The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMAG PHA | NOTE3 | 00163UAD8 | 19,101,000 | 18,500,000 | PRN | DFND | 18,500,000 | 0 | 0 | ||
ANGI HOM | COMCL | 00183L102 | 4,368,000 | 321,683 | SH | DFND | 321,683 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 1,875,000 | 52,596 | SH | DFND | 52,596 | 0 | 0 | ||
ACTIVISI | COM | 00507V109 | 3,692,000 | 54,734 | SH | DFND | 54,734 | 0 | 0 | ||
AEGERION | NOTE2 | 00767EAB8 | 17,427,000 | 22,000,000 | PRN | DFND | 22,000,000 | 0 | 0 | ||
AIR PROD | COM | 009158106 | 84,534,000 | 531,561 | SH | DFND | 531,561 | 0 | 0 | ||
AKAMAI T | COM | 00971T101 | 3,240,000 | 45,640 | SH | DFND | 45,640 | 0 | 0 | ||
ALCOA CO | COM | 013872106 | 4,738,000 | 105,392 | SH | DFND | 105,392 | 0 | 0 | ||
ALIBABA | SPONS | 01609W102 | 11,794,000 | 64,258 | SH | DFND | 64,258 | 0 | 0 | ||
ALLIANCE | COM | 018581108 | 2,129,000 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
ALLSCRIP | NOTE1 | 01988PAD0 | 12,578,000 | 12,500,000 | PRN | DFND | 12,500,000 | 0 | 0 | ||
ALLSTATE | COM | 020002101 | 12,324,000 | 130,000 | SH | DFND | 130,000 | 0 | 0 | ||
ALPHABET | CAPST | 02079K305 | 4,745,000 | 4,575 | SH | DFND | 4,575 | 0 | 0 | ||
ALTABA I | COM | 021346101 | 1,427,000 | 19,275 | SH | DFND | 19,275 | 0 | 0 | ||
AMARIN C | SPONS | 023111206 | 1,040,000 | 345,495 | SH | DFND | 345,495 | 0 | 0 | ||
AMAZON C | COM | 023135106 | 8,713,000 | 6,020 | SH | DFND | 6,020 | 0 | 0 | ||
AMERICAN | COM | 025816109 | 4,664,000 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
AMERICAN | CLA | 02665T306 | 4,454,000 | 221,813 | SH | DFND | 221,813 | 0 | 0 | ||
AMERICAN | COMNE | 026874784 | 12,517,000 | 230,000 | SH | DFND | 230,000 | 0 | 0 | ||
ANDEAVOR | COM | 03349M105 | 782,000 | 7,777 | SH | DFND | 7,777 | 0 | 0 | ||
APARTMEN | CLA | 03748R101 | 649,000 | 15,937 | SH | DFND | 15,937 | 0 | 0 | ||
APPIAN C | CLA | 03782L101 | 2,765,000 | 109,799 | SH | DFND | 109,799 | 0 | 0 | ||
APPLE IN | COM | 037833100 | 15,620,000 | 93,098 | SH | DFND | 93,098 | 0 | 0 | ||
ARCH COA | CLA | 039380407 | 1,916,000 | 20,853 | SH | DFND | 20,853 | 0 | 0 | ||
ARCONIC | COM | 03965L100 | 2,459,000 | 106,731 | SH | DFND | 106,731 | 0 | 0 | ||
ARENA PH | COMNE | 040047607 | 2,235,000 | 56,576 | SH | DFND | 56,576 | 0 | 0 | ||
ASHLAND | COM | 044186104 | 18,843,000 | 270,000 | SH | DFND | 270,000 | 0 | 0 | ||
AUDENTES | COM | 05070R104 | 1,655,000 | 55,085 | SH | DFND | 55,085 | 0 | 0 | ||
AUTOMATI | COM | 053015103 | 24,966,000 | 220,000 | SH | DFND | 220,000 | 0 | 0 | ||
AVALONBA | COM | 053484101 | 609,000 | 3,700 | SH | DFND | 3,700 | 0 | 0 | ||
AVID BIO | COM | 05368M106 | 441,000 | 150,900 | SH | DFND | 150,900 | 0 | 0 | ||
BHP BILL | SPONS | 05545E209 | 4,511,000 | 113,531 | SH | DFND | 113,531 | 0 | 0 | ||
BAIDU IN | SPONA | 056752108 | 22,936,000 | 102,763 | SH | DFND | 102,763 | 0 | 0 | ||
BANK NEW | COM | 064058100 | 5,153,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
