X-17A-5/A: Filer Information

X-17A-5/A: Submission Information

X-17A-5/A: A. Registrant Identification

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1
15 SOUTH 5TH STREET
Address 2
16TH FLOOR
City
RICHMOND
State/Country
VIRGINIA
Mailing Zip/ Portal Code
23219

Name and Telephone Number of Person to Contact in Regard to this Report

Name
J. Elaine Altizer
Telephone Number
804-644-6381

X-17A-5/A: B. Accountant Identification

Independent Public Accountant

X-17A-5/A: Signature

Oath or Affirmation

I, J. Elaine Altizer, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of THOMPSON DAVIS & CO., INC., as of 12-31-2017, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

certain joint accounts, custodian accounts, trusteed IRA accounts of shareholders or similar types of accounts which are classified as customer accounts in accordance with Rule 15c3-3(a)(1) of the Securities and Exchange Act of 1934.

Notary Public