The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 3,703 | 33,224 | SH | DFND | 1 | 0 | 33,224 | 0 | |
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 660 | 3,100 | SH | DFND | 0 | 3,100 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 5,901 | 5,690 | SH | DFND | 0 | 5,690 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 960 | 15,400 | SH | DFND | 0 | 15,400 | 0 | ||
AMERICAN RLTY CAP PPTYS INC | NOTE 3.000% 8/0 | 02917TAA2 | 19,995 | 20,000,000 | SH | DFND | 1 | 0 | 20,000,000 | 0 | |
AMERICAN RLTY CAP PPTYS INC | NOTE 3.750% 12/1 | 02917TAB0 | 28,656 | 28,319,000 | SH | DFND | 1 | 0 | 28,319,000 | 0 | |
AMERICAN RLTY CAP PPTYS INC | NOTE 3.750% 12/1 | 02917TAB0 | 7,044 | 7,000,000 | SH | DFND | 0 | 7,000,000 | 0 | ||
AMERISOURCEBERGEN CORP | COM | 03073E105 | 802 | 9,300 | SH | DFND | 0 | 9,300 | 0 | ||
APPLE INC | COM | 037833100 | 839 | 5,000 | SH | DFND | 0 | 5,000 | 0 | ||
ARES CAP CORP | NOTE 3.750% 2/0 | 04010LAT0 | 30,701 | 30,000,000 | SH | DFND | 1 | 0 | 30,000,000 | 0 | |
BANK AMER CORP | COM | 060505104 | 1,290 | 43,000 | SH | DFND | 0 | 43,000 | 0 | ||
BAOZUN INC | SPONSORED ADR | 06684L103 | 14,440 | 314,733 | SH | DFND | 0 | 314,733 | 0 | ||
BAOZUN INC | SPONSORED ADR | 06684L103 | 18,555 | 404,424 | SH | DFND | 1 | 0 | 404,424 | 0 | |
BEYONDSPRING INC | SHS | G10830100 | 6,149 | 240,000 | SH | DFND | 2 | 0 | 240,000 | 0 | |
BOOKING HLDGS INC | COM | 09857L108 | 1,196 | 575 | SH | DFND | 0 | 575 | 0 | ||
BROOKDALE SR LIVING INC | COM | 112463104 | 7,200 | 1,073,000 | SH | DFND | 1 | 0 | 1,073,000 | 0 | |
BROOKDALE SR LIVING INC | COM | 112463104 | 94,120 | 14,026,889 | SH | DFND | 0 | 14,026,889 | 0 | ||
CARDINAL HEALTH INC | COM | 14149Y108 | 432 | 6,900 | SH | DFND | 0 | 6,900 | 0 | ||
CF INDS HLDGS INC | COM | 125269100 | 8,162 | 216,322 | SH | DFND | 1 | 0 | 216,322 | 0 | |
CF INDS HLDGS INC | COM | 125269100 | 13,883 | 367,963 | SH | DFND | 0 | 367,963 | 0 | ||
CHECK CAP LTD | SHS | M2361E112 | 796 | 1,530,699 | SH | DFND | 2 | 0 | 1,530,699 | 0 | |
CHECK CAP LTD | *W EXP 02/28/202 | M2361E120 | 133 | 333,333 | SH | DFND | 2 | 0 | 333,333 | 0 | |
COLONY CAP INC | NOTE 5.000% 4/1 | 19624RAA4 | 18,678 | 20,000,000 | SH | DFND | 1 | 0 | 20,000,000 | 0 | |
COLONY CAP INC | NOTE 3.875% 1/1 | 19624RAB2 | 37,772 | 40,000,000 | SH | DFND | 1 | 0 | 40,000,000 | 0 | |
COLONY NORTHSTAR INC | CL A COM | 19625W104 | 13,545 | 2,410,250 | SH | DFND | 0 | 2,410,250 | 0 | ||
COLONY NORTHSTAR INC | CL A COM | 19625W104 | 34,967 | 6,221,911 | SH | DFND | 1 | 0 | 6,221,911 | 0 | |
CONTRAFECT CORP | COM | 212326102 | 13,814 | 8,500,000 | SH | DFND | 2 | 0 | 8,500,000 | 0 | |
COWEN INC | CL A NEW | 223622606 | 17,591 | 1,332,674 | SH | DFND | 0 | 1,332,674 | 0 | ||
CRITEO S A | SPON ADS | 226718104 | 8,476 | 328,011 | SH | DFND | 1 | 0 | 328,011 | 0 | |