BAOZUN I | SPONS | 06684L103 | 2,205,000 | 48,065 | SH | DFND | 48,065 | 0 | 0 | ||
BERRY GL | COM | 08579W103 | 6,624,000 | 120,855 | SH | DFND | 120,855 | 0 | 0 | ||
BIOMARIN | NOTE0 | 09061GAH4 | 943,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
BLINK CH | COM | 09354A100 | 128,000 | 300,000 | SH | Call | DFND | 300,000 | 0 | 0 | |
BLINK CH | COM | 09354A100 | 384,000 | 139,531 | SH | DFND | 139,531 | 0 | 0 | ||
BOX INC | CLA | 10316T104 | 2,820,000 | 137,247 | SH | DFND | 137,247 | 0 | 0 | ||
BRASKEM | SPADR | 105532105 | 2,146,000 | 74,023 | SH | DFND | 74,023 | 0 | 0 | ||
CBOE GLO | COM | 12503M108 | 6,846,000 | 60,000 | SH | DFND | 60,000 | 0 | 0 | ||
CDK GLOB | COM | 12508E101 | 20,269,000 | 320,000 | SH | DFND | 320,000 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 14,763,000 | 265,000 | SH | DFND | 265,000 | 0 | 0 | ||
CSRA INC | COM | 12650T104 | 17,821,000 | 432,224 | SH | DFND | 432,224 | 0 | 0 | ||
CABOT CO | COM | 127055101 | 2,549,000 | 45,747 | SH | DFND | 45,747 | 0 | 0 | ||
CELANESE | COMSE | 150870103 | 3,354,000 | 33,466 | SH | DFND | 33,466 | 0 | 0 | ||
CHARTER | CLA | 16119P108 | 3,414,000 | 10,970 | SH | DFND | 10,970 | 0 | 0 | ||
CHESAPEA | NOTE5 | 165167CY1 | 39,675,000 | 46,000,000 | PRN | DFND | 46,000,000 | 0 | 0 | ||
CHINA LO | SPONS | 16949N109 | 241,000 | 1,830 | SH | DFND | 1,830 | 0 | 0 | ||
CHOICE H | COM | 169905106 | 874,000 | 10,900 | SH | DFND | 10,900 | 0 | 0 | ||
CIENA CO | DEBT4 | 171779AK7 | 21,130,000 | 15,000,000 | SH | DFND | 15,000,000 | 0 | 0 | ||
CISCO SY | COM | 17275R102 | 1,713,000 | 39,931 | SH | DFND | 39,931 | 0 | 0 | ||
CLEARSID | COM | 185063104 | 1,060,000 | 98,744 | SH | DFND | 98,744 | 0 | 0 | ||
CLEMENTI | COM | 185575107 | 665,000 | 43,866 | SH | DFND | 43,866 | 0 | 0 | ||
COCA COL | COM | 191216100 | 2,127,000 | 48,978 | SH | DFND | 48,978 | 0 | 0 | ||
COGNIZAN | CLA | 192446102 | 40,250,000 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
COMERICA | COM | 200340107 | 9,593,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
COMMSCOP | COM | 20337X109 | 1,646,000 | 41,174 | SH | DFND | 41,174 | 0 | 0 | ||
COMMUNIT | RIGHT | 203668116 | 54,000 | 4,739,666 | SH | DFND | 4,739,666 | 0 | 0 | ||
CONAGRA | COM | 205887102 | 15,770,000 | 427,595 | SH | DFND | 427,595 | 0 | 0 | ||
CONVERGE | COMCL | 212481105 | 5,568,000 | 625,000 | SH | DFND | 625,000 | 0 | 0 | ||
CORPORAT | SHBEN | 22002T108 | 1,235,000 | 47,800 | SH | DFND | 47,800 | 0 | 0 | ||
COTIVITI | COM | 22164K101 | 21,353,000 | 620,000 | SH | DFND | 620,000 | 0 | 0 | ||
COTY INC | COMCL | 222070203 | 789,000 | 43,128 | SH | DFND | 43,128 | 0 | 0 | ||
CRANE CO | COM | 224399105 | 4,649,000 | 50,129 | SH | DFND | 50,129 | 0 | 0 | ||
CROWN CA | COM | 22822V101 | 1,578,000 | 14,400 | SH | DFND | 14,400 | 0 | 0 | ||
CROWN HO | COM | 228368106 | 9,830,000 | 193,701 | SH | DFND | 193,701 | 0 | 0 | ||
CTRIP CO | AMERI | 22943F100 | 276,000 | 5,913 | SH | DFND | 5,913 | 0 | 0 | ||
