1

NAMES OF REPORTING PERSONS

 

 

 

 

 

 

 

 

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)☐

(b)☒

 

 

3

SEC USE ONLY

 

 

 

 

 

 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

 

 

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5

SOLE VOTING POWER

 

 

 

 

 

 

6

SHARED VOTING POWER

 

 

0

 

 

 

 

7

SOLE DISPOSITIVE POWER

 

 

 

 

 

 

8

SHARED DISPOSITIVE POWER

 

 

0

 

 

 

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

 

 

 

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

 

☐

 

 

 

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

 

 

 

 

 

12

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

 

 

 

 

 

 

(a)

Name of Issuer
 

Synergy Resources Corporation

 

 

(b)

Address of Issuer’s Principal Executive Offices
 

20203 Highway 60

Platteville, Colorado 80651

 

(a)

Name of Person Filing

Bayswater Blenheim Holdings, LLC (“BBH”)

Bayswater Blenheim Holdings II, LLC (“BBHII”)

Bayswater Exploration & Production, LLC (“BEP”)

 

 

(b)

Address of the Principal Office or, if none, residence
 

BBH and BBHII:      300 Connell Drive

                                   Suite 5200

                                   Berkeley Heights, NJ 07922

 

 

BEP:          730 17^th Street

                   Suite 610

                   Denver, Colorado 80202

 

 

(c)

Citizenship
 

BBH:       USA (Delaware)

BBHII:    USA (Delaware)

BEP:        USA (Colorado)

 

 

(d)

Title of Class of Securities
 

Common Stock

 

 

(e)

CUSIP Number
 

87164P103

 

(a)

☐

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

 

(b)

☐

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

 

(c)

☐

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

 

(d)

☐

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

 

 

(e)

☐

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

 

(f)

☐

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

 

(g)

☐

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

 

 

(h)

☐

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

 

(i)

☐

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

 

(j)

☐

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

(a)

 

Amount beneficially owned:  4,648,136

 

 

(b)

 

Percent of class:  4.47%

 

 

(c)

 

Number of shares as to which the person has:

 

 

 

 

(i)

Sole power to vote or to direct the vote  

 

BBH:   3,794,678

BBHII:   230,236

BEP:       623,222

Total:   4,648,136

 

 

 

 

(ii)

Shared power to vote or to direct the vote.

 

 

0

 

 

 

 

(iii)

Sole power to dispose or to direct the disposition of

 

BBH:   3,794,678

BBHII:   230,236

BEP:       623,222

Total:   4,648,136

 

 

 

 

(iv)

Shared power to dispose or to direct the disposition of.

 

(a)

 

The following certification shall be included if the statement is filed pursuant to §240.13d-1(b):

 

 

 

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

(b)

 

The following certification shall be included if the statement is filed pursuant to §240.13d-1(c):

 

 

 

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.