CTRIP COM INTL LTD | NOTE 1.990% 7/0 | 22943FAH3 | 33,058 | 28,500,000 | SH | DFND | 1 | 0 | 28,500,000 | 0 | |
CTRIP COM INTL LTD | NOTE 1.250% 9/1 | 22943FAM2 | 52,258 | 50,000,000 | SH | DFND | 1 | 0 | 50,000,000 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 411 | 6,600 | SH | DFND | 0 | 6,600 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 1,085 | 19,800 | SH | DFND | 0 | 19,800 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 1,401 | 13,950 | SH | DFND | 0 | 13,950 | 0 | ||
DOVA PHARMACEUTICALS INC | COM | 25985T102 | 1,356 | 50,000 | SH | DFND | 0 | 50,000 | 0 | ||
DOVA PHARMACEUTICALS INC | COM | 25985T102 | 17,899 | 660,000 | SH | DFND | 2 | 0 | 660,000 | 0 | |
FANG HLDGS LTD | ADR | 30711Y102 | 62,362 | 12,132,588 | SH | DFND | 1 | 0 | 12,132,588 | 0 | |
FANG HLDGS LTD | ADR | 30711Y102 | 14,686 | 2,857,183 | SH | DFND | 0 | 2,857,183 | 0 | ||
FANHUA INC | SPONSORED ADR | 30712A103 | 11,553 | 427,559 | SH | DFND | 0 | 427,559 | 0 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 1,024 | 92,400 | SH | DFND | 0 | 92,400 | 0 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 1,105 | 5,000 | SH | DFND | 0 | 5,000 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 10,272 | 136,259 | SH | DFND | 0 | 136,259 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 15,980 | 211,963 | SH | DFND | 1 | 0 | 211,963 | 0 | |
HOME DEPOT INC | COM | 437076102 | 1,159 | 6,500 | SH | DFND | 0 | 6,500 | 0 | ||
IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 10,851 | 543,912 | SH | DFND | 2 | 0 | 543,912 | 0 | |
IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 47,438 | 2,377,867 | SH | DFND | 0 | 2,377,867 | 0 | ||
IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 33,995 | 1,704,027 | SH | DFND | 1 | 0 | 1,704,027 | 0 | |
IMPAX LABORATORIES INC | COM | 45256B101 | 74,980 | 3,854,995 | SH | DFND | 2 | 0 | 3,854,995 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 112 | 2,324 | SH | DFND | 1 | 0 | 2,324 | 0 | |
JOUNCE THERAPEUTICS INC | COM | 481116101 | 3,576 | 160,000 | SH | DFND | 2 | 0 | 160,000 | 0 | |
L BRANDS INC | COM | 501797104 | 18,266 | 478,044 | SH | DFND | 1 | 0 | 478,044 | 0 | |
L BRANDS INC | COM | 501797104 | 13,956 | 365,250 | SH | DFND | 0 | 365,250 | 0 | ||
MACYS INC | COM | 55616P104 | 1,651 | 55,500 | SH | DFND | 0 | 55,500 | 0 | ||
MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 9,323 | 268,681 | SH | DFND | 1 | 0 | 268,681 | 0 | |
MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 5,696 | 164,153 | SH | DFND | 0 | 164,153 | 0 | ||
MCKESSON CORP | COM | 58155Q103 | 437 | 3,100 | SH | DFND | 0 | 3,100 | 0 | ||
MICHAEL KORS HLDGS LTD | SHS | G60754101 | 2,133 | 34,360 | SH | DFND | 0 | 34,360 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,369 | 15,000 | SH | DFND | 0 | 15,000 | 0 | ||