CUMMINS | COM | 231021106 | 1,979,000 | 12,211 | SH | DFND | 12,211 | 0 | 0 | ||
CYPRESS | COM | 232806109 | 5,819,000 | 343,121 | SH | DFND | 343,121 | 0 | 0 | ||
D R HORT | COM | 23331A109 | 2,168,000 | 49,444 | SH | DFND | 49,444 | 0 | 0 | ||
DASEKE I | COM | 23753F107 | 2,020,000 | 206,365 | SH | DFND | 206,365 | 0 | 0 | ||
DELL TEC | COMCL | 24703L103 | 69,901,000 | 954,800 | SH | DFND | 954,800 | 0 | 0 | ||
DELTA AI | COMNE | 247361702 | 4,263,000 | 77,771 | SH | DFND | 77,771 | 0 | 0 | ||
DEPOMED | NOTE2 | 249908AA2 | 30,249,000 | 37,000,000 | PRN | DFND | 37,000,000 | 0 | 0 | ||
DISNEY W | COMDI | 254687106 | 17,604,000 | 175,266 | SH | DFND | 175,266 | 0 | 0 | ||
DISCOVER | COMSE | 25470F104 | 9,438,000 | 440,421 | SH | DFND | 440,421 | 0 | 0 | ||
DISH NET | COM | 25470M109 | 418,000 | 379,900 | SH | Call | DFND | 379,900 | 0 | 0 | |
DISH NET | CLA | 25470M109 | 2,254,000 | 59,495 | SH | DFND | 59,495 | 0 | 0 | ||
DISH NET | NOTE3 | 25470MAB5 | 4,950,000 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
DISH NET | NOTE2 | 25470MAD1 | 46,905,000 | 53,000,000 | PRN | DFND | 53,000,000 | 0 | 0 | ||
DOWDUPON | COM | 26078J100 | 4,377,000 | 68,709 | SH | DFND | 68,709 | 0 | 0 | ||
DUKE REA | COMNE | 264411505 | 3,795,000 | 143,300 | SH | DFND | 143,300 | 0 | 0 | ||
DYNEGY I | COM | 26817R108 | 4,223,000 | 312,380 | SH | DFND | 312,380 | 0 | 0 | ||
EAGLE MA | COM | 26969P108 | 6,950,000 | 67,444 | SH | DFND | 67,444 | 0 | 0 | ||
EBAY INC | COM | 278642103 | 58,348,000 | 1,450,000 | SH | DFND | 1,450,000 | 0 | 0 | ||
ECHOSTAR | CLA | 278768106 | 3,040,000 | 57,614 | SH | DFND | 57,614 | 0 | 0 | ||
ELECTRON | COM | 285512109 | 203,000 | 1,040,000 | SH | Call | DFND | 1,040,000 | 0 | 0 | |
ELECTRON | COM | 285512109 | 8,878,000 | 73,225 | SH | DFND | 73,225 | 0 | 0 | ||
ELECTRON | NOTE0 | 286082AC6 | 973,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
EMPIRE S | CLA | 292104106 | 2,456,000 | 146,300 | SH | DFND | 146,300 | 0 | 0 | ||
ENERGIZE | COM | 29272W109 | 3,493,000 | 58,635 | SH | DFND | 58,635 | 0 | 0 | ||
ENSCO JE | NOTE3 | 29359WAB1 | 804,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
EQUINIX | COMPA | 29444U700 | 1,547,000 | 3,700 | SH | DFND | 3,700 | 0 | 0 | ||
ETSY INC | COM | 29786A106 | 4,641,000 | 165,400 | SH | DFND | 165,400 | 0 | 0 | ||
EVERSPIN | COM | 30041T104 | 450,000 | 59,569 | SH | DFND | 59,569 | 0 | 0 | ||
EVOLUS I | COM | 30052C107 | 724,000 | 80,214 | SH | DFND | 80,214 | 0 | 0 | ||
EXPEDIA | COMNE | 30212P303 | 2,631,000 | 23,825 | SH | DFND | 23,825 | 0 | 0 | ||
EXTENDED | UNIT9 | 30224P200 | 1,814,000 | 91,737 | SH | DFND | 91,737 | 0 | 0 | ||
COM | 30303M102 | 746,000 | 75,000 | SH | Call | DFND | 75,000 | 0 | 0 | ||
CLA | 30303M102 | 19,624,000 | 122,813 | SH | DFND | 122,813 | 0 | 0 | |||
FEDERAL | SHBEN | 313747206 | 2,462,000 | 21,200 | SH | DFND | 21,200 | 0 | 0 | ||
FEDERATE | CLB | 314211103 | 6,346,000 | 190,000 | SH | DFND | 190,000 | 0 | 0 | ||
