 4,950 | SH | DFND | 2 | 4,950 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3,928 | 14,928 | SH | DFND | 1 | 14,928 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 632 | 2,400 | SH | Put | DFND | 2 | 2,400 | 0 | 0 |
SPLUNK INC | COM | 848637104 | 4,201 | 42,700 | SH | DFND | 5 | 42,700 | 0 | 0 | |
SPRINT CORP | COM SER 1 | 85207U105 | 281 | 57,500 | SH | DFND | 2 | 57,500 | 0 | 0 | |
SPRINT CORP | COM SER 1 | 85207U105 | 430 | 88,200 | SH | Put | DFND | 2 | 88,200 | 0 | 0 |
SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 85208R101 | 10,528 | 796,340 | SH | DFND | 4 | 796,340 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 295 | 510,000 | SH | Call | DFND | 4 | 510,000 | 0 | 0 |
STELLAR ACQUISITION III INC | COM | Y8172W107 | 4,147 | 400,683 | SH | DFND | 2 | 400,683 | 0 | 0 | |
STEMLINE THERAPEUTICS INC | COM | 85858C107 | 347 | 22,700 | SH | DFND | 4 | 22,700 | 0 | 0 | |
STERLING BANCORP DEL | COM | 85917A100 | 1,172 | 51,960 | SH | DFND | 4 | 51,960 | 0 | 0 | |
STEWART INFORMATION SVCS COR | COM | 860372101 | 7,601 | 172,981 | SH | DFND | 1 | 172,981 | 0 | 0 | |
T MOBILE US INC | COM | 872590104 | 281 | 4,600 | SH | Call | DFND | 2 | 4,600 | 0 | 0 |
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 8,473 | 86,654 | SH | DFND | 5 | 86,654 | 0 | 0 | |
TECHNIPFMC PLC | COM | G87110105 | 1,178 | 40,000 | SH | Call | DFND | 2 | 40,000 | 0 | 0 |
TEXAS INSTRS INC | COM | 882508104 | 499 | 480,000 | SH | Call | DFND | 4 | 480,000 | 0 | 0 |
TEXAS INSTRS INC | COM | 882508104 | 270 | 260,000 | SH | Put | DFND | 4 | 260,000 | 0 | 0 |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 248 | 120,000 | SH | Call | DFND | 4 | 120,000 | 0 | 0 |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 413 | 200,000 | SH | Put | DFND | 4 | 200,000 | 0 | 0 |
THOMSON REUTERS CORP | COM | 884903105 | 566 | 14,638 | SH | DFND | 4 | 14,638 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 40,222 | 425,270 | SH | DFND | 1 | 425,270 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 20,584 | 217,641 | SH | DFND | 5 | 217,641 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 41,700 | 440,900 | SH | Call | DFND | 2 | 440,900 | 0 | 0 |
TIME WARNER INC | COM NEW | 887317303 | 23,957 | 253,300 | SH | Put | DFND | 2 | 253,300 | 0 | 0 |
TPG PACE ENERGY HLDGS CORP | *W EXP 99/99/999 | 872656111 | 125 | 67,371 | SH | DFND | 2 | 67,371 | 0 | 0 | |
TPG PACE ENERGY HLDGS CORP | CL A | 872656103 | 604 | 59,778 | SH | DFND | 2 | 59,778 | 0 | 0 | |
TPG PACE HLDGS CORP | CL A | G89827128 | 537 | 54,818 | SH | DFND | 2 | 54,818 | 0 | 0 | |
TRANSCANADA CORP | COM | 89353D107 | 260,548 | 6,300,000 | SH | DFND | 4 | 6,300,000 | 0 | 0 | |
TRINITY INDS INC | COM | 896522109 | 604 | 18,500 | SH | DFND | 2 | 18,500 | 0 | 0 | |
TRINITY INDS INC | COM | 896522109 | 979 | 30,000 | SH | Put | DFND | 2 | 30,000 | 0 | 0 |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 1,740 | 47,411 | SH | DFND | 1 | 47,411 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 1,457 | 39,700 | SH | Call | DFND | 2 | 39,700 | 0 | 0 |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 1,468 | 40,000 | SH | Put | DFND | 2 | 40,000 | 0 | 0 |