MOMO INC | ADR | 60879B107 | 114,928 | 3,074,579 | SH | DFND | 1 | 0 | 3,074,579 | 0 | |
MOMO INC | ADR | 60879B107 | 38,437 | 1,028,284 | SH | DFND | 0 | 1,028,284 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 893 | 21,400 | SH | DFND | 0 | 21,400 | 0 | ||
MYLAN N V | SHS EURO | N59465109 | 535 | 13,000 | SH | DFND | 0 | 13,000 | 0 | ||
NATURES SUNSHINE PRODUCTS IN | COM | 639027101 | 31,401 | 2,854,607 | SH | DFND | 2 | 0 | 2,854,607 | 0 | |
NORWEGIAN CRUISE LINE HLDGS | SHS | G66721104 | 3,295 | 62,214 | SH | DFND | 0 | 62,214 | 0 | ||
OCEAN RIG UDW INC | COM CL | G66964118 | 9,510 | 376,918 | SH | DFND | 1 | 0 | 376,918 | 0 | |
OXFORD IMMUNOTEC GLOBAL PLC | ORD SHS | G6855A103 | 2,960 | 237,783 | SH | DFND | 2 | 0 | 237,783 | 0 | |
REVANCE THERAPEUTICS INC | COM | 761330109 | 9,835 | 319,313 | SH | DFND | 1 | 0 | 319,313 | 0 | |
SHERWIN WILLIAMS CO | COM | 824348106 | 1,176 | 3,000 | SH | DFND | 0 | 3,000 | 0 | ||
SINA CORP | ORD | G81477104 | 120,081 | 1,151,633 | SH | DFND | 1 | 0 | 1,151,633 | 0 | |
SOHU COM INC | COM | 83408W103 | 43,977 | 1,422,270 | SH | DFND | 1 | 0 | 1,422,270 | 0 | |
SPIRIT RLTY CAP INC NEW | NOTE 2.875% 5/1 | 84860WAA0 | 19,943 | 20,000,000 | SH | DFND | 1 | 0 | 20,000,000 | 0 | |
SPIRIT RLTY CAP INC NEW | NOTE 3.750% 5/1 | 84860WAB8 | 30,380 | 30,000,000 | SH | DFND | 1 | 0 | 30,000,000 | 0 | |
SPIRIT RLTY CAP INC NEW | NOTE 3.750% 5/1 | 84860WAB8 | 19,259 | 18,992,000 | SH | DFND | 0 | 18,992,000 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 1,489 | 25,720 | SH | DFND | 0 | 25,720 | 0 | ||
TRANSGLOBE ENERGY CORP | COM | 893662106 | 3,299 | 2,422,923 | SH | DFND | 1 | 0 | 2,422,923 | 0 | |
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 1,346 | 37,000 | SH | DFND | 0 | 37,000 | 0 | ||
TWITTER INC | NOTE 0.250% 9/1 | 90184LAB8 | 40,247 | 42,000,000 | SH | DFND | 1 | 0 | 42,000,000 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 610 | 2,850 | SH | DFND | 0 | 2,850 | 0 | ||
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 20,250 | 1,272,000 | SH | DFND | 1 | 0 | 1,272,000 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 7,455 | 468,258 | SH | DFND | 0 | 468,258 | 0 | ||
VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 29,268 | 1,761,032 | SH | DFND | 1 | 0 | 1,761,032 | 0 | |
VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 3,137 | 188,765 | SH | DFND | 0 | 188,765 | 0 | ||
VIEWRAY INC | COM | 92672L107 | 69,239 | 10,767,975 | SH | DFND | 0 | 10,767,975 | 0 | ||
VEREIT INC | COM | 92339V100 | 33,203 | 4,770,500 | SH | DFND | 1 | 0 | 4,770,500 | 0 | |
VEREIT INC | COM | 92339V100 | 15,059 | 2,163,632 | SH | DFND | 0 | 2,163,632 | 0 | ||
VERISIGN INC | COM | 92343E102 | 7,174 | 60,507 | SH | DFND | 0 | 60,507 | 0 | ||
YANDEX NV | NOTE 1.125% 12/1 | 98474TAB3 | 51,883 | 50,752,000 | SH | DFND | 1 | 0 | 50,752,000 | 0 |