58 COM I | SPONA | 31680Q104 | 479,000 | 6,000 | SH | DFND | 6,000 | 0 | 0 | ||
FINISAR | NOTE0 | 31787AAP6 | 901,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
FORD MTR | COMPA | 345370860 | 1,884,000 | 170,000 | SH | DFND | 170,000 | 0 | 0 | ||
FOUR COR | COM | 35086T109 | 1,257,000 | 54,437 | SH | DFND | 54,437 | 0 | 0 | ||
FRESHPET | COM | 358039105 | 4,399,000 | 267,433 | SH | DFND | 267,433 | 0 | 0 | ||
FULLER H | COM | 359694106 | 1,446,000 | 29,070 | SH | DFND | 29,070 | 0 | 0 | ||
GAMING & | COM | 36467J108 | 1,848,000 | 55,200 | SH | DFND | 55,200 | 0 | 0 | ||
GEMPHIRE | COM | 36870A108 | 477,000 | 73,300 | SH | DFND | 73,300 | 0 | 0 | ||
GENERAL | COM | 37045V100 | 2,464,000 | 67,798 | SH | DFND | 67,798 | 0 | 0 | ||
GENTEX C | COM | 371901109 | 1,874,000 | 81,405 | SH | DFND | 81,405 | 0 | 0 | ||
GODADDY | CLA | 380237107 | 3,881,000 | 63,194 | SH | DFND | 63,194 | 0 | 0 | ||
GOLDMAN | COM | 38141G104 | 11,334,000 | 45,000 | SH | DFND | 45,000 | 0 | 0 | ||
GOODRICH | COMPA | 382410843 | 165,000 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
GOODRICH | DEBT1 | 382410AR9 | 4,200,000 | 4,000,000 | SH | DFND | 4,000,000 | 0 | 0 | ||
GRACE W | COM | 38388F108 | 4,598,000 | 75,101 | SH | DFND | 75,101 | 0 | 0 | ||
GREENBRI | COM | 393657101 | 2,161,000 | 43,000 | SH | DFND | 43,000 | 0 | 0 | ||
GULFPORT | COMNE | 402635304 | 4,825,000 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
HAIN CEL | COM | 405217100 | 5,604,000 | 174,748 | SH | DFND | 174,748 | 0 | 0 | ||
HALCON R | COMPA | 40537Q605 | 852,000 | 175,000 | SH | DFND | 175,000 | 0 | 0 | ||
HAYMAKER | UNIT1 | 420870206 | 2,081,000 | 209,154 | SH | DFND | 209,154 | 0 | 0 | ||
HEARTLAN | COM | 422347104 | 4,442,000 | 246,910 | SH | DFND | 246,910 | 0 | 0 | ||
HEWLETT | COM | 42824C109 | 1,713,000 | 97,643 | SH | DFND | 97,643 | 0 | 0 | ||
HIGHWOOD | COM | 431284108 | 2,476,000 | 56,513 | SH | DFND | 56,513 | 0 | 0 | ||
HONEYWEL | COM | 438516106 | 11,894,000 | 82,303 | SH | DFND | 82,303 | 0 | 0 | ||
HUNTSMAN | COM | 447011107 | 883,000 | 30,193 | SH | DFND | 30,193 | 0 | 0 | ||
HYATT HO | COMCL | 448579102 | 2,832,000 | 37,131 | SH | DFND | 37,131 | 0 | 0 | ||
IAC INTE | COM | 44919P508 | 1,514,000 | 9,684 | SH | DFND | 9,684 | 0 | 0 | ||
IGI LABO | NOTE3 | 449575AB5 | 6,965,000 | 7,500,000 | PRN | DFND | 7,500,000 | 0 | 0 | ||
IBERIABA | COM | 450828108 | 9,360,000 | 120,000 | SH | DFND | 120,000 | 0 | 0 | ||
INFINERA | COM | 45667G103 | 248,000 | 22,874 | SH | DFND | 22,874 | 0 | 0 | ||
INFINERA | DBCV1 | 45667GAB9 | 1,000,000 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | ||
INSULET | NOTE1 | 45784PAF8 | 30,982,000 | 20,000,000 | PRN | DFND | 20,000,000 | 0 | 0 | ||
INTEGRAT | COM | 458118106 | 7,287,000 | 238,455 | SH | DFND | 238,455 | 0 | 0 | ||
INTEL CO | COM | 458140100 | 5,762,000 | 110,647 | SH | DFND | 110,647 | 0 | 0 | ||
INTEL CO | SDCV3 | 458140AF7 | 170,202,000 | 68,423,000 | SH | DFND | 68,423,000 | 0 | 0 | ||