UNILEVER PLC | SPON ADR NEW | 904767704 | 8,744 | 157,381 | SH | DFND | 4 | 157,381 | 0 | 0 | |
UNION ACQUISITION CORP | *W EXP 07/01/202 | G9366W127 | 193 | 568,775 | SH | DFND | 2 | 568,775 | 0 | 0 | |
UNION ACQUISITION CORP | RIGHT 12/02/2019 | G9366W135 | 11 | 31,575 | SH | DFND | 2 | 31,575 | 0 | 0 | |
UNION ACQUISITION CORP | UNIT 99/99/9999 | G9366W119 | 124 | 12,080 | SH | DFND | 2 | 12,080 | 0 | 0 | |
UNISYS CORP | COM NEW | 909214306 | 161 | 15,000 | SH | DFND | 2 | 15,000 | 0 | 0 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 586 | 560,000 | SH | Call | DFND | 4 | 560,000 | 0 | 0 |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 12,317 | 97,897 | SH | DFND | 5 | 97,897 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 2,613 | 20,769 | SH | DFND | 1 | 20,769 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 321 | 150,000 | SH | Put | DFND | 4 | 150,000 | 0 | 0 |
US BANCORP DEL | COM NEW | 902973304 | 283 | 560,000 | SH | Call | DFND | 4 | 560,000 | 0 | 0 |
VALE S A | ADR | 91912E105 | 254 | 20,000 | SH | DFND | 2 | 20,000 | 0 | 0 | |
VALIDUS HOLDINGS LTD | COM SHS | G9319H102 | 33,699 | 499,613 | SH | DFND | 1 | 499,613 | 0 | 0 | |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 834 | 8,000 | SH | DFND | 2 | 8,000 | 0 | 0 | |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 6,643,689 | 40,070,000 | SH | Put | DFND | 1 | 40,070,000 | 0 | 0 |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 4,171 | 40,000 | SH | Put | DFND | 2 | 40,000 | 0 | 0 |
VANTAGE ENERGY ACQUISITION | *W EXP 04/12/202 | 92211L113 | 213 | 146,730 | SH | DFND | 2 | 146,730 | 0 | 0 | |
VANTAGE ENERGY ACQUISITION | COM CL A | 92211L105 | 981 | 100,350 | SH | DFND | 2 | 100,350 | 0 | 0 | |
VANTAGE ENERGY ACQUISITION | UNIT 04/12/2024 | 92211L204 | 10,230 | 1,000,000 | SH | DFND | 4 | 1,000,000 | 0 | 0 | |
VANTAGE ENERGY ACQUISITION | UNIT 04/12/2024 | 92211L204 | 1,517 | 148,332 | SH | DFND | 2 | 148,332 | 0 | 0 | |
VECTREN CORP | COM | 92240G101 | 10,840 | 169,583 | SH | DFND | 1 | 169,583 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 450 | 940,000 | SH | Call | DFND | 4 | 940,000 | 0 | 0 |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 526 | 11,000 | SH | DFND | 2 | 11,000 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 8,999 | 74,200 | SH | Call | DFND | 2 | 74,200 | 0 | 0 |
VMWARE INC | CL A COM | 928563402 | 3,735 | 30,800 | SH | Put | DFND | 2 | 30,800 | 0 | 0 |
VONAGE HLDGS CORP | COM | 92886T201 | 1,074 | 100,800 | SH | DFND | 4 | 100,800 | 0 | 0 | |
WALMART INC | COM | 931142103 | 231 | 260,000 | SH | Call | DFND | 4 | 260,000 | 0 | 0 |
WELLS FARGO CO NEW | COM | 949746101 | 220 | 420,000 | SH | Put | DFND | 4 | 420,000 | 0 | 0 |
WILLSCOT CORP | *W EXP 09/10/202 | 971375118 | 173 | 103,453 | SH | DFND | 2 | 103,453 | 0 | 0 | |
WYNN RESORTS LTD | COM | 983134107 | 19,295 | 105,809 | SH | DFND | 5 | 105,809 | 0 | 0 | |
XL GROUP LTD | COM | G98294104 | 261,737 | 4,736,467 | SH | DFND | 1 | 4,736,467 | 0 | 0 | |
XL GROUP LTD | COM | G98294104 | 1,661,448 | 302,560,000 | SH | Put | DFND | 1 | 302,560,000 | 0 | 0 |
YOGAWORKS INC | COM | 986005106 | 2,693 | 935,000 | SH | DFND | 2 | 935,000 | 0 | 0 |