INTERNAT | COM | 459200101 | 44,491,000 | 289,977 | SH | DFND | 289,977 | 0 | 0 | ||
INVITAE | COM | 46185L103 | 2,483,000 | 529,466 | SH | DFND | 529,466 | 0 | 0 | ||
ISHARES | COM | 464288513 | 1,110,000 | 1,500,000 | SH | Put | DFND | 1,500,000 | 0 | 0 | |
ISHARES | COM | 46434G822 | 8,000 | 225,000 | SH | Call | DFND | 225,000 | 0 | 0 | |
JPMORGAN | COM | 46625H100 | 8,798,000 | 80,000 | SH | DFND | 80,000 | 0 | 0 | ||
JD COM I | SPONA | 47215P106 | 630,000 | 15,554 | SH | DFND | 15,554 | 0 | 0 | ||
KELLOGG | COM | 487836108 | 6,060,000 | 93,220 | SH | DFND | 93,220 | 0 | 0 | ||
KOHLS CO | COM | 500255104 | 904,000 | 13,797 | SH | DFND | 13,797 | 0 | 0 | ||
KRAFT HE | COM | 500754106 | 15,381,000 | 246,921 | SH | DFND | 246,921 | 0 | 0 | ||
KURA ONC | COM | 50127T109 | 1,317,000 | 70,257 | SH | DFND | 70,257 | 0 | 0 | ||
LEISURE | UNIT9 | 52539T206 | 4,161,000 | 420,365 | SH | DFND | 420,365 | 0 | 0 | ||
LENNAR C | CLA | 526057104 | 5,637,000 | 95,637 | SH | DFND | 95,637 | 0 | 0 | ||
LIBERTY | SHBEN | 531172104 | 1,426,000 | 35,900 | SH | DFND | 35,900 | 0 | 0 | ||
LIBERTY | NOTE1 | 531229AF9 | 6,307,000 | 6,000,000 | PRN | DFND | 6,000,000 | 0 | 0 | ||
LULULEMO | COM | 550021109 | 15,596,000 | 175,000 | SH | DFND | 175,000 | 0 | 0 | ||
M & T BK | COM | 55261F104 | 11,062,000 | 60,000 | SH | DFND | 60,000 | 0 | 0 | ||
MACQUARI | NOTE2 | 55608BAB1 | 892,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
MEDICINE | NOTE2 | 584688AG0 | 27,556,000 | 28,500,000 | PRN | DFND | 28,500,000 | 0 | 0 | ||
MELCO RE | ADR | 585464100 | 2,197,000 | 75,801 | SH | DFND | 75,801 | 0 | 0 | ||
MERITAGE | COM | 59001A102 | 2,520,000 | 55,687 | SH | DFND | 55,687 | 0 | 0 | ||
MICROCHI | NOTE1 | 595017AF1 | 1,187,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
MICRON T | NOTE3 | 595112AY9 | 71,900,000 | 40,000,000 | PRN | DFND | 40,000,000 | 0 | 0 | ||
MID AMER | COM | 59522J103 | 4,244,000 | 46,513 | SH | DFND | 46,513 | 0 | 0 | ||
MOHAWK I | COM | 608190104 | 44,912,000 | 193,401 | SH | DFND | 193,401 | 0 | 0 | ||
MOLSON C | COM | 60871R209 | 4,000 | 86,000 | SH | Call | DFND | 86,000 | 0 | 0 | |
MONDELEZ | CLA | 609207105 | 6,848,000 | 164,104 | SH | DFND | 164,104 | 0 | 0 | ||
MONSANTO | COM | 61166W101 | 2,663,000 | 1,069,500 | SH | Call | DFND | 1,069,500 | 0 | 0 | |
MONSANTO | COM | 61166W101 | 32,000 | 650,000 | SH | Put | DFND | 650,000 | 0 | 0 | |
NATIONAL | COM | 63633D104 | 3,603,000 | 53,550 | SH | DFND | 53,550 | 0 | 0 | ||
NATIONAL | COMSH | 637870106 | 614,000 | 24,487 | SH | DFND | 24,487 | 0 | 0 | ||
NAVISTAR | COM | 63934E108 | 512,000 | 14,638 | SH | DFND | 14,638 | 0 | 0 | ||
NETAPP I | COM | 64110D104 | 14,428,000 | 233,880 | SH | DFND | 233,880 | 0 | 0 | ||
NEW ORIE | SPONA | 647581107 | 3,745,000 | 42,730 | SH | DFND | 42,730 | 0 | 0 | ||
NORTHERN | COM | 665859104 | 6,703,000 | 65,000 | SH | DFND | 65,000 | 0 | 0 | ||
NUANCE C | COM | 67020Y100 | 1,434,000 | 91,040 | SH | DFND | 91,040 | 0 | 0 | ||
NUANCE C | DBCV1 | 67020YAK6 | 955,000 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | ||
NUCOR CO | COM | 670346105 | 1,798,000 | 29,438 | SH | DFND | 29,438 | 0 | 0 | ||
NUTANIX | CLA | 67059N108 | 2,505,000 | 51,012 | SH | DFND | 51,012 | 0 | 0 | ||
ONCOSEC | COMNE | 68234L207 | 507,000 | 269,432 | SH | DFND | 269,432 | 0 | 0 | ||
ORACLE C | COM | 68389X105 | 5,382,000 | 117,642 | SH | DFND | 117,642 | 0 | 0 | ||
OREXIGEN | COMNE | 686164302 | 0 | 33,333 | SH | DFND | 33,333 | 0 | 0 | ||
OWENS CO | COM | 690742101 | 2,877,000 | 35,782 | SH | DFND | 35,782 | 0 | 0 | ||
PANDORA | NOTE1 | 698354AB3 | 46,665,000 | 51,000,000 | PRN | DFND | 51,000,000 | 0 | 0 | ||
PARKER H | COM | 701094104 | 5,414,000 | 31,657 | SH | DFND | 31,657 | 0 | 0 | ||
PEPSICO | COM | 713448108 | 4,000 | 172,000 | SH | Call | DFND | 172,000 | 0 | 0 | |
PEPSICO | COM | 713448108 | 8,628,000 | 79,046 | SH | DFND | 79,046 | 0 | 0 | ||
PINNACLE | COM | 72348P104 | 40,000 | 158,300 | SH | Call | DFND | 158,300 | 0 | 0 | |
PINNACLE | COM | 72348P104 | 2,862,000 | 52,893 | SH | DFND | 52,893 | 0 | 0 | ||
POST HLD | COM | 737446104 | 41,524,000 | 548,095 | SH | DFND | 548,095 | 0 | 0 | ||
POWERSHA | COM | 73935A104 | 86,000 | 45,700 | SH | Put | DFND | 45,700 | 0 | 0 | |
PROTALIX | NOTE7 | 74365AAD3 | 6,816,000 | 7,000,000 | PRN | DFND | 7,000,000 | 0 | 0 | ||
PUBLIC S | COM | 74460D109 | 629,000 | 3,137 | SH | DFND | 3,137 | 0 | 0 | ||
PURE STO | CLA | 74624M102 | 5,491,000 | 275,247 | SH | DFND | 275,247 | 0 | 0 | ||
QORVO IN | COM | 74736K101 | 3,221,000 | 45,727 | SH | DFND | 45,727 | 0 | 0 | ||
Q2 HLDGS | COM | 74736L109 | 1,704,000 | 37,416 | SH | DFND | 37,416 | 0 | 0 | ||
RAMBUS I | NOTE1 | 750917AE6 | 19,515,000 | 17,000,000 | PRN | DFND | 17,000,000 | 0 | 0 | ||
REGENCY | COM | 758849103 | 3,397,000 | 57,600 | SH | DFND | 57,600 | 0 | 0 | ||
RESTAURA | COM | 76131D103 | 31,306,000 | 550,000 | SH | DFND | 550,000 | 0 | 0 | ||
RESTORBI | COM | 76133L103 | 408,000 | 42,542 | SH | DFND | 42,542 | 0 | 0 | ||
SBA COMM | CLA | 78410G104 | 2,752,000 | 16,100 | SH | DFND | 16,100 | 0 | 0 | ||
SPDR S&P | COM | 78462F103 | 410,000 | 1,500,000 | SH | Call | DFND | 1,500,000 | 0 | 0 | |
SPDR S&P | COM | 78462F103 | 944,000 | 291,600 | SH | Put | DFND | 291,600 | 0 | 0 | |
SPDR GOL | COM | 78463V107 | 79,000 | 74,100 | SH | Put | DFND | 74,100 | 0 | 0 | |
SABRA HE | COM | 78573L106 | 630,000 | 35,713 | SH | DFND | 35,713 | 0 | 0 | ||
SALESFOR | COM | 79466L302 | 2,061,000 | 17,718 | SH | DFND | 17,718 | 0 | 0 | ||
SANOFI | RIGHT | 80105N113 | 490,000 | 1,160,651 | SH | DFND | 1,160,651 | 0 | 0 | ||
SAREPTA | COM | 803607100 | 642,000 | 8,665 | SH | DFND | 8,665 | 0 | 0 | ||
SEALED A | COM | 81211K100 | 1,301,000 | 30,398 | SH | DFND | 30,398 | 0 | 0 | ||
SELECT S | SBIIN | 81369Y605 | 60,333,000 | 2,188,359 | SH | DFND | 2,188,359 | 0 | 0 | ||
SENSEONI | NOTE5 | 81727UAA3 | 6,158,000 | 5,650,000 | PRN | DFND | 5,650,000 | 0 | 0 | ||
SERVICEN | COM | 81762P102 | 1,608,000 | 9,721 | SH | DFND | 9,721 | 0 | 0 | ||
SILGAN H | COM | 827048109 | 3,863,000 | 138,704 | SH | DFND | 138,704 | 0 | 0 | ||
SILICON | SPONS | 82706C108 | 719,000 | 14,935 | SH | DFND | 14,935 | 0 | 0 | ||
SIMPLY G | COM | 82900L102 | 1,004,000 | 277,860 | SH | Call | DFND | 277,860 | 0 | 0 | |
SIMPLY G | COM | 82900L102 | 4,425,000 | 322,296 | SH | DFND | 322,296 | 0 | 0 | ||
SPIRIT R | COM | 84860W102 | 2,092,000 | 269,550 | SH | DFND | 269,550 | 0 | 0 | ||
STANLEY | COM | 854502101 | 3,886,000 | 25,364 | SH | DFND | 25,364 | 0 | 0 | ||
STEEL DY | COM | 858119100 | 3,493,000 | 78,983 | SH | DFND | 78,983 | 0 | 0 | ||
STORE CA | COM | 862121100 | 892,000 | 35,950 | SH | DFND | 35,950 | 0 | 0 | ||
SYNACOR | COM | 871561106 | 59,000 | 36,908 | SH | DFND | 36,908 | 0 | 0 | ||
T MOBILE | COM | 872590104 | 19,562,000 | 320,484 | SH | DFND | 320,484 | 0 | 0 | ||
TAL ED G | SPONS | 874080104 | 2,221,000 | 59,882 | SH | DFND | 59,882 | 0 | 0 | ||
TECK RES | CLB | 878742204 | 3,251,000 | 126,206 | SH | DFND | 126,206 | 0 | 0 | ||
TELEFONI | SPONS | 87936R106 | 5,628,000 | 366,392 | SH | DFND | 366,392 | 0 | 0 | ||
TENET HE | COMNE | 88033G407 | 1,212,000 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
TERADATA | COM | 88076W103 | 1,815,000 | 45,749 | SH | DFND | 45,749 | 0 | 0 | ||
TESLA IN | NOTE2 | 88160RAD3 | 41,754,000 | 40,000,000 | PRN | DFND | 40,000,000 | 0 | 0 | ||
THE TRAD | COMCL | 88339J105 | 19,123,000 | 385,392 | SH | DFND | 385,392 | 0 | 0 | ||
TIME WAR | COM | 887317303 | 1,180,000 | 256,500 | SH | Call | DFND | 256,500 | 0 | 0 | |
TIMKEN C | COM | 887389104 | 3,212,000 | 70,449 | SH | DFND | 70,449 | 0 | 0 | ||
TIMKENST | COM | 887399103 | 1,661,000 | 109,354 | SH | DFND | 109,354 | 0 | 0 | ||
TRIPADVI | COM | 896945201 | 1,254,000 | 30,679 | SH | DFND | 30,679 | 0 | 0 | ||
TWENTY F | COM | 90130A101 | 302,000 | 83,900 | SH | Call | DFND | 83,900 | 0 | 0 | |
TWILIO I | CLA | 90138F102 | 4,239,000 | 111,032 | SH | DFND | 111,032 | 0 | 0 | ||
COM | 90184L102 | 5,359,000 | 184,746 | SH | DFND | 184,746 | 0 | 0 | |||
NOTE0 | 90184LAB8 | 958,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | |||
TYME TEC | COM | 90238J103 | 159,000 | 71,233 | SH | DFND | 71,233 | 0 | 0 | ||
UNITED C | COM | 910047109 | 1,178,000 | 16,958 | SH | DFND | 16,958 | 0 | 0 | ||
UNITED S | COM | 912318300 | 7,000 | 91,500 | SH | Call | DFND | 91,500 | 0 | 0 | |
UNITED S | COM | 912318300 | 2,000 | 91,500 | SH | Put | DFND | 91,500 | 0 | 0 | |
UNITED S | COM | 91232N108 | 58,000 | 1,650,000 | SH | Put | DFND | 1,650,000 | 0 | 0 | |
URBAN ED | COM | 91704F104 | 942,000 | 44,100 | SH | DFND | 44,100 | 0 | 0 | ||
VANDA PH | COM | 921659108 | 2,313,000 | 137,280 | SH | DFND | 137,280 | 0 | 0 | ||
VANECK V | COM | 92189F718 | 137,000 | 179,600 | SH | Put | DFND | 179,600 | 0 | 0 | |
VERIFONE | COM | 92342Y109 | 704,000 | 45,745 | SH | DFND | 45,745 | 0 | 0 | ||
VERIZON | COM | 92343V104 | 2,768,000 | 57,884 | SH | DFND | 57,884 | 0 | 0 | ||
VIACOM I | CLB | 92553P201 | 1,416,000 | 45,576 | SH | DFND | 45,576 | 0 | 0 | ||
VIPSHOP | SPONS | 92763W103 | 2,153,000 | 129,565 | SH | DFND | 129,565 | 0 | 0 | ||
VULCAN M | COM | 929160109 | 3,194,000 | 27,980 | SH | DFND | 27,980 | 0 | 0 | ||
WASHINGT | SHBEN | 939653101 | 1,256,000 | 46,000 | SH | DFND | 46,000 | 0 | 0 | ||
WAYFAIR | CLA | 94419L101 | 12,559,000 | 185,973 | SH | DFND | 185,973 | 0 | 0 | ||
WAYFAIR | NOTE0 | 94419LAA9 | 952,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
WELLS FA | COM | 949746101 | 6,551,000 | 125,000 | SH | DFND | 125,000 | 0 | 0 | ||
WELLTOWE | COM | 95040Q104 | 1,257,000 | 23,100 | SH | DFND | 23,100 | 0 | 0 | ||
WEX INC | COM | 96208T104 | 1,198,000 | 7,651 | SH | DFND | 7,651 | 0 | 0 | ||
WEYERHAE | COM | 962166104 | 1,803,000 | 51,504 | SH | DFND | 51,504 | 0 | 0 | ||
WHEATON | COM | 962879102 | 1,164,000 | 57,119 | SH | DFND | 57,119 | 0 | 0 | ||
WYNDHAM | COM | 98310W108 | 3,254,000 | 28,437 | SH | DFND | 28,437 | 0 | 0 | ||
WYNN RES | COM | 983134107 | 2,079,000 | 11,400 | SH | DFND | 11,400 | 0 | 0 | ||
YAHOO IN | NOTE1 | 984332AF3 | 35,014,000 | 25,000,000 | PRN | DFND | 25,000,000 | 0 | 0 | ||
YEXT INC | COM | 98585N106 | 2,631,000 | 207,998 | SH | DFND | 207,998 | 0 | 0 | ||
ZAYO GRO | COM | 98919V105 | 2,624,000 | 76,822 | SH | DFND | 76,822 | 0 | 0 | ||
ZYNGA IN | CLA | 98986T108 | 2,656,000 | 725,808 | SH | DFND | 725,808 | 0 | 0 | ||
AMDOCS L | SHS | G02602103 | 5,345,000 | 80,111 | SH | DFND | 80,111 | 0 | 0 | ||
AXIS CAP | SHS | G0692U109 | 8,636,000 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
AXALTA C | COM | G0750C108 | 20,000 | 90,400 | SH | Call | DFND | 90,400 | 0 | 0 | |
AXALTA C | COM | G0750C108 | 3,871,000 | 128,221 | SH | DFND | 128,221 | 0 | 0 | ||
MIMECAST | ORDSH | G14838109 | 3,296,000 | 93,029 | SH | DFND | 93,029 | 0 | 0 | ||
BRIGHTSP | SHS | G1644T109 | 360,000 | 22,873 | SH | DFND | 22,873 | 0 | 0 | ||
BUNGE LI | COM | G16962105 | 576,000 | 86,000 | SH | Put | DFND | 86,000 | 0 | 0 | |
ESSENT G | COM | G3198U102 | 1,196,000 | 28,104 | SH | DFND | 28,104 | 0 | 0 | ||
HERBALIF | COMUS | G4412G101 | 38,988,000 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
JOHNSON | SHS | G51502105 | 7,734,000 | 219,475 | SH | DFND | 219,475 | 0 | 0 | ||
TPG PACE | UNIT9 | G89827102 | 8,676,000 | 831,000 | SH | DFND | 831,000 | 0 | 0 | ||
TRAVELPO | SHS | G9019D104 | 9,804,000 | 600,000 | SH | DFND | 600,000 | 0 | 0 | ||
WILLIS T | SHS | G96629103 | 76,095,000 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
ATENTO S | SHS | L0427L105 | 727,000 | 93,201 | SH | DFND | 93,201 | 0 | 0 | ||
ASML HOL | NYREG | N07059210 | 1,791,000 | 9,019 | SH | DFND | 9,019 | 0 | 0 | ||
INTERXIO | SHS | N47279109 | 2,733,000 | 44,000 | SH | DFND | 44,000 | 0 | 0 | ||
NXP SEMI | COM | N6596X109 | 874,000 | 306,600 | SH | Call | DFND | 306,600 | 0 | 0 | |
NXP SEMI | COM | N6596X109 | 496,000 | 1,068,200 | SH | Put | DFND | 1,068,200 | 0 | 0 |